CHIEF COMPLIANCE OFFICER

0001750557-22-000002.txt : 20220516 0001750557-22-000002.hdr.sgml : 20220516 20220516100551 ACCESSION NUMBER: 0001750557-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220516 DATE AS OF CHANGE: 20220516 EFFECTIVENESS DATE: 20220516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vectors Research Management, LLC CENTRAL INDEX KEY: 0001750557 IRS NUMBER: 043809539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18947 FILM NUMBER: 22926223 BUSINESS ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-431-0856 MAIL ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001750557 XXXXXXXX 03-31-2022 03-31-2022 Vectors Research Management, LLC

65 BLEECKER STREET 5TH FLOOR NEW YORK NY 10012

13F HOLDINGS REPORT 028-18947 N NEIL J. POWERS CHIEF COMPLIANCE OFFICER 804-217-9002 NEIL J. POWERS NEW YORK NY 05-13-2022 0 494 455957 false INFORMATION TABLE 2 vectors13f_q12022v2.xml Air Products & Chemicals Inc COM 009158106 122 489 SH SOLE 489 0 0 Abbott Laboratories COM 002824100 247 2083 SH SOLE 2083 0 0 Booz Allen Hamilton Holding Corporation Class A CL A 099502106 11 122 SH SOLE 122 0 0 Bloom Energy Corp A COM CL A 093712107 64 2666 SH SOLE 2666 0 0 BHP Group Ltd ADR SPONSORED ADS 088606108 16 210 SH SOLE 210 0 0 Best Buy Inc COM 086516101 1069 11757 SH SOLE 11757 0 0 Berkshire Hathaway Inc Class B CL B NEW 084670702 179 508 SH SOLE 508 0 0 Becton, Dickinson and Company COM 075887109 36 135 SH SOLE 135 0 0 Baxter International Inc COM 071813109 34 435 SH SOLE 435 0 0 Bank of New York Mellon Corp COM 064058100 10 200 SH SOLE 200 0 0 Bank of Montreal COM 063671101 6 47 SH SOLE 47 0 0 Bank of America Corp 7.25%CNV PFD L 060505682 26 20 SH SOLE 20 0 0 Bank of America Corp COM 060505104 1064 25805 SH SOLE 25805 0 0 BP PLC SPONSORED ADR 055622104 7 250 SH SOLE 250 0 0 Automatic Data Processing Inc COM 053015103 53 235 SH SOLE 235 0 0 AstraZeneca PLC ADR SPONSORED ADR 046353108 20 300 SH SOLE 300 0 0 Archer Daniels Midland Co COM 039483102 1511 16739 SH SOLE 16739 0 0 Applied Materials Inc COM 038222105 21 160 SH SOLE 160 0 0 Apple Inc COM 037833100 10186 58335 SH SOLE 58335 0 0 Anthem Inc COM 036752103 72 147 SH SOLE 147 0 0 Annaly Capital Management Inc COM 035710409 0 50 SH SOLE 50 0 0 Amphenol Corp CL A 032095101 8 100 SH SOLE 100 0 0 Amgen Inc COM 031162100 85 353 SH SOLE 353 0 0 American Express Co COM 025816109 1025 5482 SH SOLE 5482 0 0 American Electric Power Co Inc COM 025537101 2249 22544 SH SOLE 22544 0 0 Ameren Corp COM 023608102 32 347 SH SOLE 347 0 0 Amazon.com Inc COM 023135106 101 31 SH SOLE 31 0 0 Allstate Corp COM 020002101 13 94 SH SOLE 94 0 0 Alliant Energy Corp COM 018802108 5 84 SH SOLE 84 0 0 Alexandria Real Estate Equities Inc