Managing Principal & Chief Compliance Officer

0001744073-21-000008.txt : 20211020 0001744073-21-000008.hdr.sgml : 20211020 20211020153750 ACCESSION NUMBER: 0001744073-21-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211020 EFFECTIVENESS DATE: 20211020 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC CENTRAL INDEX KEY: 0001744073 IRS NUMBER: 454981519 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18847 FILM NUMBER: 211333983 BUSINESS ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212)729-7750 MAIL ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001744073 XXXXXXXX 09-30-2021 09-30-2021 AJ WEALTH STRATEGIES, LLC

28 LIBERTY STREET SUITE 2850 NEW YORK NY 10005

13F HOLDINGS REPORT 028-18847 N Justyn Volesko Managing Principal & Chief Compliance Officer 212-729-7750 Justyn Volesko New York NY 10-15-2021 0 295 1852082 false INFORMATION TABLE 2 ajw13fq32021.xml SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 248195 2385805 SH SOLE 2385805 0 0 ISHARES TR CORE US AGGBD ET 464287226 181620 1581643 SH SOLE 1581642 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 140554 392654 SH SOLE 392654 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 120134 3104237 SH SOLE 3104237 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 117362 297571 SH SOLE 297571 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 90707 1234108 SH SOLE 1234108 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 75690 2763412 SH SOLE 2763412 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 74290 969083 SH SOLE 969083 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 67396 673288 SH SOLE 673288 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 56872 431729 SH SOLE 431728 0 0 ISHARES TR MORTGE REL ETF 46435G342 48561 1342195 SH SOLE 1342195 0 0 BILL COM HLDGS INC COM 090043100 29227 109485 SH SOLE 109485 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 25989 60561 SH SOLE 60561 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 20259 91234 SH SOLE 91234 0 0 ISHARES TR MBS ETF 464288588 17955 166038 SH SOLE 166038 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 16613 185739 SH SOLE 185739 0 0 SPDR SER TR S&P DIVID ETF 78464A763 14809 125981 SH SOLE 125981 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 13788 269979 SH SOLE 269979 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 13086 85197 SH SOLE 85197 0 0 AMAZON COM INC COM 023135106 12657 3853 SH SOLE 3853 0 0 ALPHABET INC CAP STK CL C 02079K107 12654 4748 SH SOLE 4747 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 12109 238738 SH SOLE 238738 0 0 FACEBOOK INC CL A 30303M102 11794 34752 SH SOLE 34752 0 0 MICROSOFT CORP COM 594918104 11143 39524 SH SOLE 39523 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 10915 434587 SH SOLE 434587 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 10901 107060 SH SOLE 107060 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 10895 217126 SH SOLE 217126 0 0 JPMORGAN CHASE & CO COM 46625H100 10635 64968 SH SOLE 64967 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 10353 109657 SH SOLE 109657 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8803 118570 SH SOLE 118570 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 8721 496344 SH SOLE 496344 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 8455 446167 SH SOLE 446167 0 0 APPLE INC COM 037833100 8155 57631 SH SOLE 57631 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 7984 347273 SH SOLE 347272 0 0 CORCEPT THERAPEUTICS INC COM 218352102 7794 396029 SH