0001144204-18-054349.txt : 20181018 0001144204-18-054349.hdr.sgml : 20181018 20181018131131 ACCESSION NUMBER: 0001144204-18-054349 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181016 FILED AS OF DATE: 20181018 DATE AS OF CHANGE: 20181018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Werner Martin CENTRAL INDEX KEY: 0001754090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38700 FILM NUMBER: 181128043 MAIL ADDRESS: STREET 1: C/O DD3 ACQUISITION CORP., PEDREGAL 24 STREET 2: COLONIA MOLINO DEL REY, DEL. M. HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DD3 Acquisition Corp. CENTRAL INDEX KEY: 0001748252 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY STREET 2: DEL. MIGUEL HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 BUSINESS PHONE: 52 55 8647-0417 MAIL ADDRESS: STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY STREET 2: DEL. MIGUEL HIDALGO CITY: MEXICO CITY STATE: O5 ZIP: 05120 4 1 tv505028_form4.xml FORM 4 X0306 4 2018-10-16 0 0001748252 DD3 Acquisition Corp. DDMX 0001754090 Werner Martin C/O DD3 ACQUISITION CORP. PEDREGAL 24, COLONIA MOLINO DEL REY MEXICO CITY O5 11040 MEXICO 1 1 1 0 Chairman and CEO Ordinary Shares 2018-10-16 4 P 0 225000 A 1662500 I See footnote Warrant 11.5 2018-10-16 4 P 0 225000 A Ordinary Shares 225000 225000 I See footnote Simultaneously with the Issuer's initial public offering, DD3 Mex Acquisition Corp (the "Sponsor") acquired, at a price of $10.00 per unit, 225,000 units (the "Private Units") in a private placement for an aggregate purchase price of $2,250,000. Each Private Unit consists of one ordinary share and one warrant. This figure does not include an aggregate of up to 18,750 Private Units that the Sponsor has committed to purchase depending on the extent to which the underwriters' option to purchase additional units is exercised. Includes an aggregate of up to 187,500 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' option to purchase additional units is exercised. The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Each of Dr. Werner and Mr. Combe disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019. The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation. /s/ Alan I. Annex, Attorney-in-Fact 2018-10-18