Managing Principal & Chief Compliance Officer

0001744073-21-000004.txt : 20210506 0001744073-21-000004.hdr.sgml : 20210506 20210506161803 ACCESSION NUMBER: 0001744073-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 EFFECTIVENESS DATE: 20210506 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC CENTRAL INDEX KEY: 0001744073 IRS NUMBER: 454981519 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18847 FILM NUMBER: 21898050 BUSINESS ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212)729-7750 MAIL ADDRESS: STREET 1: 28 LIBERTY STREET STREET 2: SUITE 2850 CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001744073 XXXXXXXX 03-31-2021 03-31-2021 AJ WEALTH STRATEGIES, LLC

28 LIBERTY STREET SUITE 2850 NEW YORK NY 10005

13F HOLDINGS REPORT 028-18847 N Justyn Volesko Managing Principal & Chief Compliance Officer 212-729-7750 Justyn Volesko New York NY 05-06-2021 0 260 1406948 false INFORMATION TABLE 2 ajw13fq12021.xml SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 196998 2051422 SH SOLE 2051422 0 0 ISHARES TR CORE US AGGBD ET 464287226 129303 1135928 SH SOLE 1135927 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 111670 349921 SH SOLE 349921 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 97225 2584397 SH SOLE 2584397 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 85931 235881 SH SOLE 235880 0 0 ISHARES TR MSCI USA MIN VOL 46429B697 72777 1051846 SH SOLE 1051845 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 58148 781238 SH SOLE 781238 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 56206 563922 SH SOLE 563922 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 53276 1949355 SH SOLE 1949354 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 45201 371169 SH SOLE 371168 0 0 ISHARES TR MORTGE REL ETF 46435G342 36710 1041112 SH SOLE 1041111 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 HY 46138J809 25922 1124111 SH SOLE 1124111 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 22836 57619 SH SOLE 57619 0 0 CORCEPT THERAPEUTICS INC COM 218352102 15860 666682 SH SOLE 666682 0 0 ISHARES TR MBS ETF 464288588 15412 142150 SH SOLE 142150 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 14037 158194 SH SOLE 158193 0 0 AMAZON COM INC COM 023135106 11399 3684 SH SOLE 3684 0 0 JPMORGAN CHASE & CO COM 46625H100 10217 67113 SH SOLE 67112 0 0 ALPHABET INC CAP STK CL C 02079K107 9732 4705 SH SOLE 4704 0 0 FACEBOOK INC CL A 30303M102 9211 31272 SH SOLE 31272 0 0 MICROSOFT CORP COM 594918104 8866 37605 SH SOLE 37605 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 8405 115263 SH SOLE 115263 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8053 38960 SH SOLE 38959 0 0 APPLE INC COM 037833100 7277 59576 SH SOLE 59576 0 0 ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 6817 623697 SH SOLE 623697 0 0 SALESFORCE COM INC COM 79466L302 6314 29800 SH SOLE 29800 0 0 VANECK VECTORS ETF TR INTRMDT MUNI ETF 92189H201 6002 117107 SH SOLE 117107 0 0 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 HY 46138J874 5901 252735 SH SOLE 252735 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 5813 114523 SH SOLE 114523 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 5730 38961 SH SOLE 38960 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 5677 105233 SH SOLE 105233 0 0 SIXTH STREET SPECIALTY LENDN COM 83012A109 5340 253931 SH SOLE 253930 0 0 ISHARES TR CORE 1 5 YR USD 46432F859 5055 98559 SH SOLE 98559 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 4564 21318 SH SOLE 21318 0 0 PIMCO ETF TR ENHNCD LW DUR AC 72201R718 4563 44747 SH SOLE 44747 0 0 ISHARES TR CORE S&P500 ETF 464287200 4544 11423 SH SOLE 11422 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 4543 90516 SH SOLE 90516 