0001744073-21-000004.txt : 20210506
0001744073-21-000004.hdr.sgml : 20210506
20210506161803
ACCESSION NUMBER: 0001744073-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210506
DATE AS OF CHANGE: 20210506
EFFECTIVENESS DATE: 20210506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AJ WEALTH STRATEGIES, LLC
CENTRAL INDEX KEY: 0001744073
IRS NUMBER: 454981519
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18847
FILM NUMBER: 21898050
BUSINESS ADDRESS:
STREET 1: 28 LIBERTY STREET
STREET 2: SUITE 2850
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212)729-7750
MAIL ADDRESS:
STREET 1: 28 LIBERTY STREET
STREET 2: SUITE 2850
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001744073
XXXXXXXX
03-31-2021
03-31-2021
AJ WEALTH STRATEGIES, LLC
28 LIBERTY STREET
SUITE 2850
NEW YORK
NY
10005
13F HOLDINGS REPORT
028-18847
N
Justyn Volesko
Managing Principal & Chief Compliance Officer
212-729-7750
Justyn Volesko
New York
NY
05-06-2021
0
260
1406948
false
INFORMATION TABLE
2
ajw13fq12021.xml
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
196998
2051422
SH
SOLE
2051422
0
0
ISHARES TR
CORE US AGGBD ET
464287226
129303
1135928
SH
SOLE
1135927
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
111670
349921
SH
SOLE
349921
0
0
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
97225
2584397
SH
SOLE
2584397
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
85931
235881
SH
SOLE
235880
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
72777
1051846
SH
SOLE
1051845
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
58148
781238
SH
SOLE
781238
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
56206
563922
SH
SOLE
563922
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
53276
1949355
SH
SOLE
1949354
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
45201
371169
SH
SOLE
371168
0
0
ISHARES TR
MORTGE REL ETF
46435G342
36710
1041112
SH
SOLE
1041111
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 HY
46138J809
25922
1124111
SH
SOLE
1124111
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
22836
57619
SH
SOLE
57619
0
0
CORCEPT THERAPEUTICS INC
COM
218352102
15860
666682
SH
SOLE
666682
0
0
ISHARES TR
MBS ETF
464288588
15412
142150
SH
SOLE
142150
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
14037
158194
SH
SOLE
158193
0
0
AMAZON COM INC
COM
023135106
11399
3684
SH
SOLE
3684
0
0
JPMORGAN CHASE & CO
COM
46625H100
10217
67113
SH
SOLE
67112
0
0
ALPHABET INC
CAP STK CL C
02079K107
9732
4705
SH
SOLE
4704
0
0
FACEBOOK INC
CL A
30303M102
9211
31272
SH
SOLE
31272
0
0
MICROSOFT CORP
COM
594918104
8866
37605
SH
SOLE
37605
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
8405
115263
SH
SOLE
115263
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
8053
38960
SH
SOLE
38959
0
0
APPLE INC
COM
037833100
7277
59576
SH
SOLE
59576
0
0
ACCEL ENTERTAINMENT INC
COM CL A1
00436Q106
6817
623697
SH
SOLE
623697
0
0
SALESFORCE COM INC
COM
79466L302
6314
29800
SH
SOLE
29800
0
0
VANECK VECTORS ETF TR
INTRMDT MUNI ETF
92189H201
6002
117107
SH
SOLE
117107
0
0
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 HY
46138J874
5901
252735
SH
SOLE
252735
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
