CHIEF COMPLIANCE OFFICER

0001750557-21-000002.txt : 20210209 0001750557-21-000002.hdr.sgml : 20210209 20210208173511 ACCESSION NUMBER: 0001750557-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vectors Research Management, LLC CENTRAL INDEX KEY: 0001750557 IRS NUMBER: 043809539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18947 FILM NUMBER: 21602744 BUSINESS ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 212-431-0856 MAIL ADDRESS: STREET 1: 65 BLEECKER STREET STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001750557 XXXXXXXX 12-31-2020 12-31-2020 Vectors Research Management, LLC

65 BLEECKER STREET 5TH FLOOR NEW YORK NY 10012

13F HOLDINGS REPORT 028-18947 N NEIL J. POWERS CHIEF COMPLIANCE OFFICER 804-217-9002 NEIL J. 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INT-INDS 81369Y704 699 7893 SH SOLE 7893 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 249 1912 SH SOLE 1912 0 0 SELECT SECTOR SPDR TR SBI IN-UTILS 81369Y886 3998 63766 SH SOLE 63766 0 0 SEMPRA ENERGY COM 816851109 51 400 SH SOLE 400 0 0 SMUCKER J M CO COM NEW 832696405 6 55 SH SOLE 55 0 0 SOUTHERN CO COM 842587107 1778 28938 SH SOLE 28938 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 292 1635 SH SOLE 1635 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 2 65 SH SOLE 65 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2918 7805 SH SOLE 7805 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 3 7 SH SOLE 7 0 0 SPDR SER TR PORTFOLIO SM ETF 78468R853 5 126 SH SOLE 126 0 0 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 18669 502133 SH SOLE 502133 0 0 SPDR SERIES TRUST PORTFLI MORTGAGE 78464A383 1360 51491 SH SOLE 51491 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 12415 224539 SH SOLE 224539 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 4105 130733 SH SOLE 130733 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 53 1550 SH SOLE 1550 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 4020 77374 SH SOLE 77374 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 4640 110953 SH SOLE 110953 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 3369 76628 SH SOLE 76628 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 39 361 SH SOLE 361 0 0 SPDR SERIES TRUST PRTFLO S&P500 HI 78468R788 7 207 SH SOLE 207 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 11 36 SH SOLE 36 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 48 2500 SH SOLE 2500 0 0 SQUARE INC COM 852234103 3 14 SH SOLE 14 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 16 350 SH SOLE 350 0 0 STARBUCKS CORP COM 855244109 43 400 SH SOLE 400 0 0 STRYKER CORP COM 863667101 188 769 SH SOLE 769 0 0 SYSCO CORP COM 871829107 56 757 SH SOLE 757 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 26 237 SH SOLE 237 0 0 TARGET CORP COM 87612E106 1085 6144 SH SOLE 6144 0 0 TEGNA INC COM 87901J105 5 328 SH SOLE 328 0 0 TESLA INC COM 88160R101 18 25 SH SOLE 25 0 0 TEXAS INSTRS INC COM 882508104 1112 6773 SH SOLE 6773 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3972 8528 SH SOLE 8528 0 0 TILRAY INC COM CL 2 88688T100 1 68 SH SOLE 68 0 0 TJX XOS INC NEW COM 872540109 1585 23205 SH SOLE 23205 0 0 TOMPKINS FINANCIAL CORPORATI COM 890110109 13 190 SH SOLE 190 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 36 250 SH SOLE 250 0 0 TRANSOCEAN LTD REG SHS H8817H100 0 80 SH SOLE 80 0 0 TRAVELERS COMPANIES INC COM 89417E109 593 4225 SH SOLE 4225 0 0 TRUIST FINL CORP COM 89832Q109 72 1507 SH SOLE 1507 0 0 TWITTER INC COM 90184L102 35 650 SH SOLE 650 0 0 UNION PACIFIC CORP COM 907818108 231 1110 SH SOLE 1110 0 0 UNITED BANCSHARES INC WEST V COM 909907107 166 5118 SH SOLE 5118 0 0 UNITED PARCEL SERVICE INC CL B 911312106 146 865 SH SOLE 865 0 0 UNITED RENTALS INC COM 911363109 6 24 SH SOLE 24 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1298 3700 SH SOLE 3700 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 3 21 SH SOLE 21 0 0 US BANCORP DEL COM NEW 902973304 103 2203 SH SOLE 2203 0 0 USANA HEALTH SCIENCES INC COM 90328M107 23 300 SH SOLE 300 0 0 VACCINEX INC COM 918640103 10 5000 SH SOLE 5000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 5 91 SH SOLE 91 0 0 VANECK VECTORS ETF TRUST GOLD MINERS ETF 92189F106 2 60 SH SOLE 60 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 6 59 SH SOLE 59 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 6 70 SH SOLE 70 0 0 VANGUARD BD INDEX FDS SHORT TRM BD 921937827 16 198 SH SOLE 198 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 5106 57896 SH SOLE 57896 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 13 228 SH SOLE 228 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 11713 34080 SH SOLE 34080 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 12 105 SH SOLE 105 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9193 43347 SH SOLE 43347 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 60 701 SH SOLE 701 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2415 9022 SH SOLE 9022 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 2222 10748 SH SOLE 10748 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 63 250 SH