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 4198 222371 SH SOLE 222370 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 4103 12769 SH SOLE 12769 0 0 INVESCO ACTIVELY MANAGED ETF VAR RATE INVT 46090A879 4039 161105 SH SOLE 161105 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 3975 30629 SH SOLE 30629 0 0 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 3964 12004 SH SOLE 12004 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 3898 80856 SH SOLE 80856 0 0 SPDR GOLD TR GOLD SHS 78463V107 3778 23620 SH SOLE 23620 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 3694 38195 SH SOLE 38194 0 0 CLOUDERA INC COM 18914U100 3582 294305 SH SOLE 294305 0 0 ALPHABET INC CAP STK CL A 02079K305 3556 1724 SH SOLE 1724 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 3349 35997 SH SOLE 35997 0 0 ISHARES TR PFD AND INCM SEC 464288687 3186 82957 SH SOLE 82956 0 0 SPDR SER TR S&P DIVID ETF 78464A763 3127 26493 SH SOLE 26493 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 3097 12741 SH SOLE 12741 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2823 34347 SH SOLE 34347 0 0 RED ROCK RESORTS INC CL A 75700L108 2790 85616 SH SOLE 85616 0 0 SQUARE INC CL A 852234103 2755 12136 SH SOLE 12136 0 0 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 2686 161041 SH SOLE 161041 0 0 DISNEY WALT CO COM 254687106 2577 13968 SH SOLE 13968 0 0 DROPBOX INC CL A 26210C104 2532 94961 SH SOLE 94961 0 0 RINGCENTRAL INC CL A 76680R206 2521 8463 SH SOLE 8463 0 0 ARES CAPITAL CORP COM 04010L103 2454 131172 SH SOLE 131172 0 0 MARATHON OIL CORP COM 565849106 2438 228243 SH SOLE 228243 0 0 GLOBAL X FDS MSCI CHINA CNSMR 37950E408 2325 69436 SH SOLE 69436 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2314 6 SH SOLE 6 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 2294 1274327 SH SOLE 1274327 0 0 CHAMPIONX CORPORATION COM 15872M104 2292 105474 SH SOLE 105474 0 0 UNDER ARMOUR INC CL A 904311107 2204 99446 SH SOLE 99446 0 0 POTBELLY CORP COM 73754Y100 2193 371037 SH SOLE 371037 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2156 11635 SH SOLE 11634 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 2100 140000 SH SOLE 140000 0 0 SPDR SER TR NUVEEN BLMBRG SR 78468R739 2054 41450 SH SOLE 41450 0 0 DEVON ENERGY CORP NEW COM 25179M103 2025 92655 SH SOLE 92655 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2002 8832 SH SOLE 8832 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1990 7741 SH SOLE 7740 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1950 13809 SH SOLE 13808 0 0 SCHWAB CHARLES CORP COM 808513105 1927 29562 SH SOLE 29562 0 0 BLACKROCK INCOME TR INC COM 09247F100 1914 313210 SH SOLE 313210 0 0 DIAMONDBACK ENERGY INC COM 25278X109 1894 25776 SH SOLE 25776 0 0 HALLIBURTON CO COM 406216101 1861 86697 SH SOLE 86697 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 1765 63960 SH SOLE 63960 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1720 12953 SH SOLE 12953 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 1673 9164 SH SOLE 9164 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 1664 4642 SH SOLE 4641 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1655 25847 SH SOLE 25847 0 0 VISA INC COM CL A 92826C839 1652 7803 SH SOLE 7803 0 0 TWILIO INC CL A 90138F102 1620 4755 SH SOLE 4755 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1605 35097 SH SOLE 35097 0 0 ISHARES TR MSCI USA ESG SLC 464288802 1590 18100 SH SOLE 18100 0 0 PG&E CORP COM 69331C108 1544 131884 SH SOLE 131884 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1490 4557 SH SOLE 4557 0 0 CARROLS RESTAURANT GROUP INC COM 14574X104 1465 244848 SH SOLE 244848 0 0 PROSHARES TR LARGE CAP CRE 74347R248 1458 15973 SH SOLE 15973 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 1439 12796 