5813
114523
SH
SOLE
114523
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
5730
38961
SH
SOLE
38960
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
5677
105233
SH
SOLE
105233
0
0
SIXTH STREET SPECIALTY LENDN
COM
83012A109
5340
253931
SH
SOLE
253930
0
0
ISHARES TR
CORE 1 5 YR USD
46432F859
5055
98559
SH
SOLE
98559
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
4564
21318
SH
SOLE
21318
0
0
PIMCO ETF TR
ENHNCD LW DUR AC
72201R718
4563
44747
SH
SOLE
44747
0
0
ISHARES TR
CORE S&P500 ETF
464287200
4544
11423
SH
SOLE
11422
0
0
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
4543
90516
SH
SOLE
90516
0
0
INVESCO EXCHANGE TRADED FD T
FINL PFD ETF
46137V621
4198
222371
SH
SOLE
222370
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
4103
12769
SH
SOLE
12769
0
0
INVESCO ACTIVELY MANAGED ETF
VAR RATE INVT
46090A879
4039
161105
SH
SOLE
161105
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
3975
30629
SH
SOLE
30629
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
3964
12004
SH
SOLE
12004
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
3898
80856
SH
SOLE
80856
0
0
SPDR GOLD TR
GOLD SHS
78463V107
3778
23620
SH
SOLE
23620
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
3694
38195
SH
SOLE
38194
0
0
CLOUDERA INC
COM
18914U100
3582
294305
SH
SOLE
294305
0
0
ALPHABET INC
CAP STK CL A
02079K305
3556
1724
SH
SOLE
1724
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
3349
35997
SH
SOLE
35997
0
0
ISHARES TR
PFD AND INCM SEC
464288687
3186
82957
SH
SOLE
82956
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
3127
26493
SH
SOLE
26493
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3097
12741
SH
SOLE
12741
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2823
34347
SH
SOLE
34347
0
0
RED ROCK RESORTS INC
CL A
75700L108
2790
85616
SH
SOLE
85616
0
0
SQUARE INC
CL A
852234103
2755
12136
SH
SOLE
12136
0
0
INVESCO EXCHANGE TRADED FD T
INTL DIVI ACHI
46137V548
2686
161041
SH
SOLE
161041
0
0
DISNEY WALT CO
COM
254687106
2577
13968
SH
SOLE
13968
0
0
DROPBOX INC
CL A
26210C104
2532
94961
SH
SOLE
94961
0
0
RINGCENTRAL INC
CL A
76680R206
2521
8463
SH
SOLE
8463
0
0
ARES CAPITAL CORP
COM
04010L103
2454
131172
SH
SOLE
131172
0
0
MARATHON OIL CORP
COM
565849106
2438
228243
SH
SOLE
228243
0
0
GLOBAL X FDS
MSCI CHINA CNSMR
37950E408
2325
69436
SH
SOLE
69436
0
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
2314
6
SH
SOLE
6
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
2294
1274327
SH
SOLE
1274327
0
0
CHAMPIONX CORPORATION
COM
15872M104
2292
105474
SH
SOLE
105474
0
0
UNDER ARMOUR INC
CL A
904311107
2204
99446
SH
SOLE
99446
0
0
POTBELLY CORP
COM
73754Y100
2193
371037
SH
SOLE
371037
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
2156
11635
SH
SOLE
11634
0
0
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
2100
140000
SH
SOLE
140000
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
2054
41450
SH
SOLE
41450
0
0
DEVON ENERGY CORP NEW
COM
25179M103
2025
92655
SH
SOLE
92655
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2002
8832
SH
SOLE
8832
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
1990
7741
SH
SOLE
7740
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
