0001104659-21-048251.txt : 20210408 0001104659-21-048251.hdr.sgml : 20210408 20210408213402 ACCESSION NUMBER: 0001104659-21-048251 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210406 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cisneros Adriana CENTRAL INDEX KEY: 0001749229 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39040 FILM NUMBER: 21816285 MAIL ADDRESS: STREET 1: 700 NW 1ST AVENUE, SUITE 1700 CITY: MIAMI STATE: FL ZIP: 33136 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AST SpaceMobile, Inc. CENTRAL INDEX KEY: 0001780312 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATION SERVICES, NEC [4899] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6500 RIVERPLACE BOULEVARD CITY: AUSTIN STATE: TX ZIP: 78730 BUSINESS PHONE: 9179694834 MAIL ADDRESS: STREET 1: 6500 RIVERPLACE BOULEVARD CITY: AUSTIN STATE: TX ZIP: 78730 FORMER COMPANY: FORMER CONFORMED NAME: New Providence Acquisition Corp. DATE OF NAME CHANGE: 20190620 3 1 tm2112493d1_3.xml OWNERSHIP DOCUMENT X0206 3 2021-04-06 0 0001780312 AST SpaceMobile, Inc. ASTS 0001749229 Cisneros Adriana 700 NW 1ST AVENUE, SUITE 1700 MIAMI FL 33136 1 0 0 0 Class A Common Stock 5600 I By Spouse Warrants 11.50 Class A Common Stock 2800 I By Spouse Nicholas Griffin, the Reporting Person's spouse, purchased (i) 2,400 units of New Providence Acquisition Corp. ("NPA Units") at a price of $10.80 per NPA Unit on December 16, 2020 and (ii) 3,200 NPA Units at a price of $15.82 per NPA Unit on January 14, 2021. Each NPA Unit consists of one share of Class A common stock of the Issuer and one-half of one warrant to purchase one share of Class A common stock of the Issuer (each whole warrant, a "Warrant"). The Class A common stock reported herein represents the Class A common stock of the Issuer underlying such units. The Reporting Person disclaims beneficial ownership of the securities held by Nicholas Griffin, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. The Warrants reported herein represent the Warrants underlying (i) the 2,400 NPA Units purchased by Nicholas Griffin on December 16, 2020 and (ii) the 3,200 NPA Units of the Issuer purchased by Nicholas Griffin on January 14, 2021. Each Warrant is exercisable at an exercise price of $11.50 per share of Class A Common Stock of the Issuer, subject to certain anti-dilution adjustments. (continued) The Warrants will become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months following the closing of the IPO, and the Warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, in each case as described under the heading "The Offering--Redeemable Warrants " in the Issuer's Registration Statement on Form S-1 (File No. 333-233449) filed with the Securities and Exchange Commission on September 12, 2019 (the "Registration Statement"). The Reporting Person disclaims beneficial ownership of these Warrants, except to the extent of her pecuniary interest therein. /s/ Adriana Cisneros 2021-04-08