0001209191-20-065537.txt : 20201230 0001209191-20-065537.hdr.sgml : 20201230 20201230170007 ACCESSION NUMBER: 0001209191-20-065537 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201228 FILED AS OF DATE: 20201230 DATE AS OF CHANGE: 20201230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Connelly Stephen CENTRAL INDEX KEY: 0001746808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38692 FILM NUMBER: 201426487 MAIL ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 108 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Equillium, Inc. CENTRAL INDEX KEY: 0001746466 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 821554746 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 105 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: (858) 412-5302 MAIL ADDRESS: STREET 1: 2223 AVENIDA DE LA PLAYA STREET 2: SUITE 105 CITY: LA JOLLA STATE: CA ZIP: 92037 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-28 0 0001746466 Equillium, Inc. EQ 0001746808 Connelly Stephen 2223 AVENIDA DE LA PLAYA, SUITE 105 LA JOLLA CA 92037 1 1 0 0 Chief Scientific Officer Common Stock 2020-12-28 4 S 0 25000 4.5218 D 993000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 24, 2020. The common stock was sold by the reporting person in open market transactions on the transaction date, with a volume weighted average sale price of $4.5218. The range of sale prices on the transaction date was $4.34 to $4.76 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. /s/ Jason A. Keyes, Attorney-in-Fact for Stephen Connelly 2020-12-30