0001743413-22-000001.txt : 20220211 0001743413-22-000001.hdr.sgml : 20220211 20220211150019 ACCESSION NUMBER: 0001743413-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220211 DATE AS OF CHANGE: 20220211 EFFECTIVENESS DATE: 20220211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Principle Wealth Partners LLC CENTRAL INDEX KEY: 0001743413 IRS NUMBER: 822283737 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19590 FILM NUMBER: 22619876 BUSINESS ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 2033188892 MAIL ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001743413 XXXXXXXX 12-31-2021 12-31-2021 Principle Wealth Partners LLC
670 BOSTON POSTROAD MADISON CT 06443
13F HOLDINGS REPORT 028-19590 N
MICHAEL CASTIELLO CHIEF COMPLIANCE OFFICER (203) 318-8892 MICHAEL CASTIELLO MADISON CT 02-11-2022 1 328 952433 false 1 GILMAN HILL ASSET MANAGEMENT
INFORMATION TABLE 2 13F-PWPQ42021.xml 22ND CENTY GROUP INC COM Stock 90137F103 31 10000 SH SOLE 0 0 10000 3M CO COM Stock 88579Y101 5124 28849 SH SOLE 0 0 28849 ABB LTD SPONSORED ADR ADR 000375204 213 5573 SH SOLE 0 0 5573 ABBOTT LABS COM Stock 002824100 1033 7338 SH SOLE 0 0 7338 ABBVIE INC COM Stock 00287Y109 4703 34737 SH SOLE 0 0 34737 ABBVIE INC COM Stock 00287Y109 463 3420 SH DFND 1 0 0 3420 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 367 885 SH SOLE 0 0 885 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1110 1958 SH SOLE 0 0 1958 AFLAC INC COM Stock 001055102 716 12269 SH SOLE 0 0 12269 AIR PRODS & CHEMS INC COM Stock 009158106 875 2875 SH SOLE 0 0 2875 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 410 3453 SH SOLE 0 0 3453 ALLSTATE CORP COM Stock 020002101 2954 25105 SH SOLE 0 0 25105 ALPHABET INC CAP STK CL A Stock 02079K305 12901 4453 SH SOLE 0 0 4453 ALPHABET INC CAP STK CL C Stock 02079K107 11897 4112 SH SOLE 0 0 4112 ALTRIA GROUP INC COM Stock 02209S103 800 16883 SH SOLE 0 0 16883 AMAZON COM INC COM Stock 023135106 23190 6955 SH SOLE 0 0 6955 AMERICAN ELEC PWR CO INC COM Stock 025537101 1153 12957 SH SOLE 0 0 12957 AMERICAN EXPRESS CO COM Stock 025816109 434 2652 SH SOLE 0 0 2652 AMERICAN EXPRESS CO COM Stock 025816109 355 2167 SH DFND 1 0 0 2167 AMERICAN TOWER CORP NEW COM REIT 03027X100 931 3183 SH SOLE 0 0 3183 AMGEN INC COM Stock 031162100 15770 70098 SH SOLE 0 0 70098 AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF ETF 032108409 1134 29701 SH SOLE 0 0 29701 ANALOG DEVICES INC COM Stock 032654105 322 1833 SH SOLE 0 0 1833 ANNALY CAPITAL MANAGEMENT INC COM REIT 035710409 78 10000 SH SOLE 0 0 10000 ANTHEM INC COM Stock 036752103 1173 2530 SH SOLE 0 0 2530 APPLE INC COM Stock 037833100 69312 390336 SH SOLE 0 0 390336 ARCHER DANIELS MIDLAND CO COM Stock 039483102 2492 36874 SH SOLE 0 0 36874 ARK GENOMIC REVOLUTION ETF ETF 00214Q302 327 5341 SH SOLE 0 0 5341 ARK INNOVATION ETF ETF 00214Q104 5545 58623 SH SOLE 0 0 58623 ARROW ELECTRS INC COM Stock 042735100 659 4905 SH SOLE 0 0 4905 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 218 