CHIEF COMPLIANCE OFFICER

0001743413-22-000002.txt : 20220512 0001743413-22-000002.hdr.sgml : 20220512 20220512172329 ACCESSION NUMBER: 0001743413-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 EFFECTIVENESS DATE: 20220512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Principle Wealth Partners LLC CENTRAL INDEX KEY: 0001743413 IRS NUMBER: 822283737 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19590 FILM NUMBER: 22919120 BUSINESS ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 2033188892 MAIL ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001743413 XXXXXXXX 03-31-2022 03-31-2022 Principle Wealth Partners LLC

670 BOSTON POSTROAD MADISON CT 06443

13F HOLDINGS REPORT 028-19590 N MICHAEL J. CASTIELLO CHIEF COMPLIANCE OFFICER 203-318-8892 MICHAEL J. CASTIELLO MADISON CT 05-12-2022 1 325 950987 false 1 Gilman Hill Asset Management INFORMATION TABLE 2 13F-PWPQ12022.xml PFIZER INC COM Stock 717081103 21790 420903 SH SOLE 0 0 420903 APPLE INC COM Stock 037833100 67533 386766 SH SOLE 0 0 386766 JPMORGAN CHASE & CO COM Stock 46625H100 46113 338271 SH SOLE 0 0 338271 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 47209 291124 SH SOLE 0 0 291124 OMEGA FLEX INC COM Stock 682095104 35077 270097 SH SOLE 0 0 270097 FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF ETF 33739P830 5315 264647 SH SOLE 0 0 264647 INTEL CORP COM Stock 458140100 11494 231918 SH SOLE 0 0 231918 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 16775 212215 SH SOLE 0 0 212215 VANGUARD GROWTH INDEX FUND ETF 922908736 58621 203828 SH SOLE 0 0 203828 FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND ETF 33738R506 9001 183703 SH SOLE 0 0 183703 CISCO SYS INC COM Stock 17275R102 9401 168601 SH SOLE 0 0 168601 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 15206 135469 SH SOLE 0 0 135469 BK OF AMERICA CORP COM Stock 060505104 4840 117420 SH SOLE 0 0 117420 JOHNSON & JOHNSON COM Stock 478160104 19077 107639 SH SOLE 0 0 107639 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF ETF 032108409 3911 104429 SH SOLE 0 0 104429 MICROSOFT CORP COM Stock 594918104 31818 103201 SH SOLE 0 0 103201 SOUTHERN CO COM Stock 842587107 7147 98566 SH SOLE 0 0 98566 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 7271 92169 SH SOLE 0 0 92169 COCA COLA CO COM Stock 191216100 5026 81072 SH SOLE 0 0 81072 MERCK & CO INC COM Stock 58933Y105 6645 80986 SH SOLE 0 0 80986 VERIZON COMMUNICATIONS INC COM Stock 92343V104 4048 79469 SH SOLE 0 0 79469 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 3021 78843 SH SOLE 0 0 78843 PROCTER AND GAMBLE CO COM Stock 742718109 11613 75998 SH SOLE 0 0 75998 DOW INC COM Stock 260557103 4605 72266 SH SOLE 0 0 72266 EXXON MOBIL CORP COM Stock 30231G102 5790 70106 SH SOLE 0 0 70106 AMGEN INC COM Stock 031162100 16655 68873 SH SOLE 0 0 68873 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ETF 46641Q654 3160 62400 SH SOLE 0 0 62400 AT&T INC COM Stock 00206R102 1371 