SOLE 396029 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 7420 153561 SH SOLE 153561 0 0 ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 6893 567824 SH SOLE 567824 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 6768 291230 SH SOLE 291230 0 0 VANECK ETF TRUST INTRMDT MUNI ETF 92189H201 6754 131817 SH SOLE 131816 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 6609 297576 SH SOLE 297576 0 0 SALESFORCE COM INC COM 79466L302 6254 23057 SH SOLE 23057 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 5244 96643 SH SOLE 96643 0 0 ISHARES TR PFD AND INCM SEC 464288687 5232 134817 SH SOLE 134816 0 0 ISHARES TR CORE S&P500 ETF 464287200 5178 12018 SH SOLE 12018 0 0 ZOOMINFO TECHNOLOGIES INC COM CL A 98980F104 4884 79817 SH SOLE 79817 0 0 CLOUDERA INC COM 18914U100 4700 294305 SH SOLE 294305 0 0 ALPHABET INC CAP STK CL A 02079K305 4668 1746 SH SOLE 1746 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4663 21324 SH SOLE 21324 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 4242 28645 SH SOLE 28645 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3996 11811 SH SOLE 11811 0 0 INVESCO CURRENCYSHARES CDN D CDN DLR SHS 46138T104 3985 51472 SH SOLE 51472 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 3888 176251 SH SOLE 176251 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3800 36586 SH SOLE 36585 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3622 56696 SH SOLE 56695 0 0 RED ROCK RESORTS INC CL A 75700L108 3557 69442 SH SOLE 69442 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 3453 1274327 SH SOLE 1274327 0 0 BLACKROCK INCOME TR INC COM 09247F100 3406 558430 SH SOLE 558430 0 0 SKILLZ INC COM 83067L109 3392 345380 SH SOLE 345380 0 0 DEVON ENERGY CORP NEW COM 25179M103 3290 92655 SH SOLE 92655 0 0 GLOBAL X FDS RUSSELL 2000 37954Y459 3280 131766 SH SOLE 131766 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3276 11956 SH SOLE 11955 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 3130 11969 SH SOLE 11969 0 0 MARATHON OIL CORP COM 565849106 3120 228243 SH SOLE 228243 0 0 SQUARE INC CL A 852234103 2870 11968 SH SOLE 11968 0 0 ARES CAPITAL CORP COM 04010L103 2857 140533 SH SOLE 140533 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2654 17777 SH SOLE 17777 0 0 DROPBOX INC CL A 26210C104 2640 90361 SH SOLE 90361 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 2520 10255 SH SOLE 10255 0 0 POTBELLY CORP COM 73754Y100 2516 371037 SH SOLE 371037 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2468 6 SH SOLE 6 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2440 25776 SH SOLE 25776 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2417 29502 SH SOLE 29502 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2412 12006 SH SOLE 12005 0 0 ISHARES U S ETF TR INT RT HDG C B 46431W705 2388 24921 SH SOLE 24921 0 0 CHAMPIONX CORPORATION COM 15872M104 2358 105474 SH SOLE 105474 0 0 DISNEY WALT CO COM 254687106 2334 13796 SH SOLE 13796 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 2261 7791 SH SOLE 7790 0 0 SCHWAB CHARLES CORP COM 808513105 2137 29336 SH SOLE 29336 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2104 140000 SH SOLE 140000 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2048 41465 SH SOLE 41464 0 0 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 2048 73055 SH SOLE 73055 0 0 SPDR GOLD TR GOLD SHS 78463V107 2040 12420 SH SOLE 12420 0 0 ISHARES TR S&P 500 VAL ETF 464287408 2025 13924 SH SOLE 13924 0 0 UNDER ARMOUR INC CL A 904311107 2007 99446 SH SOLE 99446 