EX-1.01 2 fy2021_q3xsdxex101xconflic.htm EXHIBIT 1.01 Document

Exhibit 1.01


thewaltdisneycompanya01a04.jpg
Conflict Minerals Report
For Calendar Year 2020

This is The Walt Disney Company’s 2020 (January 1 to December 31, 2020) Conflict Minerals Report (“CMR”) pursuant to Rule 13p-1 of the Securities Exchange Act of 1934, as amended (the “Conflict Minerals Rule”).
Background
The Walt Disney Company, together with its subsidiaries, is a diversified worldwide entertainment company. The Company’s businesses include media and entertainment and parks, experiences and products. For convenience, the terms “Company,” “Disney,” “we” and “our” are used in this CMR to refer collectively to the parent company and its consolidated subsidiaries through which our various businesses were conducted during calendar 2020.
The Company derives the vast majority of its revenues from the licensing of intellectual property, the sale of advertising time, and charges for entertainment, lodging and associated food and beverage sales at its theme parks, resorts, and cruise lines. We also derive revenue from the sales of physical products (such as physical copies of films and music) that we have determined do not include columbite-tantalite, cassiterite, gold, wolframite or their derivatives (collectively, the “Subject Minerals”) as necessary to the products’ functionality or production (“necessary Subject Minerals”).
The products we sell that may include necessary Subject Minerals are items such as clothing, accessories, electronic toys, jewelry, and other consumer goods. We classify these items together as retail merchandise, and that is the product category covered by this CMR. We sell many of these items directly through Disney Stores throughout the world, including our online stores, and at our entertainment venues, including our parks and resorts. We also sell retail merchandise wholesale to other retailers.
The sale of retail merchandise constituted less than 5% of our revenue in calendar 2020. The number of individual items sold is, however, large. We estimate that we sold retail merchandise with approximately 115,000 stock-keeping units (SKUs) in calendar 2020. Moreover, due to the dynamic nature of our business, the items we sell change rapidly, with many items sold for only a few months, and then replaced by other items sourced from other suppliers.
The Company does not manufacture any of the retail merchandise it sells, sourcing the specific merchandise items that may contain Subject Minerals from over 400 suppliers in calendar 2020. Many of our suppliers themselves source components of these items from numerous other suppliers, and our direct suppliers are often many steps removed from the source of the
1





raw materials contained in the items. In addition, in many cases the items we acquire from a supplier represent a small portion of the supplier’s total production.
The number, diversity and frequent turnover of the retail merchandise we sell, the number and turnover of suppliers, and our remote position in the supply chain make it difficult for us to determine and track the source of individual items, the nature of the raw materials included in the items, and the source of those raw materials. Nevertheless, our Conflict Minerals Compliance Program (the “Program”) is designed to gain relevant information about the sources of raw materials in our products that is as complete as reasonably possible given the large number and diversity of products we sell and in light of our position in the supply chain.
Our Program is focused on identifying suppliers of retail merchandise that may contain necessary Subject Minerals and gathering information about the supply chain practices of those suppliers. The Program conforms to the elements of the guidance set forth in the Organisation for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition (OECD Guidance). Consistent with the OECD Guidance, our Program includes:
strong company management systems (including a Conflict Minerals Policy and an established internal management structure);
identification and assessment of risk in the supply chain through a reasonable country-of-origin inquiry;
a strategy to respond to identified risks through due diligence procedures that include follow-up with suppliers who either provide insufficient information to identify sources of necessary Subject Minerals or who provide information indicating that they may source necessary Subject Minerals that may have originated in the Democratic Republic of the Congo or adjoining countries (“Covered Countries”);
a process to support and leverage organizations like Responsible Minerals Initiative’s (RMI) independent third-party audits of smelter and refiner due diligence practices1; and
reporting on results of the Program.







