X0206 3 2018-08-17 0 0001365916 AMYRIS, INC. AMRS 0001750962 Doerr Ann Howland 751 LAUREL STREET, #717 SAN CARLOS CA 94070 0 0 1 0 0001749713 Foris Ventures, LLC 751 LAUREL STREET #717 SAN CARLOS CA 94070 0 0 1 0 0001750751 Vallejo Ventures Trust UTA 21296 751 LAUREL STREET #717 SAN CARLOS CA 94070 0 0 1 0 0001750733 Hager Barbara 751 LAUREL STREET #717 SAN CARLOS CA 94070 0 0 1 0 Common Stock 7852775 I By Foris Ventures, LLC Common Stock 567 I By The Vallejo Ventures Trust U/T/A 2/12/96 Common Stock 5532 I By L. John Doerr 6.50% Convertible Senior Notes due 2019 2019-05-15 Common Stock 89037 I By Foris Ventures, LLC Warrant (Right to Buy) 0.15 Common Stock 64103 I By Foris Ventures, LLC Warrant (Right to Buy) 0.15 Common Stock 152381 I By Foris Ventures, LLC Warrant (Right to Buy) 7.52 Common Stock 4877386 I By Foris Ventures, LLC Stock Option (Right to Buy) 6.96 2019-08-01 2028-08-01 Common Stock 3466 I By L. John Doerr Stock Option (Right to Buy) 3.93 2018-08-02 2027-08-02 Common Stock 1733 I By L. John Doerr Stock Option (Right to Buy) 6.08 2017-07-13 2026-07-13 Common Stock 1733 I By L. John Doerr Stock Option (Right to Buy) 25.35 2016-08-11 2026-07-13 Common Stock 400 I By L. John Doerr Stock Option (Right to Buy) 57.90 2015-08-07 2024-08-06 Common Stock 400 I By L. John Doerr Stock Option (Right to Buy) 41.40 2014-08-08 2023-08-01 Common Stock 400 I By L. John Doerr Stock Option (Right to Buy) 53.25 2013-08-09 2022-07-19 Common Stock 400 I By L. John Doerr Stock Option (Right to Buy) 367.50 2012-08-07 2021-07-19 Common Stock 400 I By L. John Doerr Stock Option (Right to Buy) 452.55 2011-06-15 2021-03-15 Common Stock 1333 I By L. John Doerr Includes 1,012,071 shares of Common Stock issuable to Foris Ventures, LLC ("Foris") following the October 9, 2017 automatic conversion of the Company's Series B 17.38% Convertible Preferred Stock ("Series B Preferred Stock") into Common Stock. Pursuant to the Series B Certificate of Designation, the automatic conversion of the Series B Preferred Stock held by Foris to Common Stock will be held in abeyance to the extent such conversion would cause Foris to beneficially own in excess of 9.99% of the number of shares of Common Stock outstanding (the "Beneficial Ownership Limitation"), until Foris is able to receive such shares without exceeding the Beneficial Ownership Limitation, but all rights under the Series B Certificate of Designation shall cease to apply, other than the right to convert. The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris. L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of her or its pecuniary interest therein, if any. L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of her pecuniary interest therein, if any. L. John Doerr is the husband of Ann Doerr. The 6.50% Convertible Senior Note due 2019 held by Foris (the "Foris 6.50% Note due 2019") is convertible into shares of the Company's Common Stock at a conversion rate of 17.8073 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $56.16 per share. The principal amount of the Foris 6.50% Note due 2019 is $5,000,000. The exercisability of the warrant was subject to the approval of the stockholders of the Issuer, which was obtained on September 17, 2015. The warrant expires on July 29, 2020. The exercisability of the warrant was subject to the approval of the stockholders of the Issuer, which was obtained on May 17, 2016. The warrant expires on February 12, 2021. The warrant is exercisable beginning on February 17, 2019 (the "Initial Exercise Date"), the six month anniversary of the issuance of the warrant. The warrant expires on the fifteen month anniversary of the Initial Exercise Date. FORIS VENTURES, LLC, By: /s/ Barbara Hager , Printed Name: Barbara Hager, Title: Manager 2018-08-27 The Vallejo Ventures Trust U/T/A 2/12/96, By: /s/ Barbara Hager , Printed Name: Barbara Hager, Title: Special Trustee 2018-08-27 /s/ Ann Howland Doerr 2018-08-27 /s/ Barbara Hager 2018-08-27