SH SOLE 12796 0 0 OKTA INC CL A 679295105 1432 6498 SH SOLE 6498 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 1421 27702 SH SOLE 27702 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 1372 150717 SH SOLE 150717 0 0 COSTCO WHSL CORP NEW COM 22160K105 1337 3794 SH SOLE 3793 0 0 INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 46138E354 1323 22749 SH SOLE 22749 0 0 ISHARES TR RUS 1000 ETF 464287622 1295 5784 SH SOLE 5783 0 0 ISHARES TR MSCI KLD400 SOC 464288570 1282 16794 SH SOLE 16794 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 1280 13160 SH SOLE 13160 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1277 5000 SH SOLE 5000 0 0 GUARDANT HEALTH INC COM 40131M109 1275 8353 SH SOLE 8353 0 0 SERVICENOW INC COM 81762P102 1268 2536 SH SOLE 2536 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1265 19377 SH SOLE 19377 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1238 39921 SH SOLE 39921 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 1184 5358 SH SOLE 5358 0 0 ZENDESK INC COM 98936J101 1154 8701 SH SOLE 8701 0 0 HERITAGE COMM CORP COM 426927109 1117 91390 SH SOLE 91390 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 1094 16089 SH SOLE 16089 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1085 13153 SH SOLE 13153 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1081 3220 SH SOLE 3220 0 0 INVESCO CURRENCYSHARES CDN D CDN DLR SHS 46138T104 1055 13500 SH SOLE 13500 0 0 ISHARES TR RUS MD CP GR ETF 464287481 1053 10320 SH SOLE 10320 0 0 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 1038 45998 SH SOLE 45998 0 0 COMCAST CORP NEW CL A 20030N101 1035 19120 SH SOLE 19120 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 1034 6825 SH SOLE 6825 0 0 ISHARES TR CALIF MUN BD ETF 464288356 1016 16351 SH SOLE 16351 0 0 HUBSPOT INC COM 443573100 1009 2222 SH SOLE 2222 0 0 ISHARES TR MSCI USA VALUE 46432F388 984 9600 SH SOLE 9600 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 955 4314 SH SOLE 4314 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 947 3534 SH SOLE 3534 0 0 PLAYA HOTELS & RESORTS NV SHS N70544106 931 127602 SH SOLE 127602 0 0 NEXTERA ENERGY INC COM 65339F101 918 12141 SH SOLE 12141 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 881 27732 SH SOLE 27732 0 0 HDFC BANK LTD SPONSORED ADS 40415F101 874 11250 SH SOLE 11250 0 0 ISHARES TR HDG MSCI EAFE 46434V803 872 26457 SH SOLE 26457 0 0 WALMART INC COM 931142103 844 6215 SH SOLE 6215 0 0 VULCAN MATLS CO COM 929160109 829 4912 SH SOLE 4912 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 806 56107 SH SOLE 56107 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 801 71871 SH SOLE 71870 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 795 55622 SH SOLE 55622 0 0 NATERA INC COM 632307104 794 7815 SH SOLE 7815 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 777 15175 SH SOLE 15175 0 0 ETFIS SER TR I INFRACP REIT PFD 26923G400 768 31669 SH SOLE 31669 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 743 4640 SH SOLE 4640 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 732 21489 SH SOLE 21489 0 0 SNOWFLAKE INC CL A 833445109 726 3168 SH SOLE 3168 0 0 GLOBAL X FDS RUSSELL 2000 37954Y459 701 28865 SH SOLE 28865 0 0 ISHARES TR CORE S&P SCP ETF 464287804 694 6398 SH SOLE 6398 0 0 PAYPAL HLDGS INC COM 70450Y103 693 2853 SH SOLE 2853 0 0 ISHARES TR US TREAS BD ETF 46429B267 683 26065 SH SOLE 26064 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 671 7308 SH SOLE 7308 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 653 21866 SH SOLE 21866 0 0 INVESCO EXCH TRADED FD TR II CHINA TECHNLGY 46138E800 628 7716 SH SOLE 7716 0 0 GOLUB CAP BDC INC COM 38173M102 628 42952 SH SOLE 42952 0 0 ENSTAR GROUP LIMITED SHS G3075P101 617 2500 SH SOLE 2500 