0001744073-21-000008.txt : 20211020
0001744073-21-000008.hdr.sgml : 20211020
20211020153750
ACCESSION NUMBER: 0001744073-21-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211020
DATE AS OF CHANGE: 20211020
EFFECTIVENESS DATE: 20211020
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC
CENTRAL INDEX KEY: 0001744073
IRS NUMBER: 454981519
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18847
FILM NUMBER: 211333983
BUSINESS ADDRESS:
STREET 1: 28 LIBERTY STREET
STREET 2: SUITE 2850
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212)729-7750
MAIL ADDRESS:
STREET 1: 28 LIBERTY STREET
STREET 2: SUITE 2850
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001744073
XXXXXXXX
09-30-2021
09-30-2021
AJ WEALTH STRATEGIES, LLC
28 LIBERTY STREET
SUITE 2850
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-18847
N
Justyn Volesko
Managing Principal & Chief Compliance Officer
212-729-7750
Justyn Volesko
New York
NY
10-15-2021
0
295
1852082
false
INFORMATION TABLE
2
ajw13fq32021.xml
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
248195
2385805
SH
SOLE
2385805
0
0
ISHARES TR
CORE US AGGBD ET
464287226
181620
1581643
SH
SOLE
1581642
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
140554
392654
SH
SOLE
392654
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
120134
3104237
SH
SOLE
3104237
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
117362
297571
SH
SOLE
297571
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
90707
1234108
SH
SOLE
1234108
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
75690
2763412
SH
SOLE
2763412
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
74290
969083
SH
SOLE
969083
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
67396
673288
SH
SOLE
673288
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
56872
431729
SH
SOLE
431728
0
0
ISHARES TR
MORTGE REL ETF
46435G342
48561
1342195
SH
SOLE
1342195
0
0
BILL COM HLDGS INC
COM
090043100
29227
109485
SH
SOLE
109485
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
25989
60561
SH
SOLE
60561
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
20259
91234
SH
SOLE
91234
0
0
ISHARES TR
MBS ETF
464288588
17955
166038
SH
SOLE
166038
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
16613
185739
SH
SOLE
185739
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
14809
125981
SH
SOLE
125981
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
13788
269979
SH
SOLE
269979
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
13086
85197
SH
SOLE
85197
0
0
AMAZON COM INC
COM
023135106
12657
3853
SH
SOLE
3853
0
0
ALPHABET INC
CAP STK CL C
02079K107
12654
4748
SH
SOLE
4747
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
12109
238738
SH
SOLE
238738
0
0
FACEBOOK INC
CL A
30303M102
11794
34752
SH
SOLE
34752
0
0
MICROSOFT CORP
COM
594918104
11143
39524
SH
SOLE
39523
0
0
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
10915
434587
SH
SOLE
434587
0
0
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
10901
107060
SH
SOLE
107060
0
0
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
10895
217126
SH
SOLE
217126
0
0
JPMORGAN CHASE & CO
COM
46625H100
10635
64968
SH
SOLE
64967
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
10353
109657
SH
SOLE
109657
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
8803
118570
SH
SOLE
118570
0
0
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
8721
496344
SH
SOLE
496344
0
0
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
8455
446167
SH
SOLE
446167
0
0
APPLE INC
COM
037833100
8155
57631
SH
SOLE
57631
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
