The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Adtran Inc | COM | 00738A906 | 547 | 50,000 | SH | Call | SOLE | 0 | 50,000 | 0 | 0 |
| Amarin Corp PLC | COM | 023111906 | 229 | 33,100 | SH | Call | SOLE | 0 | 33,100 | 0 | 0 |
| AMC Entertainment Holdings Inc | COM | 00165C904 | 1,931 | 450,000 | SH | Call | SOLE | 0 | 450,000 | 0 | 0 |
| AMC Entertainment Holdings Inc | COM | 00165C954 | 3,807 | 887,500 | SH | Put | SOLE | 0 | 887,500 | 0 | 0 |
| American Airlines Group Inc | NOTE 6.5% 7/0 | 02376RAF9 | 4,726 | 5,000,000 | PRN | SOLE | 0 | 5,000,000 | 0 | 0 | |
| American Airlines Group Inc | COM | 02376R952 | 1,961 | 150,000 | SH | Put | SOLE | 0 | 150,000 | 0 | 0 |
| ANGI Homeservices Inc | COM | 00183L902 | 12,382 | 1,019,100 | SH | Call | SOLE | 0 | 1,019,100 | 0 | 0 |
| Aurinia Pharmaceuticals Inc | COM | 05156V902 | 11,646 | 716,700 | SH | Call | SOLE | 0 | 716,700 | 0 | 0 |
| Aurinia Pharmaceuticals Inc | COM | 05156V952 | 5,205 | 320,300 | SH | Put | SOLE | 0 | 320,300 | 0 | 0 |
| Avis Budget Group Inc | COM | 053774955 | 2,289 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
| Barnes & Noble Education Inc | COM | 06777U101 | 1,292 | 807,755 | SH | SOLE | 0 | 807,755 | 0 | 0 | |
| Clear Channel Outdoor Holdings Inc | COM | 18453H106 | 520 | 500,000 | SH | SOLE | 0 | 500,000 | 0 | 0 | |
| Cloudera Inc | COM | 18914U900 | 2,544 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
| Clovis Oncology Inc | NOTE 1.25% 5/0 | 189464AC4 | 18,573 | 29,934,000 | PRN | SOLE | 0 | 29,934,000 | 0 | 0 | |
| Conyers Park II Acquisition Corp | COM CL A | 212896104 | 4,487 | 406,100 | SH | SOLE | 0 | 406,100 | 0 | 0 | |
| Conyers Park II Acquisition Corp | W EXP 07/18/202 | 212896112 | 210 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
| Curis Inc | COM | 231269200 | 1,089 | 900,000 | SH | SOLE | 0 | 900,000 | 0 | 0 | |
| Deciphera Pharmaceuticals Inc | COM | 24344T901 | 7,937 | 132,900 | SH | Call | SOLE | 0 | 132,900 | 0 | 0 |
| DraftKings Inc | COM | 26142R104 | 3,326 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
| DraftKings Inc | COM | 26142R904 | 3,326 | 100,000 | SH | Call | SOLE | 0 | 100,000 | 0 | 0 |
| DraftKings Inc | COM | 26142R954 | 6,652 | 200,000 | SH | Put | SOLE | 0 | 200,000 | 0 | 0 |
| Eldorado Resorts Inc | COM | 28470R102 | 6,810 | 170,000 | SH | SOLE | 0 | 170,000 | 0 | 0 | |
| Eldorado Resorts Inc | COM | 28470R902 | 4,006 | 100,000 | SH | Call | SOLE | 0 | 100,000 | 0 | 0 |
| Eldorado Resorts Inc | COM | 28470R952 | 87,231 | 2,177,500 | SH | Put | SOLE | 0 | 2,177,500 | 0 | 0 |
| Exela Technologies Inc | COM | 30162V102 | 55 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
| Finjan Holdings Inc | COM | 31788H303 | 1,080 | 701,534 | SH | SOLE | 0 | 701,534 | 0 | 0 | |
| Forescout Technologies Inc | COM | 34553D101 | 2,650 | 125,000 | SH | SOLE | 0 | 125,000 | 0 | 0 | |
| Forescout Technologies Inc | COM | 34553D901 | 8,781 | 414,200 | SH | Call | SOLE | 0 | 414,200 | 0 | 0 |
| IAC/InterActiveCorp | COM | 44919P508 | 109,849 | 339,668 | SH | SOLE | 0 | 339,668 | 0 | 0 | |
| IAC/InterActiveCorp | COM | 44919P908 | 29,559 | 91,400 | SH | Call | SOLE | 0 | 91,400 | 0 | 0 |