58036 SH SOLE 0 0 58036 GENERAL MLS INC COM Stock 370334104 3576 52808 SH SOLE 0 0 52808 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 2300 52565 SH SOLE 0 0 52565 FIDELITY HIGH DIVIDEND ETF ETF 316092840 2161 51902 SH SOLE 0 0 51902 CONOCOPHILLIPS COM Stock 20825C104 5021 50211 SH SOLE 0 0 50211 KELLOGG CO COM Stock 487836108 3181 49326 SH SOLE 0 0 49326 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 6113 47013 SH SOLE 0 0 47013 BOEING CO COM Stock 097023105 8944 46703 SH SOLE 0 0 46703 VANGUARD ENERGY INDEX FUND ETF 92204A306 4787 44717 SH SOLE 0 0 44717 FULTON FINL CORP PA COM Stock 360271100 729 43846 SH SOLE 0 0 43846 COHEN & STEERS REIT & PFD & IN COM CEF 19247X100 1168 43447 SH SOLE 0 0 43447 ORACLE CORP COM Stock 68389X105 3501 42324 SH SOLE 0 0 42324 CHEVRON CORP NEW COM Stock 166764100 6782 41650 SH SOLE 0 0 41650 EMERSON ELEC CO COM Stock 291011104 4021 41015 SH SOLE 0 0 41015 HOME DEPOT INC COM Stock 437076102 11344 37899 SH SOLE 0 0 37899 KIMBERLY-CLARK CORP COM Stock 494368103 4652 37771 SH SOLE 0 0 37771 PHILIP MORRIS INTL INC COM Stock 718172109 3501 37268 SH SOLE 0 0 37268 VISA INC COM CL A Stock 92826C839 8223 37081 SH SOLE 0 0 37081 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 957 37079 SH SOLE 0 0 37079 ARCHER DANIELS MIDLAND CO COM Stock 039483102 3317 36749 SH SOLE 0 0 36749 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 1741 36021 SH SOLE 0 0 36021 ABBVIE INC COM Stock 00287Y109 5743 35429 SH SOLE 0 0 35429 ARK INNOVATION ETF ETF 00214Q104 2236 33725 SH SOLE 0 0 33725 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 3442 33426 SH SOLE 0 0 33426 QUALCOMM INC COM Stock 747525103 5092 33323 SH SOLE 0 0 33323 3M CO COM Stock 88579Y101 4751 31909 SH SOLE 0 0 31909 VIATRIS INC COM Stock 92556V106 346 31844 SH SOLE 0 0 31844 ISHARES SELECT DIVIDEND ETF ETF 464287168 3989 31134 SH SOLE 0 0 31134 VANGUARD S&P 500 GROWTH ETF ETF 921932505 8406 30495 SH SOLE 0 0 30495 PEPSICO INC COM Stock 713448108 4999 29867 SH SOLE 0 0 29867 WASTE MGMT INC DEL COM Stock 94106L109 4729 29835 SH SOLE 0 0 29835 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 1322 29770 SH SOLE 0 0 29770 MCDONALDS CORP COM Stock 580135101 7279 29437 SH SOLE 0 0 29437 NUVEEN MUN HIGH INCOME OPPORTU COM CEF 670682103 380 29235 SH SOLE 0 0 29235 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 2727 29202 SH SOLE 0 0 29202 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 6051 28473 SH SOLE 0 0 28473 NEXTERA ENERGY INC COM Stock 65339F101 2383 28127 SH SOLE 0 0 28127 GENERAL DYNAMICS CORP COM Stock 369550108 6725 27883 SH SOLE 0 0 27883 CARRIER GLOBAL CORPORATION COM Stock 14448C104 1241 27058 SH SOLE 0 0 27058 PHILLIPS 66 COM Stock 718546104 2281 26405 SH SOLE 0 0 26405 CVS HEALTH CORP COM Stock 126650100 2645 26133 SH SOLE 0 0 26133 ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND ETF 464288224 562 26118 SH SOLE 0 0 26118 TEXAS INSTRS INC COM Stock 882508104 4653 25359 SH SOLE 