Chief Operations Officer

0001437749-21-023885.txt : 20211019 0001437749-21-023885.hdr.sgml : 20211019 20211019115252 ACCESSION NUMBER: 0001437749-21-023885 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20211019 DATE AS OF CHANGE: 20211019 EFFECTIVENESS DATE: 20211019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Next Capital Management LLC CENTRAL INDEX KEY: 0001752762 IRS NUMBER: 134044755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19131 FILM NUMBER: 211330076 BUSINESS ADDRESS: STREET 1: ELEVEN TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124331111 MAIL ADDRESS: STREET 1: ELEVEN TIMES SQUARE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001752762 XXXXXXXX 06-30-2021 06-30-2021 Next Capital Management LLC

ELEVEN TIMES SQUARE 15TH FLOOR NEW YORK NY 10036

13F HOLDINGS REPORT 028-19131 N Catherine A. Sanford Chief Operations Officer 631-987-2557 /s/ Catherine A. Sanford New York NY 07-30-2021 0 108 156985 false INFORMATION TABLE 2 infotable_ncmq221.xml ROYAL DUTCH SHELL FSPONSORED ADR 1 ADR REPS 2 ORD SHS ADR 780259206 300 7419 SH SOLE 0 0 7419 THYSSENKRUPP AG FSPONSORED ADR 1 ADR REPS 1 ORD SHS ADR 88629Q207 210 20000 SH SOLE 0 0 20000 APOLLO SENIOR FLOATING R CEM 037636107 4929 313188 SH SOLE 0 0 313188 BLACKROCK FLOAT RATE INC CEM 09255X100 3865 291687 SH SOLE 0 0 291687 BLACKSTONE LONG SHORT CR CEM 09257D102 452 29912 SH SOLE 0 0 29912 BLACKSTONE STRATEGIC CRE CEM 09257R101 1407 101202 SH SOLE 0 0 101202 EV Senior Income Trust CEM 27826S103 383 56589 SH SOLE 0 0 56589 GRAYSCALE BITCOIN TR BTC CEM 389637109 267 8954 SH SOLE 0 0 8954 GRAYSCALE ETHEREUM COM U CEM 389638107 294 13125 SH SOLE 0 0 13125 NUVEEN AMT FREE MNCPL CR CEM 67071L106 470 26324 SH SOLE 0 0 26324 NUVEEN AMT FREE QUALITY CEM 670657105 664 42315 SH SOLE 0 0 42315 NUVEEN FLOATG RATE INCM CEM 6706EN100 3087 316878 SH SOLE 0 0 316878 NUVEEN FLOATING RATE INC CEM 67072T108 2849 284335 SH SOLE 0 0 284335 NUVEEN NEW YORK QLTY MNC CEM 67066X107 622 41272 SH SOLE 0 0 41272 NUVEEN NY AMT FREE QLT M CEM 670656107 2163 152445 SH SOLE 0 0 152445 NUVEEN SENIOR INCOME CF CEM 67067Y104 2169 368187 SH SOLE 0 0 368187 NUVEEN SHORT DURATION CR CEM 67074X107 2116 141165 SH SOLE 0 0 141165 SABA CAPITAL INCOME & OPTENDER OFFER EXP: 07/19/21 CEM 78518H103 5327 1131230 SH SOLE 0 0 1131230 1/100 BERKSHIRE HTWY CLA100 SHS=1 WHOLE SH BRK A COM 084990175 837 200 SH SOLE 0 0 200 ACTIVISION BLIZZARD COM 00507V109 616 6450 SH SOLE 0 0 6450 ALPHABET INC. CLASS A COM 02079K305 479 196 SH SOLE 0 0 196 ALPHABET INC. CLASS C COM 02079K107 368 147 SH SOLE 0 0 147 AMAZON.COM INC COM 023135106 1221 355 SH SOLE 0 0 355 APPLE INC COM 037833100 5996 43783 SH SOLE 0 0 43783 BERKSHIRE HATHAWAY CLASS B COM 084670702 2420 