0001144204-18-054349.txt : 20181018
0001144204-18-054349.hdr.sgml : 20181018
20181018131131
ACCESSION NUMBER: 0001144204-18-054349
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181016
FILED AS OF DATE: 20181018
DATE AS OF CHANGE: 20181018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Werner Martin
CENTRAL INDEX KEY: 0001754090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38700
FILM NUMBER: 181128043
MAIL ADDRESS:
STREET 1: C/O DD3 ACQUISITION CORP., PEDREGAL 24
STREET 2: COLONIA MOLINO DEL REY, DEL. M. HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DD3 Acquisition Corp.
CENTRAL INDEX KEY: 0001748252
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY
STREET 2: DEL. MIGUEL HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
BUSINESS PHONE: 52 55 8647-0417
MAIL ADDRESS:
STREET 1: PEDREGAL 24, COLONIA MOLINO DEL REY
STREET 2: DEL. MIGUEL HIDALGO
CITY: MEXICO CITY
STATE: O5
ZIP: 05120
4
1
tv505028_form4.xml
FORM 4
X0306
4
2018-10-16
0
0001748252
DD3 Acquisition Corp.
DDMX
0001754090
Werner Martin
C/O DD3 ACQUISITION CORP.
PEDREGAL 24, COLONIA MOLINO DEL REY
MEXICO CITY
O5
11040
MEXICO
1
1
1
0
Chairman and CEO
Ordinary Shares
2018-10-16
4
P
0
225000
A
1662500
I
See footnote
Warrant
11.5
2018-10-16
4
P
0
225000
A
Ordinary Shares
225000
225000
I
See footnote
Simultaneously with the Issuer's initial public offering, DD3 Mex Acquisition Corp (the "Sponsor") acquired, at a price of $10.00 per unit, 225,000 units (the "Private Units") in a private placement for an aggregate purchase price of $2,250,000. Each Private Unit consists of one ordinary share and one warrant. This figure does not include an aggregate of up to 18,750 Private Units that the Sponsor has committed to purchase depending on the extent to which the underwriters' option to purchase additional units is exercised.
Includes an aggregate of up to 187,500 shares subject to forfeiture by the Sponsor depending on the extent to which the underwriters' option to purchase additional units is exercised.
The securities are held directly by the Sponsor and indirectly by Dr. Martin M. Werner and Jorge Combe, each of whom shares voting power with respect to the Sponsor. Each of Dr. Werner and Mr. Combe disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or October 16, 2019.
The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
/s/ Alan I. Annex, Attorney-in-Fact
2018-10-18