COM 015271109 10 50 SH SOLE 50 0 0 Alcoa Corporation COM 013872106 7 82 SH SOLE 82 0 0 Albemarle Corp COM 012653101 3850 17409 SH SOLE 17409 0 0 BROWN FORMAN CORP CLASS A COM 115637100 6 100 SH SOLE 100 0 0 Embecta Corp. COMMON STOCK 29082K105 0 3 SH SOLE 3 0 0 TE Connectivity Ltd SHS H84989104 17 129 SH SOLE 129 0 0 Pentair PLC SHS G7S00T104 2 30 SH SOLE 30 0 0 nVent Electric PLC Shs SHS G6700G107 1 30 SH SOLE 30 0 0 Johnson Controls International SHS G51502105 8 123 SH SOLE 123 0 0 Quest Diagnostic Inc COM 74834L100 192 1400 SH SOLE 1400 0 0 Royal Caribbean Cruises COM V7780T103 8 100 SH SOLE 100 0 0 Lyondellbasell Industries N V SHS - A - N53745100 24 231 SH SOLE 231 0 0 TransOcean Inc REG SHS H8817H100 0 106 SH SOLE 106 0 0 Myovant Sciences Ltd Com Usd0.000017727 COM G637AM102 3 250 SH SOLE 250 0 0 Aptiv PLC SHS G6095L109 2 19 SH SOLE 19 0 0 Medtronic PLC SHS G5960L103 14 123 SH SOLE 123 0 0 Linde PLC SHS G5494J103 125 390 SH SOLE 390 0 0 Jazz Pharmaceuticals PLC SHS USD G50871105 0 2 SH SOLE 2 0 0 Eaton Corp PLC SHS G29183103 30 200 SH SOLE 200 0 0 Brookfield Infrastructure Partners LP INT UNIT G16252101 29 434 SH SOLE 434 0 0 Accenture PLC SHS CLASS A G1151C101 2280 6760 SH SOLE 6760 0 0 Atlantica Yield PLC SHS G0751N103 14 400 SH SOLE 400 0 0 Aon PLC SHS CL A G0403H108 2 7 SH SOLE 7 0 0 Adient PLC ORD SHS G0084W101 2 61 SH SOLE 61 0 0 Zoom Video Communications Inc CL A 98980L101 488 4166 SH SOLE 4166 0 0 Zoetis Inc CL A 98978V103 220 1165 SH SOLE 1165 0 0 XEROX Corp COM NEW 98421M106 10 500 SH SOLE 500 0 0 Xylem Inc COM 98419M100 43 501 SH SOLE 501 0 0 WisdomTree Yield Enhanced U.S. Aggregate Bond Fund YIELD ENHANCD US 97717X511 228 4757 SH SOLE 4757 0 0 Wendy's Company COM 95058W100 20 900 SH SOLE 900 0 0 Welltower Inc COM 95040Q104 224 2327 SH SOLE 2327 0 0 WASTE MANAGEMENT INC COM 94106L109 182 1150 SH SOLE 1150 0 0 Waste Connections Inc New COM 94106B101 1 9 SH SOLE 9 0 0 Walker & Dunlop Inc COM 93148P102 7 52 SH SOLE 52 0 0 WEC Energy Group Inc COM 92939U106 10 100 SH SOLE 100 0 0 Vodafone Group PLC SPONSORED ADR 92857W308 10 605 SH SOLE 605 0 0 Visa Inc COM CL A 92826C839 67 302 SH SOLE 302 0 0 Viatris Inc COM 92556V106 21 1888 SH SOLE 1888 0 0 Vertex Pharmaceuticals Inc COM 92532F100 33 125 SH SOLE 125 0 0 Verizon Communications COM 92343V104 137 2682 SH SOLE 2682 0 0 Ventas Inc COM 92276F100 19 303 SH SOLE 303 0 0 Vanguard Intermediate Term Corporate Bond ETF INT-TERM CORP 92206C870 185 2148 SH SOLE 2148 0 0 Vanguard Mortgage Backed Sec Indx ETF MTG-BKD SECS ETF 92206C771 649 12952 SH SOLE 12952 0 0 Vanguard Short Term Corp Bond SHRT TRM CORP BD 92206C409 2334 29891 SH SOLE 29891 0 0 Vanguard Short-Term Treasury ETF SHORT TERM TREAS 92206C102 13259 223748 