1950
13809
SH
SOLE
13808
0
0
SCHWAB CHARLES CORP
COM
808513105
1927
29562
SH
SOLE
29562
0
0
BLACKROCK INCOME TR INC
COM
09247F100
1914
313210
SH
SOLE
313210
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
1894
25776
SH
SOLE
25776
0
0
HALLIBURTON CO
COM
406216101
1861
86697
SH
SOLE
86697
0
0
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
1765
63960
SH
SOLE
63960
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1720
12953
SH
SOLE
12953
0
0
CROWDSTRIKE HLDGS INC
CL A
22788C105
1673
9164
SH
SOLE
9164
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1664
4642
SH
SOLE
4641
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1655
25847
SH
SOLE
25847
0
0
VISA INC
COM CL A
92826C839
1652
7803
SH
SOLE
7803
0
0
TWILIO INC
CL A
90138F102
1620
4755
SH
SOLE
4755
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
1605
35097
SH
SOLE
35097
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
1590
18100
SH
SOLE
18100
0
0
PG&E CORP
COM
69331C108
1544
131884
SH
SOLE
131884
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1490
4557
SH
SOLE
4557
0
0
CARROLS RESTAURANT GROUP INC
COM
14574X104
1465
244848
SH
SOLE
244848
0
0
PROSHARES TR
LARGE CAP CRE
74347R248
1458
15973
SH
SOLE
15973
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
1439
12796
SH
SOLE
12796
0
0
OKTA INC
CL A
679295105
1432
6498
SH
SOLE
6498
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
1421
27702
SH
SOLE
27702
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
1372
150717
SH
SOLE
150717
0
0
COSTCO WHSL CORP NEW
COM
22160K105
1337
3794
SH
SOLE
3793
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
1323
22749
SH
SOLE
22749
0
0
ISHARES TR
RUS 1000 ETF
464287622
1295
5784
SH
SOLE
5783
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
1282
16794
SH
SOLE
16794
0
0
VANGUARD INTL EQUITY INDEX F
TT WRLD ST ETF
922042742
1280
13160
SH
SOLE
13160
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1277
5000
SH
SOLE
5000
0
0
GUARDANT HEALTH INC
COM
40131M109
1275
8353
SH
SOLE
8353
0
0
SERVICENOW INC
COM
81762P102
1268
2536
SH
SOLE
2536
0
0
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
1265
19377
SH
SOLE
19377
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
1238
39921
SH
SOLE
39921
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1184
5358
SH
SOLE
5358
0
0
ZENDESK INC
COM
98936J101
1154
8701
SH
SOLE
8701
0
0
HERITAGE COMM CORP
COM
426927109
1117
91390
SH
SOLE
91390
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
1094
16089
SH
SOLE
16089
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
1085
13153
SH
SOLE
13153
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
1081
3220
SH
SOLE
3220
0
0
INVESCO CURRENCYSHARES CDN D
CDN DLR SHS
46138T104
1055
13500
SH
SOLE
13500
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
1053
10320
SH
SOLE
10320
0
0
GLOBAL X FDS
NASDAQ 100 COVER
37954Y483
1038
45998
SH
SOLE
45998
0
0
COMCAST CORP NEW
CL A
20030N101
1035
19120
SH
SOLE
19120
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
1034
6825
SH
SOLE
6825
0
0
ISHARES TR
CALIF MUN BD ETF
464288356
1016
16351
SH
SOLE
16351
0
0
HUBSPOT INC
COM
443573100
1009
2222
SH
SOLE
2222
0
0
ISHARES TR