| IAC/InterActiveCorp | COM | 44891N958 | 22,961 | 71,000 | SH | Put | SOLE | 0 | 71,000 | 0 | 0 |
| iBoxx USD Liquid High Yield Index | IBOXX HI YD ETF | 464288953 | 81,620 | 1,000,000 | SH | Put | SOLE | 0 | 1,000,000 | 0 | 0 |
| iHeartMedia Inc | COM | 45174J909 | 2,004 | 240,000 | SH | Call | SOLE | 0 | 240,000 | 0 | 0 |
| Innoviva Inc | COM | 45781M901 | 4,683 | 335,000 | SH | Call | SOLE | 0 | 335,000 | 0 | 0 |
| Innoviva Inc | COM | 45781M951 | 29,976 | 2,144,200 | SH | Put | SOLE | 0 | 2,144,200 | 0 | 0 |
| Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E953 | 24,760 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
| Match Group Inc | COM | 57665R956 | 21,410 | 200,000 | SH | Put | SOLE | 0 | 200,000 | 0 | 0 |
| MoneyGram International Inc | COM | 60935Y208 | 803 | 250,000 | SH | SOLE | 0 | 250,000 | 0 | 0 | |
| Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | 0 | 1 | SH | SOLE | 0 | 1 | 0 | 0 | |
| Oaktree Acquisition Corp | W EXP 99/99/999 | G67145113 | 111 | 84,333 | SH | SOLE | 0 | 84,333 | 0 | 0 | |
| Penn National Gaming Inc | COM | 707569109 | 3,054 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
| Penn National Gaming Inc | COM | 707569959 | 3,054 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
| PG&E Corp | COM | 69331C108 | 3,548 | 400,000 | SH | SOLE | 0 | 400,000 | 0 | 0 | |
| PG&E Corp | COM | 69331C958 | 4,435 | 500,000 | SH | Put | SOLE | 0 | 500,000 | 0 | 0 |
| Playa Hotels & Resorts NV | SHS | N70544106 | 189 | 52,300 | SH | SOLE | 0 | 52,300 | 0 | 0 | |
| Red Rock Resorts Inc | CL A | 75700L108 | 3,846 | 352,500 | SH | SOLE | 0 | 352,500 | 0 | 0 | |
| Red Rock Resorts Inc | CL A | 75700L908 | 2,182 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
| Red Rock Resorts Inc | CL A | 75700L958 | 2,728 | 250,000 | SH | Put | SOLE | 0 | 250,000 | 0 | 0 |
| Revlon Inc | CL A | 761525909 | 1,980 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
| Revlon Inc | CL A | 761525959 | 2,485 | 251,000 | SH | Put | SOLE | 0 | 251,000 | 0 | 0 |
| SP 500 Index | COM | 78462F103 | 30,836 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
| Tiffany & Co | COM | 886547108 | 28,412 | 233,000 | SH | SOLE | 0 | 233,000 | 0 | 0 | |
| Tiffany & Co | COM | 886547908 | 48,776 | 400,000 | SH | Call | SOLE | 0 | 400,000 | 0 | 0 |
| Tiffany & Co | COM | 886547958 | 109,746 | 900,000 | SH | Put | SOLE | 0 | 900,000 | 0 | 0 |
| Tilray Inc | COM | 88688T900 | 8,660 | 1,218,000 | SH | Call | SOLE | 0 | 1,218,000 | 0 | 0 |
| Tilray Inc | COM | 88688T950 | 24,653 | 3,467,400 | SH | Put | SOLE | 0 | 3,467,400 | 0 | 0 |
| UniQure NV | SHS | N90064901 | 23,584 | 523,400 | SH | Call | SOLE | 0 | 523,400 | 0 | 0 |
| VICI Properties Inc | COM | 925652109 | 4,038 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | 0 | |
| VICI Properties Inc | COM | 925652909 | 3,029 | 150,000 | SH | Call | SOLE | 0 | 150,000 | 0 | 0 |
| VICI Properties Inc | COM | 925652959 | 6,057 | 300,000 | SH | Put | SOLE | 0 | 300,000 | 0 | 0 |
| Xeris Pharmaceuticals Inc | NOTE 5.000% 7/1 | 98422LAA5 | 1,485 | 1,500,000 | PRN | SOLE | 0 | 1,500,000 | 0 | 0 | |
| Xeris Pharmaceuticals Inc | COM | 98422L957 | 532 | 200,000 | SH | Put | SOLE | 0 | 200,000 | 0 | 0 |