8-K 1 bsig-q2x20198xkearningsrel.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
 
 
 
FORM 8-K

 
 
 
  
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): August 1, 2019

 
 
 

brightsphere-sphere_logoa04.jpg
 
BRIGHTSPHERE
Investment Group Inc.
 
 
 
 
 
Delaware
001-36683
47-1121020
(State or other jurisdiction
of incorporation)
(Commission File Number)
(IRS Employer
Identification Number)
 
200 Clarendon Street, 53rd Floor
Boston, Massachusetts 02116
(617) 369-7300
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
 
 
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o                 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) 
o                 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o                 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o                 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Ticker Symbol
Name of each exchange on which registered
Common stock, par value $0.001 per share
BSIG
New York Stock Exchange
4.800% Notes due 2026
BSIG 26
New York Stock Exchange
5.125% Notes due 2031
BSA
New York Stock Exchange


 
 
 
 
 





ITEM 2.02
Results of Operations and Financial Condition.
          
On August 1, 2019, BrightSphere Investment Group Inc. (the “Company”) issued a press release and presentation materials setting forth its financial and operating results for the quarter ended June 30, 2019. Copies of the press release and the presentation materials are furnished as Exhibit 99.1 and Exhibit 99.2, respectively, hereto.

ITEM 9.01
Financial Statements and Exhibits.
 
(d)           Exhibits.

The information in Item 2.02 and the information filed as Exhibit 99.1 and Exhibit 99.2 to this Form 8-K is being furnished in accordance with Item 2.02 and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended. Such information shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as may be expressly set forth in a specific filing.
  
Exhibit No.
 
Description
 
 
 
99.1
 
Earnings press release issued by the Company on August 1, 2019
99.2
 
Second quarter 2019 earnings presentation of BrightSphere Investment Group Inc.


SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this form to be signed on its behalf by the undersigned, thereto duly authorized. 

Date:
August 1, 2019
BRIGHTSPHERE INVESTMENT GROUP INC.
 
 
 
 
 
 
 
 
 
 
 
 
By:
/s/ Suren Rana
 
 
 
Name: 
Suren Rana
 
 
 
Title: 
Chief Financial Officer
 







EXHIBIT INDEX