MSCI USA VALUE
46432F388
984
9600
SH
SOLE
9600
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
955
4314
SH
SOLE
4314
0
0
SPOTIFY TECHNOLOGY S A
SHS
L8681T102
947
3534
SH
SOLE
3534
0
0
PLAYA HOTELS & RESORTS NV
SHS
N70544106
931
127602
SH
SOLE
127602
0
0
NEXTERA ENERGY INC
COM
65339F101
918
12141
SH
SOLE
12141
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
881
27732
SH
SOLE
27732
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
874
11250
SH
SOLE
11250
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
872
26457
SH
SOLE
26457
0
0
WALMART INC
COM
931142103
844
6215
SH
SOLE
6215
0
0
VULCAN MATLS CO
COM
929160109
829
4912
SH
SOLE
4912
0
0
BLACKROCK CALIF MUN INCOME T
SH BEN INT
09248E102
806
56107
SH
SOLE
56107
0
0
ABERDEEN GLOBAL DYNAMIC DIVI
COM
00302M106
801
71871
SH
SOLE
71870
0
0
NUVEEN MASSACHUSETS QLT MUN
COM
67061E104
795
55622
SH
SOLE
55622
0
0
NATERA INC
COM
632307104
794
7815
SH
SOLE
7815
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
777
15175
SH
SOLE
15175
0
0
ETFIS SER TR I
INFRACP REIT PFD
26923G400
768
31669
SH
SOLE
31669
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
743
4640
SH
SOLE
4640
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
732
21489
SH
SOLE
21489
0
0
SNOWFLAKE INC
CL A
833445109
726
3168
SH
SOLE
3168
0
0
GLOBAL X FDS
RUSSELL 2000
37954Y459
701
28865
SH
SOLE
28865
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
694
6398
SH
SOLE
6398
0
0
PAYPAL HLDGS INC
COM
70450Y103
693
2853
SH
SOLE
2853
0
0
ISHARES TR
US TREAS BD ETF
46429B267
683
26065
SH
SOLE
26064
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
671
7308
SH
SOLE
7308
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
653
21866
SH
SOLE
21866
0
0
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
628
7716
SH
SOLE
7716
0
0
GOLUB CAP BDC INC
COM
38173M102
628
42952
SH
SOLE
42952
0
0
ENSTAR GROUP LIMITED
SHS
G3075P101
617
2500
SH
SOLE
2500
0
0
BOEING CO
COM
097023105
612
2403
SH
SOLE
2403
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
600
12208
SH
SOLE
12207
0
0
MONGODB INC
CL A
60937P106
595
2226
SH
SOLE
2226
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
595
1671
SH
SOLE
1671
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
587
6946
SH
SOLE
6945
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
583
9060
SH
SOLE
9060
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
582
17903
SH
SOLE
17902
0
0
MFA FINL INC
COM
55272X102
571
140296
SH
SOLE
140296
0
0
POST HLDGS INC
COM
737446104
571
5400
SH
SOLE
5400
0
0
WISDOMTREE TR
INTL QULTY DIV
97717X131
553
14920
SH
SOLE
14920
0
0
ISHARES TR
MSCI INTL QUALTY
46434V456
545
14950
SH
SOLE
14950
0
0
SM ENERGY CO
COM
78454L100
538
32855
SH
SOLE
32855
0
0
GLOBAL X FDS
GLBL X MLP ETF
37954Y343
536
16215
SH
SOLE
16215
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
527
12976
SH
SOLE
12976
0
0
ISHARES TR
MSCI EAFE ETF
464287465
526
6938
SH
SOLE
6938
0
0
BLACKSTONE GROUP INC
COM
09260D107
525
7042
SH
SOLE
7041
0
0
NVIDIA CORPORATION
COM
67066G104
507
950
SH
SOLE
950
0
0
TILLYS INC
CL A
886885102
507
44793
SH
SOLE
44793
0
0
INVESCO EXCH TRADED FD TR II
KBW PPTY CASUT
46138E586
499
6651
SH
SOLE
6651
0
0
TEXAS INSTRS INC
COM
