Insider Trading Arrangements - David A. Spector

3 Months Ended

Sep. 30, 2024

shares

Trading Arrangements, by Individual

Material Terms of Trading Arrangement

On September 2, 2024, David A. Spector, Chairman and Chief Executive Officer, adopted a trading plan to sell:

(1) 60,000 shares of PennyMac Financial Services, Inc. common stock, (2) shares received upon the vesting of 19,937 time-based restricted stock units and (3) shares received upon the vesting of 73,883 performance-based restricted stock units assuming a maximum level performance achievement.

The trading plan will expire on December 17, 2025. Mr. Spector’s trading plan was entered into during an open insider trading window and is intended to satisfy Rule 10b5-1(c) under the Exchange Act and the Company’s policies regarding insider transactions.

Name

David A. Spector

Title

Chairman and Chief Executive Officer

Rule 10b5-1 Arrangement Adopted

true

Adoption Date

Sep. 02, 2024

Expiration Date

Dec. 17, 2025

Common Stock

Trading Arrangements, by Individual

Aggregate Available

60,000

Time-based RSUs

Trading Arrangements, by Individual

Aggregate Available

19,937

Performance-based RSUs

Trading Arrangements, by Individual

Aggregate Available

73,883