Chief Operating Officer

0001420506-23-001113.txt : 20230515 0001420506-23-001113.hdr.sgml : 20230515 20230515114557 ACCESSION NUMBER: 0001420506-23-001113 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Altium Capital Management LP CENTRAL INDEX KEY: 0001746382 IRS NUMBER: 822066653 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20820 FILM NUMBER: 23919903 BUSINESS ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124842711 MAIL ADDRESS: STREET 1: 152 W 57 ST FL20 CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001746382 XXXXXXXX 03-31-2023 03-31-2023 false Altium Capital Management LP

152 W 57 ST FL20 NEW YORK NY 10019

13F HOLDINGS REPORT 028-20820 N Mark Gottlieb Chief Operating Officer (212) 259-8400 Mark Gottlieb, Chief Operating Officer NEW YORK NY 05-15-2023 0 91 180149551 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR ALTIUM CAPITAL MANAGEMENT LP (6142) ADMA BIOLOGICS INC COM 000899104 9499700 2870000 SH SOLE 2870000 0 0 AKOYA BIOSCIENCES INC COM 00974H104 4090000 500000 SH SOLE 500000 0 0 ALPHATEC HLDGS INC COM NEW 02081G201 4212000 270000 SH SOLE 270000 0 0 AMYLYX PHARMACEUTICALS INC COM 03237H101 5427900 185000 SH SOLE 185000 0 0 ARCELLX INC COMMON STOCK 03940C100 4621500 150000 SH SOLE 150000 0 0 ASTRIA THERAPEUTICS INC COM 04635X102 17916270 1347088 SH SOLE 1347088 0 0 AULT DISRUPTIVE TECHS CORP COM 05150A104 1570500 150000 SH SOLE 150000 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 4580000 500000 SH SOLE 500000 0 0 BELLUS HEALTH INC NEW COM NEW 07987C204 8150400 1132000 SH SOLE 1132000 0 0 BIOHAVEN LTD COM G1110E107 3551600 260000 SH SOLE 260000 0 0 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