0001743413-22-000001.txt : 20220211
0001743413-22-000001.hdr.sgml : 20220211
20220211150019
ACCESSION NUMBER: 0001743413-22-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
EFFECTIVENESS DATE: 20220211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Principle Wealth Partners LLC
CENTRAL INDEX KEY: 0001743413
IRS NUMBER: 822283737
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19590
FILM NUMBER: 22619876
BUSINESS ADDRESS:
STREET 1: 670 BOSTON POSTROAD
CITY: MADISON
STATE: CT
ZIP: 06443
BUSINESS PHONE: 2033188892
MAIL ADDRESS:
STREET 1: 670 BOSTON POSTROAD
CITY: MADISON
STATE: CT
ZIP: 06443
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001743413
XXXXXXXX
12-31-2021
12-31-2021
Principle Wealth Partners LLC
670 BOSTON POSTROAD
MADISON
CT
06443
13F HOLDINGS REPORT
028-19590
N
MICHAEL CASTIELLO
CHIEF COMPLIANCE OFFICER
(203) 318-8892
MICHAEL CASTIELLO
MADISON
CT
02-11-2022
1
328
952433
false
1
GILMAN HILL ASSET MANAGEMENT
INFORMATION TABLE
2
13F-PWPQ42021.xml
22ND CENTY GROUP INC COM
Stock
90137F103
31
10000
SH
SOLE
0
0
10000
3M CO COM
Stock
88579Y101
5124
28849
SH
SOLE
0
0
28849
ABB LTD SPONSORED ADR
ADR
000375204
213
5573
SH
SOLE
0
0
5573
ABBOTT LABS COM
Stock
002824100
1033
7338
SH
SOLE
0
0
7338
ABBVIE INC COM
Stock
00287Y109
4703
34737
SH
SOLE
0
0
34737
ABBVIE INC COM
Stock
00287Y109
463
3420
SH
DFND
1
0
0
3420
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
367
885
SH
SOLE
0
0
885
ADOBE SYSTEMS INCORPORATED COM
Stock
00724F101
1110
1958
SH
SOLE
0
0
1958
AFLAC INC COM
Stock
001055102
716
12269
SH
SOLE
0
0
12269
AIR PRODS & CHEMS INC COM
Stock
009158106
875
2875
SH
SOLE
0
0
2875
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
410
3453
SH
SOLE
0
0
3453
ALLSTATE CORP COM
Stock
020002101
2954
25105
SH
SOLE
0
0
25105
ALPHABET INC CAP STK CL A
Stock
02079K305
12901
4453
SH
SOLE
0
0
4453
ALPHABET INC CAP STK CL C
Stock
02079K107
11897
4112
SH
SOLE
0
0
4112
ALTRIA GROUP INC COM
Stock
02209S103
800
16883
SH
SOLE
0
0
16883
AMAZON COM INC COM
Stock
023135106
23190
6955
SH
SOLE
0
0
6955
AMERICAN ELEC PWR CO INC COM
Stock
025537101
1153
12957
SH
SOLE
0
0
12957
AMERICAN EXPRESS CO COM
Stock
025816109
434
2652
SH
SOLE
0
0
2652
AMERICAN EXPRESS CO COM
Stock
025816109
355
2167
SH
DFND
1
0
0
2167
AMERICAN TOWER CORP NEW COM
REIT
03027X100
931
3183
SH
SOLE
0
0
3183
AMGEN INC COM
Stock
031162100
15770
70098
SH
SOLE
0
0
70098
AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF
ETF
032108409
1134
29701
SH
SOLE
0
0
29701
ANALOG DEVICES INC COM
Stock
032654105
322
1833
SH
SOLE
0
0
1833
ANNALY CAPITAL MANAGEMENT INC COM
REIT
035710409
78
10000
SH
SOLE
0
0
10000
ANTHEM INC COM
Stock
036752103
1173
2530
SH
SOLE
0
0
2530
APPLE INC COM
Stock
037833100
69312
390336
SH
SOLE
0
0
390336
ARCHER DANIELS MIDLAND CO COM
Stock
039483102
2492
36874
SH
SOLE
0
0
36874
ARK GENOMIC REVOLUTION ETF
ETF
00214Q302
327
5341
SH
SOLE
0
0
5341
ARK INNOVATION ETF
ETF
00214Q104
5545
58623
SH
SOLE
0
0
58623
ARROW ELECTRS INC COM
Stock
042735100
659
4905
SH
SOLE
0
0
4905
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
218
3751
SH
SOLE
0
0
3751
AT&T INC COM
Stock
00206R102
1960
79684
SH
SOLE
0
0
79684
AT&T INC COM
Stock
00206R102
321
13032
SH
DFND
1
0
0
13032
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
2662
10795
SH
SOLE
0
0
10795
AVANGRID INC COM
Stock
05351W103
566
11340
SH
SOLE
0
0
11340
B & G FOODS INC NEW COM
Stock
05508R106
343
11160
SH
DFND
1
0
0
11160
BANK NEW YORK MELLON CORP COM
Stock
064058100
703
