CHIEF COMPLIANCE OFFICER

0001750557-22-000001.txt : 20220215 0001750557-22-000001.hdr.sgml : 20220215 20220215114045 ACCESSION NUMBER: 0001750557-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220215 DATE AS OF CHANGE: 20220215 EFFECTIVENESS DATE: 20220215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vectors Research Management, LLC CENTRAL INDEX KEY: 0001750557 IRS NUMBER: 043809539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18947 FILM NUMBER: 22637911 BUSINESS ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-431-0856 MAIL ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001750557 XXXXXXXX 12-31-2021 12-31-2021 Vectors Research Management, LLC

65 BLEECKER STREET 5TH FLOOR NEW YORK NY 10012

13F HOLDINGS REPORT 028-18947 N NEIL J. POWERS CHIEF COMPLIANCE OFFICER 804-217-9002 NEIL J. POWERS NEW YORK NY 02-14-2022 0 637 473880 false INFORMATION TABLE 2 vectors13f_q42021v2.xml AIA Group Ltd SPONDS ADR 001317205 6 155 SH SOLE 155 0 0 Abbott Laboratories COM 002824100 304 2163 SH SOLE 2163 0 0 Air Products & Chemicals Inc COM 009158106 149 489 SH SOLE 489 0 0 Alaska Air Group Inc COM 011659109 21 400 SH SOLE 400 0 0 Albemarle Corp COM 012653101 3869 16553 SH SOLE 16553 0 0 Alcoa Corporation COM 013872106 5 82 SH SOLE 82 0 0 Alliant Energy Corp COM 018802108 21 334 SH SOLE 334 0 0 Allstate Corp COM 020002101 11 94 SH SOLE 94 0 0 Amazon.com Inc COM 023135106 217 65 SH SOLE 65 0 0 Ameren Corp COM 023608102 64 723 SH SOLE 723 0 0 American Electric Power Co Inc COM 025537101 1632 18342 SH SOLE 18342 0 0 American Express Co COM 025816109 961 5873 SH SOLE 5873 0 0 Amgen Inc COM 031162100 110 487 SH SOLE 487 0 0 Amphenol Corp COM 032095101 9 100 SH SOLE 100 0 0 Anavex Life Sciences Corp COM NEW 032797300 17 1000 SH SOLE 1000 0 0 Annaly Capital Management Inc COM 035710409 81 10330 SH SOLE 10330 0 0 Anthem Inc COM 036752103 113 243 SH SOLE 243 0 0 Apple Inc COM 037833100 10564 59491 SH SOLE 59491 0 0 Applied Materials Inc COM 038222105 25 160 SH SOLE 160 0 0 Archer Daniels Midland Co COM 039483102 1137 16826 SH SOLE 16826 0 0 Arkema Spons ADR SPONDS ADR 041232109 0 1 SH SOLE 1 0 0 AstraZeneca PLC ADR SPONSORED ADR 046353108 17 300 SH SOLE 300 0 0 Atlas Copco Ser A SPONDS ADR 049255706 6 81 SH SOLE 81 0 0 ATMOS ENERGY CORP COM 049560105 11 101 SH SOLE 101 0 0 Automatic Data Processing Inc COM 053015103 58 236 SH SOLE 236 0 0 BP PLC SPONSORED ADR 055622104 9 347 SH SOLE 347 0 0 Bank of America Corp COM 060505104 1132 25455 SH SOLE 25455 0 0 Bank of America Corp 7.25%CNV PFD L 060505682 29 20 SH SOLE 20 0 0 Bank of Montreal COM 063671101 5 47 SH SOLE 47 0 0 Bank of New York Mellon Corp COM 064058100 12 200 SH SOLE 200 0 0 Baxter International Inc COM 071813109 37 435 SH SOLE 435 0 0 Becton, Dickinson and Company COM 075887109 46 183 SH SOLE 183 0 0 Berkshire Hathaway Inc Class B CL B NEW 084670702 468 1566 SH SOLE 1566 0 0 Best Buy Inc COM 086516101 1227 12080 SH SOLE 12080 0 0 BHP Group Ltd ADR SPONSORED ADS 088606108 13 210 SH SOLE 210 0 0 Bitwise 10 Crypto Index Fund COM 091749101 16 412 SH SOLE 412 0 0 Blade Air Mobility Inc COM 092667104 4 500 SH SOLE 500 0 0 Bloom Energy Corp A COM 093712107 58 2666 SH SOLE 2666 0 0 Booz Allen