0001104659-21-048251.txt : 20210408
0001104659-21-048251.hdr.sgml : 20210408
20210408213402
ACCESSION NUMBER: 0001104659-21-048251
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210406
FILED AS OF DATE: 20210408
DATE AS OF CHANGE: 20210408
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cisneros Adriana
CENTRAL INDEX KEY: 0001749229
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39040
FILM NUMBER: 21816285
MAIL ADDRESS:
STREET 1: 700 NW 1ST AVENUE, SUITE 1700
CITY: MIAMI
STATE: FL
ZIP: 33136
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AST SpaceMobile, Inc.
CENTRAL INDEX KEY: 0001780312
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6500 RIVERPLACE BOULEVARD
CITY: AUSTIN
STATE: TX
ZIP: 78730
BUSINESS PHONE: 9179694834
MAIL ADDRESS:
STREET 1: 6500 RIVERPLACE BOULEVARD
CITY: AUSTIN
STATE: TX
ZIP: 78730
FORMER COMPANY:
FORMER CONFORMED NAME: New Providence Acquisition Corp.
DATE OF NAME CHANGE: 20190620
3
1
tm2112493d1_3.xml
OWNERSHIP DOCUMENT
X0206
3
2021-04-06
0
0001780312
AST SpaceMobile, Inc.
ASTS
0001749229
Cisneros Adriana
700 NW 1ST AVENUE, SUITE 1700
MIAMI
FL
33136
1
0
0
0
Class A Common Stock
5600
I
By Spouse
Warrants
11.50
Class A Common Stock
2800
I
By Spouse
Nicholas Griffin, the Reporting Person's spouse, purchased (i) 2,400 units of New Providence Acquisition Corp. ("NPA Units") at a price of $10.80 per NPA Unit on December 16, 2020 and (ii) 3,200 NPA Units at a price of $15.82 per NPA Unit on January 14, 2021. Each NPA Unit consists of one share of Class A common stock of the Issuer and one-half of one warrant to purchase one share of Class A common stock of the Issuer (each whole warrant, a "Warrant"). The Class A common stock reported herein represents the Class A common stock of the Issuer underlying such units. The Reporting Person disclaims beneficial ownership of the securities held by Nicholas Griffin, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The Warrants reported herein represent the Warrants underlying (i) the 2,400 NPA Units purchased by Nicholas Griffin on December 16, 2020 and (ii) the 3,200 NPA Units of the Issuer purchased by Nicholas Griffin on January 14, 2021. Each Warrant is exercisable at an exercise price of $11.50 per share of Class A Common Stock of the Issuer, subject to certain anti-dilution adjustments.
(continued) The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO, and the Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, in each case as described under the heading "The Offering--Redeemable Warrants " in the Issuer's Registration Statement on Form S-1 (File No. 333-233449) filed with the Securities and Exchange Commission on September 12, 2019 (the "Registration Statement"). The Reporting Person disclaims beneficial ownership of these Warrants, except to the extent of her pecuniary interest therein.
/s/ Adriana Cisneros
2021-04-08