1 The Company does not purchase raw materials or ores, does not directly purchase 3TG, and is many steps removed from the smelters and refiners who provide minerals and ores to our suppliers. Because of this, we do not audit or direct audits of smelters and refiners in the supply chain. Instead, we support and leverage organizations like RMI's independent third-party audits of smelter and refiner due diligence practices.
2





Further details about the Program, and the results of the Program for calendar 2020, are described below.
Company Management Systems
The Company has developed strong management systems that include the following components:
1.Conflict Minerals Policy. A Conflict Minerals Policy that sets forth the steps we are taking to comply with the Conflict Minerals Rule. These steps include: the establishment of the internal management structure described below; engagement with suppliers as described in this report; reporting required by the Conflict Minerals Rule; and monitoring developments relating to conflict minerals with an eye to enhancing the Program. Our policy was distributed to suppliers who may supply us with products covered by the rule and is posted on our website at https://thewaltdisneycompany.com/app/uploads/2021/05/FY2021-Conflict-Minerals-Policy.pdf. The policy includes a mechanism for reporting concerns or asking questions regarding the policy.
2.Internal Management Structure. A management oversight structure that includes input from executive-level representatives of Legal, Investor Relations, Controllership, Corporate Communications, Global Public Policy, and Global Product & Labor Standards. These executives are responsible for providing governance and oversight over the execution of the Program and for monitoring the Program’s compliance with regulatory requirements and satisfaction of enterprise goals. The day-to-day implementation of the Program is conducted by a Conflict Minerals Compliance Program Team within our Global Product & Labor Standards organization, which is included within our Chief Financial Officer’s purview.
3.Chain of Custody and Traceability. Support for and engagement with the RMI. The data on which we relied for certain statements in this report was obtained through our membership in RMI, using the Reasonable Country of Origin Inquiry report for member DISN.
Identification and Assessment of Risk Through Reasonable Country of Origin Inquiry
Based on lists of historic suppliers of retail merchandise updated through interviews with sourcing professionals, we compile a list each year of the suppliers we are able to identify as supplying retail merchandise in the calendar year for which we are reporting that may contain necessary Subject Minerals.
Each year, we distribute a survey to these suppliers regarding their supply chain practices relating to Subject Minerals. The 2020 survey was based on RMI’s Conflict Minerals Reporting Template (CMRT), revision 5.0 or higher. We supplemented this template with additional multi-language questions designed to provide visibility into our suppliers’ sourcing activities, including the basis for their responses regarding the source of Subject Minerals in the
3





retail merchandise they supplied to us. We also provided suppliers with access to a live technical support specialist via chat during the survey phase, provided multi-language training documents highlighting Frequently Asked Questions on Conflict Minerals and Section 1502 of the Dodd-Frank Wall-Street Reform and Consumer Protection Act, as well as instructions on how to complete the CMRT. Our communications included our expectations for response and noted that the Conflict Minerals Rule was not intended to stop companies and their suppliers from sourcing from the Covered Countries and that such an embargo would be contrary to the intent of the Conflict Minerals Rule.
In 2020, we continued to refine the method of identifying suppliers that are within the scope of the Conflict Minerals Rule and surveyed 406 suppliers of retail merchandise that we sell to our customers. We received survey responses from 311, or 77%, compared to a response rate of 70% for calendar 20192. We received survey responses from, or otherwise followed-up with, 100% of our 100 largest suppliers by spend of merchandise for resale and 100% of the suppliers we initially identified as most likely to be supplying us with products that contained Subject Minerals. Our response rate since 2016 is shown in Figure 1 below.

image.jpg
The vast majority of the suppliers who completed the survey responded that the merchandise they supplied to us did not contain any necessary Subject Minerals. Based on survey responses, interviews, and our further review of the retail merchandise supplied, we identified 26 suppliers who manufactured retail merchandise for us that most likely contained necessary Subject Minerals. Of these suppliers:
Nine suppliers responded that the Subject Minerals in all the products it supplied to us did not originate in the Covered Countries, and they provided sufficient information regarding their supply chain program for us to determine that this response was reliable;
2 For Calendar Year 2019, we saw an overall reduction in response rate due to circumstances related to the COVID-19.
3 For Calendar Year 2020, due to improved processes, we were better able to identify in-scope suppliers thereby resulting in a reduction in the survey population.
4