SH SOLE 223748 0 0 Vanguard Financials ETF FINANCIALS ETF 92204A405 10 110 SH SOLE 110 0 0 Vanguard Total International Bond Index ETF TOTAL INT BD ETF 92203J407 12 228 SH SOLE 228 0 0 VANECK BIOTECH ETF BIOTECH ETF 92189F726 3 16 SH SOLE 16 0 0 UnitedHealth Group Inc COM 91324P102 1572 3083 SH SOLE 3083 0 0 USANA Health Sciences Inc COM 90328M107 24 300 SH SOLE 300 0 0 Truist Financial Corp COM 89832Q109 1710 30163 SH SOLE 30163 0 0 Trulieve Cannabis Corp COM 89788C104 0 11 SH SOLE 11 0 0 Transportation Logistics Sys COM 89388L108 0 10000 SH SOLE 10000 0 0 Tilray Brands Inc COM CL 2 88688T100 0 34 SH SOLE 34 0 0 3M Company COM 88579Y101 93 623 SH SOLE 623 0 0 TG Therapeutics Inc COM 88322Q108 1 100 SH SOLE 100 0 0 Tesla Inc COM 88160R101 27 25 SH SOLE 25 0 0 Teradata Corporation COM 88076W103 10 200 SH SOLE 200 0 0 Tenable Hldgs Inc COM 88025T102 16 279 SH SOLE 279 0 0 Tegna Inc COM 87901J105 7 328 SH SOLE 328 0 0 STAG Industrial Inc. COM 85254J102 4 100 SH SOLE 100 0 0 Southern Copper Corp COM 84265V105 11 140 SH SOLE 140 0 0 UTILITIES SELECT SECTOR SPDR ETF SBI INT-UTILS 81369Y886 8496 114100 SH SOLE 114100 0 0 INDUSTRIAL SELECT SECTOR SPDR ETF SBI INT-INDS 81369Y704 5050 49037 SH SOLE 49037 0 0 SPDR Financial Select Sector FINANCIAL 81369Y605 13 346 SH SOLE 346 0 0 ENERGY SELECT SECTOR SPDR FUND ETF ENERGY 81369Y506 10060 131609 SH SOLE 131609 0 0 SPDR Health Care Select Sector SBI HEALTHCARE 81369Y209 49 358 SH SOLE 358 0 0 Sears Cda Inc COM 81234D109 0 21 SH SOLE 21 0 0 Seagen Inc COM 81181C104 7 50 SH SOLE 50 0 0 Sanofi SPONSORED ADR 80105N105 9 166 SH SOLE 166 0 0 Salesforce.com Inc COM 79466L302 2 8 SH SOLE 8 0 0 Spdr Ser Tr Sp500 High Div PRTFLO S&P500 HI 78468R788 9 207 SH SOLE 207 0 0 SPDR Barclays High Yield Bond BLOOMBERG HIGH Y 78468R622 19 187 SH SOLE 187 0 0 SPDR Barclays Investment Grade Floating Rate BLOOMBERG INVT 78468R200 50 1631 SH SOLE 1631 0 0 SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 2 19 SH SOLE 19 0 0 SPDR Portfolio S&P 500 ETF PORTFOLIO S&P500 78464A854 7834 147445 SH SOLE 147445 0 0 SPDR S&P 400 MID CAP VALUE ETF PRTFLO S&P400 GW 78464A839 14 200 SH SOLE 200 0 0 SPDR S P BANK ETF S&P BK ETF 78464A797 10050 191979 SH SOLE 191979 0 0 SPDR S&P REGIONAL BANKING ETF S&P REGL BKG 78464A698 10402 150971 SH SOLE 150971 0 0 SPDR S&P 500 VALUE ETF PRTFLO S&P500 VL 78464A508 60 1436 SH SOLE 1436 0 0 SPDR Portfolio Short Term Corp Bd ETF PORTFOLIO SHORT 78464A474 9151 303723 SH SOLE 303723 0 0 SPDR S&P 500 Growth ETF PRTFLO S&P500 GW 78464A409 52 781 SH SOLE 781 0 0 SPDR Portfolio Mortgage Backed Bond ETF PORTFLI MORTGAGE 78464A383 550 22952 SH SOLE 22952 0 0 SPDR Portfolio Interm Term Corp Bd ETF PORTFOLIO INTRMD 78464A375 12315 360615 SH