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1959 4882 SH SOLE 4881 0 0 HALLIBURTON CO COM 406216101 1876 86792 SH SOLE 86792 0 0 ETFIS SER TR I INFRACP REIT PFD 26923G400 1842 75354 SH SOLE 75354 0 0 RINGCENTRAL INC CL A 76680R206 1841 8463 SH SOLE 8463 0 0 VISA INC COM CL A 92826C839 1760 7900 SH SOLE 7900 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 1750 104925 SH SOLE 104925 0 0 ISHARES TR MSCI USA ESG SLC 464288802 1737 18100 SH SOLE 18100 0 0 MFA FINL INC COM 55272X102 1726 377657 SH SOLE 377657 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1707 63910 SH SOLE 63910 0 0 COSTCO WHSL CORP NEW COM 22160K105 1705 3795 SH SOLE 3794 0 0 INVESCO EXCH TRADED FD TR II KBW PPTY CASUT 46138E586 1698 22329 SH SOLE 22329 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 1680 30627 SH SOLE 30627 0 0 ISHARES TR CORE TOTAL USD 46434V613 1640 30800 SH SOLE 30800 0 0 SERVICENOW INC COM 81762P102 1587 2550 SH SOLE 2550 0 0 OKTA INC CL A 679295105 1566 6598 SH SOLE 6598 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1562 7140 SH SOLE 7139 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1534 13684 SH SOLE 13683 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1533 150717 SH SOLE 150717 0 0 PROSHARES TR LARGE CAP CRE 74347R248 1522 15191 SH SOLE 15191 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1506 5518 SH SOLE 5518 0 0 ISHARES TR MSCI KLD400 SOC 464288570 1397 16794 SH SOLE 16794 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1396 20693 SH SOLE 20693 0 0 ISHARES TR RUS 1000 ETF 464287622 1387 5740 SH SOLE 5740 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1384 22749 SH SOLE 22749 0 0 AIRBNB INC COM CL A 009066101 1378 8215 SH SOLE 8215 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1343 11559 SH SOLE 11559 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1340 13160 SH SOLE 13160 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1334 44001 SH SOLE 44001 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1299 28216 SH SOLE 28216 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1291 17469 SH SOLE 17469 0 0 TWILIO INC CL A 90138F102 1278 4005 SH SOLE 4005 0 0 PG&E CORP COM 69331C108 1266 131884 SH SOLE 131884 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1266 8550 SH SOLE 8550 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 1142 4822 SH SOLE 4822 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1100 3220 SH SOLE 3220 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1084 13153 SH SOLE 13153 0 0 AGNC INVT CORP COM 00123Q104 1081 68549 SH SOLE 68549 0 0 HERITAGE COMM CORP COM 426927109 1063 91390 SH SOLE 91390 0 0 PLAYA HOTELS & RESORTS NV SHS N70544106 1044 125936 SH SOLE 125936 0 0 GUARDANT HEALTH INC COM 40131M109 1044 8353 SH SOLE 8353 0 0 MONGODB INC CL A 60937P106 1028 2181 SH SOLE 2181 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1015 16351 SH SOLE 16351 0 0 SNOWFLAKE INC CL A 833445109 1002 3314 SH SOLE 3314 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 996 118233 SH SOLE 118233 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 996 28243 SH SOLE 28243 0 0 VANECK ETF TRUST BDC INCOME ETF 92189F411 995 58021 SH SOLE 58021 0 0 ISHARES TR MSCI USA VALUE 46432F388 967 9600 SH SOLE 9600 0 0 DOMA HOLDINGS INC COMMON STOCK 25703A104 932 125946 SH SOLE 125946 0 0 NEXTERA ENERGY INC COM 65339F101 925 11786 SH SOLE 11786 0 0 ISHARES TR HDG MSCI EAFE 46434V803 910 26457 SH SOLE 26457 0 0 HUBSPOT INC COM 443573100 909 1345 SH SOLE 1345 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 