3751 SH SOLE 0 0 3751 AT&T INC COM Stock 00206R102 1960 79684 SH SOLE 0 0 79684 AT&T INC COM Stock 00206R102 321 13032 SH DFND 1 0 0 13032 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 2662 10795 SH SOLE 0 0 10795 AVANGRID INC COM Stock 05351W103 566 11340 SH SOLE 0 0 11340 B & G FOODS INC NEW COM Stock 05508R106 343 11160 SH DFND 1 0 0 11160 BANK NEW YORK MELLON CORP COM Stock 064058100 703 12100 SH SOLE 0 0 12100 BAXTER INTL INC COM Stock 071813109 224 2605 SH SOLE 0 0 2605 BECTON DICKINSON & CO COM Stock 075887109 208 828 SH SOLE 0 0 828 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 3155 7 SH SOLE 0 0 7 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 6452 21578 SH SOLE 0 0 21578 BK OF AMERICA CORP COM Stock 060505104 5201 116906 SH SOLE 0 0 116906 BLACKROCK INC COM Stock 09247X101 772 844 SH SOLE 0 0 844 BLACKSTONE INC COM Stock 09260D107 2605 20135 SH SOLE 0 0 20135 BLOCK H & R INC COM Stock 093671105 319 13540 SH DFND 1 0 0 13540 BOEING CO COM Stock 097023105 9455 46967 SH SOLE 0 0 46967 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 820 13153 SH SOLE 0 0 13153 BROOKFIELD ASSET MGMT INC CL A LTD VT SH Stock 112585104 207 3425 SH SOLE 0 0 3425 CAE INC COM Stock 124765108 440 17432 SH SOLE 0 0 17432 CARLYLE GROUP INC COM Stock 14316J108 395 7200 SH SOLE 0 0 7200 CARRIER GLOBAL CORPORATION COM Stock 14448C104 1495 27561 SH SOLE 0 0 27561 CATERPILLAR INC COM Stock 149123101 4410 21332 SH SOLE 0 0 21332 CBOE GLOBAL MKTS INC COM Stock 12503M108 209 1600 SH SOLE 0 0 1600 CHEVRON CORP NEW COM Stock 166764100 4938 42080 SH SOLE 0 0 42080 CHEVRON CORP NEW COM Stock 166764100 394 3360 SH DFND 1 0 0 3360 CHUBB LIMITED COM Stock H1467J104 595 3077 SH SOLE 0 0 3077 CHURCH & DWIGHT CO INC COM Stock 171340102 492 4800 SH SOLE 0 0 4800 CHURCHILL DOWNS INC COM Stock 171484108 530 2200 SH SOLE 0 0 2200 CIGNA CORP NEW COM Stock 125523100 248 1078 SH SOLE 0 0 1078 CISCO SYS INC COM Stock 17275R102 10475 165307 SH SOLE 0 0 165307 CLEARWAY ENERGY INC CL A Stock 18539C105 323 9635 SH DFND 1 0 0 9635 CLOROX CO DEL COM Stock 189054109 550 3154 SH SOLE 0 0 3154 CME GROUP INC COM Stock 12572Q105 725 3175 SH SOLE 0 0 3175 COCA COLA CO COM Stock 191216100 4821 81429 SH SOLE 0 0 81429 COHEN & STEERS REIT & PFD & IN COM CEF 19247X100 1458 50947 SH SOLE 0 0 50947 COINBASE GLOBAL INC COM CL A Stock 19260Q107 267 1056 SH SOLE 0 0 1056 COLGATE PALMOLIVE CO COM Stock 194162103 799 9365 SH SOLE 0 0 9365 COMCAST CORP NEW CL A Stock 20030N101 883 17549 SH SOLE 0 0 17549 COMPASS DIVERSIFIED SH BEN INT Stock 20451Q104 327 10690 SH DFND 1 0 0 10690 CONOCOPHILLIPS COM Stock 20825C104 3613 50061 SH SOLE 0 0 50061 CONSOLIDATED EDISON INC COM Stock 209115104 444 5209 SH SOLE 0 0 5209 CORTEVA INC COM Stock 22052L104 581 12289 SH SOLE 0 0 12289 COSTCO WHSL CORP NEW COM Stock 22160K105 3185 5610 SH SOLE 0 0 5610 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 357 1710 SH SOLE 0 0 1710 CSX CORP COM Stock 126408103 593 15768 SH SOLE 0 0 15768 CUMMINS