N-PX 1 ea152618_npx.htm N-PX

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-23396

Rimrock Funds Trust

(Exact name of registrant as specified in charter)

 

100 Innovation Drive, Suite 200

Irvine, California 92617

(Address of principal executive offices, Zip Code)

 

Robert S. De Leon, Esquire

Rimrock Capital Management, LLC

100 Innovation Drive, Suite 200

Irvine, California 92617

(Name and address of agent for service)

 

Copy to:

 

John J. O’Brien, Esquire

Morgan, Lewis & Bockius LLP

1701 Market Street

Philadelphia, Pennsylvania 19103

 

 

 Registrant's telephone number, including area code: (949) 381-7800

 

Date of fiscal year end: May 31

 

Date of reporting period: July 1, 2022 – February 28, 2023

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 
 

 

Item 1. Proxy Voting Record.

Rimrock Core Bond Fund

The Fund had no matters relating to a portfolio security considered at a shareholder meeting held during the period July 1, 2022 to February 28, 2023 (date of fund liquidation) with respect to which the Fund was entitled to vote.

Rimrock Emerging Markets Corporate Credit Fund

The Fund had no matters relating to a portfolio security considered at a shareholder meeting held during the July 1, 2022 to February 28, 2023 (date of fund liquidation) with respect to which the Fund was entitled to vote.

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Rimrock Funds Trust

 

By: /s/ Scott Dubchansky
  Scott Dubchansky
  President
   
Date: April 12, 2023