7984
347273
SH
SOLE
347272
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
7794
396029
SH
SOLE
396029
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
7420
153561
SH
SOLE
153561
0
0
ACCEL ENTERTAINMENT INC
COM CL A1
00436Q106
6893
567824
SH
SOLE
567824
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
6768
291230
SH
SOLE
291230
0
0
VANECK ETF TRUST
INTRMDT MUNI ETF
92189H201
6754
131817
SH
SOLE
131816
0
0
SIXTH STREET SPECIALTY LENDN
COM
83012A109
6609
297576
SH
SOLE
297576
0
0
SALESFORCE COM INC
COM
79466L302
6254
23057
SH
SOLE
23057
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
5244
96643
SH
SOLE
96643
0
0
ISHARES TR
PFD AND INCM SEC
464288687
5232
134817
SH
SOLE
134816
0
0
ISHARES TR
CORE S&P500 ETF
464287200
5178
12018
SH
SOLE
12018
0
0
ZOOMINFO TECHNOLOGIES INC
COM CL A
98980F104
4884
79817
SH
SOLE
79817
0
0
CLOUDERA INC
COM
18914U100
4700
294305
SH
SOLE
294305
0
0
ALPHABET INC
CAP STK CL A
02079K305
4668
1746
SH
SOLE
1746
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4663
21324
SH
SOLE
21324
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
4242
28645
SH
SOLE
28645
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
3996
11811
SH
SOLE
11811
0
0
INVESCO CURRENCYSHARES CDN D
CDN DLR SHS
46138T104
3985
51472
SH
SOLE
51472
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
3888
176251
SH
SOLE
176251
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
3800
36586
SH
SOLE
36585
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
3622
56696
SH
SOLE
56695
0
0
RED ROCK RESORTS INC
CL A
75700L108
3557
69442
SH
SOLE
69442
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
3453
1274327
SH
SOLE
1274327
0
0
BLACKROCK INCOME TR INC
COM
09247F100
3406
558430
SH
SOLE
558430
0
0
SKILLZ INC
COM
83067L109
3392
345380
SH
SOLE
345380
0
0
DEVON ENERGY CORP NEW
COM
25179M103
3290
92655
SH
SOLE
92655
0
0
GLOBAL X FDS
RUSSELL 2000
37954Y459
3280
131766
SH
SOLE
131766
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3276
11956
SH
SOLE
11955
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
3130
11969
SH
SOLE
11969
0
0
MARATHON OIL CORP
COM
565849106
3120
228243
SH
SOLE
228243
0
0
SQUARE INC
CL A
852234103
2870
11968
SH
SOLE
11968
0
0
ARES CAPITAL CORP
COM
04010L103
2857
140533
SH
SOLE
140533
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2654
17777
SH
SOLE
17777
0
0
DROPBOX INC
CL A
26210C104
2640
90361
SH
SOLE
90361
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
2520
10255
SH
SOLE
10255
0
0
POTBELLY CORP
COM
73754Y100
2516
371037
SH
SOLE
371037
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2468
6
SH
SOLE
6
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2440
25776
SH
SOLE
25776
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2417
29502
SH
SOLE
29502
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
2412
12006
SH
SOLE
12005
0
0
ISHARES U S ETF TR
INT RT HDG C B
46431W705
2388
24921
SH
SOLE
24921
0
0
CHAMPIONX CORPORATION
COM
15872M104
2358
105474
SH
SOLE
105474
0
0
DISNEY WALT CO
COM
254687106
2334
13796
SH
SOLE
13796
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
2261
7791
SH
SOLE
7790
0
0
SCHWAB CHARLES CORP
COM
808513105
2137
29336
SH
SOLE
29336
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
2104
140000
SH
SOLE
140000
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2048
41465
SH
SOLE
41464
0
0
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
2048
73055
SH
SOLE
73055
0
0
SPDR GOLD TR
GOLD SHS
78463V107
2040
12420
SH
SOLE
12420
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
2025
13924
SH
SOLE
13924
0
0
UNDER ARMOUR INC
