0001127602-24-007507.txt : 20240228 0001127602-24-007507.hdr.sgml : 20240228 20240228211034 ACCESSION NUMBER: 0001127602-24-007507 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240227 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Follette James CENTRAL INDEX KEY: 0001912289 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38727 FILM NUMBER: 24698446 MAIL ADDRESS: STREET 1: PENNYMAC FINANCIAL SERVICES, INC. STREET 2: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-27 0001745916 PennyMac Financial Services, Inc. PFSI 0001912289 Follette James C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD WESTLAKE VILLAGE CA 91361 1 Chief Digital Officer 1 Common Stock 2024-02-27 4 F 0 551 87.06 D 10228 D Common Stock 2024-02-27 4 F 0 354 87.06 D 9874 D Common Stock 2024-02-27 4 S 0 2617 86.24 D 7257 D Represents shares withheld for taxes upon vesting of restricted share units. The reported amount consists of 7,256 restricted stock units and 2,972 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Represents shares withheld for taxes upon vesting of restricted share units. The reported amount consists of 6,265 restricted stock units and 3,609 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. These shares of Common Stock were sold pursuant to a 10b5-1 plan. The reported amount consists of 6,265 restricted stock units and 992 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. /s/ Derek W. Stark, attorney-in-fact for Mr. Follette 2024-02-28