0 0 25359 ALLSTATE CORP COM Stock 020002101 3477 25105 SH SOLE 0 0 25105 US BANCORP DEL COM NEW Stock 902973304 1310 24644 SH SOLE 0 0 24644 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 994 22820 SH SOLE 0 0 22820 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 7643 21658 SH SOLE 0 0 21658 DISNEY WALT CO COM Stock 254687106 2944 21461 SH SOLE 0 0 21461 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 1047 21335 SH SOLE 0 0 21335 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 2354 21080 SH SOLE 0 0 21080 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 78468R788 920 20934 SH SOLE 0 0 20934 CATERPILLAR INC COM Stock 149123101 4663 20929 SH SOLE 0 0 20929 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF 97717W604 658 20659 SH SOLE 0 0 20659 UNILEVER PLC SPON ADR NEW ADR 904767704 940 20638 SH SOLE 0 0 20638 SYNDAX PHARMACEUTICALS INC COM Stock 87164F105 356 20500 SH SOLE 0 0 20500 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 2791 20372 SH SOLE 0 0 20372 BLACKSTONE INC COM Stock 09260D107 2584 20355 SH SOLE 0 0 20355 WELLS FARGO CO NEW COM Stock 949746101 900 18580 SH SOLE 0 0 18580 SPDR S&P DIVIDEND ETF ETF 78464A763 2376 18550 SH SOLE 0 0 18550 ALTRIA GROUP INC COM Stock 02209S103 916 17533 SH SOLE 0 0 17533 CAE INC COM Stock 124765108 455 17432 SH SOLE 0 0 17432 COMCAST CORP NEW CL A Stock 20030N101 809 17277 SH SOLE 0 0 17277 EVERSOURCE ENERGY COM Stock 30040W108 1506 17082 SH SOLE 0 0 17082 VANGUARD MEGA CAP VALUE ETF ETF 921910840 1802 16790 SH SOLE 0 0 16790 FORD MTR CO DEL COM Stock 345370860 282 16674 SH SOLE 0 0 16674 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 1681 16600 SH SOLE 0 0 16600 CSX CORP COM Stock 126408103 591 15777 SH SOLE 0 0 15777 TJX COS INC NEW COM Stock 872540109 928 15322 SH SOLE 0 0 15322 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 762 15161 SH SOLE 0 0 15161 LOWES COS INC COM Stock 548661107 3052 15095 SH SOLE 0 0 15095 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 6278 15073 SH SOLE 0 0 15073 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 534 14663 SH SOLE 0 0 14663 NORFOLK SOUTHN CORP COM Stock 655844108 4135 14499 SH SOLE 0 0 14499 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 4325 14480 SH SOLE 0 0 14480 NVIDIA CORPORATION COM Stock 67066G104 3898 14285 SH SOLE 0 0 14285 SPDR S&P 500 ETF ETF 78462F103 6211 13752 SH SOLE 0 0 13752 GOLDMAN SACHS GROUP INC COM Stock 38141G104 4489 13600 SH SOLE 0 0 13600 NUVEEN ESG LARGE-CAP GROWTH ETF ETF 67092P201 823 13556 SH SOLE 0 0 13556 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 988 13530 SH SOLE 0 0 13530 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 1462 13192 SH SOLE 0 0 13192 AMERICAN ELEC PWR CO INC COM Stock 025537101 1293 12958 SH SOLE 0 0 12958 CUMMINS INC COM Stock 231021106 2646 12900 SH SOLE 0 0 12900 EATON VANCE TAX-MANAGED BUY- W COM CEF 27828Y108 200 12800 SH SOLE 0 0 12800 VANGUARD MID-CAP INDEX FUND ETF 922908629 