INC COM Stock 231021106 2018 9249 SH SOLE 0 0 9249 CVS HEALTH CORP COM Stock 126650100 2737 26536 SH SOLE 0 0 26536 DANAHER CORPORATION COM Stock 235851102 1865 5668 SH SOLE 0 0 5668 DEERE & CO COM Stock 244199105 247 720 SH SOLE 0 0 720 DIAGEO PLC SPON ADR NEW ADR 25243Q205 263 1193 SH SOLE 0 0 1193 DISNEY WALT CO COM Stock 254687106 3221 20798 SH SOLE 0 0 20798 DMC GLOBAL INC COM Stock 23291C103 246 6205 SH SOLE 0 0 6205 DOMINION ENERGY INC COM Stock 25746U109 514 6548 SH SOLE 0 0 6548 DOVER CORP COM Stock 260003108 515 2835 SH SOLE 0 0 2835 DOW INC COM Stock 260557103 1079 71910 SH SOLE 0 0 71910 DOW INC COM Stock 260557103 291 5137 SH DFND 1 0 0 5137 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 2215 21113 SH SOLE 0 0 21113 DUPONT DE NEMOURS INC COM Stock 26614N102 511 6330 SH SOLE 0 0 6330 EATON CORP PLC SHS Stock G29183103 831 4806 SH SOLE 0 0 4806 EATON VANCE TAX-MANAGED BUY- W COM CEF 27828Y108 214 12800 SH SOLE 0 0 12800 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 257 1986 SH SOLE 0 0 1986 EMERSON ELEC CO COM Stock 291011104 3656 39320 SH SOLE 0 0 39320 ENBRIDGE INC COM Stock 29250N105 244 6249 SH SOLE 0 0 6249 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 759 34576 SH SOLE 0 0 34576 EVERSOURCE ENERGY COM Stock 30040W108 1554 17082 SH SOLE 0 0 17082 EXXON MOBIL CORP COM Stock 30231G102 4277 69902 SH SOLE 0 0 69902 FASTENAL CO COM Stock 311900104 211 3300 SH SOLE 0 0 3300 FIDELITY HIGH DIVIDEND ETF ETF 316092840 2059 51101 SH SOLE 0 0 51101 FIDELITY VALUE FACTOR ETF ETF 316092782 289 5545 SH SOLE 0 0 5545 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 2867 73411 SH SOLE 0 0 73411 FIRST TRUST CAPITAL STRENGTH ETF ETF 33733E104 444 5254 SH SOLE 0 0 5254 FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF ETF 33739Q200 483 9669 SH SOLE 0 0 9669 FIRST TRUST MANAGED MUNICIPAL ETF ETF 33739N108 295 5181 SH SOLE 0 0 5181 FIRST TRUST MUNICIPAL HIGH INCOME ETF ETF 33739P301 509 9067 SH SOLE 0 0 9067 FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND ETF 33738R506 5769 111390 SH SOLE 0 0 111390 FIRST TRUST PREFERRED SECURITIES AND INCOME ETF ETF 33739E108 1122 55217 SH SOLE 0 0 55217 FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF ETF 33739P830 5968 286790 SH SOLE 0 0 286790 FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF ETF 33740F805 394 7396 SH SOLE 0 0 7396 FISERV INC COM Stock 337738108 416 4010 SH SOLE 0 0 4010 FORD MTR CO DEL COM Stock 345370860 263 12674 SH SOLE 0 0 12674 FORTRESS TRANS INFRST INVS LLC COM REP LTD LIAB Stock 34960P101 312 10799 SH DFND 1 0 0 10799 FULTON FINL CORP PA COM Stock 360271100 745 43846 SH SOLE 0 0 43846 GENERAL DYNAMICS CORP COM Stock 369550108 5501 26387 SH SOLE 0 0 26387 GENERAL ELECTRIC CO COM NEW Stock 369604301 2391 25309 SH SOLE 0 0 25309 GENERAL MLS INC COM Stock 370334104 3542 52560 SH SOLE 0 0 52560 GENERAL MTRS CO COM Stock 37045V100 507 8652 SH SOLE 0 0 8652 GILEAD SCIENCES INC COM Stock 375558103 268 3691 SH SOLE 0 0 3691 GLADSTONE