0001748824-22-000015.txt : 20220216 0001748824-22-000015.hdr.sgml : 20220216 20220216161748 ACCESSION NUMBER: 0001748824-22-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220214 FILED AS OF DATE: 20220216 DATE AS OF CHANGE: 20220216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Richard Jonathan CENTRAL INDEX KEY: 0001810382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38979 FILM NUMBER: 22643783 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group Inc. CENTRAL INDEX KEY: 0001748824 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 471121020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173697300 MAIL ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: BrightSphere US Inc. DATE OF NAME CHANGE: 20180801 4 1 wf-form4_164504624431742.xml FORM 4 X0306 4 2022-02-14 0 0001748824 BrightSphere Investment Group Inc. BSIG 0001810382 Hart Richard Jonathan 200 CLARENDON STREET 53RD FLOOR BOSTON MA 02116 0 1 0 0 Chief Legal Officer Common Stock 2022-02-14 4 M 0 5016 0 A 52169 D Common Stock 2022-02-15 4 S 0 1475 24.84 D 50694 D Common Stock 2022-02-15 4 M 0 3027 0 A 53721 D Common Stock 2022-02-16 4 S 0 598 24.65 D 53123 D Common Stock 2022-02-16 4 S 0 300 24.66 D 52823 D Restricted Stock Units 0.0 2022-02-14 4 M 0 5016 0 D Common Stock 5016.0 9893 D Restricted Stock Units 0.0 2022-02-15 4 M 0 3027 0 D Common Stock 3027.0 6866 D Restricted Stock Units 0.0 2022-02-15 4 A 0 19721 0 A Common Stock 19721.0 26587 D Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. On February 15, 2019 the reporting person was granted 6,309 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. On February 15, 2022, the reporting person was granted 17,721 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2023, February 15, 2024 and February 15, 2025. /s/ Richard J. Hart 2022-02-16