0001104659-23-098423.txt : 20230905
0001104659-23-098423.hdr.sgml : 20230905
20230905200911
ACCESSION NUMBER: 0001104659-23-098423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230831
FILED AS OF DATE: 20230905
DATE AS OF CHANGE: 20230905
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adair Jason
CENTRAL INDEX KEY: 0001747055
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39724
FILM NUMBER: 231237530
MAIL ADDRESS:
STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC.
STREET 2: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Corp
CENTRAL INDEX KEY: 0001819576
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 851710962
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919.328.4400
MAIL ADDRESS:
STREET 1: 419 DAVIS DRIVE, SUITE 100
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
4
1
tm2325564-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-31
0
0001819576
Liquidia Corp
LQDA
0001747055
Adair Jason
419 DAVIS DRIVE, SUITE 100
MORRISVILLE
NC
27560
0
1
0
0
Chief Business Officer
1
Common Stock
2023-08-31
4
M
0
1562
A
53897
D
Common Stock
2023-08-31
4
S
0
445
6.88
D
53452
D
Restricted Stock Unit
2023-08-31
4
M
0
1562
0
D
Common Stock
1562
28452
D
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
On January 16, 2022, the Reporting Person was granted 25,000 RSUs with 25% vesting on February 28, 2023, with the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 9,375 have vested through August 31, 2023.
Includes (i) 25,000 RSUs granted to the Reporting Person on July 6, 2023, none of which have vested as of the date of this Form 4 and (ii) 1,819 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan on August 31, 2023. Prior to this filing, the Reporting Person had a total of 50,516 securities beneficially owned, not the previously erroneously disclosed number of 58,704 filed per the Reporting Person's Form 4 on July 7, 2023.
These shares were sold to cover taxes associated with the settlement of RSUs.
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022.
/s/ Jason Adair
2023-09-05