LD CORP COM REIT 376549101 270 8000 SH SOLE 0 0 8000 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 1008 22853 SH SOLE 0 0 22853 GOLDMAN SACHS GROUP INC COM Stock 38141G104 4720 12340 SH SOLE 0 0 12340 GRAINGER W W INC COM Stock 384802104 1727 3333 SH SOLE 0 0 3333 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 3025 21474 SH SOLE 0 0 21474 HELIOS TECHNOLOGIES INC COM Stock 42328H109 530 5043 SH SOLE 0 0 5043 HERCULES CAPITAL INC COM CEF 427096508 318 19190 SH DFND 1 0 0 19190 HERSHEY CO COM Stock 427866108 383 1977 SH SOLE 0 0 1977 HOLOGIC INC COM Stock 436440101 421 5500 SH SOLE 0 0 5500 HOME DEPOT INC COM Stock 437076102 15636 37675 SH SOLE 0 0 37675 HONEYWELL INTL INC COM Stock 438516106 1829 8770 SH SOLE 0 0 8770 ILLINOIS TOOL WKS INC COM Stock 452308109 1200 4862 SH SOLE 0 0 4862 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 3676 34745 SH SOLE 0 0 34745 INTEL CORP COM Stock 458140100 11654 226292 SH SOLE 0 0 226292 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 6026 45086 SH SOLE 0 0 45086 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 316 2364 SH DFND 1 0 0 2364 INTERNATIONAL FLAVORS&FRAGRANC COM Stock 459506101 719 4773 SH SOLE 0 0 4773 INTERNATIONAL PAPER CO COM Stock 460146103 289 6162 SH SOLE 0 0 6162 INTUIT COM Stock 461202103 709 1102 SH SOLE 0 0 1102 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 413 1149 SH SOLE 0 0 1149 INVESCO DWA MOMENTUM ETF ETF 46137V837 415 4395 SH SOLE 0 0 4395 INVESCO FTSE RAFI US 1000 ETF ETF 46137V613 1064 6194 SH SOLE 0 0 6194 INVESCO FTSE RAFI US 1500A SMALL-MIDA ETF ETF 46137V597 370 1931 SH SOLE 0 0 1931 INVESCO PREFERRED ETF ETF 46138E511 184 12237 SH SOLE 0 0 12237 INVESCO QQQ TRUST ETF 46090E103 4826 12129 SH SOLE 0 0 12129 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 795 4882 SH SOLE 0 0 4882 INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF ETF 46138E362 293 6465 SH SOLE 0 0 6465 INVESCO S&P 500 LOW VOLATILITY ETF ETF 46138E354 1219 17766 SH SOLE 0 0 17766 INVESCO S&P 500 QUALITY ETF ETF 46137V241 205 3857 SH SOLE 0 0 3857 INVESCO WATER RESOURCES ETF ETF 46137V142 215 3532 SH SOLE 0 0 3532 IQVIA HLDGS INC COM Stock 46266C105 542 1920 SH SOLE 0 0 1920 IRON MTN INC NEW COM REIT 46284V101 372 7110 SH DFND 1 0 0 7110 ISHARES BIOTECHNOLOGY FUND ETF 464287556 1403 9196 SH SOLE 0 0 9196 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 1463 26321 SH SOLE 0 0 26321 ISHARES CORE S&P 500 ETF ETF 464287200 561 1177 SH SOLE 0 0 1177 ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF ETF 46435U192 1086 24778 SH SOLE 0 0 24778 ISHARES GOLD TRUST ETF 464285204 589 16927 SH SOLE 0 0 16927 ISHARES MSCI EAFE ETF ETF 464287465 243 3050 SH SOLE 0 0 3050 ISHARES MSCI KLD 400 SOCIAL ETF ETF 464288570 760 8177 SH SOLE 0 0 8177 ISHARES MSCI USA MIN VOL FACTOR ETF ETF 46429B697 208 2570 SH SOLE 0 0 2570 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 549 13924 SH SOLE 0 0 13924 ISHARES RUSSELL 1000 ETF ETF 464287622 295 1114 SH SOLE 0 0 1114 