8708 SH SOLE 0 0 8708 BLACKSTONE GROUP INC COM 09260D107 487 5015 SH SOLE 0 0 5015 BROADMARK RLTY CAP INC COM 11135B100 303 28597 SH SOLE 0 0 28597 C S G SYSTEMS INTL COM 126349109 283 6000 SH SOLE 0 0 6000 CLOROX CO COM 189054109 270 1500 SH SOLE 0 0 1500 COMCAST CORP CLASS A COM 20030N101 683 11980 SH SOLE 0 0 11980 DANAHER CORP COM 235851102 580 2160 SH SOLE 0 0 2160 Ecolab Inc COM 278865100 713 3327 SH SOLE 0 0 3327 EXXON MOBIL CORP COM 30231G102 1422 22539 SH SOLE 0 0 22539 FACEBOOK INC CLASS A COM 30303M102 6399 18404 SH SOLE 0 0 18404 GLOBUS MEDICAL INC CLASS A COM 379577208 8613 111098 SH SOLE 0 0 111098 GOLUB CAPITAL BDC INC COM 38173M102 4438 287463 SH SOLE 0 0 287463 HCA HEALTHCARE INC COM 40412C101 620 3000 SH SOLE 0 0 3000 INTUIT INC COM 461202103 245 500 SH SOLE 0 0 500 JOHNSON & JOHNSON COM 478160104 357 2165 SH SOLE 0 0 2165 JPMORGAN CHASE & CO COM 46625H100 2713 17445 SH SOLE 0 0 17445 KKR & CO INC COM 48251W104 1036 17483 SH SOLE 0 0 17483 LILLY ELI & CO COM 532457108 444 1935 SH SOLE 0 0 1935 MERCK & CO. INC. COM 58933Y105 273 3512 SH SOLE 0 0 3512 MGM RESORTS INTL COM 552953101 245 5750 SH SOLE 0 0 5750 MICROSOFT CORP COM 594918104 880 3247 SH SOLE 0 0 3247 MIMEDX GROUP INC COM 602496101 233 18619 SH SOLE 0 0 18619 ONEOK INC COM 682680103 347 6239 SH SOLE 0 0 6239 PACIRA BIOSCIENCES INC COM 695127100 212 3500 SH SOLE 0 0 3500 PARKER-HANNIFIN CORP COM 701094104 307 1000 SH SOLE 0 0 1000 PHILLIPS 66 COM 718546104 215 2500 SH SOLE 0 0 2500 PINTEREST INC CLASS A COM 72352L106 661 8370 SH SOLE 0 0 8370 QUALCOMM INC COM 747525103 429 3000 SH SOLE 0 0 3000 SLR INVESTMENT CORP COM 83413U100 513 27520 SH SOLE 0 0 27520 SQUARE INC CLASS A COM 852234103 806 3305 SH SOLE 0 0 3305 TELADOC INC COM 87918A105 203 1222 SH SOLE 0 0 1222 TELEFLEX INCORPORATE COM 879369106 3166 7880 SH SOLE 0 0 7880 THE COCA-COLA CO COM 191216100 944 17450 SH SOLE 0 0 17450 VIACOMCBS INC CLASS B COM 92556H206 815 18028 SH SOLE 0 0 18028 WALT DISNEY CO COM 254687106 352 2000 SH SOLE 0 0 2000 WILLAMETTE VLY VINEY COM 969136100 750 54800 SH SOLE 0 0 54800 WILLIAMS COMPANIES COM 969457100 234 8809 SH SOLE 0 0 8809 Vanguard Intermediate Term Cor ETF ETF 92206C870 248 2584 SH SOLE 0 0 2584 JUSHI HLDGS INC FCLASS B FGC 48213Y107 140 25000 SH SOLE 0 0 25000 SPOTIFY TECHNOLOGY F FGO L8681T102 413 1500 SH SOLE 0 0 1500 ENTERPRISE PRODS PART LP MLP 293792107 315 13061 SH SOLE 0 0 13061 MAGELLAN MIDSTREAM PA LP MLP 559080106 223 4564 SH SOLE 0 0 4564 AVALONBAY CMNTYS INC REIT RET 053484101 868 4160 SH SOLE 0 0 4160 BLACKSTONE MTG TR REIT RET 09257W100 285 9045 SH SOLE 0 0 9045 BlackRock Short Mat Bond ETF ETF 46431W507 300 5975 SH SOLE 0 0 5975 CHARLES SCHWAB US MC ETF UIE 808524508 285 3645 SH SOLE 0 0 3645 