SOLE 250 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 976 5013 SH SOLE 5013 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1763 9059 SH SOLE 9059 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 4 65 SH SOLE 65 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 3 32 SH SOLE 32 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 11613 227258 SH SOLE 227258 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 641 10400 SH SOLE 10400 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3119 37463 SH SOLE 37463 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 1075 19883 SH SOLE 19883 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 239 2462 SH SOLE 2462 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 47 1001 SH SOLE 1001 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 11 150 SH SOLE 150 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 19 54 SH SOLE 54 0 0 VENTAS INC COM 92276F100 19 390 SH SOLE 390 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 448 7619 SH SOLE 7619 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 30 125 SH SOLE 125 0 0 VISA INC COM CL A 92826C839 200 913 SH SOLE 913 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 10 605 SH SOLE 605 0 0 WABTEC CORP COM 929740108 0 1 SH SOLE 1 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 20 514 SH SOLE 514 0 0 WALKER & DUNLOP INC COM 93148P102 5 52 SH SOLE 52 0 0 WALMART INC COM 931142103 5948 41263 SH SOLE 41263 0 0 WASTE MGMT INC DEL COM 94106L109 15 130 SH SOLE 130 0 0 WEC ENERGY GROUP INC COM 92939U106 9 100 SH SOLE 100 0 0 WELLS FARGO CO NEW COM 949746101 3 110 SH SOLE 110 0 0 WELLTOWER INC COM 95040Q104 894 13842 SH SOLE 13842 0 0 WENDYS CO COM 95058W100 36 1652 SH SOLE 1652 0 0 WESTERN UN CO COM 959802109 2 99 SH SOLE 99 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 508 9464 SH SOLE 9464 0 0 WIX COM LTD SHS M98068105 5 22 SH SOLE 22 0 0 XCEL ENERGY INC COM 98389B100 23 350 SH SOLE 350 0 0 ZOETIS INC CL A 98978V103 248 1500 SH SOLE 1500 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 1347 3994 SH SOLE 3994 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 5 100 SH SOLE 100 0 0 BHP GROUP LTD SPONSORED ADS 088606108 20 300 SH SOLE 300 0 0 CSX CORP COM 126408103 91 1002 SH SOLE 1002 0 0 EASTMAN KODAK CO COM NEW 277461406 9 1125 SH SOLE 1125 0 0 EATON VANCE ENHANCED EQUITY COM 278277108 11 500 SH SOLE 500 0 0 FIRSTENERGY CORP COM 337932107 9 300 SH SOLE 300 0 0 ISHARES TR TIPS BD ETF 464287176 20 159 SH SOLE 159 0 0 LEIDOS HOLDINGS INC COM 525327102 26 250 SH SOLE 250 0 0 MASO CORP COM 574599106 42 771 SH SOLE 771 0 0 NEWELL BRANDS INC COM 651229106 21 1006 SH SOLE 1006 0 0 NOKIA CORP SPONSORED ADR 654902204 0 53 SH SOLE 53 0 0 SCIENCE APPLICATIONS INTL CO COM 808625107 13 142 SH SOLE 142 0 0 SHERWIN WILLIAMS CO COM 824348106 76 103 SH SOLE 103 0 0 SNAP ON INC COM 833034101 53 310 SH SOLE 310 0 0 SOUTHWEST AIRLS CO COM 844741108 46 979 SH SOLE 979 0 0 STANLEY BLACK & DECKER INC COM 854502101 114 637 SH SOLE 637 0 0 UNITED STATES STL CORP NEW COM 912909108 17 1000 SH SOLE 1000 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 49 350 SH SOLE 350 0 0 WD-40 CO COM 929236107 2 8 SH SOLE 8 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 9 415 SH SOLE 415 0 0 YUM BRANDS INC COM 988498101 26 240 SH SOLE 240 0 0 BLACKROCK MUNIYIELD N Y QUAL COM 09255E102 13 1000 SH SOLE 1000 0 0 NCR CORP NEW COM 62886E108 8 200 SH SOLE 200 0 0 ACUITY BRANDS INC COM 00508Y102 121 1000 SH SOLE 1000 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 67 134 SH SOLE 134 0 0 BLACKROCK INC COM 09247X101 74 102 SH SOLE 102 0 0 BLACKROCK MUNIYILD QULT FD I COM 09254F100 26 1576 SH SOLE 1576 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 40 2866 SH SOLE 2866 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 29 2329 SH SOLE 2329 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 30 191 SH SOLE 191 0 0 DEVON ENERGY CORP NEW COM 25179M103 8 500 SH SOLE 500 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 159 1000 SH SOLE 1000 0 0 FEDEX CORP COM 31428X106 26 100 SH SOLE 100 0 0 FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 33739P830 12 559 SH SOLE 559 0 0 FIRST TR EXCH TRADED FD III ULTRA SHT DUR MU 33740J104 12 574 SH SOLE 574 0 0 FORTIVE CORP COM 34959J108 43 603 SH SOLE 603 0 0 HESS CORP COM 42809H107 26 500 SH SOLE 500 0 0 ITT INC COM 45073V108 154 2001 SH SOLE 2001 0 0 INVESCO EXCH TRADED FD TR II NATL AMT MUNI 46138E537 11 416 SH SOLE 416 0 0 IQVIA HLDGS INC COM 46266C105 67 374 SH SOLE 374 0 0 MTBC INC COM 55378G102 3 355 SH SOLE 355 0 0 PJT PARTNERS INC COM CL A 69343T107 2 25 SH SOLE 25 0 0 PROLOGIS INC COM 74340W103 31 308 SH SOLE 308 0 0 SEAGEN INC COM 81181C104 18 100 SH SOLE 100 0 0 TERADATA CORP DEL COM 88076W103 4 200 SH SOLE 200 0 0 VECTRUS INC COM 92242T101 6 111 SH SOLE 111 0 0 VIATRIS INC COM 92556V106 32 1704 SH SOLE 1704 0 0 XYLEM INC COM 98419M100 204 2003 SH SOLE 2003 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 19 825 SH SOLE 825 0 0 YUM CHINA HLDGS INC COM 98850P109 14 240 SH SOLE 240 0 0 LOGITECH INTL S A SHS H50430232 3 26 SH SOLE 26 0 0