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 316 1034 SH SOLE 0 0 1034 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 312 1857 SH SOLE 0 0 1857 ISHARES RUSSELL 2000 ETF ETF 464287655 460 2070 SH SOLE 0 0 2070 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 551 4778 SH SOLE 0 0 4778 ISHARES S&P 500 GROWTH ETF ETF 464287309 445 5319 SH SOLE 0 0 5319 ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND ETF 464288224 705 33309 SH SOLE 0 0 33309 ISHARES S&P MIDCAP FUND ETF 464287507 999 3530 SH SOLE 0 0 3530 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 617 4444 SH SOLE 0 0 4444 ISHARES S&P SMALL-CAP FUND ETF 464287804 393 3430 SH SOLE 0 0 3430 ISHARES SELECT DIVIDEND ETF ETF 464287168 3764 30704 SH SOLE 0 0 30704 ISHARES SEMICONDUCTOR FUND ETF 464287523 1416 2611 SH SOLE 0 0 2611 ISHARES TIPS BOND ETF ETF 464287176 236 1830 SH SOLE 0 0 1830 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 1279 12441 SH SOLE 0 0 12441 ISHARES U.S. HEALTHCARE ETF ETF 464287762 402 1340 SH SOLE 0 0 1340 ISHARES U.S. TECHNOLOGY ETF ETF 464287721 1450 12632 SH SOLE 0 0 12632 JOHNSON & JOHNSON COM Stock 478160104 18352 170276 SH SOLE 0 0 170276 JPMORGAN CHASE & CO COM Stock 46625H100 52998 334689 SH SOLE 0 0 334689 JPMORGAN ULTRA-SHORT INCOME ETF ETF 46641Q837 1261 24987 SH SOLE 0 0 24987 JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ETF 46641Q654 3802 74466 SH SOLE 0 0 74466 KELLOGG CO COM Stock 487836108 2628 40795 SH SOLE 0 0 40795 KIMBERLY-CLARK CORP COM Stock 494368103 5396 37754 SH SOLE 0 0 37754 KINDER MORGAN INC DEL COM Stock 49456B101 223 14080 SH DFND 1 0 0 14080 KKR & CO INC COM Stock 48251W104 659 8850 SH SOLE 0 0 8850 LILLY ELI & CO COM Stock 532457108 897 3247 SH SOLE 0 0 3247 LINDE PLC SHS Stock G5494J103 376 1086 SH SOLE 0 0 1086 LOCKHEED MARTIN CORP COM Stock 539830109 2171 6107 SH SOLE 0 0 6107 LOWES COS INC COM Stock 548661107 4005 15495 SH SOLE 0 0 15495 LUMEN TECHNOLOGIES INC COM Stock 550241103 323 25720 SH DFND 1 0 0 25720 M & T BK CORP COM Stock 55261F104 430 2798 SH SOLE 0 0 2798 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP Stock 559080106 991 21335 SH SOLE 0 0 21335 MARKEL CORP COM Stock 570535104 909 737 SH SOLE 0 0 737 MASTERCARD INCORPORATED CL A Stock 57636Q104 1740 4842 SH SOLE 0 0 4842 MCDONALDS CORP COM Stock 580135101 7484 27919 SH SOLE 0 0 27919 MEDICAL PPTYS TRUST INC COM REIT 58463J304 315 13330 SH DFND 1 0 0 13330 MEDTRONIC PLC SHS Stock G5960L103 499 4820 SH SOLE 0 0 4820 MERCADOLIBRE INC COM Stock 58733R102 216 161 SH SOLE 0 0 161 MERCK & CO INC COM Stock 58933Y105 6100 79595 SH SOLE 0 0 79595 META PLATFORMS INC CL A Stock 30303M102 4068 12094 SH SOLE 0 0 12094 MGM RESORTS INTERNATIONAL COM Stock 552953101 520 11580 SH SOLE 0 0 11580 MICROSOFT CORP COM Stock 594918104 34646 103015 SH SOLE 0 0 103015 MODERNA INC COM Stock 60770K107 695 2737 SH SOLE 0 0 2737 MONDELEZ INTL INC CL A Stock 609207105 532 8030 SH SOLE 0 0 8030 MORGAN STANLEY COM NEW Stock 617446448 1235 12585 