Hamilton Holding Corporation Class A CL A 099502106 10 122 SH SOLE 122 0 0 Bristol-Myers Squibb Company COM 110122108 888 14246 SH SOLE 14246 0 0 British American TOB Spns ADR SPONSORED ADR 110448107 0 10 SH SOLE 10 0 0 BROWN FORMAN CORP CLASS A CL A 115637100 0 0 SH SOLE 0 0 0 Cigna Corp COM 125523100 31 135 SH SOLE 135 0 0 CMS Energy Corp COM 125896100 7 110 SH SOLE 110 0 0 CSX Corporation COM 126408103 127 3366 SH SOLE 3366 0 0 CVS Health Corp COM 126650100 3573 34639 SH SOLE 34639 0 0 Canadian National Railway Co COM 136375102 139 1135 SH SOLE 1135 0 0 Canopy Growth Corporation COM 138035100 14 1572 SH SOLE 1572 0 0 Caterpillar Inc COM 149123101 665 3218 SH SOLE 3218 0 0 The Chemours Company COM 163851108 10 295 SH SOLE 295 0 0 Chevron Corp COM 166764100 1922 16375 SH SOLE 16375 0 0 Citizens & Northern Corp COM 172922106 52 2000 SH SOLE 2000 0 0 Citigroup Inc COM NEW 172967424 2 38 SH SOLE 38 0 0 Cleveland-Cliffs Inc COM 185899101 13 600 SH SOLE 600 0 0 Clorox Co COM 189054109 10 60 SH SOLE 60 0 0 Coca Cola Company COM 191216100 141 2373 SH SOLE 2373 0 0 Colgate-Palmolive Co COM 194162103 101 1184 SH SOLE 1184 0 0 Community West Bancshares COM 204157101 5 400 SH SOLE 400 0 0 Conagra Brands Inc COM 205887102 917 26852 SH SOLE 26852 0 0 Conduent Inc Com COM 206787103 4 780 SH SOLE 780 0 0 Consolidated Edison Inc COM 209115104 40 466 SH SOLE 466 0 0 Corning Inc COM 219350105 385 10349 SH SOLE 10349 0 0 Cummins Inc COM 231021106 98 450 SH SOLE 450 0 0 Xtrackers USD High Yield Corporate Bond XTRACK USD HIGH 233051432 0 0 SH SOLE 0 0 0 Danaher Corp COM 235851102 77 234 SH SOLE 234 0 0 Deere & Company COM 244199105 499 1455 SH SOLE 1455 0 0 Delta Air Lines COM NEW 247361702 33 850 SH SOLE 850 0 0 Deutsche Telekom ADR SPONDS ADR 251566105 13 725 SH SOLE 725 0 0 DexCom Inc COM 252131107 2184 4068 SH SOLE 4068 0 0 Dicks Sporting Goods Inc COM 253393102 11 100 SH SOLE 100 0 0 Digital Realty Trust Inc COM 253868103 2438 13786 SH SOLE 13786 0 0 Walt Disney Co COM DISNEY 254687106 646 4172 SH SOLE 4172 0 0 Discover Financial Services COM 254709108 34 293 SH SOLE 293 0 0 Docusign Inc COM 256163106 5 34 SH SOLE 34 0 0 Dover Corp COM 260003108 45 250 SH SOLE 250 0 0 Dow Inc COM 260557103 103 1819 SH SOLE 1819 0 0 Eagle Point Credit Co LLC COM 269808101 14 1000 SH SOLE 1000 0 0 Eastman Chemical Co COM 277432100 4 35 SH SOLE 35 0 0 Eastman Kodak Co COM NEW 277461406 5 1163 SH SOLE 1163 0 0 Edison International COM 281020107 205 3000 SH SOLE 3000 0 0 Emerson Electric Co COM 291011104 192 2065 SH SOLE 2065 0 0 Empresas ICA SA de CV SPONDS ADR 292448206 0 249 SH SOLE 249 0 0 Enterprise Products Partners LP COM 293792107 10 444 SH SOLE 444 0 0 FMC Corp COM NEW 302491303 1277 11624 SH SOLE 11624 0 0 Fastenal Company COM 311900104 150 2345 SH SOLE 2345 0 0 FHLMC COM 313400301 1 900 SH SOLE 900 0 0 Fannie Mae COM 313586109 0 100 SH SOLE 100 0 0 Fifth Third Bancorp COM 316773100 1 25 SH SOLE 25 0 0 Financial Institutions Inc COM 317585404 165 5200 SH SOLE 5200 0 0 First Solar Inc COM 336433107 823 9439 SH SOLE 9439 0 0 Fiserv Inc COM 337738108 2447 23578 SH SOLE 23578 0 0 Flagstar Bancorp Inc COM PAR .001 337930705 34 715 SH SOLE 715 0 0 FirstEnergy Corp COM 337932107 12 300 SH