0001104659-23-098423.txt : 20230905 0001104659-23-098423.hdr.sgml : 20230905 20230905200911 ACCESSION NUMBER: 0001104659-23-098423 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230831 FILED AS OF DATE: 20230905 DATE AS OF CHANGE: 20230905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adair Jason CENTRAL INDEX KEY: 0001747055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 231237530 MAIL ADDRESS: STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC. STREET 2: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2325564-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-08-31 0 0001819576 Liquidia Corp LQDA 0001747055 Adair Jason 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 Chief Business Officer 1 Common Stock 2023-08-31 4 M 0 1562 A 53897 D Common Stock 2023-08-31 4 S 0 445 6.88 D 53452 D Restricted Stock Unit 2023-08-31 4 M 0 1562 0 D Common Stock 1562 28452 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 9,375 have vested through August 31, 2023. Includes (i) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,819 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Prior to this filing, the Reporting Person had a total of 50,516 securities beneficially owned, not the previously erroneously disclosed number of 58,704 filed per the Reporting Person's Form 4 on July 7, 2023. These shares were sold to cover taxes associated with the settlement of RSUs. Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022. /s/ Jason Adair 2023-09-05