SOLE 360615 0 0 SPDR BLOOMBERG CONVRTBL SECRS ETF BLOOMBERG CONV 78464A359 31 400 SH SOLE 400 0 0 SPDR Gold Shares GOLD SHS 78463V107 302 1672 SH SOLE 1672 0 0 SPDR S&P 500 Trust TR UNIT 78462F103 1988 4401 SH SOLE 4401 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 3 122 SH SOLE 122 0 0 Regions Financial Corp COM 7591EP100 563 25300 SH SOLE 25300 0 0 Regeneron Pharmaceuticals COM 75886F107 885 1267 SH SOLE 1267 0 0 Range Resources Corporation COM 75281A109 3 100 SH SOLE 100 0 0 ProLogis Inc COM 74340W103 63 388 SH SOLE 388 0 0 T. Rowe Price Group Inc COM 74144T108 7 45 SH SOLE 45 0 0 PIMCO 0-5 Year High Yield Corporate Bond 0-5 HIGH YIELD 72201R783 17 180 SH SOLE 180 0 0 PIMCO Strategic Income Fund Inc COM 72200X104 13 2132 SH SOLE 2132 0 0 PayPal Holdings Inc COM 70450Y103 16 141 SH SOLE 141 0 0 PPL Corporation COM 69351T106 5 165 SH SOLE 165 0 0 PJT Partners Inc COM CL A 69343T107 0 6 SH SOLE 6 0 0 Otis Worldwide Corp COM 68902V107 147 1906 SH SOLE 1906 0 0 Orion Office REIT Inc COM 68629Y103 1 77 SH SOLE 77 0 0 Organon & Co COMMON STOCK 68622V106 8 235 SH SOLE 235 0 0 ORACLE CORP COM 68389X105 2221 26851 SH SOLE 26851 0 0 O Reilly Automotive Inc COM 67103H107 21 31 SH SOLE 31 0 0 NVIDIA Corp COM 67066G104 4924 18048 SH SOLE 18048 0 0 Nisource Inc COM 65473P105 0 2 SH SOLE 2 0 0 NextEra Energy Partners LP COM UNIT PART IN 65341B106 689 8264 SH SOLE 8264 0 0 NextEra Energy Inc COM 65339F101 2881 34015 SH SOLE 34015 0 0 News Corp New Cl A COM 65249B109 1 46 SH SOLE 46 0 0 MetLife Inc COM 59156R108 11 152 SH SOLE 152 0 0 Merck & Co Inc COM 58933Y105 1563 19053 SH SOLE 19053 0 0 McKesson Corporation COM 58155Q103 7 22 SH SOLE 22 0 0 Mastercard Inc CL A 57636Q104 246 689 SH SOLE 689 0 0 MarketAxess Holdings Inc COM 57060D108 15 43 SH SOLE 43 0 0 Marathon Petroleum Corp COM 56585A102 535 6260 SH SOLE 6260 0 0 Manulife Financial Corp COM 56501R106 4 198 SH SOLE 198 0 0 Manning & Napier Inc CL A 56382Q102 91 10000 SH SOLE 10000 0 0 Macy's Inc COM 55616P104 86 3550 SH SOLE 3550 0 0 M&T Bank Corp COM 55261F104 23 137 SH SOLE 137 0 0 Livent Corp COM 53814L108 266 10208 SH SOLE 10208 0 0 Lands End Inc COM 51509F105 0 15 SH SOLE 15 0 0 Laboratory Corp of America Holdings COM NEW 50540R409 174 659 SH SOLE 659 0 0 Kyndryl Hldgs Inc Com COMMON STOCK 50155Q100 0 19 SH SOLE 19 0 0 Kinder Morgan Inc COM 49456B101 2079 109926 SH SOLE 109926 0 0 JP Morgan Chase & Co. COM 46625H100 5548 40698 SH SOLE 40698 0 0 iShares Broad USD High Yield Corp Bd ETF BROAD USD HIGH 46435U853 13 343 SH SOLE 343 0 0 iShares 0-5 Year High Yield Corporate Bond 0-5YR HI YL CP 46434V407 19147 435552 SH SOLE 435552 0 0 iShares MSCI USA Quality Factor ETF MSCI USA QLT FCT 46432F339 129 957 SH SOLE 957 0 0 