0001748824-24-000008.txt : 20240220 0001748824-24-000008.hdr.sgml : 20240220 20240220161945 ACCESSION NUMBER: 0001748824-24-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240220 DATE AS OF CHANGE: 20240220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Richard Jonathan CENTRAL INDEX KEY: 0001810382 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38979 FILM NUMBER: 24653604 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group Inc. CENTRAL INDEX KEY: 0001748824 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 471121020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173697300 MAIL ADDRESS: STREET 1: 200 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BrightSphere US Inc. DATE OF NAME CHANGE: 20180801 4 1 wk-form4_1708463965.xml FORM 4 X0508 4 2024-02-15 0 0001748824 BrightSphere Investment Group Inc. BSIG 0001810382 Hart Richard Jonathan 200 STATE STREET 13TH FLOOR BOSTON MA 02109 0 1 0 0 Chief Legal Officer 0 Common Stock 2024-02-15 4 M 0 11815 0 A 73477 D Common Stock 2024-02-15 4 F 0 3468 21.95 D 70009 D Restricted Stock Units 0 2024-02-15 4 M 0 11815 0 D Common Stock 11815 15208 D Restricted Stock Units 0 2024-02-15 4 A 0 15699 0 A Common Stock 15699 30907 D Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. On February 15, 2024, the reporting person was granted 15,699 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2025, February 15, 2026 and February 15, 2027. /s/ Richard J. Hart 2024-02-20