Director, Compliance

0001085146-20-000846.txt : 20200214 0001085146-20-000846.hdr.sgml : 20200214 20200214155603 ACCESSION NUMBER: 0001085146-20-000846 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Beacon Pointe Advisors, LLC CENTRAL INDEX KEY: 0001744317 IRS NUMBER: 680488677 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19009 FILM NUMBER: 20619049 BUSINESS ADDRESS: STREET 1: 24 CORPORATE PLAZA DRIVE STREET 2: SUITE 150 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 9499101794 MAIL ADDRESS: STREET 1: 24 CORPORATE PLAZA DRIVE STREET 2: SUITE 150 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001744317 XXXXXXXX 12-31-2019 12-31-2019 false Beacon Pointe Advisors, LLC

24 CORPORATE PLAZA DRIVE SUITE 150 NEWPORT BEACH CA 92660

13F HOLDINGS REPORT 028-19009 N Catherine Prentice Director, Compliance 949-718-1623 /s/ Catherine Prentice Newport Beach CA 02-14-2020 0 217 322638 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 1640 9300 SH SOLE 9300 0 0 ABBOTT LABS COM 002824100 282 3240 SH SOLE 3240 0 0 ABBVIE INC COM 00287Y109 516 5828 SH SOLE 5828 0 0 ADOBE INC COM 00724F101 253 767 SH SOLE 767 0 0 AFLAC INC COM 001055102 256 4829 SH SOLE 4829 0 0 ALLIANZGI CONV INCOME FD II COM 018825109 696 135869 SH SOLE 135869 0 0 ALPHABET INC CAP STK CL C 02079K107 1047 784 SH SOLE 784 0 0 ALPHABET INC CAP STK CL A 02079K305 999 748 SH SOLE 748 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 607 12970 SH SOLE 12970 0 0 ALTRIA GROUP INC COM 02209S103 287 5735 SH SOLE 5735 0 0 AMAZON COM INC COM 023135106 3601 1951 SH SOLE 1951 0 0 AMCOR PLC ORD G0250X107 166 15300 SH SOLE 15300 0 0 AMGEN INC COM 031162100 1001 4146 SH SOLE 4146 0 0 APPLE INC COM 037833100 19252 65558 SH SOLE 65558 0 0 ARAMARK COM 03852U106 499 11500 SH SOLE 11500 0 0 AT&T INC COM 00206R102 3907 100012 SH SOLE 100012 0 0 BANK AMER CORP COM 060505104 888 25243 SH SOLE 25243 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5086 22456 SH SOLE 22456 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 451 32259 SH SOLE 32259 0 0 BOEING CO COM 097023105 556 1704 SH SOLE 1704 0 0 BOOKING HLDGS INC COM 09857L108 313 153 SH SOLE 153 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 529 8271 SH SOLE 8271 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 270 29850 SH SOLE 29850 0 0 CHEVRON CORP NEW COM 166764100 1114 9255 SH SOLE 9255 0 0 CIGNA CORP NEW COM 125523100 2143 10484 SH SOLE 10484 0 0 CISCO SYS INC COM 17275R102 952 19824 SH SOLE 19824 0 0 CITIGROUP INC COM NEW 172967424 342 4277 SH SOLE 4277 0 0 COCA COLA CO COM 191216100 336 6083 SH SOLE 6083 0 0 COMCAST CORP NEW CL A 20030N101 284 6339 SH SOLE 6339 0 0 CONSOLIDATED EDISON INC COM 209115104 445 4942 SH SOLE 4942 0 0 COSTCO WHSL CORP NEW COM 22160K105 3114 10595 SH SOLE 10595 0 0 CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 200 80000 SH SOLE 80000 0 0 CVS HEALTH CORP COM 126650100 211 2844 SH SOLE 2844 0 0 DIGITAL RLTY TR INC COM 253868103 739 6180 SH SOLE 6180 0 0 DISNEY WALT CO COM DISNEY 254687106 929 6408 SH SOLE 6408 0 0 DTE ENERGY CO COM 233331107 251 1926 SH SOLE 1926 0 0 EASTGROUP PPTY INC COM 277276101 423 3189 SH SOLE 3189 0 0 EDISON INTL COM 281020107 675 8960 SH SOLE 8960 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 602 2584 SH SOLE 2584 0 0 ENBRIDGE INC COM 29250N105 200 5000 SH SOLE 5000 0 0 EVERSOURCE ENERGY COM 30040W108 377 4417 SH SOLE 4417 0 0 EXXON MOBIL CORP COM 30231G102 853 12239 SH SOLE 12239 0 0 FACEBOOK INC CL A 30303M102 1759 8578 SH SOLE 8578 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 387 2785 SH SOLE 2785 0 0 FIFTH THIRD BANCORP COM 316773100 232 7578 SH SOLE 7578 0 0 FIRST FINL BANKSHARES COM 32020R109 493 14065 SH SOLE 14065 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 794 5681 SH SOLE 5681 0 0 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 645 7681 SH SOLE 7681 