0001748824-21-000008.txt : 20210217 0001748824-21-000008.hdr.sgml : 20210217 20210217183403 ACCESSION NUMBER: 0001748824-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210214 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hart Richard Jonathan CENTRAL INDEX KEY: 0001810382 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38979 FILM NUMBER: 21646758 MAIL ADDRESS: STREET 1: 200 CLARENDON STREET STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BrightSphere Investment Group Inc. CENTRAL INDEX KEY: 0001748824 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 471121020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6173697300 MAIL ADDRESS: STREET 1: 200 CLAREDON ST STREET 2: 53RD FLOOR CITY: BOSTON STATE: MA ZIP: 02116 FORMER COMPANY: FORMER CONFORMED NAME: BrightSphere US Inc. DATE OF NAME CHANGE: 20180801 4 1 wf-form4_161360480403089.xml FORM 4 X0306 4 2021-02-14 0 0001748824 BrightSphere Investment Group Inc. BSIG 0001810382 Hart Richard Jonathan 200 CLARENDON STREET 53RD FLOOR BOSTON MA 02116 0 1 0 0 Chief Legal Officer Common Stock 2021-02-14 4 M 0 5016 0 A 22837 D Common Stock 2021-02-15 4 M 0 2103 0 A 24940 D Common Stock 2021-02-16 4 S 0 2679 20.41 D 22261 D Restricted Stock Units 0.0 2021-02-14 4 M 0 5016 0 D Common Stock 5016.0 14239 D Restricted Stock Units 0.0 2021-02-15 4 M 0 2103 0 D Common Stock 2103.0 12136 D Restricted Stock Units 0.0 2021-02-15 4 A 0 2773 0 A Common Stock 2773.0 14909 D Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.29 to $20.49, inclusive. The reporting person undertakes to provide to BrightSphere Investment Group Inc., any securityholder of BrightSphere Investment Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Each restricted stock unit represents a right to receive one share of common stock of BrightSphere Investment Group Inc. On February 14, 2020, the reporting person was granted 15,049 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 14, 2021, February 14, 2022 and February 14, 2023. On February 15, 2019, the reporting person was granted 6,039 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the restricted stock units vesting on each of February 15, 2020, February 15, 2021 and February 15, 2022. On February 15, 2021, the reporting person was granted 2,773 restricted stock units, vesting in equal annual installments over a three-year period with 1/3 of the shares vesting on each of February 15, 2022, February 15, 2023 and February 15, 2024. /s/ Richard J. Hart 2021-02-17