3033 12751 SH SOLE 0 0 12751 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 1297 12592 SH SOLE 0 0 12592 MORGAN STANLEY COM NEW Stock 617446448 1100 12588 SH SOLE 0 0 12588 FIRST TRUST MUNICIPAL HIGH INCOME ETF ETF 33739P301 636 12427 SH SOLE 0 0 12427 AFLAC INC COM Stock 001055102 790 12271 SH SOLE 0 0 12271 CORTEVA INC COM Stock 22052L104 704 12253 SH SOLE 0 0 12253 BANK NEW YORK MELLON CORP COM Stock 064058100 601 12100 SH SOLE 0 0 12100 WASHINGTON TR BANCORP INC COM Stock 940610108 625 11913 SH SOLE 0 0 11913 MGM RESORTS INTERNATIONAL COM Stock 552953101 486 11580 SH SOLE 0 0 11580 META PLATFORMS INC CL A Stock 30303M102 2543 11434 SH SOLE 0 0 11434 OTIS WORLDWIDE CORP COM Stock 68902V107 878 11411 SH SOLE 0 0 11411 AVANGRID INC COM Stock 05351W103 530 11340 SH SOLE 0 0 11340 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 858 11230 SH SOLE 0 0 11230 VANGUARD ESG U.S. STOCK ETF ETF 921910733 901 11107 SH SOLE 0 0 11107 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 2792 10974 SH SOLE 0 0 10974 FORTRESS TRANS INFRST INVS LLC COM REP LTD LIAB Stock 34960P101 280 10889 SH DFND 0 10889 0 NIKE INC CL B Stock 654106103 1465 10888 SH SOLE 0 0 10888 VANGUARD VALUE INDEX FUND ETF 922908744 1600 10826 SH SOLE 0 0 10826 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 2456 10795 SH SOLE 0 0 10795 HONEYWELL INTL INC COM Stock 438516106 2097 10776 SH SOLE 0 0 10776 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 567 10623 SH SOLE 0 0 10623 STARBUCKS CORP COM Stock 855244109 944 10382 SH SOLE 0 0 10382 SPDR SSGA MULTI-ASSET REAL RETURN ETF ETF 78467V103 314 10173 SH SOLE 0 0 10173 NUVEEN ESG SMALL-CAP ETF ETF 67092P607 404 10136 SH SOLE 0 0 10136 COLGATE PALMOLIVE CO COM Stock 194162103 710 9367 SH SOLE 0 0 9367 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 2080 9135 SH SOLE 0 0 9135 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 616 9113 SH SOLE 0 0 9113 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 2165 8937 SH SOLE 0 0 8937 KKR & CO INC COM Stock 48251W104 517 8850 SH SOLE 0 0 8850 INTERNATIONAL PAPER CO COM Stock 460146103 399 8637 SH SOLE 0 0 8637 ISHARES BIOTECHNOLOGY FUND ETF 464287556 1112 8531 SH SOLE 0 0 8531 GENERAL MTRS CO COM Stock 37045V100 373 8523 SH SOLE 0 0 8523 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 718 8293 SH SOLE 0 0 8293 ISHARES INTERNATIONAL DIVIDEND GROWTH ETF ETF 46435G524 534 8187 SH SOLE 0 0 8187 MONDELEZ INTL INC CL A Stock 609207105 504 8030 SH SOLE 0 0 8030 GLADSTONE LD CORP COM REIT 376549101 291 8000 SH SOLE 0 0 8000 GLOBAL X AUTONOMOUS & ELECTRIC VEHICLES ETF ETF 37954Y624 211 7663 SH SOLE 0 0 7663 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1193 7507 SH SOLE 0 0 7507 INVESCO S&P MIDCAP QUALITY ETF ETF 46137V472 557 7369 SH SOLE 0 0 7369 AMAZON COM INC COM Stock 023135106 23984 7357 SH SOLE 0 0 7357 CARLYLE GROUP INC COM Stock 14316J108 352 7200 SH SOLE 0 0 7200 ABBOTT LABS COM Stock 002824100 841 7109 SH