485BPOS 1 a19-20595_5485bpos.htm POST-EFFECTIVE AMENDMENT FILED PURSUANT TO SECURITIES ACT RULE 485(B)

 

As filed with the Securities and Exchange Commission on October 31, 2019.

File No. 333-227097
File No. 811-23376

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

x

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 

 

o

Pre-Effective Amendment No.

x

Post-Effective Amendment No. 12

 

and/or

 

x

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 

 

x

 

Amendment No. 15

 

PACIFIC GLOBAL ETF TRUST

(Exact Name of Registrant as Specified in Charter)

 

840 Newport Center Drive, 7th Floor
Newport Beach, California 92660
(Address of Principal Executive Offices) (Zip Code)

 

Registrant’s Telephone Number, including Area Code: (949) 219-3391

 

National Registered Agents, Inc.
160 Greentree Drive, Suite 101
Dover, DE 19904
(Name and address of agent for service)

 

Copies of communications to:

 

J.G. Lallande, Esq.

Assistant Vice President & Counsel

Pacific Global Asset Management LLC

840 Newport Center Drive, 7th Floor

Newport Beach, CA 92660

 

Bibb L. Strench, Esq.
Thompson Hine LLP
1919 M Street, N.W., Suite 700
Washington, D.C. 20036-1600

 

Approximate Date of Proposed Public Offering:

 

It is proposed that this filing will become effective (check appropriate box)

 

x                                  Immediately upon filing pursuant to paragraph (b)

 

o                                    on [      ] pursuant to paragraph (b)

 

o                                    60 days after filing pursuant to paragraph (a)(1)

 

o                                    on [      ] pursuant to paragraph (a)(1)

 

o                                    75 days after filing pursuant to paragraph (a)(2)

 

o                                    on [      ] pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

o                                    This post-effective amendment designated a new effective date for a previously filed post-effective amendment.

 

 

 


 

EXPLANATORY NOTE

 

This Post-Effective Amendment No. 12 to the Trust’s Registration Statement on Form N-1A is filed for the sole purpose of submitting the XBRL exhibits for the risk/return summary provided in Post-Effective Amendment No. 10 filed on October 23, 2019, and incorporates Part A, B and C from said amendment.

 


 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement under Rule 485(b) under the Securities Act of 1933 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Newport Beach, and State of California, on the 31st day of October, 2019.

 

 

Pacific Global ETF Trust

 

(Registrant)

 

 

 

 

By:

/s/ J.G. Lallande

 

Name:

J.G. Lallande

 

Title:

Vice President

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities indicated on October 31, 2019.

 

Signature

 

Title

 

Date

/s/ Michael Skillman*

 

President and Chief Executive Officer

 

October 31, 2019

Michael Skillman

 

 

 

 

 

 

 

 

 

/s/ Kevin Byrne*

 

Trustee and Chairman of the Board

 

October 31, 2019

Kevin Byrne

 

 

 

 

 

 

 

 

 

/s/ Sharon Cheever*

 

Trustee

 

October 31, 2019

Sharon Cheever

 

 

 

 

 

 

 

 

 

/s/ D. Robinson Cluck*

 

Trustee

 

October 31, 2019

D. Robinson Cluck

 

 

 

 

 

 

 

 

 

/s/ Robert J. Blattenberg*

 

Trustee

 

October 31, 2019

Robert J. Blattenberg

 

 

 

 

 

 

 

 

 

/s/ John C. Siciliano*

 

Trustee

 

October 31,2019

John C. Siciliano

 

 

 

 

 

 

 

 

 

/s/ Joshua Schwab*

 

Treasurer and Principal Financial Officer

 

October 31, 2019

Joshua Schwab

 

 

 

 

 

*By:

/s/ J.G. Lallande

 

 

J.G. Lallande, Attorney-in-Fact, pursuant to Powers of Attorney previously filed on February 1, 2019 to the Registrant’s Registration Statement in Pre-Effective Amendment No. 2, which is hereby incorporated by reference.

 


 

Exhibit Index

 

Ex-101.ins

XBRL Instance Document

Ex-101.sch

XBRL Taxonomy Extension Schema Document

Ex-101.cal

XBRL Taxonomy Extension Calculation Linkbase Document

Ex-101.lab

XBRL Taxonomy Extension Labels Linkbase

Ex-101.pre

XBRL Taxonomy Extension Presentation Linkbase Document

Ex-101.def

XBRL Taxonomy Extension Definition Linkbase