Five suppliers responded that the Subject Minerals in at least some of the products it supplied to us originated in the Covered Countries. As noted below, we determined that these suppliers only sourced Subject Minerals in the Covered Countries from smelters and refiners that are compliant with the RMI’s Responsible Minerals Assurance Process (RMAP).
The remaining suppliers could not determine the country of origin of all of the necessary Subject Minerals in products supplied to us for resale by us or could not provide sufficient information regarding the materials used to manufacture our products for us to determine the country of origin.
Due Diligence Measures Performed
Based on our assessment of survey responses for calendar 2020, we implemented due diligence measures with respect to suppliers who (1) may have manufactured retail merchandise for us containing Subject Minerals and (2) had not reliably demonstrated that the Subject Minerals were not sourced from Covered Countries. These measures included:
Performance of targeted follow-up with suppliers who did not initially respond to the survey.
Verification of information regarding smelters and refiners provided by our suppliers with the RMI’s list of conformant smelters and refiners and other lists provided by accredited organizations such as London Bullion Market Association (LBMA) or Responsible Jewelry Council (RJC). Through this effort, we validated the responses of the nine suppliers who indicated that the Subject Minerals in all the products supplied to us did not originate in the Covered Countries. We also determined that the smelters and refiners in the Covered Countries that were identified by five of our suppliers were all compliant with the RMI’s RMAP.
Requests for additional information (e.g., certificate of material analysis and bill of materials) from suppliers whom we determined supplied items containing Subject Minerals and who provided information that was insufficient for us to determine reliably the source of Subject Minerals in retail merchandise manufactured for us. Through this effort, we were able to obtain more reliable information about the presence of Subject Minerals in items supplied to us and obtain additional smelter and refiner information.
Encouragement of suppliers who provided insufficient information regarding their supply chain to develop more robust supply chain information programs and policies.
Encouragement of suppliers who may have sourced Subject Minerals (or product components from sub-suppliers who may have sourced Subject Minerals) from non-compliant smelters or refiners to source from smelters and refiners who are compliant with the relevant RMAP assessment protocols of the RMI, or from another accredited organization.

5





Smelters, Refiners, and Countries of Origin Information
The suppliers who manufactured retail merchandise for us that we determined contained necessary Subject Minerals identified 244 smelters or refiners that supplied them with Subject Minerals. Although we cannot determine whether retail merchandise manufactured for us contained Subject Minerals from each of these 244 smelters and refiners, we have listed each of them in Attachment A. All but seven of these smelters and refiners are conformant with the relevant RMAP assessment protocols of RMI and/or another accredited organization. Figure 2 shows compliance by mineral4.
image1.jpg

Based on the information provided by our suppliers, we have been able to determine that:
of the 244 smelters and refiners identified in Attachment A, 46 are identified by RMI as sourcing Subject Minerals from Covered Countries; and
each of these 46 smelters and refiners were determined by RMI to be conformant with the relevant RMAP assessment protocols of the RMI; and
the countries of origin of the Subject Minerals supplied by the smelters and refiners included in Attachment A are listed in Attachment B.
However, we cannot determine whether the seven smelters and refiners who are not conformant with the relevant RMAP assessment protocols of the RMI, or another accredited organization, sourced from Covered Countries. We cannot determine whether gold smelters certified by the RJC or LBMA sourced from the Covered Countries. Additionally, for the suppliers who provided us with insufficient information regarding the source of Subject Minerals, we cannot determine whether they sourced Subject Minerals from the Covered Countries. Therefore, we are unable to determine either the facilities used to process or the source (country, mine or other location) of necessary Subject Minerals for all of the retail merchandise we sell.
4 Of the 107 conformant gold smelters, 67 were also found to be certified by the LBMA and/or RJC.
6





Further Development of Disney’s Conflict Minerals Compliance Program
Our efforts with respect to calendar 2020 were devoted to managing the response rate to our supplier survey and implementing internal process efficiencies. We achieved these goals by enhancing our third-party conflict minerals solution and developing our internal capabilities. We continued to encourage suppliers to improve their supply chain policies, source responsibly, and to source Subject Minerals from (or from sub-suppliers who source from) smelters and refiners who are compliant with the relevant RMAP assessment protocols of RMI or any other accredited organization. Each year we also encourage new suppliers in our supply chain to provide us with this information and to source from compliant smelters and refiners.