CL A
904311107
2007
99446
SH
SOLE
99446
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1959
4882
SH
SOLE
4881
0
0
HALLIBURTON CO
COM
406216101
1876
86792
SH
SOLE
86792
0
0
ETFIS SER TR I
INFRACP REIT PFD
26923G400
1842
75354
SH
SOLE
75354
0
0
RINGCENTRAL INC
CL A
76680R206
1841
8463
SH
SOLE
8463
0
0
VISA INC
COM CL A
92826C839
1760
7900
SH
SOLE
7900
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
1750
104925
SH
SOLE
104925
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
1737
18100
SH
SOLE
18100
0
0
MFA FINL INC
COM
55272X102
1726
377657
SH
SOLE
377657
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
1707
63910
SH
SOLE
63910
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1705
3795
SH
SOLE
3794
0
0
INVESCO EXCH TRADED FD TR II
KBW PPTY CASUT
46138E586
1698
22329
SH
SOLE
22329
0
0
PIMCO ETF TR
1-5 US TIP IDX
72201R205
1680
30627
SH
SOLE
30627
0
0
ISHARES TR
CORE TOTAL USD
46434V613
1640
30800
SH
SOLE
30800
0
0
SERVICENOW INC
COM
81762P102
1587
2550
SH
SOLE
2550
0
0
OKTA INC
CL A
679295105
1566
6598
SH
SOLE
6598
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1562
7140
SH
SOLE
7139
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
1534
13684
SH
SOLE
13683
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1533
150717
SH
SOLE
150717
0
0
PROSHARES TR
LARGE CAP CRE
74347R248
1522
15191
SH
SOLE
15191
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1506
5518
SH
SOLE
5518
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
1397
16794
SH
SOLE
16794
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1396
20693
SH
SOLE
20693
0
0
ISHARES TR
RUS 1000 ETF
464287622
1387
5740
SH
SOLE
5740
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
1384
22749
SH
SOLE
22749
0
0
AIRBNB INC
COM CL A
009066101
1378
8215
SH
SOLE
8215
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1343
11559
SH
SOLE
11559
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
1340
13160
SH
SOLE
13160
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
1334
44001
SH
SOLE
44001
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
1299
28216
SH
SOLE
28216
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
1291
17469
SH
SOLE
17469
0
0
TWILIO INC
CL A
90138F102
1278
4005
SH
SOLE
4005
0
0
PG&E CORP
COM
69331C108
1266
131884
SH
SOLE
131884
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1266
8550
SH
SOLE
8550
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
1142
4822
SH
SOLE
4822
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1100
3220
SH
SOLE
3220
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1084
13153
SH
SOLE
13153
0
0
AGNC INVT CORP
COM
00123Q104
1081
68549
SH
SOLE
68549
0
0
HERITAGE COMM CORP
COM
426927109
1063
91390
SH
SOLE
91390
0
0
PLAYA HOTELS & RESORTS NV
SHS
N70544106
1044
125936
SH
SOLE
125936
0
0
GUARDANT HEALTH INC
COM
40131M109
1044
8353
SH
SOLE
8353
0
0
MONGODB INC
CL A
60937P106
1028
2181
SH
SOLE
2181
0
0
ISHARES TR
CALIF MUN BD ETF
464288356
1015
16351
SH
SOLE
16351
0
0
SNOWFLAKE INC
CL A
833445109
1002
3314
SH
SOLE
3314
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
996
118233
SH
SOLE
118233
0
0
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
996
28243
SH
SOLE
28243
0
0
VANECK ETF TRUST
BDC INCOME ETF
92189F411
995
58021
SH
SOLE
58021
0
0
ISHARES TR
MSCI USA VALUE
46432F388
967
9600
SH
SOLE
9600
0
0
DOMA HOLDINGS INC
COMMON STOCK
25703A104
932
125946
SH
SOLE
125946
0
0
NEXTERA ENERGY INC
COM
65339F101
925
11786
SH
SOLE
11786
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
910
26457
SH
SOLE
26457
0
0
HUBSPOT INC
COM
443573100
909
1345
SH
SOLE