SOLE 0 0 7109 MEDTRONIC PLC SHS Stock G5960L103 786 7080 SH SOLE 0 0 7080 PNC FINL SVCS GROUP INC COM Stock 693475105 1301 7054 SH SOLE 0 0 7054 WALMART INC COM Stock 931142103 1040 6983 SH SOLE 0 0 6983 UNITEDHEALTH GROUP INC COM Stock 91324P102 3492 6847 SH SOLE 0 0 6847 SALESFORCE INC COM Stock 79466L302 1435 6757 SH SOLE 0 0 6757 OMEGA HEALTHCARE INVS INC COM REIT 681936100 208 6689 SH SOLE 0 0 6689 DUPONT DE NEMOURS INC COM Stock 26614N102 488 6630 SH SOLE 0 0 6630 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 321 6559 SH SOLE 0 0 6559 DOMINION ENERGY INC COM Stock 25746U109 556 6548 SH SOLE 0 0 6548 LOCKHEED MARTIN CORP COM Stock 539830109 2820 6389 SH SOLE 0 0 6389 ENBRIDGE INC COM Stock 29250N105 288 6249 SH SOLE 0 0 6249 INVESCO FTSE RAFI US 1000 ETF ETF 46137V613 1058 6194 SH SOLE 0 0 6194 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 405 6122 SH SOLE 0 0 6122 NOVARTIS AG SPONSORED ADR ADR 66987V109 531 6052 SH SOLE 0 0 6052 ZOETIS INC CL A Stock 98978V103 1137 6030 SH SOLE 0 0 6030 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 275 5954 SH SOLE 0 0 5954 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 1425 5744 SH SOLE 0 0 5744 NUVEEN ESG MID-CAP GROWTH ETF ETF 67092P409 250 5708 SH SOLE 0 0 5708 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 540 5694 SH SOLE 0 0 5694 TESLA INC COM Stock 88160R101 6130 5689 SH SOLE 0 0 5689 UNION PAC CORP COM Stock 907818108 1554 5687 SH SOLE 0 0 5687 DANAHER CORPORATION COM Stock 235851102 1663 5668 SH SOLE 0 0 5668 SCHWAB CHARLES CORP COM Stock 808513105 478 5664 SH SOLE 0 0 5664 FIDELITY VALUE FACTOR ETF ETF 316092782 282 5545 SH SOLE 0 0 5545 COSTCO WHSL CORP NEW COM Stock 22160K105 3173 5510 SH SOLE 0 0 5510 HOLOGIC INC COM Stock 436440101 423 5500 SH SOLE 0 0 5500 ISHARES S&P 500 GROWTH ETF ETF 464287309 406 5319 SH SOLE 0 0 5319 CONSOLIDATED EDISON INC COM Stock 209115104 493 5211 SH SOLE 0 0 5211 ISHARES SEMICONDUCTOR FUND ETF 464287523 2461 5199 SH SOLE 0 0 5199 EATON CORP PLC SHS Stock G29183103 774 5101 SH SOLE 0 0 5101 HELIOS TECHNOLOGIES INC COM Stock 42328H109 405 5043 SH SOLE 0 0 5043 VANGUARD S&P 500 ETF ETF 922908363 2089 5032 SH SOLE 0 0 5032 ARROW ELECTRS INC COM Stock 042735100 582 4905 SH SOLE 0 0 4905 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 770 4883 SH SOLE 0 0 4883 SPDR GOLD SHARES ETF 78463V107 880 4871 SH SOLE 0 0 4871 ILLINOIS TOOL WKS INC COM Stock 452308109 1018 4863 SH SOLE 0 0 4863 MASTERCARD INCORPORATED CL A Stock 57636Q104 1734 4852 SH SOLE 0 0 4852 CHURCH & DWIGHT CO INC COM Stock 171340102 477 4800 SH SOLE 0 0 4800 FREEPORT-MCMORAN INC CL B Stock 35671D857 238 4781 SH SOLE 0 0 4781 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 627 4773 SH SOLE 0 0 4773 SPDR NUVEEN BLOOMBERG MUNICIPAL BOND ETF ETF 78468R721 224 4680 SH SOLE 0 0 4680 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 469 4670 SH SOLE 0 0 4670 CROWDSTRIKE HLDGS INC CL A Stock 22788C105 1042 4590 SH SOLE 0 