iShares Floating Rate FLTG RATE NT ETF 46429B655 6605 130747 SH SOLE 130747 0 0 iShares Silver Trust ETF ISHARES 46428Q109 45 1960 SH SOLE 1960 0 0 Iron Mountain Inc COM 46284V101 3531 63733 SH SOLE 63733 0 0 IQvia Hldgs Inc COM 46266C105 60 260 SH SOLE 260 0 0 Invesco DB Oil OIL FD 46140H403 11 630 SH SOLE 630 0 0 Invesco BulletShares 2022 Corporate Bond BULSHS 2022 CB 46138J882 5 250 SH SOLE 250 0 0 Invesco Variable Rate Preferred VAR RATE PFD 46138G870 1662 68023 SH SOLE 68023 0 0 Invesco National AMT-Free Municipal Bond NATL AMT MUNI 46138E537 31 1226 SH SOLE 1226 0 0 Invesco New York AMT-Free Municipal Bond NY AMT FRE MUN 46138E529 48 2025 SH SOLE 2025 0 0 Invesco S&P 500 Low Volatility ETF S&P500 LOW VOL 46138E354 57 850 SH SOLE 850 0 0 Invesco FTSE RAFI US 1000 ETF FTSE RAFI 1000 46137V613 21 121 SH SOLE 121 0 0 INVESCO S P 500 EQUAL WEIGHT ETF S&P500 EQL WGT 46137V357 22050 139814 SH SOLE 139814 0 0 Invesco S&P 500 Pure Value S&P500 PUR VAL 46137V258 0 0 SH SOLE 0 0 0 Invesco S&P SmallCap 600 Pure Value S&P SML600 VAL 46137V167 58 600 SH SOLE 600 0 0 Intuitive Surgical Inc COM NEW 46120E602 27 90 SH SOLE 90 0 0 Invesco Variable Rate Investment Grade VAR RATE INVT 46090A879 23826 955899 SH SOLE 955899 0 0 Intercontinental Exchange Inc COM 45866F104 1 5 SH SOLE 5 0 0 IDEXX Labs Corp COM 45168D104 53 96 SH SOLE 96 0 0 ITT Inc COM 45073V108 38 500 SH SOLE 500 0 0 IF Bancorp Inc COM 44951J105 4 150 SH SOLE 150 0 0 Hewlett Packard Enterprise Co COM 42824C109 150 9000 SH SOLE 9000 0 0 HP Inc COM 40434L105 329 9063 SH SOLE 9063 0 0 Goldman Sachs Group Inc COM 38141G104 366 1110 SH SOLE 1110 0 0 Global Helium Corp Com COM 37959W102 0 650 SH SOLE 650 0 0 Global X Uranium ETF GLOBAL X URANIUM 37954Y871 46 1765 SH SOLE 1765 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 1 20 SH SOLE 20 0 0 General Motors Co COM 37045V100 453 10355 SH SOLE 10355 0 0 Freeport McMoran Inc CL B 35671D857 160 3210 SH SOLE 3210 0 0 Franklin Libertyq Intl Equity Hedged Etf LIBERTYQ INTL 35473P108 14 475 SH SOLE 475 0 0 Fox Corp A COM 35137L105 2 61 SH SOLE 61 0 0 First Trust Ultra Short Dur Muncpl ETF ULTRA SHT DUR MU 33740J104 74 3683 SH SOLE 3683 0 0 First Trust Short Dur Mgd Muncpl ETF SHRT DUR MNG MUN 33739P830 77 3833 SH SOLE 3833 0 0 First Trust NASDAQ Oil & Gas NASDQ OIL GAS 33738R845 13 485 SH SOLE 485 0 0 First Trust Mid Cap Growth AlphaDEX ETF MID CP GR ALPH 33737M102 2740 41090 SH SOLE 41090 0 0 Fidelity National Information COM 31620M106 11 107 SH SOLE 107 0 0 FedEx Corp COM 31428X106 33 143 SH SOLE 143 0 0 Meta Platforms Inc CL A 30303M102 67 300 SH SOLE 300 0 0 Exxon Mobil Corporation COM 30231G102 3154 38189 SH SOLE 38189 0 0 Extra Space Storage Inc COM 30225T102 11 54 SH SOLE 54 