0001578563-23-000087.txt : 20230911
0001578563-23-000087.hdr.sgml : 20230911
20230911161906
ACCESSION NUMBER: 0001578563-23-000087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230911
FILED AS OF DATE: 20230911
DATE AS OF CHANGE: 20230911
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fregenal Marco
CENTRAL INDEX KEY: 0001817271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39412
FILM NUMBER: 231247982
MAIL ADDRESS:
STREET 1: C/O FATHOM HOLDINGS INC.
STREET 2: 211 NEW EDITION COURT, SUITE 211
CITY: CARY
STATE: NC
ZIP: 27511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fathom Holdings Inc.
CENTRAL INDEX KEY: 0001753162
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 821518164
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 8884556040
MAIL ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0508
4
2023-09-11
0
0001753162
Fathom Holdings Inc.
FTHM
0001817271
Fregenal Marco
C/O FATHOM HOLDINGS INC.
2000 REGENCY PARKWAY DRIVE, SUITE 300
CARY
NC
27518
1
1
0
0
Chief Financial Officer
0
Common Stock
2023-09-11
4
A
0
175000
0
A
1511262
D
Common Stock
5056
I
See footnote (3)
Common Stock
150000
I
By: Fregenal 2020 Irrevocable Trust
Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The restricted stock units vest in full on September 10, 2024.
Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024, 2,213 shares are restricted and vest in full on July 1, 2024, 9,222 shares are restricted and vest in full on November 30, 2024, 24,680 shares are restricted and vest in full on March 31, 2024, 15,944 are restricted and vest in full on December 1, 2023, 25,000 are restricted and vest in full on January 1, 2025, 23,585 shares are restricted and vest in full on December 1, 2023, 122,094 shares are restricted and vest on May 31, 2024, 52,147 shares are restricted and vest in full on January 2, 2024, and 29,412 shares are restricted and vest in full on August 30, 2024.
Of these shares, 329 shares were granted to the reporting person's wife and are restricted and vest in full on March 4, 2024, 2,962 shares were granted to the reporting person's wife and are restricted and vest in full on March 31, 2024, and 1,765 were granted to reporting person's wife and are restricted and will vest in full on March 30, 2025.
These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Donald R. Reynolds, by Power of Attorney
2023-09-11