0 4590 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 476 4566 SH SOLE 0 0 4566 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 209 4550 SH SOLE 0 0 4550 ALPHABET INC CAP STK CL A Stock 02079K305 12371 4448 SH SOLE 0 0 4448 INVESCO DWA MOMENTUM ETF ETF 46137V837 356 4395 SH SOLE 0 0 4395 ALPHABET INC CAP STK CL C Stock 02079K107 11486 4113 SH SOLE 0 0 4113 VANECK SEMICONDUCTOR ETF ETF 92189F676 1108 4107 SH SOLE 0 0 4107 TRUIST FINL CORP COM Stock 89832Q109 232 4094 SH SOLE 0 0 4094 FISERV INC COM Stock 337738108 407 4010 SH SOLE 0 0 4010 XCEL ENERGY INC COM Stock 98389B100 287 3980 SH SOLE 0 0 3980 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 497 3975 SH SOLE 0 0 3975 NETFLIX INC COM Stock 64110L106 1483 3959 SH SOLE 0 0 3959 STANLEY BLACK & DECKER INC COM Stock 854502101 530 3791 SH SOLE 0 0 3791 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 249 3751 SH SOLE 0 0 3751 REALTY INCOME CORP COM REIT 756109104 257 3707 SH SOLE 0 0 3707 PAYPAL HLDGS INC COM Stock 70450Y103 412 3565 SH SOLE 0 0 3565 ISHARES S&P MIDCAP FUND ETF 464287507 949 3536 SH SOLE 0 0 3536 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 691 3528 SH SOLE 0 0 3528 ISHARES S&P SMALL-CAP FUND ETF 464287804 371 3435 SH SOLE 0 0 3435 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 373 3425 SH SOLE 0 0 3425 GILEAD SCIENCES INC COM Stock 375558103 203 3420 SH SOLE 0 0 3420 ISHARES MSCI EAFE ETF ETF 464287465 246 3348 SH SOLE 0 0 3348 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 287 3341 SH SOLE 0 0 3341 GRAINGER W W INC COM Stock 384802104 1706 3308 SH SOLE 0 0 3308 INVESCO FTSE RAFI US 1500A SMALL-MIDA ETF ETF 46137V597 596 3265 SH SOLE 0 0 3265 LILLY ELI & CO COM Stock 532457108 930 3247 SH SOLE 0 0 3247 CME GROUP INC COM Stock 12572Q105 755 3175 SH SOLE 0 0 3175 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 236 3164 SH SOLE 0 0 3164 AMERICAN EXPRESS CO COM Stock 025816109 589 3152 SH SOLE 0 0 3152 CHUBB LIMITED COM Stock H1467J104 658 3077 SH SOLE 0 0 3077 VANGUARD REAL ESTATE ETF ETF 922908553 333 3075 SH SOLE 0 0 3075 CLOROX CO DEL COM Stock 189054109 420 3020 SH SOLE 0 0 3020 AMERICAN TOWER CORP NEW COM REIT 03027X100 756 3008 SH SOLE 0 0 3008 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1340 2940 SH SOLE 0 0 2940 AIR PRODS & CHEMS INC COM Stock 009158106 719 2877 SH SOLE 0 0 2877 UNITED PARCEL SERVICE INC CL B Stock 911312106 606 2824 SH SOLE 0 0 2824 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 1660 2810 SH SOLE 0 0 2810 PARKER-HANNIFIN CORP COM Stock 701094104 780 2750 SH SOLE 0 0 2750 TE CONNECTIVITY LTD SHS Stock H84989104 360 2748 SH SOLE 0 0 2748 MODERNA INC COM Stock 60770K107 471 2737 SH SOLE 0 0 2737 WEC ENERGY GROUP INC COM Stock 92939U106 262 2629 SH SOLE 0 0 2629 M & T BK CORP COM Stock 55261F104 442 2608 SH SOLE 0 0 2608 PROLOGIS INC. COM REIT 74340W103 421 2608 SH SOLE 0 0 2608 BAXTER INTL INC COM Stock 071813109 202 2605 SH SOLE 0 0 2605 SERVICENOW