0001748824-22-000015.txt : 20220216
0001748824-22-000015.hdr.sgml : 20220216
20220216161748
ACCESSION NUMBER: 0001748824-22-000015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220214
FILED AS OF DATE: 20220216
DATE AS OF CHANGE: 20220216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hart Richard Jonathan
CENTRAL INDEX KEY: 0001810382
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38979
FILM NUMBER: 22643783
MAIL ADDRESS:
STREET 1: 200 CLARENDON STREET
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightSphere Investment Group Inc.
CENTRAL INDEX KEY: 0001748824
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 471121020
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 CLAREDON ST
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: 6173697300
MAIL ADDRESS:
STREET 1: 200 CLAREDON ST
STREET 2: 53RD FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02116
FORMER COMPANY:
FORMER CONFORMED NAME: BrightSphere US Inc.
DATE OF NAME CHANGE: 20180801
4
1
wf-form4_164504624431742.xml
FORM 4
X0306
4
2022-02-14
0
0001748824
BrightSphere Investment Group Inc.
BSIG
0001810382
Hart Richard Jonathan
200 CLARENDON STREET
53RD FLOOR
BOSTON
MA
02116
0
1
0
0
Chief Legal Officer
Common Stock
2022-02-14
4
M
0
5016
0
A
52169
D
Common Stock
2022-02-15
4
S
0
1475
24.84
D
50694
D
Common Stock
2022-02-15
4
M
0
3027
0
A
53721
D
Common Stock
2022-02-16
4
S
0
598
24.65
D
53123
D
Common Stock
2022-02-16
4
S
0
300
24.66
D
52823
D
Restricted Stock Units
0.0
2022-02-14
4
M
0
5016
0
D
Common Stock
5016.0
9893
D
Restricted Stock Units
0.0
2022-02-15
4
M
0
3027
0
D
Common Stock
3027.0
6866
D
Restricted Stock Units
0.0
2022-02-15
4
A
0
19721
0
A
Common Stock
19721.0
26587
D
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc.
On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023.
On February 15, 2019 the reporting person was granted 6,309 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024.
On February 15, 2022, the reporting person was granted 17,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025.
/s/ Richard J. Hart
2022-02-16