0 0 Exelon Corp COM 30161N101 24 500 SH SOLE 500 0 0 Evolent Health Inc Cl A CL A 30050B101 11 350 SH SOLE 350 0 0 Equinix Inc COM 29444U700 4187 5645 SH SOLE 5645 0 0 Epam Sys Inc COM 29414B104 1 2 SH SOLE 2 0 0 Enbridge Inc COM 29250N105 66 1439 SH SOLE 1439 0 0 EPR Properties COM SH BEN INT 26884U109 11 200 SH SOLE 200 0 0 EOG Resources Inc COM 26875P101 18 150 SH SOLE 150 0 0 DuPont de Nemours Inc COM 26614N102 96 1308 SH SOLE 1308 0 0 Duke Energy Corp COM NEW 26441C204 3390 30357 SH SOLE 30357 0 0 Draftkings Inc Class A COM CL A 26142R104 2 80 SH SOLE 80 0 0 Dominion Energy Inc COM 25746U109 3588 42230 SH SOLE 42230 0 0 Diageo PLC ADR SPON ADR NEW 25243Q205 51 250 SH SOLE 250 0 0 Devon Energy Corporation COM 25179M103 9 150 SH SOLE 150 0 0 Dell Technologies Inc CL C 24703L202 787 15681 SH SOLE 15681 0 0 DXC Technology Co COM 23355L106 0 5 SH SOLE 5 0 0 Curaegis Technologies Inc COM 23127Q102 0 6400 SH SOLE 6400 0 0 Crown Castle Intl Corp COM 22822V101 35 191 SH SOLE 191 0 0 Costco Wholesale Corp COM 22160K105 104 181 SH SOLE 181 0 0 Corteva Inc COM 22052L104 72 1247 SH SOLE 1247 0 0 Constellation Energy Corp COM 21037T109 9 166 SH SOLE 166 0 0 Constellation Brands Inc CL A 21036P108 156 677 SH SOLE 677 0 0 CONSOL Energy Inc New COM 20854L108 0 3 SH SOLE 3 0 0 ConocoPhillips COM 20825C104 2628 26280 SH SOLE 26280 0 0 COMCAST CORP CLASS A CL A 20030N101 1952 41696 SH SOLE 41696 0 0 Cohen & Steers Infastructure Fund COM 19248A109 17 600 SH SOLE 600 0 0 Clearway Energy Inc Cl C CL C 18539C204 2121 58097 SH SOLE 58097 0 0 Cisco Systems Inc COM 17275R102 1026 18400 SH SOLE 18400 0 0 Cheniere Energy Inc COM NEW 16411R208 1243 8966 SH SOLE 8966 0 0 Charter Communications Inc Cl A CL A 16119P108 293 538 SH SOLE 538 0 0 Charlotte's Web Holdings Inc COM 16106R109 0 260 SH SOLE 260 0 0 Cen Biotech Inc COM 15130L104 0 2 SH SOLE 2 0 0 Cassava Sciences Inc COM 14817C107 3 75 SH SOLE 75 0 0 Carrier Global Corp COM 14448C104 96 2099 SH SOLE 2099 0 0 Cardinal Health Inc COM 14149Y108 121 2140 SH SOLE 2140 0 0 Capital One Financial Corp COM 14040H105 4174 31790 SH SOLE 31790 0 0 Canadian Pacific Railway Ltd COM 13645T100 1 8 SH SOLE 8 0 0 CNX Resources Corporation COM 12653C108 1 25 SH SOLE 25 0 0 C.H. Robinson Worldwide Inc. COM NEW 12541W209 9 80 SH SOLE 80 0 0 Broadcom Inc COM 11135F101 45 72 SH SOLE 72 0 0 Booking Holdings Inc COM 09857L108 7 3 SH SOLE 3 0 0 Blackstone Inc COM 09260D107 231 1820 SH SOLE 1820 0 0 Blackstone Mortgage Trust Inc COM CL A 09257W100 10 309 SH SOLE 309 0 0 BlackRock Corporate High Yield Fund Inc. Closed-End Fund COM 09255P107 1974 183255 SH SOLE 183255 0 0 Blackrock Muniholdings Investment Quality Fund COM 09254P108 35 2866 SH SOLE 2866 0 0 BlackRock