0 0 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 248 3402 SH SOLE 3402 0 0 FORD MTR CO DEL COM 345370860 226 24267 SH SOLE 24267 0 0 GENERAL ELECTRIC CO COM 369604103 145 12961 SH SOLE 12961 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 217 4637 SH SOLE 4637 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 235 2345 SH SOLE 2345 0 0 HOME DEPOT INC COM 437076102 862 3945 SH SOLE 3945 0 0 HONEYWELL INTL INC COM 438516106 362 2049 SH SOLE 2049 0 0 INGERSOLL-RAND PLC SHS G47791101 289 2146 SH SOLE 2146 0 0 INPHI CORP COM 45772F107 286 3867 SH SOLE 3867 0 0 INTEL CORP COM 458140100 2295 38303 SH SOLE 38303 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 489 3650 SH SOLE 3650 0 0 INTUIT COM 461202103 474 1813 SH SOLE 1813 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 322 1627 SH SOLE 1627 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 786 41440 SH SOLE 41440 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 697 13571 SH SOLE 13571 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1264 5932 SH SOLE 5932 0 0 IQVIA HLDGS INC COM 46266C105 278 1800 SH SOLE 1800 0 0 ISHARES INC CORE MSCI EMKT 46434G103 825 15368 SH SOLE 15368 0 0 ISHARES INC ESG MSCI EM ETF 46434G863 241 6681 SH SOLE 6681 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 200 12319 SH SOLE 12319 0 0 ISHARES TR CORE S&P TTL STK 464287150 628 8648 SH SOLE 8648 0 0 ISHARES TR SELECT DIVID ETF 464287168 642 6067 SH SOLE 6067 0 0 ISHARES TR TIPS BD ETF 464287176 908 7793 SH SOLE 7793 0 0 ISHARES TR CORE S&P500 ETF 464287200 11861 36694 SH SOLE 36694 0 0 ISHARES TR CORE US AGGBD ET 464287226 573 5104 SH SOLE 5104 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 378 8430 SH SOLE 8430 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 3782 19523 SH SOLE 19523 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2627 20190 SH SOLE 20190 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 368 4352 SH SOLE 4352 0 0 ISHARES TR MSCI EAFE ETF 464287465 1926 27801 SH SOLE 27801 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 315 3335 SH SOLE 3335 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1807 11859 SH SOLE 11859 0 0 ISHARES TR RUS MID CAP ETF 464287499 422 7084 SH SOLE 7084 0 0 ISHARES TR CORE S&P MCP ETF 464287507 12641 61451 SH SOLE 61451 0 0 ISHARES TR PHLX SEMICND ETF 464287523 236 936 SH SOLE 936 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 890 6533 SH SOLE 6533 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2875 16343 SH SOLE 16343 0 0 ISHARES TR RUS 1000 ETF 464287622 702 3938 SH SOLE 3938 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1058 8217 SH SOLE 8217 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 207 970 SH SOLE 970 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 598 3621 SH SOLE 3621 0 0 ISHARES TR CORE S&P US VLU 464287663 583 9243 SH SOLE 9243 0 0 ISHARES TR S&P MC 400VL ETF 464287705 218 1267 SH SOLE 1267 0 0 ISHARES TR CORE S&P SCP ETF 464287804 9584 114225 SH SOLE 114225 0 0 ISHARES TR SP SMCP600VL ETF 464287879 426 2665 SH SOLE 2665 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 2245 21048 SH SOLE 21048 0 0 ISHARES TR MSCI ACWI EX US 464288240 226 4593 SH SOLE 4593 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1722 15113 SH SOLE 15113 0 0 ISHARES TR US HLTHCR PR ETF 464288828 221 1098 SH SOLE 1098 0 0 ISHARES TR EAFE VALUE ETF 464288877 391 7856 SH SOLE 7856 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 363 4872 SH SOLE 4872 0 0 ISHARES TR CORE MSCI TOTAL 46432F834 873 14084 SH SOLE 14084 0 0 ISHARES TR CORE MSCI EAFE 46432F842 6308 96667 SH SOLE 96667 0 0 ISHARES TR IBONDS MAR20 ETF 46432FBC0 217 8372 SH SOLE 8372 0 0 ISHARES TR 0-5YR HI YL CP 46434V407 235 5065 SH SOLE 5065 0 0 ISHARES TR ULTR SH TRM BD 46434V878 1134 22526 SH SOLE 22526 0 0 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 