SOLE 300 0 0 Fluor Corp COM 343412102 50 2000 SH SOLE 2000 0 0 Flowers Foods Inc COM 343498101 7 260 SH SOLE 260 0 0 Ford Motor Company COM 345370860 13 625 SH SOLE 625 0 0 Franklin Resources COM 354613101 10 300 SH SOLE 300 0 0 Fulgent Genetics Inc Com COM 359664109 2 20 SH SOLE 20 0 0 Garrett Motion Inc COM 366505105 0 61 SH SOLE 61 0 0 Generac Holdings Inc. COM 368736104 1 2 SH SOLE 2 0 0 General Dynamics Corporation COM 369550108 625 3000 SH SOLE 3000 0 0 General Electric Company COM NEW 369604301 819 8668 SH SOLE 8668 0 0 General Mills Inc COM 370334104 1600 23746 SH SOLE 23746 0 0 Genocea Biosciences Inc COM NEW 372427401 7 6000 SH SOLE 6000 0 0 Gilead Sciences Inc COM 375558103 837 11532 SH SOLE 11532 0 0 Gladstone Land Corp COM 376549101 20 600 SH SOLE 600 0 0 Goodyear Tire & Rubber COM 382550101 1047 49105 SH SOLE 49105 0 0 W.W. Grainger Inc COM 384802104 1150 2218 SH SOLE 2218 0 0 Grayscale Bitcoin Trust BTC COM 389637109 64 1872 SH SOLE 1872 0 0 Grayscale Ethereum Tr Eth Shs COM 389638107 14 445 SH SOLE 445 0 0 Green Organic Dutchman Hldgs Ltd COM 393210208 0 1111 SH SOLE 1111 0 0 John Hancock Inv Inc COM 410142103 24 1216 SH SOLE 1216 0 0 Harley-Davidson Inc COM 412822108 4 100 SH SOLE 100 0 0 Hartford Financial Svcs COM 416515104 7 100 SH SOLE 100 0 0 Hemp Inc COM 423703206 0 35000 SH SOLE 35000 0 0 The Hershey Company COM 427866108 14 70 SH SOLE 70 0 0 Home Depot Inc COM 437076102 5319 12817 SH SOLE 12817 0 0 Hometrust Bancshares Inc COM 437872104 13 430 SH SOLE 430 0 0 Honeywell International COM 438516106 435 2084 SH SOLE 2084 0 0 Howmet Aerospace Inc COM 443201108 2 66 SH SOLE 66 0 0 Illinois Tool Works Inc COM 452308109 9 35 SH SOLE 35 0 0 Impinj Inc Com COM 453204109 89 1000 SH SOLE 1000 0 0 Intel Corp COM 458140100 1242 24111 SH SOLE 24111 0 0 International Business Machines COM 459200101 3627 27136 SH SOLE 27136 0 0 International Paper Co COM 460146103 216 4600 SH SOLE 4600 0 0 The Interpublic Group of Companies Inc. COM 460690100 5 128 SH SOLE 128 0 0 Intuit Inc COM 461202103 1 2 SH SOLE 2 0 0 iShares Gold Trust ISHARES NEW 464285204 77 2212 SH SOLE 2212 0 0 iShares Select Dividend SELECET DIVID ETF 464287168 33 267 SH SOLE 267 0 0 iShares TIPS Bond TIPS BD ETF 464287176 2385 18457 SH SOLE 18457 0 0 iShares FTSE/Xinhua China 25 Index CHINA LG-CAP ETF 464287184 0 0 SH SOLE 0 0 0 iShares Core S&P 500 CORE S&P500 ETF 464287200 241 506 SH SOLE 506 0 0 iShares Core US Aggregate Bond ETF CORE US AGGBD ET 464287226 82 721 SH SOLE 721 0 0 iShares iBoxx Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 14 103 SH SOLE 103 0 0 iShares S&P 500 Growth S&P 500 GRWT ETF 464287309 251 3005 SH SOLE 3005 0 0 iShares Barclays 20 Yr Treasury Bond 20 YR TR BD ETF 464287432 25 170 SH SOLE 170 0 0 iShares Barclays 7-10 Yr Treasury Bond BARCLAYS 7 10 YR 464287440 1440 12518 SH SOLE 12518 0 0 iShares 1-3 Year Treasury Bond ETF 1 3 YR TREAS BD 464287457 33 382 SH SOLE 382 0 0 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 0 0 SH SOLE 0 0 0 iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 464287481 30 260 SH SOLE 260 0 0 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 741 8930 SH SOLE 8930 0 0 iShares Core S&P Mid-Cap ETF CORE S&P MCP