900 5747 SH SOLE 5747 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 896 244848 SH SOLE 244848 0 0 WALMART INC COM 931142103 884 6346 SH SOLE 6345 0 0 AUDACY INC CL A 05070N103 875 237695 SH SOLE 237695 0 0 GOLUB CAP BDC INC COM 38173M102 870 55051 SH SOLE 55051 0 0 SM ENERGY CO COM 78454L100 867 32874 SH SOLE 32873 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 863 3829 SH SOLE 3829 0 0 BLACKSTONE INC COM 09260D107 862 7407 SH SOLE 7407 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 855 55622 SH SOLE 55622 0 0 NVIDIA CORPORATION COM 67066G104 849 4100 SH SOLE 4100 0 0 NATERA INC COM 632307104 848 7607 SH SOLE 7607 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 837 71997 SH SOLE 71996 0 0 AXON ENTERPRISE INC COM 05464C101 835 4771 SH SOLE 4771 0 0 VULCAN MATLS CO COM 929160109 833 4924 SH SOLE 4924 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 822 11250 SH SOLE 11250 0 0 ZENDESK INC COM 98936J101 783 6728 SH SOLE 6728 0 0 PAYPAL HLDGS INC COM 70450Y103 755 2903 SH SOLE 2903 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 746 50562 SH SOLE 50562 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 745 7319 SH SOLE 7319 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 726 13987 SH SOLE 13987 0 0 ISHARES TR CORE S&P SCP ETF 464287804 699 6398 SH SOLE 6398 0 0 ISHARES TR US TREAS BD ETF 46429B267 695 26191 SH SOLE 26190 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 680 13468 SH SOLE 13468 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 679 4640 SH SOLE 4640 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 666 11566 SH SOLE 11566 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 657 7548 SH SOLE 7548 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 650 12702 SH SOLE 12702 0 0 AFFIRM HLDGS INC COM CL A 00827B106 648 5441 SH SOLE 5441 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 644 6946 SH SOLE 6946 0 0 CONOCOPHILLIPS COM 20825C104 630 9290 SH SOLE 9290 0 0 TILLYS INC CL A 886885102 628 44793 SH SOLE 44793 0 0 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 625 9501 SH SOLE 9501 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 615 15805 SH SOLE 15804 0 0 PERKINELMER INC COM 714046109 605 3493 SH SOLE 3493 0 0 HCI GROUP INC COM 40416E103 602 5438 SH SOLE 5438 0 0 POST HLDGS INC COM 737446104 595 5400 SH SOLE 5400 0 0 ENSTAR GROUP LIMITED SHS G3075P101 587 2500 SH SOLE 2500 0 0 BOEING CO COM 097023105 586 2665 SH SOLE 2665 0 0 HCA HEALTHCARE INC COM 40412C101 580 2390 SH SOLE 2390 0 0 OLO INC CL A 68134L109 572 19050 SH SOLE 19050 0 0 WISDOMTREE TR INTL QULTY DIV 97717X131 568 14920 SH SOLE 14920 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 566 14950 SH SOLE 14950 0 0 ISHARES INC CORE MSCI EMKT 46434G103 560 9060 SH SOLE 9060 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 558 9161 SH SOLE 9161 0 0 TEMPUR SEALY INTL INC COM 88023U101 557 12000 SH SOLE 12000 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 553 14740 SH SOLE 14740 0 0 ISHARES TR CORE MSCI EAFE 46432F842 545 7343 SH SOLE 7343 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 541 8780 SH SOLE 8780 0 0 ISHARES TR MSCI EAFE ETF 464287465 541 6938 SH SOLE 6938 0 0 DOCUSIGN INC COM 256163106 536 2083 SH SOLE 2083 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 534 1412 SH SOLE 1412 0 0 INTUIT COM 461202103 531 984 SH SOLE 984 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 528 17903 SH SOLE 17902 0 0 WELLS FARGO CO NEW COM 949746101 524 11299 SH SOLE 11298 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 