882508104
499
2638
SH
SOLE
2638
0
0
CONOCOPHILLIPS
COM
20825C104
492
9290
SH
SOLE
9290
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
471
6543
SH
SOLE
6543
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
468
7465
SH
SOLE
7465
0
0
SHOPIFY INC
CL A
82509L107
460
416
SH
SOLE
416
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
456
8762
SH
SOLE
8762
0
0
HCA HEALTHCARE INC
COM
40412C101
450
2390
SH
SOLE
2390
0
0
PERKINELMER INC
COM
714046109
448
3493
SH
SOLE
3493
0
0
WISDOMTREE TR
CLOUD COMPUTNG
97717Y691
446
9257
SH
SOLE
9257
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
445
1863
SH
SOLE
1863
0
0
WELLS FARGO CO NEW
COM
949746101
445
11379
SH
SOLE
11379
0
0
TEMPUR SEALY INTL INC
COM
88023U101
439
12000
SH
SOLE
12000
0
0
ICHOR HOLDINGS
SHS
G4740B105
439
8154
SH
SOLE
8154
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
432
6628
SH
SOLE
6628
0
0
ISHARES TR
US TELECOM ETF
464287713
423
13071
SH
SOLE
13071
0
0
DOCUSIGN INC
COM
256163106
422
2083
SH
SOLE
2083
0
0
ISHARES TR
FLTG RATE NT ETF
46429B655
417
8219
SH
SOLE
8219
0
0
APOLLO GLOBAL MGMT INC
COM CL A
03768E105
413
8780
SH
SOLE
8780
0
0
CBOE GLOBAL MKTS INC
COM
12503M108
411
4165
SH
SOLE
4165
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
408
6472
SH
SOLE
6472
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
400
3925
SH
SOLE
3925
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
390
2773
SH
SOLE
2772
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
389
12365
SH
SOLE
12364
0
0
OPORTUN FINL CORP
COM
68376D104
384
18534
SH
SOLE
18534
0
0
SMARTSHEET INC
COM CL A
83200N103
380
5948
SH
SOLE
5948
0
0
INTUIT
COM
461202103
377
984
SH
SOLE
984
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
376
1446
SH
SOLE
1446
0
0
DBX ETF TR
XTRACK MSCI ALL
233051820
355
10863
SH
SOLE
10863
0
0
JOHNSON & JOHNSON
COM
478160104
352
2143
SH
SOLE
2143
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
352
26266
SH
SOLE
26266
0
0
EATON VANCE MUN BD FD
COM
27827X101
352
26439
SH
SOLE
26439
0
0
DIREXION SHS ETF TR
NAS100 EQL WGT
25459Y207
350
4548
SH
SOLE
4548
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
349
4117
SH
SOLE
4117
0
0
AGNC INVT CORP
COM
00123Q104
348
20784
SH
SOLE
20784
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
348
5730
SH
SOLE
5730
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
344
4536
SH
SOLE
4536
0
0
MORGAN STANLEY
COM NEW
617446448
342
4400
SH
SOLE
4400
0
0
ISHARES TR
US INFRASTRUC
46435U713
334
9638
SH
SOLE
9638
0
0
TJX COS INC NEW
COM
872540109
331
5000
SH
SOLE
5000
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
329
2506
SH
SOLE
2506
0
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
319
17590
SH
SOLE
17590
0
0
SUNNOVA ENERGY INTL INC.
COM
86745K104
318
7795
SH
SOLE
7795
0
0
NUVEEN NEW YORK AMT QLT MUNI
COM
670656107
314
23006
SH
SOLE
23006
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
313
14212
SH
SOLE
14212
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
313
4283
SH
SOLE
4283
0
0
TWO HBRS INVT CORP
COM NEW
90187B408
304
41490
SH
SOLE
41490
0
0
Q&K INTL GROUP LTD
SPONSORED ADS
74738J102
299
115070
SH
SOLE
115070
0
0
ACIES ACQUISITION CORP
CL A
G0103T105
298
30000