ETF 464287507 1927 6806 SH SOLE 6806 0 0 iShares PHLX SOX Semiconductor ISHARES SEMICDTR 464287523 46 84 SH SOLE 84 0 0 ISHARES BIOTECHNOLOGY ETF ISHARES BIOTECH 464287556 3 19 SH SOLE 19 0 0 iShares Cohen & Steers Realty Majors Index COHEN STEER REIT 464287564 66 864 SH SOLE 864 0 0 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 31 100 SH SOLE 100 0 0 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 5 24 SH SOLE 24 0 0 iShares Core US Growth CORE C&P US GWT 464287671 44 380 SH SOLE 380 0 0 iShares Core S&P Small-Cap ETF CORE S&P SCP ETF 464287804 117 1026 SH SOLE 1026 0 0 iShares MSCI EAFE Small Cap Index EAFE SML CP ETF 464288273 0 0 SH SOLE 0 0 0 iShares JP Morgan USD Emerging Mrkts Bond ETF JPMORGAN USD EMG 464288281 71 650 SH SOLE 650 0 0 iShares New York Muni Bond ETF NEW YORK MUN ETF 464288323 66 1141 SH SOLE 1141 0 0 iShares iBoxx $ High Yield Corporate Bond ETF IBOXX HI YD ETF 464288513 102 1174 SH SOLE 1174 0 0 iShares KLD 400 Social Index MSCI KLD400 SOC 464288570 14 150 SH SOLE 150 0 0 iShares MBS ETF MBS ETF 464288588 38 357 SH SOLE 357 0 0 iShares Short-Term Corporate Bond ETF SH TR CRPORT ETF 464288646 27817 516272 SH SOLE 516272 0 0 iShares 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 3941 30630 SH SOLE 30630 0 0 iShares Short Treasury Bond SHORT TREAS BD 464288679 13 119 SH SOLE 119 0 0 iShares Preferred & Income Securities ETF PFD AND INCM SEC 464288687 48 1225 SH SOLE 1225 0 0 iShares U.S. Medical Devices ETF U.S. MED DVC ETF 464288810 102 1556 SH SOLE 1556 0 0 iShares Long-Term Corporate Bond ETF LNG TR CRPRT BD 464289511 13 186 SH SOLE 186 0 0 Johnson & Johnson COM 478160104 1607 9395 SH SOLE 9395 0 0 Kellogg COM 487836108 0 0 SH SOLE 0 0 0 Kimberly-Clark Corp COM 494368103 286 2000 SH SOLE 2000 0 0 Kraft Heinz Company COM 500754106 10 279 SH SOLE 279 0 0 Kroger Company COM 501044101 5 118 SH SOLE 118 0 0 LVMH Moet Hennessy Louis Vuitton SA SPONDS ADR 502441306 6 37 SH SOLE 37 0 0 Lam Research Corp COM 512807108 25 35 SH SOLE 35 0 0 Lamar Advertising Co A CL A 512816109 21 175 SH SOLE 175 0 0 Lamb Weston Holdings COM 513272104 101 1587 SH SOLE 1587 0 0 Estee Lauder Companies Inc COM 518439104 9 23 SH SOLE 23 0 0 Laureate Education Inc Cl A CL A 518613203 0 0 SH SOLE 0 0 0 Leidos Holdings Inc COM 525327102 22 250 SH SOLE 250 0 0 Lennar Corp Class A COM 526057104 9 74 SH SOLE 74 0 0 Liberty SiriusXM A COM A SIRIUSXM 531229409 21 415 SH SOLE 415 0 0 Eli Lilly and Company COM 532457108 1289 4666 SH SOLE 4666 0 0 Lockheed Martin Corp COM 539830109 157 441 SH SOLE 441 0 0 Lowe's Companies Inc COM 548661107 3447 13335 SH SOLE 13335 0 0 Lululemon Athletica Inc. COM 550021109 62 158 SH SOLE 158 0 0 Lumen Technologies Inc COM 550241103 1 116 SH SOLE 116 0 0 Luminar Technologies Inc COM CL A 550424105 3 170 SH SOLE 170 0 0 MV Oil Trust TR UNITS 553859109 9 1000 SH SOLE 1000 0 0 Magna International A COM 559222401 5 59 SH SOLE 59 0 0 Mandiant Inc COM 562662106 18 1000 SH SOLE 1000 0 0 Marsh & McLennan Co Inc COM 571748102 4324 24875 SH SOLE 24875 0 0 Marriott Intl Inc Cl A CL A 571903202 17 105 SH SOLE 105 0 0 Marvell Technology Inc COM 573874104 87 1000 SH SOLE 1000 0 0 Masco Corp COM 574599106 54 771 SH SOLE 771 0 0 Mattel