Chief Compliance Officer

0001951757-23-000662.txt : 20231101 0001951757-23-000662.hdr.sgml : 20231101 20231101092257 ACCESSION NUMBER: 0001951757-23-000662 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231101 DATE AS OF CHANGE: 20231101 EFFECTIVENESS DATE: 20231101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Principle Wealth Partners LLC CENTRAL INDEX KEY: 0001743413 IRS NUMBER: 822283737 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19590 FILM NUMBER: 231366791 BUSINESS ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 2033188892 MAIL ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001743413 XXXXXXXX 09-30-2023 09-30-2023 Principle Wealth Partners LLC

670 BOSTON POSTROAD MADISON CT 06443

13F HOLDINGS REPORT 028-19590 N Michael Castiello Chief Compliance Officer (203) 318-8892 Michael Castiello Madison CT 11-01-2023 1 319 995150172 false 1 Gilman Hill Asset Management INFORMATION TABLE 2 F_13F_PrincipleWealth_Q32023.xml 3M CO COM 88579Y101 4771758 50969 SH DFND 1.0 0 0 50969 ABBOTT LABS COM 002824100 752718 7772 SH SOLE 0 0 7772 ABBVIE INC COM 00287Y109 4958824 33267 SH SOLE 0 0 33267 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2276606 7413 SH SOLE 0 0 7413 ADOBE INC COM 00724F101 1847368 3623 SH SOLE 0 0 3623 ADVANCED MICRO DEVICES INC COM 007903107 371961 3618 SH SOLE 0 0 3618 AFLAC INC COM 001055102 900968 11739 SH SOLE 0 0 11739 AIR PRODS & CHEMS INC COM 009158106 732288 2584 SH SOLE 0 0 2584 ALLSTATE CORP COM 020002101 2796948 25105 SH SOLE 0 0 25105 ALPHABET INC CAP STK CL A 02079K305 11460152 87576 SH SOLE 0 0 87576 ALPHABET INC CAP STK CL C 02079K107 11588993 87895 SH SOLE 0 0 87895 ALTRIA GROUP INC COM 02209S103 533530 12688 SH SOLE 0 0 12688 AMAZON COM INC COM 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SHS PAR Y8162K204 254447 13197 SH DFND 1.0 0 0 13197 STARBUCKS CORP COM 855244109 1107744 12137 SH SOLE 0 0 12137 STRYKER CORPORATION COM 863667101 667599 2443 SH SOLE 0 0 2443 SYNDAX PHARMACEUTICALS INC COM 87164F105 217800 15000 SH SOLE 0 0 15000 T ROWE PRICE ETF INC CAP APPRECIATION 87283Q867 3340508 134644 SH SOLE 0 0 134644 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 509255 5860 SH SOLE 0 0 5860 TARGET CORP COM 87612E106 358098 3239 SH SOLE 0 0 3239 TE CONNECTIVITY LTD SHS H84989104 326490 2643 SH SOLE 0 0 2643 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1328936 8107 SH SOLE 0 0 8107 TEREX CORP NEW COM 880779103 205761 3571 SH SOLE 0 0 3571 TESLA INC COM 88160R101 4844408 19361 SH SOLE 0 0 19361 TEXAS INSTRS INC COM 882508104 4405372 27705 SH SOLE 0 0 27705 TEXAS PACIFIC LAND CORPORATI COM 88262P102 424889 233 SH SOLE 0 0 233 THE CIGNA GROUP COM 125523100 4128723 14433 SH SOLE 0 0 14433 THERMO FISHER SCIENTIFIC INC COM 883556102 1414748 2795 SH SOLE 0 0 2795 TJX COS INC NEW COM 872540109 1466609 16501 SH SOLE 0 0 16501 TRAVELERS COMPANIES INC COM 89417E109 2735606 16751 SH SOLE 0 0 16751 TRUIST FINL CORP COM 89832Q109 1595558 55769 SH SOLE 0 0 55769 UNILEVER PLC SPON ADR NEW 904767704 541720 10966 SH DFND 1.0 0 0 10966 UNION PAC CORP COM 907818108 1354852 6654 SH SOLE 0 0 6654 UNITED PARCEL SERVICE INC CL B 911312106 752384 4827 SH DFND 1.0 0 0 4827 UNITEDHEALTH GROUP INC COM 91324P102 3736601 7411 SH SOLE 0 0 7411 US BANCORP DEL COM NEW 902973304 1512162 45740 SH SOLE 0 0 45740 V F CORP COM 918204108 247115 13985 SH DFND 1.0 0 0 13985 VANECK ETF TRUST MORNINGSTAR SMID 