UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Act of 1934
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Securities registered pursuant to Section 12(b) of the Act:
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
On October 14, 2022, TCR2 Therapeutics Inc. (the “Company”) held its Annual Meeting of Stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders considered and voted on the two proposals set forth below, each of which is described in greater detail in the Company’s Proxy Statement filed with the Securities and Exchange Commission on September 1, 2022. The final voting results are set forth below.
Proposal 1 – Election of Class I Director Nominees
The stockholders of the Company elected Shawn Tomasello and Stephen W. Webster as a Class I directors, for a three-year term ending at the annual meeting of stockholders to be held in 2025 and until each director’s successor has been duly elected and qualified or until his earlier resignation or removal. The results of the stockholders’ vote with respect to the election of the Class I directors were as follows:
| Name |
Votes |
Votes |
Broker | |||
| Shawn Tomasello |
16,521,712 | 2,328,571 | 11,032,226 | |||
| Stephen W. Webster |
16,433,064 |
2,417,219 |
11,032,226 |
Proposal 2 – Ratification of Appointment of Independent Registered Public Accounting Firm
The stockholders of the Company ratified the selection of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The results of the stockholders’ vote with respect to such ratification were as follows:
| Votes For |
Votes Against |
Abstain |
Broker Non-Votes | |||
| 29,825,812 |
37,577 | 19,120 |
0 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TCR2 Therapeutics Inc. | ||||||
| /s/ Eric Sullivan | ||||||
| Date: October 14, 2022 | By: | Eric Sullivan | ||||
| Chief Financial Officer | ||||||
Document and Entity Information |
Oct. 14, 2022 |
|---|---|
| Cover [Abstract] | |
| Amendment Flag | false |
| Entity Central Index Key | 0001750019 |
| Document Type | 8-K |
| Document Period End Date | Oct. 14, 2022 |
| Entity Registrant Name | TCR2 THERAPEUTICS INC. |
| Entity Incorporation State Country Code | DE |
| Entity File Number | 001-38811 |
| Entity Tax Identification Number | 47-4152751 |
| Entity Address, Address Line One | 100 Binney Street |
| Entity Address, Address Line Two | Suite 710 |
| Entity Address, City or Town | Cambridge |
| Entity Address, State or Province | MA |
| Entity Address, Postal Zip Code | 02142 |
| City Area Code | (617) |
| Local Phone Number | 949-5200 |
| Written Communications | false |
| Soliciting Material | false |
| Pre Commencement Tender Offer | false |
| Pre Commencement Issuer Tender Offer | false |
| Security 12b Title | Common Stock, $0.0001 Par Value |
| Trading Symbol | TCRR |
| Security Exchange Name | NASDAQ |
| Entity Emerging Growth Company | true |
| Entity Ex Transition Period | false |