Incorporated COM 577081102 1 35 SH SOLE 35 0 0 McDonald's Corporation COM 580135101 624 2326 SH SOLE 2326 0 0 Mettler-Toledo International Inc COM 592688105 5 3 SH SOLE 3 0 0 Micro Focus International PLC ADR SPON ADR NEW 594837403 0 6 SH SOLE 6 0 0 Microsoft Corp COM 594918104 13074 38874 SH SOLE 38874 0 0 Micron Technology Inc COM 595112103 35 372 SH SOLE 372 0 0 Middlesex Water Company COM 596680108 26 215 SH SOLE 215 0 0 Mondelez Intl Inc COM 609207105 107 1611 SH SOLE 1611 0 0 Monro Muffler Brake Inc COM 610236101 42 725 SH SOLE 725 0 0 Morgan Stanley COM NEW 617446448 148 1503 SH SOLE 1503 0 0 Nestle SA ADR B SPONDS ADR 641069406 63 449 SH SOLE 449 0 0 Newell Brands Inc COM 651229106 22 1006 SH SOLE 1006 0 0 Newmont Corporation COM 651639106 25 400 SH SOLE 400 0 0 Nike Inc Class B CL B 654106103 118 708 SH SOLE 708 0 0 Nikola Corp COM 654110105 7 690 SH SOLE 690 0 0 Nokia Corp SPONSORED ADR 654902204 0 53 SH SOLE 53 0 0 Norfolk Southern Corp COM 655844108 27 91 SH SOLE 91 0 0 Northrop Grumman Corp COM 666807102 2 5 SH SOLE 5 0 0 NORTHWESTERN CORP COM 668074305 6 100 SH SOLE 100 0 0 Novo Nordisk ADR ADR 670100205 34 300 SH SOLE 300 0 0 Nucor Corp COM 670346105 242 2118 SH SOLE 2118 0 0 Occidental Petroleum Corp COM 674599105 31 1056 SH SOLE 1056 0 0 Occidental Petroleum Corp Warrant 8/3/2027 W EXP 08/03/202 674599162 2 132 SH SOLE 132 0 0 Okta Inc Com Cl A CL A 679295105 1191 5314 SH SOLE 5314 0 0 Olin Corp COM PAR $1 680665205 10 177 SH SOLE 177 0 0 Open Text Corp COM 683715106 3 54 SH SOLE 54 0 0 PNC Financial Service Corp COM 693475105 10 50 SH SOLE 50 0 0 PPG Industries Inc COM 693506107 34 200 SH SOLE 200 0 0 Palo Alto Networks Com COM 697435105 164 295 SH SOLE 295 0 0 Paychex Inc COM 704326107 268 1964 SH SOLE 1964 0 0 Pepsico Incorporated COM 713448108 569 3273 SH SOLE 3273 0 0 PERMROCK ROYALTY TRUST TR UNIT TR UNIT 714254109 14 2000 SH SOLE 2000 0 0 Pernod-Ricard SA ADR SPONDS ADR 714264306 4 90 SH SOLE 90 0 0 Pfizer Inc COM 717081103 1106 18730 SH SOLE 18730 0 0 Philip Morris International Inc COM 718172109 100 1054 SH SOLE 1054 0 0 Phillips 66 COM 718546104 274 3779 SH SOLE 3779 0 0 POWER & DIGITAL INFRASTR CLASS A COM 739190106 5 500 SH SOLE 500 0 0 Procter & Gamble Co COM 742718109 352 2151 SH SOLE 2151 0 0 Progressive Corp COM 743315103 1 5 SH SOLE 5 0 0 Prudential Financial Inc COM 744320102 10 88 SH SOLE 88 0 0 PulteGroup Inc COM 745867101 7 121 SH SOLE 121 0 0 Qualcomm Incorporated COM 747525103 1779 9727 SH SOLE 9727 0 0 Rayonier Inc COM 754907103 8 200 SH SOLE 200 0 0 Realty Income Corp COM 756109104 95 1320 SH SOLE 1320 0 0 ResMed Inc COM 761152107 7 26 SH SOLE 26 0 0 Rio Tinto PLC Spons ADR SPONSORED ADR 767204100 488 7289 SH SOLE 7289 0 0 Rite Aid Corporation COM 767754872 1 50 SH SOLE 50 0 0 Roche Holding AG ADR SPONDS ADR 771195104 20 389 SH SOLE 389 0 0 Rockwell Automation Inc COM 773903109 2151 6166 SH SOLE 6166 0 0 Rockwell Medical Inc COM 774374102 5 12486 SH SOLE 12486 0 0 Rogers Communications Inc. CL B 775109200 3 54 SH SOLE 54 0 0 Roper Technologies Inc COM 776696106 1401 2849 SH SOLE 2849 0 0 Ross Stores Inc COM 778296103 686 6000 SH SOLE 6000 0 0 Royal Dutch Shell PLC A Spons ADR SPONS ADR A 780259206 27 619 SH