1345
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
900
5747
SH
SOLE
5747
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
896
244848
SH
SOLE
244848
0
0
WALMART INC
COM
931142103
884
6346
SH
SOLE
6345
0
0
AUDACY INC
CL A
05070N103
875
237695
SH
SOLE
237695
0
0
GOLUB CAP BDC INC
COM
38173M102
870
55051
SH
SOLE
55051
0
0
SM ENERGY CO
COM
78454L100
867
32874
SH
SOLE
32873
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
863
3829
SH
SOLE
3829
0
0
BLACKSTONE INC
COM
09260D107
862
7407
SH
SOLE
7407
0
0
NUVEEN MASSACHUSETS QLT MUN
COM
67061E104
855
55622
SH
SOLE
55622
0
0
NVIDIA CORPORATION
COM
67066G104
849
4100
SH
SOLE
4100
0
0
NATERA INC
COM
632307104
848
7607
SH
SOLE
7607
0
0
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
837
71997
SH
SOLE
71996
0
0
AXON ENTERPRISE INC
COM
05464C101
835
4771
SH
SOLE
4771
0
0
VULCAN MATLS CO
COM
929160109
833
4924
SH
SOLE
4924
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
822
11250
SH
SOLE
11250
0
0
ZENDESK INC
COM
98936J101
783
6728
SH
SOLE
6728
0
0
PAYPAL HLDGS INC
COM
70450Y103
755
2903
SH
SOLE
2903
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
746
50562
SH
SOLE
50562
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
745
7319
SH
SOLE
7319
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
726
13987
SH
SOLE
13987
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
699
6398
SH
SOLE
6398
0
0
ISHARES TR
US TREAS BD ETF
46429B267
695
26191
SH
SOLE
26190
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
680
13468
SH
SOLE
13468
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
679
4640
SH
SOLE
4640
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
666
11566
SH
SOLE
11566
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
657
7548
SH
SOLE
7548
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
650
12702
SH
SOLE
12702
0
0
AFFIRM HLDGS INC
COM CL A
00827B106
648
5441
SH
SOLE
5441
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
644
6946
SH
SOLE
6946
0
0
CONOCOPHILLIPS
COM
20825C104
630
9290
SH
SOLE
9290
0
0
TILLYS INC
CL A
886885102
628
44793
SH
SOLE
44793
0
0
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
625
9501
SH
SOLE
9501
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
615
15805
SH
SOLE
15804
0
0
PERKINELMER INC
COM
714046109
605
3493
SH
SOLE
3493
0
0
HCI GROUP INC
COM
40416E103
602
5438
SH
SOLE
5438
0
0
POST HLDGS INC
COM
737446104
595
5400
SH
SOLE
5400
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
587
2500
SH
SOLE
2500
0
0
BOEING CO
COM
097023105
586
2665
SH
SOLE
2665
0
0
HCA HEALTHCARE INC
COM
40412C101
580
2390
SH
SOLE
2390
0
0
OLO INC
CL A
68134L109
572
19050
SH
SOLE
19050
0
0
WISDOMTREE TR
INTL QULTY DIV
97717X131
568
14920
SH
SOLE
14920
0
0
ISHARES TR
MSCI INTL QUALTY
46434V456
566
14950
SH
SOLE
14950
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
560
9060
SH
SOLE
9060
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
558
9161
SH
SOLE
9161
0
0
TEMPUR SEALY INTL INC
COM
88023U101
557
12000
SH
SOLE
12000
0
0
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
553
14740
SH
SOLE
14740
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
545
7343
SH
SOLE
7343
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
541
8780
SH
SOLE
8780
0
0
ISHARES TR
MSCI EAFE ETF
464287465
541
6938
SH
SOLE
6938
0
0
DOCUSIGN INC
COM
256163106
536
2083
SH
SOLE
2083
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
534
1412
SH
SOLE
1412
0
0
INTUIT
COM
461202103
531
984
SH
SOLE
984
0
0
VANECK ETF TRUST
GOLD MINERS ETF
92189F106
528
17903
SH
SOLE
17902
0
0
WELLS FARGO CO NEW
COM
949746101
524
11299
SH
