0001213900-20-006503.txt : 20200316 0001213900-20-006503.hdr.sgml : 20200316 20200316164805 ACCESSION NUMBER: 0001213900-20-006503 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200313 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Martin CENTRAL INDEX KEY: 0001754090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38700 FILM NUMBER: 20717823 MAIL ADDRESS: STREET 1: C/O DD3 ACQUISITION CORP., PEDREGAL 24 STREET 2: COLONIA MOLINO DEL REY, DEL. M. HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DD3 Acquisition Corp., S.A. de C.V. CENTRAL INDEX KEY: 0001748252 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY STREET 2: DEL. MIGUEL HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 BUSINESS PHONE: 52 55 8647-0417 MAIL ADDRESS: STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY STREET 2: DEL. MIGUEL HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 FORMER COMPANY: FORMER CONFORMED NAME: DD3 Acquisition Corp. DATE OF NAME CHANGE: 20180726 4 1 ownership.xml X0306 4 2020-03-13 1 0001748252 DD3 Acquisition Corp., S.A. de C.V. DDMX 0001754090 Werner Martin C/O DD3 MEX ACQUISITION CORP PEDREGAL 24, COLONIA MOLINO DEL REY MEXICO CITY O5 11040 MEXICO 1 1 0 0 Chairman and CEO Ordinary Shares 2020-03-13 4 D 0 191300 D 0 I See footnote Ordinary Shares 2020-03-13 4 D 0 430800 D 0 D Warrant 11.5 2020-03-13 4 D 0 191300 D 2020-04-12 2025-03-13 Ordinary Shares 191300 0 I See footnote Disposed of in exchange for ordinary shares, no par value per share ("Ordinary Shares"), of Betterware de Mexico, S.A. de C.V. ("Betterware"), on a one-for-one basis in connection with the consummation on March 13, 2020 of the business combination (the "Business Combination") of the Issuer and Betterware, pursuant to that certain Combination and Stock Purchase Agreement, dated as of August 2, 2019, as amended (the "Business Combination Agreement"), by and among the Issuer, Betterware, Campalier, S.A. de C.V., Promotora Forteza, S.A. de C.V., Strevo, S.A. de C.V., BLSM Latino America Servicios, S.A. de C.V., and, solely for the purposes set forth in Article XI of the Business Combination Agreement, DD3 Mex Acquisition Corp, S.A. de C.V. (the "Sponsor"), which, among other things, provided for the merger of the Issuer with and into Betterware (the "Merger") with Betterware surviving the Merger. The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The warrants to acquire ordinary shares of the Issuer were automatically converted in connection with the Business Combination into warrants to purchase Ordinary Shares. Each warrant is exercisable for one Ordinary Share at an exercise price of $11.50 per share. /s/ Alan I. Annex, Attorney-in-Fact 2020-03-16