0 0 BOEING CO COM 097023105 612 2403 SH SOLE 2403 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 600 12208 SH SOLE 12207 0 0 MONGODB INC CL A 60937P106 595 2226 SH SOLE 2226 0 0 MASTERCARD INCORPORATED CL A 57636Q104 595 1671 SH SOLE 1671 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 587 6946 SH SOLE 6945 0 0 ISHARES INC CORE MSCI EMKT 46434G103 583 9060 SH SOLE 9060 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 582 17903 SH SOLE 17902 0 0 MFA FINL INC COM 55272X102 571 140296 SH SOLE 140296 0 0 POST HLDGS INC COM 737446104 571 5400 SH SOLE 5400 0 0 WISDOMTREE TR INTL QULTY DIV 97717X131 553 14920 SH SOLE 14920 0 0 ISHARES TR MSCI INTL QUALTY 46434V456 545 14950 SH SOLE 14950 0 0 SM ENERGY CO COM 78454L100 538 32855 SH SOLE 32855 0 0 GLOBAL X FDS GLBL X MLP ETF 37954Y343 536 16215 SH SOLE 16215 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 527 12976 SH SOLE 12976 0 0 ISHARES TR MSCI EAFE ETF 464287465 526 6938 SH SOLE 6938 0 0 BLACKSTONE GROUP INC COM 09260D107 525 7042 SH SOLE 7041 0 0 NVIDIA CORPORATION COM 67066G104 507 950 SH SOLE 950 0 0 TILLYS INC CL A 886885102 507 44793 SH SOLE 44793 0 0 INVESCO EXCH TRADED FD TR II KBW PPTY CASUT 46138E586 499 6651 SH SOLE 6651 0 0 TEXAS INSTRS INC COM 882508104 499 2638 SH SOLE 2638 0 0 CONOCOPHILLIPS COM 20825C104 492 9290 SH SOLE 9290 0 0 ISHARES TR CORE MSCI EAFE 46432F842 471 6543 SH SOLE 6543 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 468 7465 SH SOLE 7465 0 0 SHOPIFY INC CL A 82509L107 460 416 SH SOLE 416 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 456 8762 SH SOLE 8762 0 0 HCA HEALTHCARE INC COM 40412C101 450 2390 SH SOLE 2390 0 0 PERKINELMER INC COM 714046109 448 3493 SH SOLE 3493 0 0 WISDOMTREE TR CLOUD COMPUTNG 97717Y691 446 9257 SH SOLE 9257 0 0 AMERICAN TOWER CORP NEW COM 03027X100 445 1863 SH SOLE 1863 0 0 WELLS FARGO CO NEW COM 949746101 445 11379 SH SOLE 11379 0 0 TEMPUR SEALY INTL INC COM 88023U101 439 12000 SH SOLE 12000 0 0 ICHOR HOLDINGS SHS G4740B105 439 8154 SH SOLE 8154 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 432 6628 SH SOLE 6628 0 0 ISHARES TR US TELECOM ETF 464287713 423 13071 SH SOLE 13071 0 0 DOCUSIGN INC COM 256163106 422 2083 SH SOLE 2083 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 417 8219 SH SOLE 8219 0 0 APOLLO GLOBAL MGMT INC COM CL A 03768E105 413 8780 SH SOLE 8780 0 0 CBOE GLOBAL MKTS INC COM 12503M108 411 4165 SH SOLE 4165 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 408 6472 SH SOLE 6472 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 400 3925 SH SOLE 3925 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 390 2773 SH SOLE 2772 0 0 ISHARES TR INTL SEL DIV ETF 464288448 389 12365 SH SOLE 12364 0 0 OPORTUN FINL CORP COM 68376D104 384 18534 SH SOLE 18534 0 0 SMARTSHEET INC COM CL A 83200N103 380 5948 SH SOLE 5948 0 0 INTUIT COM 461202103 377 984 SH SOLE 984 0 0 ISHARES TR CORE S&P MCP ETF 464287507 376 1446 SH SOLE 1446 0 0 DBX ETF TR XTRACK MSCI ALL 233051820 355 10863 SH SOLE 10863 0 0 JOHNSON & JOHNSON COM 478160104 352 2143 SH SOLE 2143 0 0 PUTNAM MUN OPPORTUNITIES TR SH BEN INT 746922103 352 26266 SH SOLE 26266 0 0 EATON VANCE MUN BD FD COM 27827X101 352 26439 SH SOLE 26439 0 0 DIREXION SHS ETF TR NAS100 EQL WGT 25459Y207 350 4548 SH SOLE 4548 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 349 4117 SH SOLE 4117 0 0 AGNC INVT CORP COM 00123Q104 348 20784 SH SOLE 20784 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 348 5730 SH SOLE 5730 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 344 4536 SH SOLE 4536 0 0 MORGAN STANLEY COM NEW 617446448 342 4400 SH SOLE 4400 0 0 ISHARES TR US INFRASTRUC 46435U713 334 9638 SH SOLE 9638 0 0 TJX COS INC NEW COM 872540109 331 5000 SH SOLE 5000 