SOLE
11298
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
521
10000
SH
SOLE
10000
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
516
4165
SH
SOLE
4165
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
506
1456
SH
SOLE
1456
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
494
1863
SH
SOLE
1863
0
0
KIMBELL RTY PARTNERS LP
UNIT
49435R102
492
34790
SH
SOLE
34790
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
490
6628
SH
SOLE
6628
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
473
7473
SH
SOLE
7473
0
0
OPORTUN FINL CORP
COM
68376D104
464
18534
SH
SOLE
18534
0
0
SMARTSHEET INC
COM CL A
83200N103
458
6648
SH
SOLE
6648
0
0
JEFFERIES FINL GROUP INC
COM
47233W109
457
12317
SH
SOLE
12317
0
0
C4 THERAPEUTICS INC
COM STK
12529R107
447
10007
SH
SOLE
10007
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
438
8762
SH
SOLE
8762
0
0
FORD MTR CO DEL
COM
345370860
432
30523
SH
SOLE
30523
0
0
ISHARES TR
RUS MID CAP ETF
464287499
432
5520
SH
SOLE
5520
0
0
MORGAN STANLEY
COM NEW
617446448
428
4400
SH
SOLE
4400
0
0
ISHARES TR
S&P SML 600 GWT
464287887
427
3286
SH
SOLE
3286
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
425
6472
SH
SOLE
6472
0
0
ISHARES TR
US TELECOM ETF
464287713
424
13071
SH
SOLE
13071
0
0
TEXAS INSTRS INC
COM
882508104
424
2208
SH
SOLE
2208
0
0
CORTEXYME INC
COM
22053A107
414
4520
SH
SOLE
4519
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
404
5368
SH
SOLE
5368
0
0
JOHNSON & JOHNSON
COM
478160104
403
2495
SH
SOLE
2495
0
0
DANIMER SCIENTIFIC INC
COM CL A
236272100
397
24272
SH
SOLE
24272
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
388
2787
SH
SOLE
2787
0
0
VEEVA SYS INC
CL A COM
922475108
382
1324
SH
SOLE
1324
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
380
1446
SH
SOLE
1446
0
0
DIREXION SHS ETF TR
NAS100 EQL WGT
25459Y207
377
4548
SH
SOLE
4548
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
376
12365
SH
SOLE
12364
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
360
26266
SH
SOLE
26266
0
0
ENERGY TRANSFER L P
COM UT LTD PTN
29273V100
360
37613
SH
SOLE
37612
0
0
RIOT BLOCKCHAIN INC
COM
767292105
358
13930
SH
SOLE
13930
0
0
DBX ETF TR
XTRACK MSCI ALL
233051820
358
10863
SH
SOLE
10863
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
356
4536
SH
SOLE
4536
0
0
EATON VANCE MUN BD FD
COM
27827X101
354
26439
SH
SOLE
26439
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
354
2616
SH
SOLE
2616
0
0
CISCO SYS INC
COM
17275R102
353
6479
SH
SOLE
6478
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
350
31855
SH
SOLE
31855
0
0
SHOPIFY INC
CL A
82509L107
350
258
SH
SOLE
258
0
0
EXXON MOBIL CORP
COM
30231G102
342
5812
SH
SOLE
5812
0
0
ICHOR HOLDINGS
SHS
G4740B105
335
8154
SH
SOLE
8154
0
0
PROGYNY INC
COM
74340E103
332
5937
SH
SOLE
5937
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
330
3860
SH
SOLE
3860
0
0
INTEL CORP
COM
458140100
320
6008
SH
SOLE
6008
0
0
ENDEAVOR GROUP HLDGS INC
CL A COM
29260Y109
319
11110
SH
SOLE
11110
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
318
23006
SH
SOLE
23006
0
0
CENTERPOINT ENERGY INC
COM
15189T107
318
12936
SH
SOLE
12935
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
312
2083
SH
SOLE
2082
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37954Y293
310
8635
SH
SOLE
8635
0
0
OMNICELL COM
COM
68213N109
309
2082
SH
SOLE
2082
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
308
14212
SH
SOLE
14212
0
0
CHEVRON CORP NEW
COM
166764100
304
3000
SH
SOLE
3000
0
0
BLACKROCK CAP INVT CORP
COM
092533108
300
78021
SH
SOLE
78021
0
0
SERVICE CORP INTL
COM
817565104
286
4740
SH
SOLE
4740