INC COM Stock 81762P102 1423 2556 SH SOLE 0 0 2556 ANTHEM INC COM Stock 036752103 1243 2530 SH SOLE 0 0 2530 SPDR S&P BIOTECH ETF ETF 78464A870 206 2295 SH SOLE 0 0 2295 RAYMOND JAMES FINL INC COM Stock 754730109 245 2225 SH SOLE 0 0 2225 CHURCHILL DOWNS INC COM Stock 171484108 488 2200 SH SOLE 0 0 2200 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 354 2135 SH SOLE 0 0 2135 YUM BRANDS INC COM Stock 988498101 251 2120 SH SOLE 0 0 2120 NORTHROP GRUMMAN CORP COM Stock 666807102 944 2111 SH SOLE 0 0 2111 DOVER CORP COM Stock 260003108 314 2000 SH SOLE 0 0 2000 HERSHEY CO COM Stock 427866108 428 1978 SH SOLE 0 0 1978 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 242 1944 SH SOLE 0 0 1944 IQVIA HLDGS INC COM Stock 46266C105 444 1920 SH SOLE 0 0 1920 STRYKER CORPORATION COM Stock 863667101 546 1900 SH SOLE 0 0 1900 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 393 1887 SH SOLE 0 0 1887 ANALOG DEVICES INC COM Stock 032654105 303 1835 SH SOLE 0 0 1835 ISHARES TIPS BOND ETF ETF 464287176 228 1830 SH SOLE 0 0 1830 ISHARES RUSSELL 2000 ETF ETF 464287655 368 1795 SH SOLE 0 0 1795 EOG RES INC COM Stock 26875P101 212 1775 SH SOLE 0 0 1775 PRUDENTIAL FINL INC COM Stock 744320102 209 1769 SH SOLE 0 0 1769 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 316 1710 SH SOLE 0 0 1710 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 428 1541 SH SOLE 0 0 1541 S&P GLOBAL INC COM Stock 78409V104 588 1433 SH SOLE 0 0 1433 ISHARES U.S. HEALTHCARE ETF ETF 464287762 387 1340 SH SOLE 0 0 1340 ISHARES CORE S&P 500 ETF ETF 464287200 603 1329 SH SOLE 0 0 1329 INTUIT COM Stock 461202103 626 1302 SH SOLE 0 0 1302 DIAGEO PLC SPON ADR NEW ADR 25243Q205 242 1193 SH SOLE 0 0 1193 LINDE PLC SHS Stock G5494J103 347 1086 SH SOLE 0 0 1086 CIGNA CORP NEW COM Stock 125523100 258 1079 SH SOLE 0 0 1079 ISHARES RUSSELL 1000 ETF ETF 464287622 230 919 SH SOLE 0 0 919 BLACKROCK INC COM Stock 09247X101 652 854 SH SOLE 0 0 854 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 288 853 SH SOLE 0 0 853 BECTON DICKINSON & CO COM Stock 075887109 220 828 SH SOLE 0 0 828 MARKEL CORP COM Stock 570535104 1087 737 SH SOLE 0 0 737 DEERE & CO COM Stock 244199105 299 720 SH SOLE 0 0 720 TEXAS PACIFIC LAND CORPORATION COM Stock 88262P102 203 150 SH SOLE 0 0 150 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 3702 7 SH SOLE 0 0 7 NEKTAR THERAPEUTICS COM Stock 640268108 81 15000 SH SOLE 0 0 15000 ANNALY CAPITAL MANAGEMENT INC COM REIT 035710409 70 10000 SH SOLE 0 0 10000 22ND CENTY GROUP INC COM Stock 90137F103 23 10000 SH SOLE 0 0 10000 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 12760 128795 SH SOLE 0 0 128795 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 871 45803 SH SOLE 0 0 45803 GENERAL ELECTRIC CO COM NEW Stock 369604301 2316 25309 SH SOLE 0 0 25309 INVESCO S&P 500 LOW VOLATILITY ETF ETF 46138E354 1161 17303 SH SOLE 0 0 17303 ISHARES GOLD TRUST ETF 464285204 623 16927 SH SOLE 0 0 16927 TRAVELERS COMPANIES INC