We continue to focus on refining our systems for identifying relevant suppliers and the product categories associated with each supplier, and on obtaining additional and more reliable information on each supplier’s own supply chain. We also continue to evaluate the overall quality of supply chain practices of our suppliers, the impact of encouraging adoption of robust supply chain practices in light of developing supply chain certification programs, the practices of our suppliers, and whether it is helpful and feasible to give them further incentives to strengthen their supply chain programs.


7





Attachment A
Smelters and Refiners
Identified by Suppliers

The following table identifies each of the smelters and refiners identified by our suppliers as sources of Subject Minerals in retail merchandise manufactured by the supplier. The table includes the name of the smelter or refiner, the Subject Minerals supplied by the smelter or refiner, the location of the smelter or refiner and the certification obtained by the smelter or refiner, if any. Our suppliers could not confirm whether each smelter or refiner they used supplied Subject Minerals in retail merchandise manufactured for the Company. All but seven of the smelters and refiners identified below are currently conformant with RMAP assessment protocols of the RMI or other accredited organizations. Disney has encouraged its suppliers to work with the non-conformant smelters to gain certification from RMI or other accredited organizations, or to source from certified smelters or refiners.
MineralSmelter or Refiner Name
ISO
Country
Code
CertificationCertified
Gold8853 S.p.AITYES
GoldAdvanced Chemical CompanyUSYES
GoldAida Chemical Industries Co., Ltd.JPYES
GoldAl Etihad Gold Refinery DMCCAEYES
GoldAllgemeine Gold-und Silberscheideanstalt A.G.DE*, ‡, †YES
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UZ*, †YES
GoldAngloGold Ashanti Corrego do Sitio MineracaoBR*, †YES
GoldArgor-Heraeus S.A.CH*, †YES
GoldAsahi Pretec Corp.JP*, †YES
GoldAsahi Refining Canada Ltd.CA*, †YES
GoldAsahi Refining USA Inc.US*, †YES
GoldAsaka Riken Co., Ltd.JPYES
GoldAU Traders and RefinersZA‡, †YES
GoldAurubis AGDE*, †YES
GoldBangalore RefineryINYES
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PH*, †YES
GoldBoliden ABSE*, †YES
GoldC. Hafner GmbH + Co. KGDE*, ‡, †YES
GoldCCR Refinery - Glencore Canada CorporationCA*, †YES
GoldCendres + Metaux S.A.CHYES
GoldChimet S.p.A.IT*, †YES
GoldChugai MiningJPYES
GoldDegussa Sonne / Mond Goldhandel GmbHDENO
GoldDODUCO Contacts and Refining GmbHDEYES
GoldDowaJPYES
GoldDS PRETECH Co., Ltd.KRYES
GoldDSC (Do Sung Corporation)KRYES
GoldEco-System Recycling Co., Ltd. East PlantJPYES
GoldEco-System Recycling Co., Ltd. North PlantJPYES
GoldEco-System Recycling Co., Ltd. West PlantJPYES
GoldEmirates Gold DMCCAEYES
GoldGeib Refining CorporationUSYES
International Standards Organization
1