SOLE 619 0 0 Ryder System Inc COM 783549108 1951 23671 SH SOLE 23671 0 0 Schlumberger NV COM 806857108 18 602 SH SOLE 602 0 0 Charles Schwab Corp COM 808513105 174 2065 SH SOLE 2065 0 0 Schwab US Small Cap ETF US SML CAP ETF 808524607 18 175 SH SOLE 175 0 0 Science Applications Intl Corp COM 808625107 12 142 SH SOLE 142 0 0 Sears Holding Corp COM 812350106 0 50 SH SOLE 50 0 0 Sempra COM 816851109 76 571 SH SOLE 571 0 0 Sherwin Williams Co COM 824348106 109 309 SH SOLE 309 0 0 Simon Property Group Inc COM 828806109 42 265 SH SOLE 265 0 0 Smith & Wesson Brands Inc COM 831754106 1 50 SH SOLE 50 0 0 J. M. Smucker Company COM NEW 832696405 7 55 SH SOLE 55 0 0 Snap-on Incorporated COM 833034101 182 845 SH SOLE 845 0 0 Southern Company COM 842587107 2705 39450 SH SOLE 39450 0 0 Southwest Airlines Co COM 844741108 24 550 SH SOLE 550 0 0 Stanley Black & Decker Inc COM 854502101 120 637 SH SOLE 637 0 0 Starbucks Corp COM 855244109 80 680 SH SOLE 680 0 0 State Street Corp COM 857477103 135 1450 SH SOLE 1450 0 0 Stryker Corp COM 863667101 200 747 SH SOLE 747 0 0 Summit State Bank COM 866264203 0 0 SH SOLE 0 0 0 Sylvamo Corp COM 871332102 12 418 SH SOLE 418 0 0 Sysco Corporation COM 871829107 67 858 SH SOLE 858 0 0 TJX Companies Inc COM 872540109 1770 23308 SH SOLE 23308 0 0 Taiwan Semiconductor Manufacturing Co Ltd ADR SPONSORED ADS 874039100 37 307 SH SOLE 307 0 0 Texas Instruments Inc COM 882508104 1257 6667 SH SOLE 6667 0 0 Textron Inc COM 883203101 478 6192 SH SOLE 6192 0 0 Thermo Fisher Scientific Inc COM 883556102 6047 9062 SH SOLE 9062 0 0 Tractor Supply Co COM 892356106 1 5 SH SOLE 5 0 0 US Bancorp COM NEW 902973304 1536 27339 SH SOLE 27339 0 0 Unilever PLC ADR SPONSORED ADR 904767704 11 200 SH SOLE 200 0 0 Union Pacific Corp COM 907818108 297 1178 SH SOLE 1178 0 0 United BankShares Inc WV COM 909907107 186 5118 SH SOLE 5118 0 0 United Parcel Service Inc CL B 911312106 60 280 SH SOLE 280 0 0 United Rentals Inc COM 911363109 8 24 SH SOLE 24 0 0 US Energy Corp COM 911805307 0 18 SH SOLE 18 0 0 Universal Health Services Inc CL B 913903100 3 21 SH SOLE 21 0 0 Vaccinex Inc COM 918640103 5 5000 SH SOLE 5000 0 0 Vanguard Dividend Appreciation DIV APP ETF 921908844 54 315 SH SOLE 315 0 0 Vanguard Long-Term Bond LONG TERM BOND 921937793 6 59 SH SOLE 59 0 0 Vanguard Intermediate Term Bond INTERMED TERM 921937819 6 70 SH SOLE 70 0 0 Vanguard Short-Term Bond Index ETF SHORT TRM BD 921937827 21 262 SH SOLE 262 0 0 Vanguard Total Bond Market TOTAL BND MRKT 921937835 5523 65163 SH SOLE 65163 0 0 Vanguard Developed Markets Index Fund ETF FTSE DEV MKT ETF 921943858 80 1565 SH SOLE 1565 0 0 Vanguard Short-Term Inflation Protected Secs STRM INFPROIDX 922020805 25065 487640 SH SOLE 487640 0 0 Vanguard Global Ex US Real Estate Index GLB EX US ETF 922042676 4 65 SH SOLE 65 0 0 Vanguard European Stock FTSE EUROPE ETF 922042874 0 0 SH SOLE 0 0 0 Vanguard S&P 500 S&P 500 ETF SHS 922908363 11910 27281 SH SOLE 27281 0 0 Vanguard Mid-Cap Value ETF MCAP VL IDXVIP 922908512 17 113 SH SOLE 113 0 0 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 8603 33788 SH SOLE 33788 0 0 Vanguard Real Estate REAL ESTATE ETF 922908553 174 1504 SH SOLE 1504 0 0 Vanguard Small-Cap Growth SML CP GRW