2363 93568 SH SOLE 93568 0 0 ISHARES TR IBONDS DEC23 ETF 46434VAX8 521 20430 SH SOLE 20430 0 0 ISHARES TR IBONDS DEC22 ETF 46434VBA7 1686 66671 SH SOLE 66671 0 0 ISHARES TR IBONDS DEC21 ETF 46434VBK5 2634 105700 SH SOLE 105700 0 0 ISHARES TR ESG 1 5 YR USD 46435G243 324 12771 SH SOLE 12771 0 0 JOHNSON & JOHNSON COM 478160104 1023 7009 SH SOLE 7009 0 0 JPMORGAN CHASE & CO COM 46625H100 2932 21032 SH SOLE 21032 0 0 KIMBERLY CLARK CORP COM 494368103 524 3796 SH SOLE 3796 0 0 LAMAR ADVERTISING CO NEW CL A 512816109 468 5240 SH SOLE 5240 0 0 LAMB WESTON HLDGS INC COM 513272104 351 4077 SH SOLE 4077 0 0 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 396 58559 SH SOLE 58559 0 0 LILLY ELI & CO COM 532457108 578 4381 SH SOLE 4381 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 230 69444 SH SOLE 69444 0 0 LOCKHEED MARTIN CORP COM 539830109 3856 9903 SH SOLE 9903 0 0 LOWES COS INC COM 548661107 322 2668 SH SOLE 2668 0 0 MCDONALDS CORP COM 580135101 630 3170 SH SOLE 3170 0 0 MEDTRONIC PLC SHS G5960L103 219 1919 SH SOLE 1919 0 0 MERCADOLIBRE INC COM 58733R102 258 451 SH SOLE 451 0 0 MERCK & CO INC COM 58933Y105 1133 12445 SH SOLE 12445 0 0 MICROSOFT CORP COM 594918104 4721 29937 SH SOLE 29937 0 0 NETFLIX INC COM 64110L106 1048 3245 SH SOLE 3245 0 0 NEXTERA ENERGY INC COM 65339F101 735 3036 SH SOLE 3036 0 0 NIKE INC CL B 654106103 796 7850 SH SOLE 7850 0 0 NORTHROP GRUMMAN CORP COM 666807102 1294 3755 SH SOLE 3755 0 0 NVIDIA CORP COM 67066G104 372 1582 SH SOLE 1582 0 0 OGE ENERGY CORP COM 670837103 257 5800 SH SOLE 5800 0 0 ORACLE CORP COM 68389X105 347 6507 SH SOLE 6507 0 0 PAYPAL HLDGS INC COM 70450Y103 736 6791 SH SOLE 6791 0 0 PEPSICO INC COM 713448108 1583 11577 SH SOLE 11577 0 0 PFIZER INC COM 717081103 1051 26833 SH SOLE 26833 0 0 PROCTER & GAMBLE CO COM 742718109 549 4412 SH SOLE 4412 0 0 RAYTHEON CO COM NEW 755111507 343 1560 SH SOLE 1560 0 0 REALTY INCOME CORP COM 756109104 251 3418 SH SOLE 3418 0 0 ROYAL GOLD INC COM 780287108 353 2874 SH SOLE 2874 0 0 SALESFORCE COM INC COM 79466L302 489 3012 SH SOLE 3012 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1287 16704 SH SOLE 16704 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1617 21094 SH SOLE 21094 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2351 25347 SH SOLE 25347 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 698 11583 SH SOLE 11583 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2605 43314 SH SOLE 43314 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2158 28572 SH SOLE 28572 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1186 43276 SH SOLE 43276 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 599 10357 SH SOLE 10357 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 3931 117082 SH SOLE 117082 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 1008 18857 SH SOLE 18857 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 319 6944 SH SOLE 6944 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 222 3725 SH SOLE 3725 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 384 3770 SH SOLE 3770 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 226 1795 SH SOLE 1795 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 457 14901 SH SOLE 14901 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 497 5416 SH SOLE 5416 0 0 SHOPIFY INC CL A 82509L107 224 563 SH SOLE 563 0 0 SIRIUS XM HLDGS INC COM 82968B103 248 34714 SH SOLE 34714 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 544 4500 SH SOLE 4500 0 0 SOUTHERN CO COM 842587107 246 3849 SH SOLE 3849 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 945 6606 SH SOLE 6606 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1901 50632 SH SOLE 50632 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 3056 59254 SH SOLE 59254 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 405 12925 SH SOLE 12925 0 0 SPDR