Chief Operating Officer

0001420506-23-002134.txt : 20231114 0001420506-23-002134.hdr.sgml : 20231114 20231114105805 ACCESSION NUMBER: 0001420506-23-002134 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altium Capital Management LP CENTRAL INDEX KEY: 0001746382 IRS NUMBER: 822066653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20820 FILM NUMBER: 231402641 BUSINESS ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124842711 MAIL ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001746382 XXXXXXXX 09-30-2023 09-30-2023 false Altium Capital Management LP

152 W 57 ST FL20 NEW YORK NY 10019

13F HOLDINGS REPORT 028-20820 N Mark Gottlieb Chief Operating Officer (212) 259-8400 Mark Gottlieb, Chief Operating Officer NEW YORK NY 11-14-2023 0 72 191744613 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ALTIUM CAPITAL MANAGEMENT LP (6874) ACLARIS THERAPEUTICS INC COM 00461U105 2760550 403000 SH SOLE 403000 0 0 ACLARIS THERAPEUTICS INC PUT 00461U955 1198750 175000 SH Put SOLE 175000 0 0 ACUMEN PHARMACEUTICALS INC COM 00509G209 2697500 650000 SH SOLE 650000 0 0 ADMA BIOLOGICS INC COM 000899104 9748379 2723011 SH SOLE 2723011 0 0 ALIMERA SCIENCES INC COM NEW 016259202 9095735 2934108 SH SOLE 2934108 0 0 AMYLYX PHARMACEUTICALS INC COM 03237H101 9790357 534700 SH SOLE 534700 0 0 ANAVEX LIFE SCIENCES CORP CALL 032797900 1014595 154900 SH Call SOLE 154900 0 0 ANAVEX LIFE SCIENCES CORP PUT 032797950 1014595 154900 SH Put SOLE 154900 0 0 APELLIS PHARMACEUTICALS INC PUT 03753U956 3804000 100000 SH Put SOLE 100000 0 0 ARS PHARMACEUTICALS INC PUT 82835W958 378000 100000 SH Put SOLE 100000 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 10049276 1347088 SH SOLE 1347088 0 0 AXSOME THERAPEUTICS INC COM 05464T104 6429880 92000 SH SOLE 92000 0 0 BIOHAVEN LTD COM G1110E107 7464870 287000 SH SOLE 287000 0 0 BITCOIN DEPOT INC *W EXP 06/30/202 09174P113 9495 50000 SH SOLE 50000 0 0 BRUUSH ORAL CARE INC *W EXP 08/03/202 11750K120 342 14423 SH SOLE 14423 0 0 CEA INDUSTRIES INC *W EXP 02/11/202 86887P119 9200 250000 SH SOLE 250000 0 0 CHAVANT CAPITAL ACQUISITN CO *W EXP 99/99/999 G2058L111 4380 150000 SH SOLE 150000 0 0 CINGULATE INC *W EXP 12/10/202 17248W113 44550 270000 SH SOLE 270000 0 0 COGENT BIOSCIENCES INC COM 19240Q201 2291250 235000 SH SOLE 235000 0 0 COLISEUM ACQUISITION CORP *W EXP 08/22/202 G2263T107 3612 28333 SH SOLE 28333 0 0 CONDUIT PHARMACEUTICALS INC *W EXP 09/22/202 20678X114 4500 100000 SH SOLE 100000 0 0 CRINETICS PHARMACEUTICALS IN COM 22663K107 7791880 262000 SH SOLE 262000 0 0 CYMABAY THERAPEUTICS INC COM 23257D103 11928000 800000 SH SOLE 800000 0 0 DIAMEDICA THERAPEUTICS INC COM NEW 25253X207 1279680 496000 SH SOLE 496000 0 0 DIGITAL HEALTH ACQUISITION C *W EXP 11/02/202 253893119 3315 150000 SH SOLE 150000 0 0 DIRECT DIGITAL HOLDINGS INC *W EXP 02/15/202 25461T113 108018 180000 SH SOLE 180000 0 0 DOUBLEDOWN INTERACTIVE CO LT ADS 25862B109 516228 60876 SH SOLE 60876 0 0 DYNE THERAPEUTICS INC COM 26818M108 2822400 315000 SH SOLE 315000 0 0 FAT BRANDS INC *W EXP 07/16/202 30258N121 974000 200000 SH SOLE 200000 0 0 GRI BIO INC COM 3622AW106 808337 521508 SH SOLE 521508 0 0 HARBOR CUSTOM DEVELOPMENT IN *W