ETF 922908595 3994 14571 SH SOLE 14571 0 0 Vanguard Small-Cap Value SM CP VAL ETF 922908611 5 27 SH SOLE 27 0 0 Vanguard Mid-Cap MID CAP ETF 922908629 2381 9346 SH SOLE 9346 0 0 Vanguard Growth GROWTH ETF 922908736 67 210 SH SOLE 210 0 0 Vanguard Value VALUE ETF 922908744 16 110 SH SOLE 110 0 0 Vanguard Small-Cap SMALL CP ETF 922908751 462 2045 SH SOLE 2045 0 0 Vanguard Total Stock Market TOTAL STK MKT 922908769 2339 9689 SH SOLE 9689 0 0 VMware Inc COM 928563402 762 6578 SH SOLE 6578 0 0 WD 40 Co COM 929236107 68 278 SH SOLE 278 0 0 Wabtec Corporation COM 929740108 42 452 SH SOLE 452 0 0 Walmart Inc COM 931142103 5908 40835 SH SOLE 40835 0 0 Walgreens Boots Alliance COM 931427108 32 614 SH SOLE 614 0 0 Washington Real Estate SH BEN INT 939653101 13 515 SH SOLE 515 0 0 Wells Fargo & Co COM 949746101 1 25 SH SOLE 25 0 0 Wells Fargo & Co PERP PFD CNV A 949746804 37 25 SH SOLE 25 0 0 Western Digital Corp COM 958102105 8 125 SH SOLE 125 0 0 Western Union Co COM 959802109 2 99 SH SOLE 99 0 0 Westlake Chemical Partners LP COM UNIT RP LP 960417103 9 350 SH SOLE 350 0 0 Weyerhaeuser Inc COM 962166104 11 265 SH SOLE 265 0 0 Williams Companies COM 969457100 1261 48429 SH SOLE 48429 0 0 Yum! Brands Inc COM 988498101 33 240 SH SOLE 240 0 0 CDK Global Inc COM 12508E101 0 10 SH SOLE 10 0 0 Raytheon Technologies Corp COM 75513E101 1851 21504 SH SOLE 21504 0 0 BlackRock MuniYield NY Quality Fund Inc COM 09255E102 14 1000 SH SOLE 1000 0 0 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 149 375 SH SOLE 375 0 0 Evolution Ab ADR SPONDS ADR 30051E104 3 24 SH SOLE 24 0 0 AmerisourceBergen Corp COM 03073E105 5 35 SH SOLE 35 0 0 Vale SA ADR SPONSORED ADS 91912E105 16 1171 SH SOLE 1171 0 0 Target Corporation COM 87612E106 2396 10351 SH SOLE 10351 0 0 The Travelers Companies Inc COM 89417E107 0 0 SH SOLE 0 0 0 NCR Corp COM 62886E108 4 108 SH SOLE 108 0 0 Beyond Meat Inc COM 08862E109 3 42 SH SOLE 42 0 0 The Travelers Companies Inc COM 89417E109 661 4225 SH SOLE 4225 0 0 Broadstone Net Lease Inc COM 11135E203 790 31815 SH SOLE 31815 0 0 FIRST TRUST NYSE ARCA BIOTECH ID ETF NY ARCA BIOTECH 33733E203 3 17 SH SOLE 17 0 0 Afc Gamma Inc Com COM 00109K105 11 500 SH SOLE 500 0 0 AMC ENTERTAINMENT CLASS A CL A 00165C104 0 6 SH SOLE 6 0 0 A P Moller-B ADR SPONDS ADR 00202F102 7 380 SH SOLE 380 0 0 AT&T Inc COM 00206R102 593 24123 SH SOLE 24123 0 0 ARK Genomic Revolution ETF GENOMIC REV ETF 00214Q302 6 100 SH SOLE 100 0 0 AbbVie Inc COM 00287Y109 329 2429 SH SOLE 2429 0 0 Acuity Brands Inc COM 00508Y102 212 1000 SH SOLE 1000 0 0 Adaptimmune Therapeutics PLC Sponsored ADR SPONDS ADR 00653A107 26 7000 SH SOLE 7000 0 0 Adobe Inc COM 00724F101 116 204 SH SOLE 204 0 0 AdvanSix Inc COM 00773T101 1 24 SH SOLE 24 0 0 Adyen NV Unsponsored ADR SPONDS ADR 00783V104 4 170 SH SOLE 170 0 0 Aethlon Medical Inc COM 00808Y307 0 4 SH SOLE 4 0 0 Alibaba Group Holding Limited ADR SPONSORED ADR 01609W102 14 115 SH SOLE 115 0 0 AllianceBernstein Holding LP UNIT LTD PARTN 01881G106 11 229 SH SOLE 229 0 0 Ally Financial Inc COM 02005N100 7 150 SH SOLE 150 0 0 Alphabet Inc Class C CAP STK CL C 02079K107 405 140 SH SOLE 140 0 0 Alphabet Inc Class A CAP STK CL A 02079K305 258 89 SH SOLE 89 0 0 Altria Group Inc