The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Adamas Pharmaceuticals Inc | COM | 00548A106 | 640 | 168,939 | SH | SOLE | 0 | 168,939 | 0 | 0 | |
| Aurinia Pharmaceuticals Inc | COM | 05156V902 | 10,535 | 520,000 | SH | Call | SOLE | 0 | 520,000 | 0 | 0 |
| Aurinia Pharmaceuticals Inc | COM | 05156V952 | 3,039 | 150,000 | SH | Put | SOLE | 0 | 150,000 | 0 | 0 |
| Avaya Holdings Corp | COM | 05351X901 | 4,050 | 300,000 | SH | Call | SOLE | 0 | 300,000 | 0 | 0 |
| Barnes & Noble Education Inc | COM | 06777U101 | 1,420 | 332,471 | SH | SOLE | 0 | 332,471 | 0 | 0 | |
| Biohaven Pharmaceutical Holding Co Ltd | COM | G11196905 | 24,901 | 457,400 | SH | Call | SOLE | 0 | 457,400 | 0 | 0 |
| Biohaven Pharmaceutical Holding Co Ltd | COM | G11196955 | 5,444 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
| Clovis Oncology Inc | NOTE 1.250% 5/0 | 189464AC4 | 14,093 | 21,934,000 | PRN | SOLE | 0 | 21,934,000 | 0 | 0 | |
| Clovis Oncology Inc | COM | 189464900 | 6,255 | 600,000 | SH | Call | SOLE | 0 | 600,000 | 0 | 0 |
| Clovis Oncology Inc | COM | 189464950 | 27,503 | 2,638,200 | SH | Put | SOLE | 0 | 2,638,200 | 0 | 0 |
| Conyers Park II Acquisition Corp | COM CL A | 212896104 | 4,252 | 406,100 | SH | SOLE | 0 | 406,100 | 0 | 0 | |
| Conyers Park II Acquisition Corp | *W EXP 07/18/202 | 212896112 | 160 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | 0 | |
| Direxion Daily Healthcare Bull 3x Shares | HEALTHCARE BUL | 25459Y906 | 2,210 | 30,000 | SH | Call | SOLE | 0 | 30,000 | 0 | 0 |
| Eldorado Resorts Inc | COM | 28470R102 | 8,513 | 142,736 | SH | SOLE | 0 | 142,736 | 0 | 0 | |
| Eldorado Resorts Inc | COM | 28470R902 | 25,347 | 425,000 | SH | Call | SOLE | 0 | 425,000 | 0 | 0 |
| Eldorado Resorts Inc | COM | 28470R952 | 5,964 | 100,000 | SH | Put | SOLE | 0 | 100,000 | 0 | 0 |
| Energy Transfer LP | COM UT LTD PTN | 29273V900 | 12,830 | 1,000,000 | SH | Call | SOLE | 0 | 1,000,000 | 0 | 0 |
| ETFMG Alternative Harvest ETF | ETFMG ALTR HRVST | 26924G908 | 3,424 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
| HP Inc | COM | 40434L905 | 8,220 | 400,000 | SH | Call | SOLE | 0 | 400,000 | 0 | 0 |
| IAC/InterActiveCorp | COM | 44919P508 | 4,982 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| IAC/InterActiveCorp | COM | 44919P908 | 7,473 | 30,000 | SH | Call | SOLE | 0 | 30,000 | 0 | 0 |
| ImmuCell Corp | COM PAR | 452525306 | 541 | 105,000 | SH | SOLE | 0 | 105,000 | 0 | 0 | |
| Innoviva Inc | COM | 45781M901 | 14,685 | 1,037,100 | SH | Call | SOLE | 0 | 1,037,100 | 0 | 0 |
| Intelsat SA | COM | L5140P951 | 10,194 | 1,450,000 | SH | Put | SOLE | 0 | 1,450,000 | 0 | 0 |
| Intelsat SA | COM | L5140P901 | 5,132 | 730,000 | SH | Call | SOLE | 0 | 730,000 | 0 | 0 |
| Intercept Pharmaceuticals Inc | COM | 45845P108 | 2,937 | 23,700 | SH | SOLE | 0 | 23,700 | 0 | 0 | |
| Intercept Pharmaceuticals Inc | COM | 45845P958 | 2,478 | 20,000 | SH | Put | SOLE | 0 | 20,000 | 0 | 0 |
| IShares Nasdaq Biotechnology ETF | NASDAQ BIOTECH | 464287906 | 12,051 | 100,000 | SH | Call | SOLE | 0 | 100,000 | 0 | 0 |
| Madison Square Garden Co/The | CL A | 55825T903 | 15,298 | 52,000 | SH | Call | SOLE | 0 | 52,000 | 0 | 0 |
| McDermott International Inc | COM | 580037903 | 396 | 585,000 | SH | Call | SOLE | 0 | 585,000 | 0 | 0 |
| Oaktree Acquisition Corp | UNIT 99/99/9999 | G67145121 | 2,550 | 250,000 | SH | SOLE | 0 | 250,000 | 0 | 0 | |
| Qiagen NV | SHS NEW | N72482123 | 1,690 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
| Qiagen NV | SHS NEW | N72482903 | 5,787 | 171,200 | SH | Call | SOLE | 0 | 171,200 | 0 | 0 |
| SPDR S&P 500 ETF Trust | TR UNIT | 78462F953 | 48,279 | 150,000 | SH | Put | SOLE | 0 | 150,000 | 0 | 0 |
| SPDR S&P Oil & Gas Exploration & Production ETF | S&P OILGAS EXP | 78464A900 | 9,480 | 400,000 | SH | Call | SOLE | 0 | 400,000 | 0 | 0 |
| Sprint Corp | COM | 85207U105 | 2,866 | 550,000 | SH | SOLE | 0 | 550,000 | 0 | 0 | |
| Sprint Corp | COM | 85207U905 | 782 | 150,000 | SH | Call | SOLE | 0 | 150,000 | 0 | 0 |
| Sprint Corp | COM | 85207U955 | 2,845 | 546,100 | SH | Put | SOLE | 0 | 546,100 | 0 | 0 |
| Theravance Inc | NOTE 2.1250% 1/1 | 88338TAB0 | 41,182 | 40,888,000 | PRN | SOLE | 0 | 40,888,000 | 0 | 0 | |
| Tiffany & Co | COM | 886547958 | 62,147 | 465,000 | SH | Put | SOLE | 0 | 465,000 | 0 | 0 |
| Tilray Inc | NOTE 5.000% 10/0 | 88688TAB6 | 22,310 | 41,700,000 | PRN | SOLE | 0 | 41,700,000 | 0 | 0 | |
| Tilray Inc | COM CL 2 | 88688T950 | 14,343 | 837,300 | SH | Put | SOLE | 0 | 787,300 | 0 | 0 |
| Tilray Inc | COM CL 2 | 88688T900 | 8,735 | 509,900 | SH | Call | SOLE | 0 | 509,900 | 0 | 0 |
| UniQure NV | SHS | N90064901 | 9,495 | 132,500 | SH | Call | SOLE | 0 | 132,500 | 0 | 0 |
| VanEck Vectors Oil Services ETF | OIL SVCS ETF | 92189F908 | 2,650 | 200,000 | SH | Call | SOLE | 0 | 200,000 | 0 | 0 |
| VanEck Vectors Oil Services ETF | OIL SVCS ETF | 92189F958 | 6,625 | 500,000 | SH | Put | SOLE | 0 | 500,000 | 0 | 0 |
| Vereit Inc | COM | 92339V900 | 6,791 | 735,000 | SH | Call | SOLE | 0 | 735,000 | 0 | 0 |