SH SOLE 0 0 12585 MOTOROLA SOLUTIONS INC COM NEW Stock 620076307 2428 8937 SH SOLE 0 0 8937 MSA SAFETY INC COM Stock 553498106 383 2535 SH DFND 1 0 0 2535 NATIONAL RETAIL PROPERTIES INC COM REIT 637417106 303 6310 SH DFND 1 0 0 6310 NAVIENT CORPORATION COM Stock 63938C108 430 20280 SH DFND 1 0 0 20280 NEKTAR THERAPEUTICS COM Stock 640268108 203 15000 SH SOLE 0 0 15000 NETFLIX INC COM Stock 64110L106 2975 4939 SH SOLE 0 0 4939 NEW YORK CMNTY BANCORP INC COM Stock 649445103 324 26555 SH DFND 1 0 0 26555 NEXTERA ENERGY INC COM Stock 65339F101 2105 22542 SH SOLE 0 0 22542 NEXTERA ENERGY INC UNIT 03/01/23 Stock 65339F770 205 3570 SH DFND 1 0 0 3570 NIKE INC CL B Stock 654106103 1810 10859 SH SOLE 0 0 10859 NORFOLK SOUTHN CORP COM Stock 655844108 4316 14497 SH SOLE 0 0 14497 NORTHROP GRUMMAN CORP COM Stock 666807102 835 2156 SH SOLE 0 0 2156 NOVARTIS AG SPONSORED ADR ADR 66987V109 529 6052 SH SOLE 0 0 6052 NUVEEN ESG LARGE-CAP GROWTH ETF ETF 67092P201 836 12197 SH SOLE 0 0 12197 NUVEEN ESG MID-CAP GROWTH ETF ETF 67092P409 281 5708 SH SOLE 0 0 5708 NUVEEN ESG SMALL-CAP ETF ETF 67092P607 406 9659 SH SOLE 0 0 9659 NUVEEN MUN HIGH INCOME OPPORTU COM CEF 670682103 441 29196 SH SOLE 0 0 29196 NVIDIA CORPORATION COM Stock 67066G104 3155 10727 SH SOLE 0 0 10727 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 5533 15438 SH SOLE 0 0 15438 OMEGA FLEX INC COM Stock 682095104 34289 270097 SH SOLE 0 0 270097 ORACLE CORP COM Stock 68389X105 1490 17089 SH SOLE 0 0 17089 OTIS WORLDWIDE CORP COM Stock 68902V107 1013 11632 SH SOLE 0 0 11632 PARKER-HANNIFIN CORP COM Stock 701094104 875 2750 SH SOLE 0 0 2750 PAYPAL HLDGS INC COM Stock 70450Y103 672 3565 SH SOLE 0 0 3565 PEPSICO INC COM Stock 713448108 5210 29994 SH SOLE 0 0 29994 PFIZER INC COM Stock 717081103 24644 417341 SH SOLE 0 0 417341 PFIZER INC COM Stock 717081103 548 9280 SH DFND 0 0 9280 PHILIP MORRIS INTL INC COM Stock 718172109 3461 36432 SH SOLE 0 0 36432 PHILLIPS 66 COM Stock 718546104 1913 26405 SH SOLE 0 0 26405 PJT PARTNERS INC COM CL A Stock 69343T107 201 2712 SH SOLE 0 0 2712 PNC FINL SVCS GROUP INC COM Stock 693475105 1414 7054 SH SOLE 0 0 7054 PPL CORP COM Stock 69351T106 244 8115 SH DFND 1 0 0 8115 PROCTER AND GAMBLE CO COM Stock 742718109 12577 76885 SH SOLE 0 0 76885 PROLOGIS INC. COM REIT 74340W103 439 2608 SH SOLE 0 0 2608 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 559 5694 SH SOLE 0 0 5694 QUALCOMM INC COM Stock 747525103 6186 33825 SH SOLE 0 0 33825 RAYMOND JAMES FINL INC COM Stock 754730109 264 2625 SH SOLE 0 0 2625 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 11089 128853 SH SOLE 0 0 128853 REAL ESTATE SELECT SECTOR SPDR FUND ETF 81369Y860 1082 20881 SH SOLE 0 0 20881 REALTY INCOME CORP COM REIT 756109104 287 4005 SH SOLE 0 0 4005 S&P GLOBAL INC COM Stock 78409V104 619 1311 SH SOLE 0 0 1311 SABRA HEALTH CARE REIT INC COM REIT 78573L106 239 17675 SH DFND 1 0 0 17675 SALESFORCE COM INC COM Stock 79466L302 1039 4087 SH SOLE 0 0 4087 SCHWAB CHARLES CORP COM Stock 