COM 02209S103 565 11913 SH SOLE 11913 0 0 Amadeus IT Group S A SPONDS ADR 02263T104 4 58 SH SOLE 58 0 0 American Tower Corp COM 03027X100 40 136 SH SOLE 136 0 0 Ameriprise Financial Inc COM 03076C106 754 2500 SH SOLE 2500 0 0 Apollo Global Management Inc COM 03769M106 9 130 SH SOLE 130 0 0 Arconic Corporation COM 03966V107 1 16 SH SOLE 16 0 0 Ares Capital Corp COM 04010L103 11 519 SH SOLE 519 0 0 Arrowhead Pharmaceuticals Inc. COM 04280A100 4 55 SH SOLE 55 0 0 Athersys Inc COM 04744L106 4 4000 SH SOLE 4000 0 0 Atomera Inc Com COM 04965B100 20 1000 SH SOLE 1000 0 0 Aurora Cannabis Inc COM 05156X884 1 191 SH SOLE 191 0 0 Bankunited Inc COM 06652K103 10 230 SH SOLE 230 0 0 Bankwell Financial Group Inc COM 06654A103 13 400 SH SOLE 400 0 0 Berry Global Group Inc COM 08579W103 34 460 SH SOLE 460 0 0 Biozoom Inc COM 09072T100 0 500 SH SOLE 500 0 0 BlackRock Income Trust Inc COM 09247F100 2831 501081 SH SOLE 501081 0 0 BlackRock Inc COM 09247X101 130 142 SH SOLE 142 0 0 BlackRock NY Municipal Income Trust SH BEN INT 09248L106 66 4476 SH SOLE 4476 0 0 BlackRock MuniYield Quality Inc COM 09254F100 25 1576 SH SOLE 1576 0 0 Blackrock Muniholdings Investment Quality Fund COM 09254P108 43 2866 SH SOLE 2866 0 0 BlackRock Corporate High Yield Fund Inc. Closed-End Fund COM 09255P107 6381 517093 SH SOLE 517093 0 0 Blackstone Mortgage Trust Inc COM CL A 09257W100 9 309 SH SOLE 309 0 0 Blackstone Inc COM CL A 09260D107 471 3639 SH SOLE 3639 0 0 Booking Holdings Inc COM 09857L108 38 16 SH SOLE 16 0 0 Broadcom Inc COM 11135F101 83 124 SH SOLE 124 0 0 Brookfield Renewable Corp CL A Sub VTG CL A SUB VTG 11284V105 0 0 SH SOLE 0 0 0 C.H. Robinson Worldwide Inc. 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111831 0 0 Invesco FTSE RAFI US 1000 ETF FTSE RAFI 1000 46137V613 21 121 SH SOLE 121 0 0 Invesco S&P 500 Low Volatility ETF S&P500 LOW VOL 46138E354 58 850 SH SOLE 850 0 0 Invesco New York AMT-Free Municipal Bond NY AMT FRE MUN 46138E529 52 1997 SH SOLE 1997 0 0 Invesco National AMT-Free Municipal Bond NATL AMT MUNI 46138E537 33 1206 SH SOLE 1206 0 0 Invesco Variable Rate Preferred VAR RATE PFD 46138G870 1699 65537 SH SOLE 65537 0 0 Invesco BulletShares 2021 Corporate Bond BULSHS 2021 CB 46138J700 0 0 SH SOLE 0 0 0 Invesco BulletShares 2022 Corporate Bond BULSHS 2022 CB 46138J882 5 250 SH SOLE 250 0 0 Invesco DB Oil OIL FD 46140H403 9 630 SH SOLE 630 0 0 IQvia Hldgs Inc COM 46266C105 73 260 SH SOLE 260 0 0 Iron Mountain Inc COM 46284V101 2869 54823 SH SOLE 54823 0 0 iShares Silver Trust ETF ISHARES 46428Q109 42 1960 SH SOLE 1960 0 0 iShares US Treasury Bond ETF US TREAS BD ETF 46429B267 5 173 SH SOLE 173 0 0 iShares Floating Rate FLTG RATE NT ETF 46429B655 10176 200584 SH SOLE 200584 0 0 iShares MSCI USA Quality Factor ETF USA QUALITY FCTR 46432F339 139 957 SH SOLE 957 0 0 iShares MSCI USA Momentum Factor ETF MSCI USA MMENTM 46432F396 14 75 SH SOLE 75 0 0 iShares 0-5 Year High Yield Corporate Bond 0-5YR HI YL CP 46434V407 18794 414888 SH SOLE 414888 0 0 iShares Broad USD High Yield Corp Bd ETF BROAD USD HIGH 46435U853 14 343 SH SOLE 343 0 0 Iveric Bio Inc COM 46583P102 50 3000 SH SOLE 3000 0 0 JP Morgan Chase & Co. 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