0001213900-20-006503.txt : 20200316
0001213900-20-006503.hdr.sgml : 20200316
20200316164805
ACCESSION NUMBER: 0001213900-20-006503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200313
FILED AS OF DATE: 20200316
DATE AS OF CHANGE: 20200316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Martin
CENTRAL INDEX KEY: 0001754090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38700
FILM NUMBER: 20717823
MAIL ADDRESS:
STREET 1: C/O DD3 ACQUISITION CORP., PEDREGAL 24
STREET 2: COLONIA MOLINO DEL REY, DEL. M. HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DD3 Acquisition Corp., S.A. de C.V.
CENTRAL INDEX KEY: 0001748252
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY
STREET 2: DEL. MIGUEL HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
BUSINESS PHONE: 52 55 8647-0417
MAIL ADDRESS:
STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY
STREET 2: DEL. MIGUEL HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
FORMER COMPANY:
FORMER CONFORMED NAME: DD3 Acquisition Corp.
DATE OF NAME CHANGE: 20180726
4
1
ownership.xml
X0306
4
2020-03-13
1
0001748252
DD3 Acquisition Corp., S.A. de C.V.
DDMX
0001754090
Werner Martin
C/O DD3 MEX ACQUISITION CORP
PEDREGAL 24, COLONIA MOLINO DEL REY
MEXICO CITY
O5
11040
MEXICO
1
1
0
0
Chairman and CEO
Ordinary Shares
2020-03-13
4
D
0
191300
D
0
I
See footnote
Ordinary Shares
2020-03-13
4
D
0
430800
D
0
D
Warrant
11.5
2020-03-13
4
D
0
191300
D
2020-04-12
2025-03-13
Ordinary Shares
191300
0
I
See footnote
Disposed of in exchange for ordinary shares, no par value per share ("Ordinary Shares"), of Betterware de Mexico, S.A. de C.V. ("Betterware"), on a one-for-one basis in connection with the consummation on March 13, 2020 of the business combination (the "Business Combination") of the Issuer and Betterware, pursuant to that certain Combination and Stock Purchase Agreement, dated as of August 2, 2019, as amended (the "Business Combination Agreement"), by and among the Issuer, Betterware, Campalier, S.A. de C.V., Promotora Forteza, S.A. de C.V., Strevo, S.A. de C.V., BLSM Latino America Servicios, S.A. de C.V., and, solely for the purposes set forth in Article XI of the Business Combination Agreement, DD3 Mex Acquisition Corp, S.A. de C.V. (the "Sponsor"), which, among other things, provided for the merger of the Issuer with and into Betterware (the "Merger") with Betterware surviving the Merger.
The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Dr. Werner, Mr. Combe and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The warrants to acquire ordinary shares of the Issuer were automatically converted in connection with the Business Combination into warrants to purchase Ordinary Shares. Each warrant is exercisable for one Ordinary Share at an exercise price of $11.50 per share.
/s/ Alan I. Annex, Attorney-in-Fact
2020-03-16