0001748824-23-000006.txt : 20230216 0001748824-23-000006.hdr.sgml : 20230216 20230216182057 ACCESSION NUMBER: 0001748824-23-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230214 FILED AS OF DATE: 20230216 DATE AS OF CHANGE: 20230216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Richard Jonathan CENTRAL INDEX KEY: 0001810382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38979 FILM NUMBER: 23639760 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group Inc. CENTRAL INDEX KEY: 0001748824 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 471121020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173697300 MAIL ADDRESS: STREET 1: 200 STATE STREET STREET 2: 13TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BrightSphere US Inc. DATE OF NAME CHANGE: 20180801 4 1 wf-form4_167658962805254.xml FORM 4 X0306 4 2023-02-14 0 0001748824 BrightSphere Investment Group Inc. BSIG 0001810382 Hart Richard Jonathan 200 STATE STREET 13TH FLOOR BOSTON MA 02109 0 1 0 0 Chief Legal Officer Common Stock 2023-02-14 4 M 0 5017 0 A 57840 D Common Stock 2023-02-14 4 F 0 1473 25.87 D 56367 D Common Stock 2023-02-15 4 M 0 7497 0 A 63864 D Common Stock 2023-02-15 4 F 0 2202 26.48 D 61662 D Restricted Stock Units 0.0 2023-02-14 4 M 0 5017 0 D Common Stock 5017.0 21570 D Restricted Stock Units 0.0 2023-02-15 4 M 0 7497 0 D Common Stock 7497.0 14073 D Restricted Stock Units 0.0 2023-02-15 4 A 0 12950 0 A Common Stock 12950.0 27023 D Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 19,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. On February 15, 2023, the reporting person was granted 12,950 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2024, February 15, 2025 and February 15, 2026. /s/ Richard J. Hart 2023-02-16