521 10000 SH SOLE 10000 0 0 CBOE GLOBAL MKTS INC COM 12503M108 516 4165 SH SOLE 4165 0 0 MASTERCARD INCORPORATED CL A 57636Q104 506 1456 SH SOLE 1456 0 0 AMERICAN TOWER CORP NEW COM 03027X100 494 1863 SH SOLE 1863 0 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 492 34790 SH SOLE 34790 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 490 6628 SH SOLE 6628 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 473 7473 SH SOLE 7473 0 0 OPORTUN FINL CORP COM 68376D104 464 18534 SH SOLE 18534 0 0 SMARTSHEET INC COM CL A 83200N103 458 6648 SH SOLE 6648 0 0 JEFFERIES FINL GROUP INC COM 47233W109 457 12317 SH SOLE 12317 0 0 C4 THERAPEUTICS INC COM STK 12529R107 447 10007 SH SOLE 10007 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 438 8762 SH SOLE 8762 0 0 FORD MTR CO DEL COM 345370860 432 30523 SH SOLE 30523 0 0 ISHARES TR RUS MID CAP ETF 464287499 432 5520 SH SOLE 5520 0 0 MORGAN STANLEY COM NEW 617446448 428 4400 SH SOLE 4400 0 0 ISHARES TR S&P SML 600 GWT 464287887 427 3286 SH SOLE 3286 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 425 6472 SH SOLE 6472 0 0 ISHARES TR US TELECOM ETF 464287713 424 13071 SH SOLE 13071 0 0 TEXAS INSTRS INC COM 882508104 424 2208 SH SOLE 2208 0 0 CORTEXYME INC COM 22053A107 414 4520 SH SOLE 4519 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 404 5368 SH SOLE 5368 0 0 JOHNSON & JOHNSON COM 478160104 403 2495 SH SOLE 2495 0 0 DANIMER SCIENTIFIC INC COM CL A 236272100 397 24272 SH SOLE 24272 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 388 2787 SH SOLE 2787 0 0 VEEVA SYS INC CL A COM 922475108 382 1324 SH SOLE 1324 0 0 ISHARES TR CORE S&P MCP ETF 464287507 380 1446 SH SOLE 1446 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 377 4548 SH SOLE 4548 0 0 ISHARES TR INTL SEL DIV ETF 464288448 376 12365 SH SOLE 12364 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 360 26266 SH SOLE 26266 0 0 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 360 37613 SH SOLE 37612 0 0 RIOT BLOCKCHAIN INC COM 767292105 358 13930 SH SOLE 13930 0 0 DBX ETF TR XTRACK MSCI ALL 233051820 358 10863 SH SOLE 10863 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 356 4536 SH SOLE 4536 0 0 EATON VANCE MUN BD FD COM 27827X101 354 26439 SH SOLE 26439 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 354 2616 SH SOLE 2616 0 0 CISCO SYS INC COM 17275R102 353 6479 SH SOLE 6478 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 350 31855 SH SOLE 31855 0 0 SHOPIFY INC CL A 82509L107 350 258 SH SOLE 258 0 0 EXXON MOBIL CORP COM 30231G102 342 5812 SH SOLE 5812 0 0 ICHOR HOLDINGS SHS G4740B105 335 8154 SH SOLE 8154 0 0 PROGYNY INC COM 74340E103 332 5937 SH SOLE 5937 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 330 3860 SH SOLE 3860 0 0 INTEL CORP COM 458140100 320 6008 SH SOLE 6008 0 0 ENDEAVOR GROUP HLDGS INC CL A COM 29260Y109 319 11110 SH SOLE 11110 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 318 23006 SH SOLE 23006 0 0 CENTERPOINT ENERGY INC COM 15189T107 318 12936 SH SOLE 12935 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 312 2083 SH SOLE 2082 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 310 8635 SH SOLE 8635 0 0 OMNICELL COM COM 68213N109 309 2082 SH SOLE 2082 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 308 14212 SH SOLE 14212 0 0 CHEVRON CORP NEW COM 166764100 304 3000 SH SOLE 3000 0 0 BLACKROCK CAP INVT CORP COM 092533108 300 78021 SH SOLE 78021 0 0 SERVICE CORP INTL COM 817565104 286 4740 SH SOLE 4740 0 0 SOUTHWESTERN ENERGY CO COM 845467109 284 