808513105 476 5664 SH SOLE 0 0 5664 SCHWAB US DIVIDEND EQUITY ETF ETF 808524797 4978 61589 SH SOLE 0 0 61589 SERVICENOW INC COM Stock 81762P102 1659 2556 SH SOLE 0 0 2556 SHELL PLC SPONS ADR A ADR 780259206 225 5177 SH SOLE 0 0 5177 SL GREEN RLTY CORP COM REIT 78440X804 236 3289 SH DFND 1 0 0 3289 SOUTHERN CO COM Stock 842587107 6863 100068 SH SOLE 0 0 100068 SPDR GOLD SHARES ETF 78463V107 881 5152 SH SOLE 0 0 5152 SPDR NUVEEN BLOOMBERG MUNICIPAL BOND ETF ETF 78468R721 242 4680 SH SOLE 0 0 4680 SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 78464A409 314 4329 SH SOLE 0 0 4329 SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF ETF 78468R788 668 15896 SH SOLE 0 0 15896 SPDR S&P 500 ETF ETF 78462F103 6364 13399 SH SOLE 0 0 13399 SPDR S&P AEROSPACE & DEFENSE ETF ETF 78464A631 226 1944 SH SOLE 0 0 1944 SPDR S&P BIOTECH ETF ETF 78464A870 257 2295 SH SOLE 0 0 2295 SPDR S&P DIVIDEND ETF ETF 78464A763 2292 17750 SH SOLE 0 0 17750 STANLEY BLACK & DECKER INC COM Stock 854502101 658 3490 SH SOLE 0 0 3490 STAR BULK CARRIERS CORP. SHS PAR Stock Y8162K204 315 13892 SH DFND 1 0 0 13892 STARBUCKS CORP COM Stock 855244109 1112 9507 SH SOLE 0 0 9507 STRYKER CORPORATION COM Stock 863667101 598 2238 SH SOLE 0 0 2238 SYNDAX PHARMACEUTICALS INC COM Stock 87164F105 449 20500 SH SOLE 0 0 20500 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS ADR 874039100 549 4565 SH SOLE 0 0 4565 TARGET CORP COM Stock 87612E106 633 2733 SH SOLE 0 0 2733 TE CONNECTIVITY LTD SHS Stock H84989104 443 2748 SH SOLE 0 0 2748 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 1409 8105 SH SOLE 0 0 8105 TEREX CORP NEW COM Stock 880779103 202 4591 SH SOLE 0 0 4591 TESLA INC COM Stock 88160R101 6073 5747 SH SOLE 0 0 5747 TEXAS INSTRS INC COM Stock 882508104 4480 23772 SH SOLE 0 0 23772 THE TRADE DESK INC COM CL A Stock 88339J105 221 2410 SH SOLE 0 0 2410 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 1875 2810 SH SOLE 0 0 2810 TJX COS INC NEW COM Stock 872540109 1163 15322 SH SOLE 0 0 15322 TRAVELERS COMPANIES INC COM Stock 89417E109 2481 15860 SH SOLE 0 0 15860 TRUIST FINL CORP COM Stock 89832Q109 240 4094 SH SOLE 0 0 4094 UMPQUA HLDGS CORP COM Stock 904214103 358 18625 SH DFND 1 0 0 18625 UNILEVER PLC SPON ADR NEW ADR 904767704 1159 21552 SH SOLE 0 0 21552 UNION PAC CORP COM Stock 907818108 1483 5887 SH SOLE 0 0 5887 UNITED PARCEL SERVICE INC CL B Stock 911312106 549 2563 SH SOLE 0 0 2563 UNITED PARCEL SERVICE INC CL B Stock 911312106 406 1893 SH DFND 1 0 0 1893 UNITEDHEALTH GROUP INC COM Stock 91324P102 3438 6847 SH SOLE 0 0 6847 UNUM GROUP COM Stock 91529Y106 230 9355 SH DFND 1 0 0 9355 US BANCORP DEL COM NEW Stock 902973304 855 15224 SH SOLE 0 0 15224 UTILITIES SELECT SECTOR SPDR FUND ETF 81369Y886 226 3164 SH SOLE 0 0 3164 VANECK SEMICONDUCTOR ETF ETF 92189F676 499 1615 SH SOLE 0 0 1615 VANGUARD CONSUMER STAPLES INDEX FUND ETF 92204A207 705 3528 SH SOLE 0 0 3528 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 47532 276754 SH SOLE 0 0 276754 VANGUARD