X0206 3 2018-09-07 0 0000040545 GENERAL ELECTRIC CO GE 0001752021 Pecresse Jerome 41 FARNSWORTH STREET BOSTON MA 02210 0 1 0 0 Senior Vice President Common Stock 31618 D Restricted Stock Units Common Stock 30000 D Restricted Stock Units Common Stock 14000 D Restricted Stock Units Common Stock 40000 D Restricted Stock Units Common Stock 11200 D Restricted Stock Units Common Stock 116700 D Employee Stock Option (right to buy) 30.26 2016-12-11 2025-12-11 Common Stock 60000 D Employee Stock Option (right to buy) 29.62 2017-09-30 2026-09-30 Common Stock 87500 D Employee Stock Option (right to buy) 24.92 2018-09-06 2027-09-06 Common Stock 100000 D Employee Stock Option (right to buy) 16.28 2019-01-29 2028-01-29 Common Stock 500000 D 1-for-1 50,000 units granted on 7/28/2016; 10,000 units vested on 7/28/2017; 10,000 units vested on 7/28/2018; 10,000 units are scheduled to vest on 7/28/2019; 10,000 units are scheduled to vest on 7/28/2020; and 10,000 units are scheduled to vest on 7/28/2021. 17,500 units granted on 9/30/2016; 3,500 units vested on 9/30/2017; 3,500 units are scheduled to vest on 9/30/2018; 3,500 units are scheduled to vest on 9/30/2019; 3,500 units are scheduled to vest on 9/30/2020; and 3,500 units are scheduled to vest on 9/30/2021. 50,000 units granted on 2/10/2017; 10,000 units vested on 2/10/2018; 10,000 units are scheduled to vest on 2/10/2019; 10,000 units are scheduled to vest on 2/10/2020; 10,000 units are scheduled to vest on 2/10/2021; and 10,000 units are scheduled to vest on 2/10/2022. 14,000 units granted on 9/6/2017; 2,800 units vested on 9/6/2018; 2,800 units are scheduled to vest on 9/6/2019; 2,800 units are scheduled to vest on 9/6/2020; 2,800 units are scheduled to vest on 9/6/2021; and 2,800 units are scheduled to vest on 9/6/2022. 66,700 units granted on 2/26/2018; 22,233 units are scheduled to vest on 2/26/2019; 22,233 units are scheduled to vest on 2/26/2020; and 22,234 units are scheduled to vest on 2/26/2021. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter. The options become exercisable in one installment on 1/29/2021. Julia L. Chen on behalf of Jerome Pecresse 2018-09-11