COM Stock 89417E109 2933 16050 SH SOLE 0 0 16050 INVESCO QQQ TRUST ETF 46090E103 4291 11837 SH SOLE 0 0 11837 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF ETF 46138E362 324 6854 SH SOLE 0 0 6854 SHELL PLC SPON ADS ADR 780259305 301 5746 SH SOLE 0 0 5746 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 413 5287 SH SOLE 0 0 5287 TARGET CORP COM Stock 87612E106 680 3203 SH SOLE 0 0 3203 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 234 1986 SH SOLE 0 0 1986 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 324 1074 SH SOLE 0 0 1074 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 538 406 SH SOLE 0 0 406 INVESCO PREFERRED ETF ETF 46138E511 166 12237 SH SOLE 0 0 12237 LUMEN TECHNOLOGIES INC COM Stock 550241103 321 28455 SH DFND 1 0 28455 0 NEW YORK CMNTY BANCORP INC COM Stock 649445103 285 26555 SH DFND 1 0 26555 0 HERCULES CAPITAL INC COM CEF 427096508 347 19190 SH DFND 1 0 19190 0 SABRA HEALTH CARE REIT INC COM REIT 78573L106 263 17675 SH DFND 1 0 17675 0 UMPQUA HLDGS CORP COM Stock 904214103 314 16650 SH DFND 1 0 16650 0 NAVIENT CORPORATION COM Stock 63938C108 269 15805 SH DFND 1 0 15805 0 WESTERN UN CO COM Stock 959802109 289 15430 SH DFND 1 0 15430 0 KINDER MORGAN INC DEL COM Stock 49456B101 266 14080 SH DFND 1 0 14080 0 STAR BULK CARRIERS CORP. SHS PAR Stock Y8162K204 412 13892 SH DFND 1 0 13892 0 BLOCK H & R INC COM Stock 093671105 353 13540 SH DFND 1 0 13540 0 MEDICAL PPTYS TRUST INC COM REIT 58463J304 282 13330 SH DFND 1 0 13330 0 AT&T INC COM Stock 00206R102 308 13032 SH DFND 1 0 13032 0 COMPASS DIVERSIFIED SH BEN INT Stock 20451Q104 299 12575 SH DFND 1 0 12575 0 CLEARWAY ENERGY INC CL A Stock 18539C105 321 9635 SH DFND 1 0 9635 0 UNUM GROUP COM Stock 91529Y106 295 9355 SH DFND 1 0 9355 0 PFIZER INC COM Stock 717081103 427 8240 SH DFND 1 0 8240 0 B & G FOODS INC NEW COM Stock 05508R106 221 8180 SH DFND 1 0 8180 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 385 7564 SH DFND 1 0 7654 0 PARAMOUNT GLOBAL CLASS B COM Stock 92556H206 284 7515 SH DFND 1 0 7515 0 FOOT LOCKER INC COM Stock 344849104 221 7465 SH DFND 1 0 7465 0 IRON MTN INC NEW COM REIT 46284V101 394 7110 SH DFND 1 0 7110 0 WILLIAMS COS INC COM Stock 969457100 230 6890 SH DFND 1 0 6890 0 NATIONAL RETAIL PROPERTIES INC COM REIT 637417106 284 6310 SH DFND 1 0 6310 0 DOW INC COM Stock 260557103 327 5137 SH DFND 1 0 5137 0 ONEOK INC NEW COM Stock 682680103 212 3005 SH DFND 1 0 3005 0 CHEVRON CORP NEW COM Stock 166764100 426 2615 SH DFND 1 0 2615 0 MSA SAFETY INC COM Stock 553498106 336 2535 SH DFND 1 0 2535 0 ABBVIE INC COM Stock 00287Y109 399 2460 SH DFND 1 0 2460 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 307 2364 SH DFND 1 0 2364 0 AMERICAN EXPRESS CO COM Stock 025816109 405 2167 SH DFND 1 0 2167 0 3M CO COM Stock 88579Y101 322 2161 SH DFND 1 0 2161 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 406 1893 SH DFND 1 0 1893 0 SL GREEN RLTY CORP COM REIT 78440X887 266 3275 SH DFND 1 0 3275 0