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 329 2506 SH SOLE 2506 0 0 PROSHARES TR SHRT 20+YR TRE 74347X849 319 17590 SH SOLE 17590 0 0 SUNNOVA ENERGY INTL INC. COM 86745K104 318 7795 SH SOLE 7795 0 0 NUVEEN NEW YORK AMT QLT MUNI COM 670656107 314 23006 SH SOLE 23006 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 313 14212 SH SOLE 14212 0 0 ISHARES TR MSCI EAFE MIN VL 46429B689 313 4283 SH SOLE 4283 0 0 TWO HBRS INVT CORP COM NEW 90187B408 304 41490 SH SOLE 41490 0 0 Q&K INTL GROUP LTD SPONSORED ADS 74738J102 299 115070 SH SOLE 115070 0 0 ACIES ACQUISITION CORP CL A G0103T105 298 30000 SH SOLE 30000 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 293 2068 SH SOLE 2067 0 0 UNITY SOFTWARE INC COM 91332U101 291 2900 SH SOLE 2900 0 0 CENTERPOINT ENERGY INC COM 15189T107 289 12776 SH SOLE 12776 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 287 27753 SH SOLE 27753 0 0 INTEL CORP COM 458140100 282 4406 SH SOLE 4406 0 0 XPO LOGISTICS INC COM 983793100 277 2250 SH SOLE 2250 0 0 WORKDAY INC CL A 98138H101 277 1113 SH SOLE 1113 0 0 3M CO COM 88579Y101 275 1427 SH SOLE 1426 0 0 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 273 8635 SH SOLE 8635 0 0 OMNICELL COM COM 68213N109 270 2082 SH SOLE 2082 0 0 INVESCO EXCH TRADED FD TR II RUSEL 1000 EQL 46138E420 269 6261 SH SOLE 6261 0 0 HOME DEPOT INC COM 437076102 268 877 SH SOLE 877 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 266 1999 SH SOLE 1999 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 262 21497 SH SOLE 21497 0 0 BLACKROCK CAP INVT CORP COM 092533108 261 78021 SH SOLE 78021 0 0 NUVEEN PFD & INCOME OPPORTUN COM 67073B106 260 27352 SH SOLE 27352 0 0 EXPERIENCE INVT CORP COM CL A 30217C109 257 25000 SH SOLE 25000 0 0 ZILLOW GROUP INC CL A 98954M101 246 1874 SH SOLE 1874 0 0 AT&T INC COM 00206R102 243 8018 SH SOLE 8018 0 0 SERVICE CORP INTL COM 817565104 242 4740 SH SOLE 4740 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 237 5088 SH SOLE 5087 0 0 JD.COM INC SPON ADR CL A 47215P106 236 2800 SH SOLE 2800 0 0 PROGYNY INC COM 74340E103 233 5238 SH SOLE 5238 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 230 1445 SH SOLE 1445 0 0 ALTRIA GROUP INC COM 02209S103 230 4500 SH SOLE 4500 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 230 26734 SH SOLE 26734 0 0 BEST INC SPONSORED ADS 08653C106 226 120000 SH SOLE 120000 0 0 INVESCO EXCH TRADED FD TR II S&P 500 EX RAT 46138E388 225 5107 SH SOLE 5106 0 0 FORD MTR CO DEL COM 345370860 222 18162 SH SOLE 18162 0 0 CISCO SYS INC COM 17275R102 222 4301 SH SOLE 4301 0 0 CITIGROUP INC COM NEW 172967424 221 3035 SH SOLE 3035 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 218 1993 SH SOLE 1993 0 0 PFIZER INC COM 717081103 207 5722 SH SOLE 5722 0 0 SESEN BIO INC COM 817763105 206 79365 SH SOLE 79365 0 0 FINVOLUTION GROUP SPONSORED ADS 31810T101 206 29380 SH SOLE 29380 0 0 GENERAL ELECTRIC CO COM 369604103 201 15275 SH SOLE 15275 0 0 TPG RE FIN TR INC COM 87266M107 179 16002 SH SOLE 16002 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 165 21518 SH SOLE 21518 0 0 FIRST TRUST MORTGAGE INCM FD COM SHS 33734E103 160 11950 SH SOLE 11950 0 0 INVESCO DB MULTI-SECTOR COMM OIL FD 46140H403 145 13773 SH SOLE 13773 0 0 RIBBIT LEAP LTD UNIT 99/99/9999 G7552B121 132 12000 SH SOLE 12000 0 0 IMPAC MTG HLDGS INC COM NEW 45254P508 122 60574 SH SOLE 60574 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 119 11957 SH SOLE 11957 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 106 23761 SH SOLE 23761 0 0 AMNEAL PHARMACEUTICALS INC COM STK CL A 03168L105 103 15242 SH SOLE 15242 0 0 VERASTEM INC COM 92337C104 84 34166 SH SOLE 34166 0 0 CATALYST PHARMACEUTICALS INC COM 14888U101 84 18270 SH SOLE 18270 0 0 YUNJI INC ADS RP CL A 98873N107 51 23740 SH SOLE 23740 0 0