GoldGold Refinery of Zijin Mining Group Co., Ltd.CN*, †YES
GoldHeimerle + Meule GmbHDE*, †YES
GoldHeraeus Metals Hong Kong Ltd.CN*, ‡, †YES
GoldHeraeus Precious Metals GmbH & Co. KGDE**NO
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co.CN*, †YES
GoldIshifuku Metal Industry Co., Ltd.JP*, †YES
GoldIstanbul Gold RefineryTR*, †YES
GoldItalpreziosiIT‡, †YES
GoldJapan MintJP*, †YES
GoldJiangxi Copper Co., Ltd.CN*, †YES
GoldJSC UralelectromedRU*, †YES
GoldJX Nippon Mining & Metals Co., Ltd.JP*, †YES
GoldKazzincKZ*, †YES
GoldKennecott Utah Copper LLCUS*, †YES
GoldKGHM Polska Miedz Spolka AkcyjnaPLYES
GoldKojima Chemicals Co., Ltd.JPYES
GoldKorea Zinc Co., Ltd.KRYES
GoldKyrgyzaltyn JSCKG*, †YES
GoldL'Orfebre S.A.ADYES
GoldLS-NIKKO Copper Inc.KR*, †YES
GoldLT Metal Ltd.KRYES
GoldMarsam MetalsBRYES
GoldMaterionUSYES
GoldMatsuda Sangyo Co., Ltd.JP*, †YES
GoldMetalor Technologies (Hong Kong) Ltd.CN*, ‡, †YES
GoldMetalor Technologies (Singapore) Pte., Ltd.SG*, ‡, †YES
GoldMetalor Technologies (Suzhou) Ltd.CN‡, †YES
GoldMetalor Technologies S.A.CH*, ‡, †YES
GoldMetalor USA Refining CorporationUS*, ‡, †YES
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MX*, †YES
GoldMitsubishi Materials CorporationJP*, †YES
GoldMitsui Mining and Smelting Co., Ltd.JP*, †YES
GoldMMTC-PAMP India Pvt., Ltd.IN*, †YES
GoldMoscow Special Alloys Processing PlantRU*, †YES
GoldNadir Metal Rafineri San. Ve Tic. A.S.TR*, †YES
GoldNavoi Mining and Metallurgical CombinatUZYES
GoldNihon Material Co., Ltd.JP*, †YES
GoldOgussa Osterreichische Gold- und Silber-ScheideanstaltAT‡, †YES
GoldOhura Precious Metal Industry Co., Ltd.JPYES
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)RU*, †YES
GoldOJSC Novosibirsk RefineryRU*, †YES
GoldPAMP S.A.CH*, †YES
GoldPlanta Recuperadora de Metales SpACLYES
GoldPrioksky Plant of Non-Ferrous MetalsRU*, †YES
GoldPT Aneka Tambang (Persero) TbkID*, †YES
GoldPX Precinox S.A.CH*, †YES
GoldRand Refinery (Pty) Ltd.ZA*, †YES
GoldREMONDIS PMR B.V.NLYES
GoldRoyal Canadian MintCA*, †YES
2



GoldSAAMPFR‡, †YES
GoldSafimet S.p.AITYES
GoldSAFINA A.S.CZYES
GoldSamduck Precious MetalsKPYES
GoldSAXONIA Edelmetalle GmbHDEYES
GoldSEMPSA Joyeria Plateria S.A.ES*, †YES
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.CN*, †YES
GoldSichuan Tianze Precious Metals Co., Ltd.CN*, †YES
GoldSingway Technology Co., Ltd.TWYES
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRU*, †YES
GoldSolar Applied Materials Technology Corp.TW*, †YES
GoldSumitomo Metal Mining Co., Ltd.JP*, †YES
GoldSungEel HiMetal Co., Ltd.KRYES
GoldT.C.A S.p.AIT*, †YES
GoldTanaka Kikinzoku Kogyo K.K.JP*, †YES
GoldThe Refinery of Shandong Gold Mining Co., Ltd.CN*, †YES
GoldTokuriki Honten Co., Ltd.JP*, †YES
GoldTOO Tau-Ken-AltynKZYES
GoldTorecomKRYES
GoldUmicore Brasil Ltda.BRNO
GoldUmicore Precious Metals ThailandTH‡, †YES
GoldUmicore S.A. Business Unit Precious Metals RefiningBE*, †YES
GoldUnited Precious Metal Refining, Inc.USYES
GoldValcambi S.A.CH*, ‡, †YES
GoldWestern Australian Mint (T/a The Perth Mint)AU*, †YES
GoldWIELAND Edelmetalle GmbHDEYES
GoldYamakin Co., Ltd.JPYES
GoldYokohama Metal Co., Ltd.JPYES
GoldYunnan Copper Industry Co., Ltd.CNNO
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationCN*, †YES
TantalumAsaka Riken Co., Ltd.JPYES
TantalumChangsha South Tantalum Niobium Co., Ltd.CNYES
TantalumD Block Metals, LLCUSYES
TantalumExotech Inc.USYES
TantalumF&X Electro-Materials Ltd.CNYES
TantalumFIR Metals & Resource Ltd.CNYES
TantalumGlobal Advanced Metals AizuJPYES
TantalumGlobal Advanced Metals BoyertownUSYES
TantalumGuangdong Zhiyuan New Material Co., Ltd.CNYES
TantalumH.C. Starck Hermsdorf GmbHDEYES
TantalumH.C. Starck Inc.USYES
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.CNYES
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.CNYES
TantalumJiangxi Tuohong New Raw MaterialCNYES
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.CNYES
TantalumJiujiang Tanbre Co., Ltd.CNYES
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.CNYES
TantalumKEMET Blue MetalsMXYES
TantalumLSM Brasil S.A.BRYES
3



