0000893750-20-000013.txt : 20200221 0000893750-20-000013.hdr.sgml : 20200221 20200221160553 ACCESSION NUMBER: 0000893750-20-000013 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PennyMac Financial Services, Inc. CENTRAL INDEX KEY: 0001745916 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 831098934 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90703 FILM NUMBER: 20640048 BUSINESS ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: (818) 224-7442 MAIL ADDRESS: STREET 1: 3043 TOWNSGATE ROAD CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: New PennyMac Financial Services, Inc. DATE OF NAME CHANGE: 20180709 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Fidelity Investments Charitable Gift Fund CENTRAL INDEX KEY: 0001589001 IRS NUMBER: 110303001 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 SEAPORT BLVD., Z3B CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-563-1698 MAIL ADDRESS: STREET 1: 200 SEAPORT BLVD., Z3B CITY: BOSTON STATE: MA ZIP: 02210 SC 13G 1 sch13g.htm  
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
PennyMac Financial Services, Inc.
(Name of Issuer)
Common Stock, par value $0.0001 per share
(Title of Class of Securities)
70932M107
(CUSIP Number)
February 11, 2020
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[  ]  Rule 13d-1(b)
[X]  Rule 13d-1(c)
[  ]  Rule 13d-1(d)
*  The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).



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CUSIP No. 70932M107
13G
  


1
NAMES OF REPORTING PERSONS
 
 
 
Fidelity Investments Charitable Gift Fund
 
 
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
    
(a)☐
    
(b)☐
 
 
3
SEC USE ONLY
 
 
 
 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
 Massachusetts
 
 
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
 
 0
 
 
 
 
6
SHARED VOTING POWER
 
 
 0
 
 
 
 
7
SOLE DISPOSITIVE POWER
 
 
 0
 
 
 
 
8
SHARED DISPOSITIVE POWER
 
 
 0
 
 
 
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
 
 0
 
 
 
 
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
☐
 
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
 
 0.0%
 
 
 
 
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
 
 OO
 
 
 
 



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Item 1(a).
 
Item 1(b).
Name of Issuer

PennyMac Financial Services, Inc. (the “Issuer”)

Address of Issuer’s Principal Executive Offices:

3043 Townsgate Road
Westlake Village, California 91361
 
Item 2(a).
Name of Person Filing
 
Fidelity Investments Charitable Gift Fund (the “Reporting Person”)
 
Item 2(b).
Address of Principal Business Office
 
200 Seaport Blvd., NCW4B, Boston, Massachusetts 02210
 
Item 2(c).
Citizenship
 
The Reporting Person is a trust formed under laws of the State of Massachusetts.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, par value $0.0001 per share (the "Common Stock").
Item 2(e).
CUSIP Number:
 
70932M107
Item 3.
If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

Not applicable.
Item 4.
Ownership.
(a) Amount beneficially owned:
As of the date hereof, the Reporting Person does not beneficially own any shares of Common Stock.  On February 11, 2020, the Reporting Person beneficially owned 7,780,324 shares of Common Stock.

(b) Percent of class:
As of the date hereof, the Reporting Person beneficially owns 0.0% of the Common Stock outstanding.

(c) Number of Shares as to which the Reporting Person has:
(i)     Sole power to vote or to direct the vote:
 

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See each cover page hereof.
 
(ii)        Shared power to vote or to direct the vote: 
See each cover page hereof.
 
(iii)   Sole power to dispose or to direct the disposition of:
See each cover page hereof.
 
(iv)    Shared power to dispose or to direct the disposition of:
See each cover page hereof.
 
Item 5.
Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following:  ⌧
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

Not applicable.
 
Item 8.
Identification and Classification of Members of the Group.

Not applicable.
Item 9.
Notice of Dissolution of Group.

Not Applicable.
Item 10.
Certification.

By signing below the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §240.14a-11.
 

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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 21, 2020

FIDELITY INVESTMENTS CHARITABLE GIFT FUND
 
By:
/s/ Jacob Clauson
Name:   Jacob Clauson
Title:     Secretary & Chief Compliance Officer


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