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
284
51230
SH
SOLE
51229
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
280
2019
SH
SOLE
2018
0
0
INVESCO EXCH TRADED FD TR II
RUSEL 1000 EQL
46138E420
280
6261
SH
SOLE
6261
0
0
WORKDAY INC
CL A
98138H101
278
1113
SH
SOLE
1113
0
0
CARVANA CO
CL A
146869102
272
902
SH
SOLE
902
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
271
27352
SH
SOLE
27352
0
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
270
21992
SH
SOLE
21992
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
265
8695
SH
SOLE
8695
0
0
INTERNATIONAL GAME TECHNOLOG
SHS USD
G4863A108
265
10079
SH
SOLE
10079
0
0
MONDAY COM LTD
SHS
M7S64H106
263
806
SH
SOLE
806
0
0
BLADE AIR MOBILITY INC
CL A COM
092667104
260
25000
SH
SOLE
25000
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
257
7795
SH
SOLE
7795
0
0
TENABLE HLDGS INC
COM
88025T102
248
5384
SH
SOLE
5384
0
0
PFIZER INC
COM
717081103
246
5727
SH
SOLE
5727
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
244
21866
SH
SOLE
21866
0
0
HOME DEPOT INC
COM
437076102
242
737
SH
SOLE
737
0
0
INVESCO EXCH TRADED FD TR II
S&P 500 EX RAT
46138E388
240
5139
SH
SOLE
5139
0
0
PIMCO ENERGY & TACTICAL CR O
COM SHS BEN INT
69346N107
237
19399
SH
SOLE
19399
0
0
FIVERR INTL LTD
ORD SHS
M4R82T106
231
1267
SH
SOLE
1267
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
230
479
SH
SOLE
479
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
227
1178
SH
SOLE
1178
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
226
1993
SH
SOLE
1993
0
0
SLR INVESTMENT CORP
COM
83413U100
214
11200
SH
SOLE
11200
0
0
GENERAL ELECTRIC CO
COM NEW
369604301
210
2036
SH
SOLE
2036
0
0
PROCTER AND GAMBLE CO
COM
742718109
207
1482
SH
SOLE
1482
0
0
3M CO
COM
88579Y101
207
1181
SH
SOLE
1181
0
0
VANECK ETF TRUST
RARE EARTH/STRTG
92189H805
203
1969
SH
SOLE
1969
0
0
TJX COS INC NEW
COM
872540109
203
3075
SH
SOLE
3075
0
0
JD.COM INC
SPON ADR CL A
47215P106
202
2800
SH
SOLE
2800
0
0
BEST INC
SPONSORED ADS
08653C106
200
120000
SH
SOLE
120000
0
0
MARATHON DIGITAL HOLDINGS IN
COM
565788106
200
6323
SH
SOLE
6323
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
200
1964
SH
SOLE
1964
0
0
ARLINGTON ASSET INVST CORP
CL A NEW
041356205
196
52910
SH
SOLE
52910
0
0
FIRST TR MTG INCOME FD
COM SHS
33734E103
164
11950
SH
SOLE
11950
0
0
FINVOLUTION GROUP
SPONSORED ADS
31810T101
162
28681
SH
SOLE
28681
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
155
24374
SH
SOLE
24374
0
0
PAYSAFE LIMITED
ORD
G6964L107
147
18995
SH
SOLE
18995
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
141
10000
SH
SOLE
10000
0
0
Q&K INTL GROUP LTD
SPONSORED ADS
74738J102
127
189070
SH
SOLE
189070
0
0
RIBBIT LEAP LTD
UNIT 99/99/9999
G7552B121
126
12000
SH
SOLE
12000
0
0
VERASTEM INC
COM
92337C104
105
34166
SH
SOLE
34166
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
101
23761
SH
SOLE
23761
0
0
ACE CONVERGENCE ACQU CORP
CL A
G0083D120
99
10000
SH
SOLE
10000
0
0
TCV ACQUISITION CORP
CL A SHS
G8704C124
98
10000
SH
SOLE
10000
0
0
FOREST ROAD ACQUISITION COR
CL A
34619V103
98
10000
SH
SOLE
10000
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
97
18270
SH
SOLE
18270
0
0
ZHIHU INC
ADS
98955N108
95
10250
SH
SOLE
10250
0
0
IMPAC MTG HLDGS INC
COM NEW
45254P508
85
60574
SH
SOLE
60574
0
0
AMNEAL PHARMACEUTICALS INC
COM STK CL A
03168L105
81
15242
SH
SOLE
15242
0
0
HIPPO HLDGS INC
COMMON STOCK
433539103
70
15000
SH
SOLE
15000
0
0
SESEN BIO INC
COM
817763105
63
79365
SH
SOLE
79365
0
0
PLAYSTUDIOS INC
CLASS A COM
72815G108
46
10000
SH
SOLE
10000
0
0
YUNJI INC
ADS RP CL A
98873N107
17
23740
SH
SOLE
23740
0
0