ESG U.S. STOCK ETF ETF 921910733 859 9771 SH SOLE 0 0 9771 VANGUARD FINANCIALS INDEX FUND ETF 92204A405 2853 29547 SH SOLE 0 0 29547 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 287 5810 SH SOLE 0 0 5810 VANGUARD GROWTH INDEX FUND ETF 922908736 59981 186915 SH SOLE 0 0 186915 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 2813 10558 SH SOLE 0 0 10558 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 15421 137554 SH SOLE 0 0 137554 VANGUARD INFORMATION TECHNOLOGY INDEX FUND ETF 92204A702 6098 13310 SH SOLE 0 0 13310 VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF ETF 92206C870 306 3299 SH SOLE 0 0 3299 VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF ETF 921946810 16778 196416 SH SOLE 0 0 196416 VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF ETF 921946794 576 8569 SH SOLE 0 0 8569 VANGUARD LARGE-CAP INDEX FUND ETF 922908637 414 1874 SH SOLE 0 0 1874 VANGUARD MEGA CAP VALUE ETF ETF 921910840 1493 13975 SH SOLE 0 0 13975 VANGUARD MID-CAP INDEX FUND ETF 922908629 2473 9705 SH SOLE 0 0 9705 VANGUARD REAL ESTATE ETF ETF 922908553 252 2176 SH SOLE 0 0 2176 VANGUARD S&P 500 ETF ETF 922908363 2106 4824 SH SOLE 0 0 4824 VANGUARD S&P 500 GROWTH ETF ETF 921932505 8510 28202 SH SOLE 0 0 28202 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 302 3720 SH SOLE 0 0 3720 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 574 2036 SH SOLE 0 0 2036 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 5547 24542 SH SOLE 0 0 24542 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 1992 8249 SH SOLE 0 0 8249 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 1791 16671 SH SOLE 0 0 16671 VANGUARD VALUE INDEX FUND ETF 922908744 1794 12194 SH SOLE 0 0 12194 VERIZON COMMUNICATIONS INC COM Stock 92343V104 4086 78640 SH SOLE 0 0 78640 VERIZON COMMUNICATIONS INC COM Stock 92343V104 369 7094 SH DFND 1 0 0 7094 VIACOMCBS INC CL B Stock 92556H206 218 7230 SH DFND 1 0 0 7230 VIATRIS INC COM Stock 92556V106 471 34804 SH SOLE 0 0 34804 VISA INC COM CL A Stock 92826C839 8063 37207 SH SOLE 0 0 37207 WALMART INC COM Stock 931142103 1051 7263 SH SOLE 0 0 7263 WASHINGTON TR BANCORP INC COM Stock 940610108 672 11913 SH SOLE 0 0 11913 WASTE MGMT INC DEL COM Stock 94106L109 4488 26890 SH SOLE 0 0 26890 WEC ENERGY GROUP INC COM Stock 92939U106 260 2681 SH SOLE 0 0 2681 WELLS FARGO CO NEW COM Stock 949746101 934 19470 SH SOLE 0 0 19470 WELLS FARGO CO NEW PERP PFD CNV A Convertible Preferred 949746804 605 406 SH SOLE 0 0 406 WESTERN UN CO COM Stock 959802109 275 15430 SH DFND 1 0 0 15430 WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND ETF 97717W315 2216 51165 SH SOLE 0 0 51165 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 1369 30855 SH SOLE 0 0 30855 WISDOMTREE U.S. SMALLCAP DIVIDEND FUND ETF 97717W604 806 24515 SH SOLE 0 0 24515 XCEL ENERGY INC COM Stock 98389B100 269 3980 SH SOLE 0 0 3980 YUM BRANDS INC COM Stock 988498101 294 2120 SH SOLE 0 0 2120 ZOETIS INC CL A Stock 98978V103 1472 6030 SH SOLE 0 0 6030