0001104659-23-079224.txt : 20230707 0001104659-23-079224.hdr.sgml : 20230707 20230707184153 ACCESSION NUMBER: 0001104659-23-079224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230706 FILED AS OF DATE: 20230707 DATE AS OF CHANGE: 20230707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Adair Jason CENTRAL INDEX KEY: 0001747055 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 231077942 MAIL ADDRESS: STREET 1: C/O LIQUIDIA TECHNOLOGIES, INC. STREET 2: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2320868-1_4seq1.xml OWNERSHIP DOCUMENT X0407 4 2023-07-06 0 0001819576 Liquidia Corp LQDA 0001747055 Adair Jason 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 0 1 0 0 Chief Business Officer 0 Common Stock 2023-07-06 4 A 0 25000 0 A 58704 D On July 6, 2023, the Reporting Person was granted 25,000 restricted stock units ("RSUs"). 25% of the RSUs will vest on July 25, 2024, and the remaining RSUs will vest ratably on a quarterly basis over three years thereafter. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Includes (i) 29,249 shares of the Issuer's commons stock which were acquired from previously vested RSUs and performance stock units ("PSUs") and (ii) 4,455 shares of the Issuer's common stock from purchases under the Issuer's employee stock purchase plan ("ESPP"). /s/ Jason Adair 2023-07-07