0001748824-21-000054.txt : 20211126 0001748824-21-000054.hdr.sgml : 20211126 20211126211619 ACCESSION NUMBER: 0001748824-21-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211126 FILED AS OF DATE: 20211126 DATE AS OF CHANGE: 20211126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Richard Jonathan CENTRAL INDEX KEY: 0001810382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38979 FILM NUMBER: 211452557 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group Inc. CENTRAL INDEX KEY: 0001748824 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 471121020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173697300 MAIL ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: BrightSphere US Inc. DATE OF NAME CHANGE: 20180801 4 1 wf-form4_163797936361983.xml FORM 4 X0306 4 2021-11-26 0 0001748824 BrightSphere Investment Group Inc. BSIG 0001810382 Hart Richard Jonathan 200 CLARENDON STREET 53RD FLOOR BOSTON MA 02116 0 1 0 0 Chief Legal Officer Common Stock 2021-11-26 4 M 0 60000 12 A 82261 D Common Stock 2021-11-26 4 F 0 36732 30.46 D 45529 D Common Stock 2021-11-26 4 M 0 125000 10 A 170529 D Common Stock 2021-11-26 4 F 0 78275 30.46 D 92254 D Employee Stock Option 12.0 2021-11-26 4 M 0 60000 0 D 2025-02-14 Common Stock 60000.0 90000 D Employee Stock Option 10.0 2021-11-26 4 M 0 125000 0 D 2024-12-31 Common Stock 125000.0 375000 D On February 14, 2020, the reporting person was granted an option to purchase 150,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in five equal installments, with the first tranche vesting immediately and the following tranches vesting on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. On April 21, 2020, the reporting person was granted an option to purchase 500,000 shares of common stock of BrightSphere Investment Group Inc. The option vests in four equal installments on each of December 31, 2020, December 31, 2021, December 31, 2022 and December 31, 2023. /s/ Richard J. Hart 2021-11-26