TantalumMeta MaterialsMKYES
TantalumMetallurgical Products India Pvt., Ltd.INYES
TantalumMineracao Taboca S.A.BRYES
TantalumMitsui Mining and Smelting Co., Ltd.JPYES
TantalumNingxia Orient Tantalum Industry Co., Ltd.CNYES
TantalumNPM Silmet ASEEYES
TantalumQuantumCleanUSYES
TantalumResind Industria e Comercio Ltda.BRYES
TantalumSolikamsk Magnesium Works OAORUYES
TantalumTaki Chemical Co., Ltd.JPYES
TantalumTANIOBIS Co., Ltd.THYES
TantalumTANIOBIS GmbHDEYES
TantalumTANIOBIS Japan Co., Ltd.JPYES
TantalumTANIOBIS Smelting GmbH & Co. KGDEYES
TantalumTelex MetalsUSYES
TantalumUlba Metallurgical Plant JSCKZYES
TantalumXinXing Haorong Electronic Material Co., Ltd.CNYES
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.CNYES
TinAlphaUSYES
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.CNYES
TinChifeng Dajingzi Tin Industry Co., Ltd.CNYES
TinChina Tin Group Co., Ltd.CNYES
TinDongguan CiEXPO Environmental Engineering Co., Ltd.CNNO
TinDowaJPYES
TinEM VintoBOYES
TinFenix MetalsPLYES
TinGejiu Kai Meng Industry and Trade LLCCNYES
TinGejiu Non-Ferrous Metal Processing Co., Ltd.CNYES
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.CNYES
TinGejiu Zili Mining And Metallurgy Co., Ltd.CNYES
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.CNYES
TinGuanyang Guida Nonferrous Metal Smelting PlantCNYES
TinHuiChang Hill Tin Industry Co., Ltd.CNYES
TinHuichang Jinshunda Tin Co., Ltd.CNYES
TinJiangxi New Nanshan Technology Ltd.CNYES
TinLuna Smelter, Ltd.RWYES
TinMa’anshan Weitai Tin Co., Ltd.CNYES
TinMagnu's Minerais Metais e Ligas Ltda.BRYES
TinMalaysia Smelting Corporation (MSC)MYYES
TinMelt Metais e Ligas S.A.BRYES
TinMetallic Resources, Inc.USYES
TinMetallo Belgium N.V.BEYES
TinMetallo Spain S.L.U.ESYES
TinMineracao Taboca S.A.BRYES
TinMinsurPEYES
TinMitsubishi Materials CorporationJPYES
TinO.M. Manufacturing (Thailand) Co., Ltd.THYES
TinO.M. Manufacturing Philippines, Inc.PHYES
TinOperaciones Metalurgical S.A.BOYES
4