MuniYield Quality Inc COM 09254F100 22 1576 SH SOLE 1576 0 0 BlackRock NY Municipal Income Trust SH BEN INT 09248L106 56 4615 SH SOLE 4615 0 0 BlackRock Inc COM 09247X101 78 102 SH SOLE 102 0 0 BlackRock Income Trust Inc COM 09247F100 2624 511577 SH SOLE 511577 0 0 Biozoom Inc COM 09072T100 0 500 SH SOLE 500 0 0 Bankwell Financial Group Inc COM 06654A103 14 400 SH SOLE 400 0 0 Bankunited Inc COM 06652K103 10 230 SH SOLE 230 0 0 Aurora Cannabis Inc COM 05156X884 0 21 SH SOLE 21 0 0 Arrowhead Pharmaceuticals Inc. COM 04280A100 3 55 SH SOLE 55 0 0 Ares Capital Corp COM 04010L103 10 500 SH SOLE 500 0 0 Ameriprise Financial Inc COM 03076C106 750 2498 SH SOLE 2498 0 0 American Tower Corp COM 03027X100 10 41 SH SOLE 41 0 0 Altria Group Inc COM 02209S103 622 11898 SH SOLE 11898 0 0 Alphabet Inc Class A CAP STK CL A 02079K305 248 89 SH SOLE 89 0 0 Alphabet Inc Class C CAP STK CL C 02079K107 235 84 SH SOLE 84 0 0 Ally Financial Inc COM 02005N100 7 150 SH SOLE 150 0 0 AllianceBernstein Holding LP UNIT LTD PARTN 01881G106 4 95 SH SOLE 95 0 0 Aethlon Medical Inc COM 00808Y307 0 4 SH SOLE 4 0 0 AdvanSix Inc COM 00773T101 1 15 SH SOLE 15 0 0 Acuity Brands Inc COM 00508Y102 47 250 SH SOLE 250 0 0 AbbVie Inc COM 00287Y109 382 2354 SH SOLE 2354 0 0 AT&T Inc COM 00206R102 522 22092 SH SOLE 22092 0 0 AMC ENTERTAINMENT CLASS A COM 00165C104 0 6 SH SOLE 6 0 0 FIRST TRUST NYSE ARCA BIOTECH ID ETF NY ARCA BIOTECH 33733E203 3 17 SH SOLE 17 0 0 Broadstone Net Lease Inc COM 11135E203 693 31815 SH SOLE 31815 0 0 The Travelers Companies Inc COM 89417E109 772 4225 SH SOLE 4225 0 0 NCR CORP COM 62886E108 4 100 SH SOLE 100 0 0 Target Corporation COM 87612E106 2190 10319 SH SOLE 10319 0 0 AmerisourceBergen Corp COM 03073E105 5 35 SH SOLE 35 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 86 236 SH SOLE 236 0 0 BlackRock MuniYield NY Quality Fund Inc COM 09255E102 12 1000 SH SOLE 1000 0 0 Raytheon Technologies Corp COM 75513E101 2109 21289 SH SOLE 21289 0 0 Yum! Brands Inc COM 988498101 7 60 SH SOLE 60 0 0 Williams Companies COM 969457100 2229 66725 SH SOLE 66725 0 0 Weyerhaeuser Inc COM NEW 962166104 10 265 SH SOLE 265 0 0 Westlake Chemical Partners LP COM UNIT RP LP 960417103 9 350 SH SOLE 350 0 0 Wells Fargo Co New PERP PFD CNV A 949746804 33 25 SH SOLE 25 0 0 Wells Fargo & Co COM 949746101 1 25 SH SOLE 25 0 0 Washington Real Estate SH BEN INT 939653101 13 515 SH SOLE 515 0 0 Walgreens Boots Alliance COM 931427108 23 514 SH SOLE 514 0 0 Walmart Inc COM 931142103 3130 21018 SH SOLE 21018 0 0 Wabtec Corporation COM 929740108 10 101 SH SOLE 101 0 0 WD 40 Co COM 929236107 25 137 SH SOLE 137 0 0 VMware Inc CL A COM 928563402 762 6691 SH SOLE 6691 0 0 Vanguard Total Stock Market TOTAL STK MKT 922908769 2082 