92189H730 16586519 583519 SH SOLE 0 0 583519 VANECK ETF TRUST MRNGSTR WDE MOAT 92189F643 859542 11334 SH SOLE 0 0 11334 VANECK ETF TRUST SEMICONDUCTR ETF 92189F676 4020601 27732 SH SOLE 0 0 27732 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 644460 3528 SH SOLE 0 0 3528 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 40130495 258273 SH SOLE 0 0 258273 VANGUARD WORLD FDS ENERGY ETF 92204A306 1685101 13296 SH SOLE 0 0 13296 VANGUARD WORLD FD ESG US STK ETF 921910733 244766 3254 SH SOLE 0 0 3254 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 793803 9883 SH SOLE 0 0 9883 VANGUARD INDEX FDS GROWTH ETF 922908736 31441351 115462 SH SOLE 0 0 115462 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 2443629 10394 SH SOLE 0 0 10394 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 13161430 127385 SH SOLE 0 0 127385 VANGUARD WORLD FDS INF TECH ETF 92204A702 7079674 17064 SH SOLE 0 0 17064 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 250658 3299 SH SOLE 0 0 3299 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 603971 8467 SH SOLE 0 0 8467 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 1421613 22970 SH SOLE 0 0 22970 VANGUARD INDEX FDS LARGE CAP ETF 922908637 362026 1850 SH SOLE 0 0 1850 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 2793063 27545 SH SOLE 0 0 27545 VANGUARD INDEX FDS MID CAP ETF 922908629 7411399 35591 SH SOLE 0 0 35591 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 2014566 5130 SH SOLE 0 0 5130 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 12369191 50110 SH SOLE 0 0 50110 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 2850208 49483 SH SOLE 0 0 49483 VANGUARD INDEX FDS SMALL CP ETF 922908751 2308440 12209 SH SOLE 0 0 12209 VANGUARD INDEX FDS SML CP GRW ETF 922908595 281861 1316 SH SOLE 0 0 1316 VANGUARD STAR FDS VG TL INTL STK F 921909768 2341875 43757 SH SOLE 0 0 43757 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15020073 70713 SH SOLE 0 0 70713 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 834706 8958 SH SOLE 0 0 8958 VANGUARD INDEX FDS VALUE ETF 922908744 2207030 16001 SH SOLE 0 0 16001 VERISIGN INC COM 92343E102 211644 1045 SH SOLE 0 0 1045 VERIZON COMMUNICATIONS INC COM 92343V104 2707999 83554 SH DFND 1.0 0 0 83554 VIATRIS INC COM 92556V106 124266 12603 SH SOLE 0 0 12603 VISA INC COM CL A 92826C839 8756833 38072 SH SOLE 0 0 38072 WALMART INC COM 931142103 989167 6185 SH SOLE 0 0 6185 WASHINGTON TR BANCORP INC COM 940610108 321595 12214 SH SOLE 0 0 12214 WASTE MGMT INC DEL COM 94106L109 4109451 26958 SH SOLE 0 0 26958 WEC ENERGY GROUP INC COM 92939U106 223124 2770 SH SOLE 0 0 2770 WELLS FARGO CO NEW COM 949746101 728207 17822 SH SOLE 0 0 17822 WELLS FARGO CO NEW PERP PFD CNV A 949746804 278750 250 SH SOLE 0 0 250 WESTERN UN CO COM 959802109 178194 13520 SH DFND 1.0 0 0 13520 WHEATON PRECIOUS METALS CORP COM 962879102 622280 15346 SH SOLE 0 0 15346 WHIRLPOOL CORP COM 963320106 202556 1515 SH DFND 1.0 0 0 1515 WILLIAMS COS INC COM 969457100 241202 7159 SH DFND 1.0 0 0 7159 WISDOMTREE TR EMER MKT HIGH FD 97717W315 200893 5360 SH SOLE 0 0 5360 WISDOMTREE TR US MIDCAP DIVID 97717W505 1244774 30390 SH SOLE 0 0 30390 WISDOMTREE TR US SMALLCAP DIVD 97717W604 548659 19456 SH SOLE 0 0 19456 XCEL ENERGY INC COM 98389B100 227736 3980 SH SOLE 0 0 3980 YUM BRANDS INC COM 988498101 264873 2120 SH SOLE 0 0 2120 ZOETIS INC CL A 98978V103 1053454 6055 SH DFND 0 0 6055