INDEX SHS FDS MSCI EAFE FS ETF 78470E106 1062 14647 SH SOLE 14647 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6526 20270 SH SOLE 20270 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 872 13519 SH SOLE 13519 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 908 13828 SH SOLE 13828 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1486 13800 SH SOLE 13800 0 0 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 873 71548 SH SOLE 71548 0 0 STARBUCKS CORP COM 855244109 342 3872 SH SOLE 3872 0 0 STRYKER CORP COM 863667101 334 1590 SH SOLE 1590 0 0 SYSCO CORP COM 871829107 203 2373 SH SOLE 2373 0 0 TESLA INC COM 88160R101 1038 2481 SH SOLE 2481 0 0 THOMSON REUTERS CORP COM NEW 884903709 584 8165 SH SOLE 8165 0 0 TRANSDIGM GROUP INC COM 893641100 280 500 SH SOLE 500 0 0 TWILIO INC CL A 90138F102 269 2739 SH SOLE 2739 0 0 UNILEVER N V N Y SHS NEW 904784709 224 3884 SH SOLE 3884 0 0 UNITED TECHNOLOGIES CORP COM 913017109 373 2493 SH SOLE 2493 0 0 UNITEDHEALTH GROUP INC COM 91324P102 588 2001 SH SOLE 2001 0 0 US BANCORP DEL COM NEW 902973304 457 7705 SH SOLE 7705 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 265 4120 SH SOLE 4120 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2130 26430 SH SOLE 26430 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 4523 53911 SH SOLE 53911 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 579 10238 SH SOLE 10238 0 0 VANGUARD GROUP DIV APP ETF 921908844 242 1951 SH SOLE 1951 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 16064 54288 SH SOLE 54288 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 1004 8411 SH SOLE 8411 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 6725 72479 SH SOLE 72479 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1903 9570 SH SOLE 9570 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1686 12300 SH SOLE 12300 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 10960 61513 SH SOLE 61513 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2463 13522 SH SOLE 13522 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 4660 38867 SH SOLE 38867 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 656 3956 SH SOLE 3956 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2671 16332 SH SOLE 16332 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1602 27083 SH SOLE 27083 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 5228 117475 SH SOLE 117475 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 4769 26356 SH SOLE 26356 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 200 1666 SH SOLE 1666 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000IDX 92206C730 295 2000 SH SOLE 2000 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 606 10852 SH SOLE 10852 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 11813 268057 SH SOLE 268057 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 2217 23658 SH SOLE 23658 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD ETF 921946885 624 7666 SH SOLE 7666 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 247 1015 SH SOLE 1015 0 0 VERISIGN INC COM 92343E102 581 3014 SH SOLE 3014 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 569 9280 SH SOLE 9280 0 0 VISA INC COM CL A 92826C839 1379 7341 SH SOLE 7341 0 0 W P CAREY INC COM 92936U109 304 3789 SH SOLE 3789 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 400 6765 SH SOLE 6765 0 0 WALMART INC COM 931142103 870 7315 SH SOLE 7315 0 0 WASTE MGMT INC DEL COM 94106L109 1004 8801 SH SOLE 8801 0 0 WELLS FARGO CO NEW COM 949746101 668 12450 SH SOLE 12450 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 600 13088 SH SOLE 13088 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 1520 52895 SH SOLE 52895 0 0 WISDOMTREE TR ITL HIGH DIV FD 97717W802 1235 29421 SH SOLE 29421 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 7937 116664 SH SOLE 116664 0 0