9146 SH SOLE 9146 0 0 VANGUARD SMALL CAP INDEX FUND ETF SMALL CP ETF 922908751 828 3898 SH SOLE 3898 0 0 Vanguard Value VALUE ETF 922908744 16 110 SH SOLE 110 0 0 VANGUARD MID CAP INDEX FUND ETF MID CAP ETF 922908629 2054 8638 SH SOLE 8638 0 0 Vanguard Small-Cap Value SM CP VAL ETF 922908611 5 27 SH SOLE 27 0 0 Vanguard Small-Cap Growth SML CP GRW ETF 922908595 1816 7320 SH SOLE 7320 0 0 Vanguard Real Estate REAL ESTATE ETF 922908553 123 1137 SH SOLE 1137 0 0 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 2112 9478 SH SOLE 9478 0 0 Vanguard Mid-Cap Value ETF MCAP VL IDXVIP 922908512 17 113 SH SOLE 113 0 0 VANGUARD S P 500 ETF S&P 500 ETF SHS 922908363 9580 23075 SH SOLE 23075 0 0 Vanguard Global Ex US Real Estate Index GLB EX US ETF 922042676 3 65 SH SOLE 65 0 0 Vanguard Short-Term Inflation Protected Secs STRM INFPROIDX 922020805 26965 526565 SH SOLE 526565 0 0 Vanguard Developed Markets Index Fund ETF FTSE DEV MKT ETF 921943858 70 1450 SH SOLE 1450 0 0 Vanguard Total Bond Market TOTAL BND MRKT 921937835 5316 66837 SH SOLE 66837 0 0 Vanguard Short-Term Bond Index ETF SHORT TRM BOND 921937827 12 148 SH SOLE 148 0 0 Vanguard Intermediate Term Bond INTERMED TERM 921937819 6 70 SH SOLE 70 0 0 Vanguard Long-Term Bond LONG TERM BOND 921937793 5 59 SH SOLE 59 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 51 315 SH SOLE 315 0 0 Vaccinex Inc COM 918640103 13 10000 SH SOLE 10000 0 0 US Energy Corp COM 911805307 0 18 SH SOLE 18 0 0 United Rentals Inc COM 911363109 9 24 SH SOLE 24 0 0 United Parcel Service Inc CL B 911312106 55 255 SH SOLE 255 0 0 United BankShares Inc WV COM 909907107 179 5118 SH SOLE 5118 0 0 Union Pacific Corp COM 907818108 322 1178 SH SOLE 1178 0 0 US Bancorp COM NEW 902973304 1544 29057 SH SOLE 29057 0 0 Tractor Supply Co COM 892356106 1 5 SH SOLE 5 0 0 Thermo Fisher Scientific Inc COM 883556102 5193 8792 SH SOLE 8792 0 0 Texas Instruments Inc COM 882508104 1223 6667 SH SOLE 6667 0 0 Taiwan Semiconductor Manufacturing Co Ltd ADR SPONSORED ADS 874039100 25 237 SH SOLE 237 0 0 TJX Companies Inc COM 872540109 1407 23218 SH SOLE 23218 0 0 SYSCO CORP COM 871829107 65 801 SH SOLE 801 0 0 Sylvamo Corp COMMON STOCK 871332102 14 418 SH SOLE 418 0 0 Suncor Energy Inc COM 867224107 15 450 SH SOLE 450 0 0 Stryker Corp COM 863667101 194 727 SH SOLE 727 0 0 State Street Corp COM 857477103 126 1450 SH SOLE 1450 0 0 Starbucks Corp COM 855244109 44 480 SH SOLE 480 0 0 Stanley Black & Decker Inc COM 854502101 22 159 SH SOLE 159 0 0 Southwest Airlines Co COM 844741108 25 550 SH SOLE 550 0 0 Southern Company COM 842587107 3298 45482 SH SOLE 45482 0 0 Snap-on Incorporated COM 833034101 126 613 SH SOLE 613 0 0 J. 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