FIRST TRUST NORTH AMERICAN EN ETF IV UIE 33738D101 811 33146 SH SOLE 0 0 33146 INVESCO QQQ TRUST UIE 46090E103 8697 24537 SH SOLE 0 0 24537 INVESCO WILDERHILL CLEANENERGY ETF UIE 46137V134 466 5000 SH SOLE 0 0 5000 ISHARES CORE MSCI EMERGING ETF IV UIE 46434G103 627 9365 SH SOLE 0 0 9365 ISHARES CORE MSCI EAFE ETF IV UIE 46432F842 1517 20264 SH SOLE 0 0 20264 ISHARES CORE S&P 500 ETF IV UIE 464287200 13314 30962 SH SOLE 0 0 30962 ISHARES CORE S&P MID CAPETF IV UIE 464287507 1347 5013 SH SOLE 0 0 5013 ISHARES CORE S&P SMALL CAP ETF IV UIE 464287804 2293 20298 SH SOLE 0 0 20298 ISHARES MICRO CAP ETF IV UIE 464288869 477 3123 SH SOLE 0 0 3123 iShares PFD & Income Securities ETF ETF 464288687 201 5150 SH SOLE 0 0 5150 ISHARES RUSSELL 1000 ETF IV UIE 464287622 1237 5109 SH SOLE 0 0 5109 ISHARES RUSSELL 1000 GROWTH ETF IV UIE 464287614 591 2176 SH SOLE 0 0 2176 ISHARES RUSSELL 1000 VALUE ETF IV UIE 464287598 1417 8934 SH SOLE 0 0 8934 ISHARES RUSSELL 2000 ETF IV UIE 464287655 640 2858 SH SOLE 0 0 2858 ISHARES S&P 500 GROWTH ETF IV UIE 464287309 1008 13855 SH SOLE 0 0 13855 ISHARES US ENERGY ETF IV UIE 464287796 1328 45653 SH SOLE 0 0 45653 JPMORGAN ULTRA SHORT INCOME ETF UIE 46641Q837 1883 37112 SH SOLE 0 0 37112 PIMCO ACTIVE BOND ETF IV UIE 72201R775 1022 9148 SH SOLE 0 0 9148 PROSHARES SHORT S&P500 UIE 74347B425 331 21535 SH SOLE 0 0 21535 SCHWAB US LARGE CAP ETF UIE 808524201 3585 34478 SH SOLE 0 0 34478 SCHWAB US SMALL CAP ETF UIE 808524607 2536 24384 SH SOLE 0 0 24384 SELECT SECTOR HEALTH CARE SPD ETF IV UIE 81369Y209 3517 27921 SH SOLE 0 0 27921 SELECT STR FINANCIAL SELECT S ETF IV UIE 81369Y605 7167 195329 SH SOLE 0 0 195329 SPDR DOUBLELINE TTL RTRNTTCL ETF UIE 78467V848 676 13922 SH SOLE 0 0 13922 SPDR S&P 500 ETF IV UIE 78462F103 574 1342 SH SOLE 0 0 1342 TECHNOLOGY SELECT SECTORSPDR ETF IV UIE 81369Y803 635 4302 SH SOLE 0 0 4302 TORTOISE NORTH AMERICAN PIPELINE FUND UIE 56167N720 309 13708 SH SOLE 0 0 13708 VANECK VECTORS GOLD MINERS ETF UIE 92189F106 219 6450 SH SOLE 0 0 6450 VANGUARD FTSE DEVELOPED MATS ETF IV UIE 921943858 385 7567 SH SOLE 0 0 7567 VANGUARD FTSE EMERGING MARK ETF IV UIE 922042858 587 10894 SH SOLE 0 0 10894 VANGUARD LARGE CAP ETF IV UIE 922908637 889 4429 SH SOLE 0 0 4429 VANGUARD MID CAP GROWTH ETF IV UIE 922908538 1780 7530 SH SOLE 0 0 7530 VANGUARD REAL ESTATE ETF IV UIE 922908553 1448 14224 SH SOLE 0 0 14224 VANGUARD S&P 500 ETF IV UIE 922908363 1052 2673 SH SOLE 0 0 2673 VANGUARD TOTAL STOCK MARKET E ETF IV UIE 922908769 4113 18459 SH SOLE 0 0 18459 XTRACKERS MSCI EAFE HDGDEQY ETF IV UIE 233051200 238 6331 SH SOLE 0 0 6331 NOVUS CAPITAL CORP I UTS EXP UNI 67012W203 272 26900 SH SOLE 0 0 26900 CINEDIGM CORP CLASS A COM 172406209 17 13083 SH SOLE 0 0 13083