51230 SH SOLE 51229 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 280 2019 SH SOLE 2018 0 0 INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL 46138E420 280 6261 SH SOLE 6261 0 0 WORKDAY INC CL A 98138H101 278 1113 SH SOLE 1113 0 0 CARVANA CO CL A 146869102 272 902 SH SOLE 902 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 271 27352 SH SOLE 27352 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 270 21992 SH SOLE 21992 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 265 8695 SH SOLE 8695 0 0 INTERNATIONAL GAME TECHNOLOG SHS USD G4863A108 265 10079 SH SOLE 10079 0 0 MONDAY COM LTD SHS M7S64H106 263 806 SH SOLE 806 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 260 25000 SH SOLE 25000 0 0 SUNNOVA ENERGY INTL INC. COM 86745K104 257 7795 SH SOLE 7795 0 0 TENABLE HLDGS INC COM 88025T102 248 5384 SH SOLE 5384 0 0 PFIZER INC COM 717081103 246 5727 SH SOLE 5727 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 244 21866 SH SOLE 21866 0 0 HOME DEPOT INC COM 437076102 242 737 SH SOLE 737 0 0 INVESCO EXCH TRADED FD TR II S&P 500 EX RAT 46138E388 240 5139 SH SOLE 5139 0 0 PIMCO ENERGY & TACTICAL CR O COM SHS BEN INT 69346N107 237 19399 SH SOLE 19399 0 0 FIVERR INTL LTD ORD SHS M4R82T106 231 1267 SH SOLE 1267 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 230 479 SH SOLE 479 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 227 1178 SH SOLE 1178 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 226 1993 SH SOLE 1993 0 0 SLR INVESTMENT CORP COM 83413U100 214 11200 SH SOLE 11200 0 0 GENERAL ELECTRIC CO COM NEW 369604301 210 2036 SH SOLE 2036 0 0 PROCTER AND GAMBLE CO COM 742718109 207 1482 SH SOLE 1482 0 0 3M CO COM 88579Y101 207 1181 SH SOLE 1181 0 0 VANECK ETF TRUST RARE EARTH/STRTG 92189H805 203 1969 SH SOLE 1969 0 0 TJX COS INC NEW COM 872540109 203 3075 SH SOLE 3075 0 0 JD.COM INC SPON ADR CL A 47215P106 202 2800 SH SOLE 2800 0 0 BEST INC SPONSORED ADS 08653C106 200 120000 SH SOLE 120000 0 0 MARATHON DIGITAL HOLDINGS IN COM 565788106 200 6323 SH SOLE 6323 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 200 1964 SH SOLE 1964 0 0 ARLINGTON ASSET INVST CORP CL A NEW 041356205 196 52910 SH SOLE 52910 0 0 FIRST TR MTG INCOME FD COM SHS 33734E103 164 11950 SH SOLE 11950 0 0 FINVOLUTION GROUP SPONSORED ADS 31810T101 162 28681 SH SOLE 28681 0 0 TWO HBRS INVT CORP COM NEW 90187B408 155 24374 SH SOLE 24374 0 0 PAYSAFE LIMITED ORD G6964L107 147 18995 SH SOLE 18995 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 141 10000 SH SOLE 10000 0 0 Q&K INTL GROUP LTD SPONSORED ADS 74738J102 127 189070 SH SOLE 189070 0 0 RIBBIT LEAP LTD UNIT 99/99/9999 G7552B121 126 12000 SH SOLE 12000 0 0 VERASTEM INC COM 92337C104 105 34166 SH SOLE 34166 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 101 23761 SH SOLE 23761 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 99 10000 SH SOLE 10000 0 0 TCV ACQUISITION CORP CL A SHS G8704C124 98 10000 SH SOLE 10000 0 0 FOREST ROAD ACQUISITION COR CL A 34619V103 98 10000 SH SOLE 10000 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 97 18270 SH SOLE 18270 0 0 ZHIHU INC ADS 98955N108 95 10250 SH SOLE 10250 0 0 IMPAC MTG HLDGS INC COM NEW 45254P508 85 60574 SH SOLE 60574 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 81 15242 SH SOLE 15242 0 0 HIPPO HLDGS INC COMMON STOCK 433539103 70 15000 SH SOLE 15000 0 0 SESEN BIO INC COM 817763105 63 79365 SH SOLE 79365 0 0 PLAYSTUDIOS INC CLASS A COM 72815G108 46 10000 SH SOLE 10000 0 0 YUNJI INC ADS RP CL A 98873N107 17 23740 SH SOLE 23740 0 0