SH
SOLE
30000
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
293
2068
SH
SOLE
2067
0
0
UNITY SOFTWARE INC
COM
91332U101
291
2900
SH
SOLE
2900
0
0
CENTERPOINT ENERGY INC
COM
15189T107
289
12776
SH
SOLE
12776
0
0
PIMCO ENRGY TACTICAL CR OPP
COM SHS BEN INT
69346N107
287
27753
SH
SOLE
27753
0
0
INTEL CORP
COM
458140100
282
4406
SH
SOLE
4406
0
0
XPO LOGISTICS INC
COM
983793100
277
2250
SH
SOLE
2250
0
0
WORKDAY INC
CL A
98138H101
277
1113
SH
SOLE
1113
0
0
3M CO
COM
88579Y101
275
1427
SH
SOLE
1426
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37954Y293
273
8635
SH
SOLE
8635
0
0
OMNICELL COM
COM
68213N109
270
2082
SH
SOLE
2082
0
0
INVESCO EXCH TRADED FD TR II
RUSEL 1000 EQL
46138E420
269
6261
SH
SOLE
6261
0
0
HOME DEPOT INC
COM
437076102
268
877
SH
SOLE
877
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
266
1999
SH
SOLE
1999
0
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
262
21497
SH
SOLE
21497
0
0
BLACKROCK CAP INVT CORP
COM
092533108
261
78021
SH
SOLE
78021
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
260
27352
SH
SOLE
27352
0
0
EXPERIENCE INVT CORP
COM CL A
30217C109
257
25000
SH
SOLE
25000
0
0
ZILLOW GROUP INC
CL A
98954M101
246
1874
SH
SOLE
1874
0
0
AT&T INC
COM
00206R102
243
8018
SH
SOLE
8018
0
0
SERVICE CORP INTL
COM
817565104
242
4740
SH
SOLE
4740
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
237
5088
SH
SOLE
5087
0
0
JD.COM INC
SPON ADR CL A
47215P106
236
2800
SH
SOLE
2800
0
0
PROGYNY INC
COM
74340E103
233
5238
SH
SOLE
5238
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
230
1445
SH
SOLE
1445
0
0
ALTRIA GROUP INC
COM
02209S103
230
4500
SH
SOLE
4500
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
230
26734
SH
SOLE
26734
0
0
BEST INC
SPONSORED ADS
08653C106
226
120000
SH
SOLE
120000
0
0
INVESCO EXCH TRADED FD TR II
S&P 500 EX RAT
46138E388
225
5107
SH
SOLE
5106
0
0
FORD MTR CO DEL
COM
345370860
222
18162
SH
SOLE
18162
0
0
CISCO SYS INC
COM
17275R102
222
4301
SH
SOLE
4301
0
0
CITIGROUP INC
COM NEW
172967424
221
3035
SH
SOLE
3035
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
218
1993
SH
SOLE
1993
0
0
PFIZER INC
COM
717081103
207
5722
SH
SOLE
5722
0
0
SESEN BIO INC
COM
817763105
206
79365
SH
SOLE
79365
0
0
FINVOLUTION GROUP
SPONSORED ADS
31810T101
206
29380
SH
SOLE
29380
0
0
GENERAL ELECTRIC CO
COM
369604103
201
15275
SH
SOLE
15275
0
0
TPG RE FIN TR INC
COM
87266M107
179
16002
SH
SOLE
16002
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
165
21518
SH
SOLE
21518
0
0
FIRST TRUST MORTGAGE INCM FD
COM SHS
33734E103
160
11950
SH
SOLE
11950
0
0
INVESCO DB MULTI-SECTOR COMM
OIL FD
46140H403
145
13773
SH
SOLE
13773
0
0
RIBBIT LEAP LTD
UNIT 99/99/9999
G7552B121
132
12000
SH
SOLE
12000
0
0
IMPAC MTG HLDGS INC
COM NEW
45254P508
122
60574
SH
SOLE
60574
0
0
ACE CONVERGENCE ACQU CORP
CL A
G0083D120
119
11957
SH
SOLE
11957
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
106
23761
SH
SOLE
23761
0
0
AMNEAL PHARMACEUTICALS INC
COM STK CL A
03168L105
103
15242
SH
SOLE
15242
0
0
VERASTEM INC
COM
92337C104
84
34166
SH
SOLE
34166
0
0
CATALYST PHARMACEUTICALS INC
COM
14888U101
84
18270
SH
SOLE
18270
0
0
YUNJI INC
ADS RP CL A
98873N107
51
23740
SH
SOLE
23740
0
0