0001578563-21-000014.txt : 20210527
0001578563-21-000014.hdr.sgml : 20210527
20210527170400
ACCESSION NUMBER: 0001578563-21-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210525
FILED AS OF DATE: 20210527
DATE AS OF CHANGE: 20210527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fregenal Marco
CENTRAL INDEX KEY: 0001817271
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39412
FILM NUMBER: 21973889
MAIL ADDRESS:
STREET 1: C/O FATHOM HOLDINGS INC.
STREET 2: 211 NEW EDITION COURT, SUITE 211
CITY: CARY
STATE: NC
ZIP: 27511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fathom Holdings Inc.
CENTRAL INDEX KEY: 0001753162
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 821518164
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
BUSINESS PHONE: 8884556040
MAIL ADDRESS:
STREET 1: 2000 REGENCY PARKWAY DRIVE
STREET 2: SUITE 300
CITY: CARY
STATE: NC
ZIP: 27518
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2021-05-25
0
0001753162
Fathom Holdings Inc.
FTHM
0001817271
Fregenal Marco
C/O FATHOM HOLDINGS INC.
2000 REGENCY PARKWAY SUITE 300
CARY
NC
27518
1
1
0
0
Chief Financial Officer
Common Stock
2021-05-25
4
S
0
2332
30.28
D
1323377
D
Common Stock
2021-05-25
4
S
0
1614
31.2
D
1321763
D
Common Stock
2021-05-25
4
S
0
101
31.79
D
1321662
D
Common Stock
2021-05-26
4
S
0
9143
31.16
D
1312519
D
Common Stock
329
I
See footnote 6
Common Stock
150000
I
By: Fregenal 2020 Irrevocable Trust
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021.
The reported securities were sold in multiple transactions at prices ranging from $29.79 to $30.76. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
The reported securities were sold in multiple transactions at prices ranging from $30.79 to $31.74. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
The reported securities were sold in multiple transactions at prices ranging from $30.70 to $31.56. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
/s/ Donald R. Reynolds, by Power of Attorney
2021-05-27