-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AX9Xko82yHQO4sxb4H0a1187ldTPvjvS1tlHpkaV+SLHsE6km0UAqRxpj5cmuhFU 9rnTux9bY9U8LxA+m2l4bg== 0000001750-02-000047.txt : 20020920 0000001750-02-000047.hdr.sgml : 20020920 20020828110850 ACCESSION NUMBER: 0000001750-02-000047 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020815 FILED AS OF DATE: 20020826 DATE AS OF CHANGE: 20020920 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: CLARK JAMES JOHN CENTRAL INDEX KEY: 0001182639 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AAR CORP CENTRAL INDEX KEY: 0000001750 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT & PARTS [3720] IRS NUMBER: 362334820 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06263 FILM NUMBER: 02750495 BUSINESS ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 BUSINESS PHONE: 6302272000 MAIL ADDRESS: STREET 1: 1100 N WOOD DALE RD CITY: WOOD DALE STATE: IL ZIP: 60191 FORMER COMPANY: FORMER CONFORMED NAME: ALLEN AIRCRAFT RADIO INC DATE OF NAME CHANGE: 19700204 3 1 jjcfm3_802.txt FORM 3 FOR JAMES J. CLARK 1. Name and Address of Reporting Person Clark, James J. 1100 N. Wood Dale Road Wood Dale, IL 60191- 2. Date of Event Requiring Statement (Month/Day/Year) 08/15/2002 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol AAR CORP. (AIR) 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person TABLE I -- Non-Derivative Securities Beneficially Owned
+------------------------------------------+----------------------+----------------+-----------------------------------------------+ |1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect Beneficial Ownership | | | Securities | Form: | | | | Beneficially Owned | Direct(D) or | | | | | Indirect(I) | | +------------------------------------------+----------------------+----------------+-----------------------------------------------+ Common Stock 15093 D
TABLE II -- Derivative Securities Beneficially Owned
+-----------------------+---------------------+---------------------------------+----------+-------------+-------------------------+ |1.Title of Derivative |2.Date Exercisable |3.Title and Amount of Securities |4.Conver- |5.Ownership |6. Nature of Indirect | | Security | and Expiration Date| Underlying Derivative | sion or | Form of | Beneficial Ownership | | | (Month/Day/Year) | Security | Exercise | Derivative | | | +----------+----------+-----------------------+---------+ Price of | Security: | | | | Date | Expira- | |Amount or| Deri- | Direct(D) or| | | | Exer- | tion | Title |Number of| vative | Indirect(I) | | | | cisable | Date | |Shares | Security | | | +-----------------------+----------+----------+-----------------------+---------+----------+-------------+-------------------------+ Stock Option 01/12/1994 01/12/2003 Common Stock 3000 $8.0834 D Stock Option 07/09/2003 07/09/2012 Common Stock 25000 $8.59 D Stock Option 07/09/2009 07/09/2012 Common Stock 5000 $8.59 D Stock Option 01/17/1996 01/17/2005 Common Stock 3750 $9.1667 D Stock Option 01/11/1995 01/11/2004 Common Stock 3375 $10 D Stock Option 10/11/1996 10/11/2005 Common Stock 3750 $11.6667 D Stock Option 07/11/2001 07/11/2010 Common Stock 20000 $13.4375 D Stock Option 07/10/2002 07/10/2011 Common Stock 15000 $14.9 D Stock Option 10/09/1997 10/09/2006 Common Stock 4500 $16.0834 D Stock Option 10/14/1999 10/14/2008 Common Stock 8750 $17.75 D Stock Option 07/13/2000 07/13/2009 Common Stock 12750 $22.625 D Stock Option 10/08/1998 10/08/2007 Common Stock 6000 $23.0834 D Stock Option 07/28/1997 01/12/2003 Common Stock 792 $24.4584 D Stock Option 07/28/1997 01/11/2004 Common Stock 827 $24.4584 D Stock Option 07/28/1997 01/17/2005 Common Stock 561 $24.4584 D Stock Option 07/28/1997 10/11/2005 Common Stock 357 $24.4584 D Explanation of Responses: 2,400 shares of this grant have been exercised; 600 shares remain exercisable. Grantee may elect to pay the exercise price of the option or any tax withholding obligation in connection therewith by directing the Company to withhold a portion of the shares otherwise distributable to the grantee upon exercise or by transferring to the Company previously acquired shares valued at the fair market value on such taxable date. 20% of grant shares exercisable upon the first to occur of (i) the date the average share price equals or exceeds a 10% increase in share value (subject to a minimum vesting waiting period of 6 months from date of grant), or (ii) next grant anniversary date. Grantee may elect to pay the exercise price of the option or any tax withholding obligation in connection therewith by directing the Company to withhold a portion of the shares otherwise distributable to the grantee upon exercise or by transferring to the Company previously acquired shares, valued at their fair market value on such taxable date. Shares become exercisable upon the first to occur of (i) the date the rolling 20-day average NYSE closing price equals or exceeds $10.74 (subject to a minimum vesting waiting period of 6 months from date of grant), and (ii) July 9, 2009. 1,500 shares of this grant have been exercised; 2,250 shares remain unexercised. Grantee may elect to pay the exercise price of the option or any tax withholding obligation in connection therewith by directing the Company to withhold a portion of the shares otherwise distributable to the grantee upon exercise or by transferring to the Company previously acquired shares valued at the fair market value on such taxable date. 2,025 shares of this grant have been exercised; 1,350 shares remain unexercised. Grantee may elect to pay the exercise price of the option or any tax withholding obligation therewith by directing the Company to withhold a portion of the shares otherwise distributable to the grantee upon exercise or by transferring to the Company previously acquired shares valued at the fair market value on such taxable date. 750 shares of this grant have been exercised; 3,000 shares remain unexercised. Grantee may elect to pay the exercise price of the option or any tax withholding obligation in connection therewith by directing the Company to withhold a portion of the shares otherwise distributable to the grantee upon exercise or by transferring to the Company previously acquired shares valued at the fair market value on such taxable date. 20% of shares become exercisable each grant anniversary date. Reload option resulting from withholding of stock in payment of exercise price.
SIGNATURE OF REPORTING PERSON /s/ James J. Clark DATE 08/23/2002 -----END PRIVACY-ENHANCED MESSAGE-----