EXP 05/09/202 41150T116 4500 600000 SH SOLE 600000 0 0 HARBOR CUSTOM DEVELOPMENT IN *W EXP 10/07/202 41150T124 6435 650000 SH SOLE 650000 0 0 HARMONY BIOSCIENCES HLDGS IN COM 413197104 3834090 117000 SH SOLE 117000 0 0 IMMUNOGEN INC COM 45253H101 11505750 725000 SH SOLE 725000 0 0 IMMUNOVANT INC PUT 45258J952 11517000 300000 SH Put SOLE 300000 0 0 INTRA-CELLULAR THERAPIES INC COM 46116X101 1458520 28000 SH SOLE 28000 0 0 JASPER THERAPEUTICS INC COM 471871103 2007600 2868000 SH SOLE 2868000 0 0 JEFFS BRANDS LTD *W EXP 08/26/202 M61472110 21394 480770 SH SOLE 480770 0 0 KARUNA THERAPEUTICS INC COM 48576A100 5749060 34000 SH SOLE 34000 0 0 KARYOPHARM THERAPEUTICS INC COM 48576U106 991600 740000 SH SOLE 740000 0 0 MARINUS PHARMACEUTICALS INC COM NEW 56854Q200 1006516 125033 SH SOLE 125033 0 0 MERSANA THERAPEUTICS INC COM 59045L106 1345103 1059136 SH SOLE 1059136 0 0 MOONLAKE IMMUNOTHERAPEUTICS CLASS A ORD 61559X104 5016000 88000 SH SOLE 88000 0 0 NEXALIN TECHNOLOGY INC *W EXP 09/15/202 65345B110 2625 105000 SH SOLE 105000 0 0 NEXGEL INC *W EXP 12/01/202 65344E115 76500 225000 SH SOLE 225000 0 0 NLS PHARMACEUTICS LTD *W EXP 02/02/202 H57830111 21040 200000 SH SOLE 200000 0 0 NOCTURNE ACQUISITION CORP RIGHT 12/26/2025 G6580S106 78250 500000 SH SOLE 500000 0 0 OLEMA PHARMACEUTICALS INC COM 68062P106 4137250 335000 SH SOLE 335000 0 0 ONFOLIO HOLDINGS INC *W EXP 01/02/202 68277K124 26680 200000 SH SOLE 200000 0 0 OPY ACQUISITION CORP I *W EXP 09/22/202 671005114 1385 50000 SH SOLE 50000 0 0 ORIC PHARMACEUTICALS INC COM 68622P109 2533171 418706 SH SOLE 418706 0 0 PEPPERLIME HEALTH ACQUSTN CO *W EXP 10/01/202 G70021111 26093 367500 SH SOLE 367500 0 0 PHATHOM PHARMACEUTICALS INC COM 71722W107 2281400 220000 SH SOLE 220000 0 0 PRAXIS PRECISION MEDICINES I COM 74006W108 1111500 650000 SH SOLE 650000 0 0 PROSOMNUS INC *W EXP 04/20/202 50535E116 10500 150000 SH SOLE 150000 0 0 RELATIVITY ACQUISITION CORP *W EXP 12/15/202 75944B114 0 100000 SH SOLE 100000 0 0 REPLIMUNE GROUP INC COM 76029N106 2652050 155000 SH SOLE 155000 0 0 SADOT GROUP INC COM 627333107 604819 865263 SH SOLE 865263 0 0 SAGIMET BIOSCIENCES INC COM SER A 786700104 4251993 483181 SH SOLE 483181 0 0 SAREPTA THERAPEUTICS INC COM 803607100 3551746 29300 SH SOLE 29300 0 0 SELINA HOSPITALITY PLC *W EXP 10/27/202 G8059B119 1420 101439 SH SOLE 101439 0 0 SNOW LAKE RES LTD COM 83336J208 289587 219384 SH SOLE 219384 0 0 SOLENO THERAPEUTICS INC COM 834203309 1389360 47081 SH SOLE 47081 0 0 STRUCTURE THERAPEUTICS INC SPONSORED ADS 86366E106 7815100 155000 SH SOLE 155000 0 0 SURROZEN INC *W EXP 08/01/203 86889P117 3380 82233 SH SOLE 82233 0 0 TC BIOPHARM HOLDINGS PLC *W EXP 02/08/202 87807D111 393 18823 SH SOLE 18823 0 0 TG VENTURE ACQUISITION CORP *W EXP 08/15/202 87251T117 6400 200000 SH SOLE 200000 0 0 VERA THERAPEUTICS INC CL A 92337R101 4574767 333681 SH SOLE 333681 0 0 WEARABLE DEVICES LTD *W EXP 09/14/202 M97838110 168474 1411600 SH SOLE 1411600 0 0 WESTERN ACQSTN VENTURES CORP *W EXP 09/01/202 95758L115 3210 100000 SH SOLE 100000 0 0 XENON PHARMACEUTICALS INC COM 98420N105 7788480 228000 SH SOLE 228000 0 0 XTANT MED HLDGS INC COM NEW 98420P308 9827798 8934362 SH SOLE 8934362 0 0