TinPT Artha Cipta LanggengIDYES
TinPT ATD Makmur Mandiri JayaIDYES
TinPT Babel Surya Alam LestariIDYES
TinPT Bangka SerumpunIDYES
TinPT Menara Cipta MuliaIDYES
TinPT Mitra Stania PrimaIDYES
TinPT Prima Tima UtamaIDYES
TinPT Rajawali Rimba PerkasaIDYES
TinPT Rajehan AriqIDYES
TinPT Refined Bangka TinIDYES
TinPT Timah Tbk KundurIDYES
TinPT Timah Tbk MentokIDYES
TinResind Industria e Comercio Ltda.BRYES
TinRui Da HungTWYES
TinSoft Metais Ltda.BRYES
TinThai Nguyen Mining and Metallurgy Co., Ltd.VNYES
TinThaisarcoTHYES
TinTin Technology & RefiningUSYES
TinWhite Solder Metalurgia e Mineracao Ltda.BRYES
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.CNYES
TinYunnan Tin Company LimitedCNYES
Tin
Yunnan Yunfun Non-Ferrous Metals Co., Ltd.
CNYES
Tungsten
A.L.M.T TUNGSTEN Corp.
JPYES
Tungsten
ACL Metais Eireli
BRYES
Tungsten
Asia Tungsten Products Vietnam Ltd.
VNYES
Tungsten
Chenzhou Diamond Tungsten Products Co., Ltd.
CNYES
Tungsten
Chongyi Zhangyuan Tungsten Co., Ltd
CNYES
Tungsten
Fujian Ganmin RareMetal Co., Ltd.
CNYES
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
CNNO
Tungsten
Ganzhou Haichuang Tungsten Co., Ltd.
CNYES
Tungsten
Ganzhou Huaxing Tungsten Products Co., Ltd.
CNYES
Tungsten
Ganzhou Jiangwu Ferrotungsten Co., Ltd.
CNYES
TungstenGanzhou Seadragon W & Mo Co., Ltd.CNYES
Tungsten
Global Tungsten & Powders Corp.
USYES
Tungsten
Guangdong Xianglu Tungsten Co., Ltd.
CNYES
Tungsten
H.C. Starck Tungsten GmbH
DEYES
Tungsten
Hunan Chenzhou Mining Co., Ltd.
CNYES
Tungsten
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji
CNYES
Tungsten
Hunan Chunchang Nonferrous Metals Co., Ltd.
CNYES
Tungsten
Hunan Litian Tungsten Industry Co., Ltd.
CNYES
Tungsten
Hydrometallurg, JSC
RUYES
Tungsten
Japan New Metals Co., Ltd.
JPYES
Tungsten
Jiangwu H.C. Starck Tungsten Products Co., Ltd.
CNYES
Tungsten
Jiangxi Gan Bei Tungsten Co., Ltd.
CNYES
Tungsten
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.
CNYES
Tungsten
Jiangxi Xinsheng Tungsten Industry Co., Ltd.
CNYES
Tungsten
Jiangxi Yaosheng Tungsten Co., Ltd.
CNYES
Tungsten
Kennamental Fallon
USYES
Tungsten
Kennametal Huntsville
USYES
5



Tungsten
KGETS CO., LTD.
KRYES
Tungsten
Lianyou Metals Co., Ltd.
TWYES
Tungsten
Malipo Haiyu Tungsten Co., Ltd.
CNYES
Tungsten
Masan Tungsten Chemical LLC (MTC)
VNYES
Tungsten
Moliren Ltd.
RUYES
Tungsten
Niagara Refining LLC
USYES
Tungsten
Philippine Chuangxin Industrial Co., Inc.
PHYES
Tungsten
TANIOBIS Smelting GmbH & Co, KG
DEYES
Tungsten
Tejing (Vietnam) Tungsten Co., Ltd.
VNYES
Tungsten
Unecha Refractory Metals Plant
RUYES
TungstenWolfram Bergbau und Hutten AGATYES
Tungsten
Woltech Korea Co., Ltd.
KRYES
Tungsten
Xiamen Tungsten (H.C.) Co., Ltd.
CNYES
TungstenXiamen Tungsten Co., Ltd.CNYES
Tungsten
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.
CNYES
TungstenXinhai Rendan Shaoguan Tungsten Co., Ltd.CNNO




































*LBMA
RJC
RMAP
**RMAP - Active
6



Attachment B
Countries of Origin

The following table identifies the countries of origin of the Subject Minerals as reported by our suppliers.
ArgentinaItalyRwanda
ArmeniaIvory CoastSaudi Arabia
AustraliaJapanSierra Leone
AustriaKazakhstanSlovakia
BoliviaKorea, Republic ofSouth Africa
BrazilKyrgyzstanSpain
BurundiLaosSuriname
CanadaMadagascarSweden
ChileMalaysiaTaiwan
ChinaMaliTajikistan
ColombiaMexicoTanzania
Congo (Brazzaville)MongoliaThailand
DRC- Congo (Kinshasa)MozambiqueTurkey
EcuadorMyanmarUganda
EgyptNamibiaUnited Kingdom
EthiopiaNigerUnited States
FinlandNigeriaUzbekistan
FrancePapua New GuineaVietnam
GhanaPeruZambia
GuineaPhilippinesZimbabwe
GuyanaPoland
IndiaPortugal
IndonesiaRussian Federation


1