12100
SH
SOLE
0
0
12100
BAXTER INTL INC COM
Stock
071813109
224
2605
SH
SOLE
0
0
2605
BECTON DICKINSON & CO COM
Stock
075887109
208
828
SH
SOLE
0
0
828
BERKSHIRE HATHAWAY INC DEL CL A
Stock
084670108
3155
7
SH
SOLE
0
0
7
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
6452
21578
SH
SOLE
0
0
21578
BK OF AMERICA CORP COM
Stock
060505104
5201
116906
SH
SOLE
0
0
116906
BLACKROCK INC COM
Stock
09247X101
772
844
SH
SOLE
0
0
844
BLACKSTONE INC COM
Stock
09260D107
2605
20135
SH
SOLE
0
0
20135
BLOCK H & R INC COM
Stock
093671105
319
13540
SH
DFND
1
0
0
13540
BOEING CO COM
Stock
097023105
9455
46967
SH
SOLE
0
0
46967
BRISTOL-MYERS SQUIBB CO COM
Stock
110122108
820
13153
SH
SOLE
0
0
13153
BROOKFIELD ASSET MGMT INC CL A LTD VT SH
Stock
112585104
207
3425
SH
SOLE
0
0
3425
CAE INC COM
Stock
124765108
440
17432
SH
SOLE
0
0
17432
CARLYLE GROUP INC COM
Stock
14316J108
395
7200
SH
SOLE
0
0
7200
CARRIER GLOBAL CORPORATION COM
Stock
14448C104
1495
27561
SH
SOLE
0
0
27561
CATERPILLAR INC COM
Stock
149123101
4410
21332
SH
SOLE
0
0
21332
CBOE GLOBAL MKTS INC COM
Stock
12503M108
209
1600
SH
SOLE
0
0
1600
CHEVRON CORP NEW COM
Stock
166764100
4938
42080
SH
SOLE
0
0
42080
CHEVRON CORP NEW COM
Stock
166764100
394
3360
SH
DFND
1
0
0
3360
CHUBB LIMITED COM
Stock
H1467J104
595
3077
SH
SOLE
0
0
3077
CHURCH & DWIGHT CO INC COM
Stock
171340102
492
4800
SH
SOLE
0
0
4800
CHURCHILL DOWNS INC COM
Stock
171484108
530
2200
SH
SOLE
0
0
2200
CIGNA CORP NEW COM
Stock
125523100
248
1078
SH
SOLE
0
0
1078
CISCO SYS INC COM
Stock
17275R102
10475
165307
SH
SOLE
0
0
165307
CLEARWAY ENERGY INC CL A
Stock
18539C105
323
9635
SH
DFND
1
0
0
9635
CLOROX CO DEL COM
Stock
189054109
550
3154
SH
SOLE
0
0
3154
CME GROUP INC COM
Stock
12572Q105
725
3175
SH
SOLE
0
0
3175
COCA COLA CO COM
Stock
191216100
4821
81429
SH
SOLE
0
0
81429
COHEN & STEERS REIT & PFD & IN COM
CEF
19247X100
1458
50947
SH
SOLE
0
0
50947
COINBASE GLOBAL INC COM CL A
Stock
19260Q107
267
1056
SH
SOLE
0
0
1056
COLGATE PALMOLIVE CO COM
Stock
194162103
799
9365
SH
SOLE
0
0
9365
COMCAST CORP NEW CL A
Stock
20030N101
883
17549
SH
SOLE
0
0
17549
COMPASS DIVERSIFIED SH BEN INT
Stock
20451Q104
327
10690
SH
DFND
1
0
0
10690
CONOCOPHILLIPS COM
Stock
20825C104
3613
50061
SH
SOLE
0
0
50061
CONSOLIDATED EDISON INC COM
Stock
209115104
444
5209
SH
SOLE
0
0
5209
CORTEVA INC COM
Stock
22052L104
581
12289
SH
SOLE
0
0
12289
COSTCO WHSL CORP NEW COM
Stock
22160K105
3185
5610
SH
SOLE
0
0
5610
CROWN CASTLE INTL CORP NEW COM
REIT
22822V101
357
1710
SH
SOLE
0
0
1710
CSX CORP COM
Stock
126408103
593
15768
SH
SOLE
0
0
15768
CUMMINS INC COM
Stock
231021106
2018
9249
SH
SOLE
0
0
9249
CVS HEALTH CORP COM
Stock
126650100
2737
26536
SH
SOLE
0
0
26536
DANAHER CORPORATION COM
Stock
235851102
1865
5668
SH
SOLE
0
0
5668
DEERE & CO COM
Stock
244199105
247
720
SH
SOLE
0
0
720
DIAGEO PLC SPON ADR NEW
ADR
25243Q205
263
1193
SH
SOLE
0
0
1193
DISNEY WALT CO COM
Stock
254687106
3221
20798
SH
SOLE
0
0
20798
DMC GLOBAL INC COM
Stock
23291C103
246
6205
SH
SOLE
0
0
6205
DOMINION ENERGY INC COM
Stock
25746U109
514
6548
SH
SOLE
0
0
6548
DOVER CORP COM
Stock
260003108
515
2835
SH
SOLE
0
0
2835
DOW INC COM
Stock
260557103
1079
71910
SH
SOLE
0
0
71910
DOW INC COM
Stock
260557103
291
5137
SH
DFND
1
0
0
5137
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
2215
21113
SH
SOLE
0
0
21113
DUPONT DE NEMOURS INC COM
Stock
26614N102
511
6330
SH
SOLE
0
0
6330
EATON CORP PLC SHS
Stock
G29183103
831
4806
SH
SOLE
0
0
4806
EATON VANCE TAX-MANAGED BUY- W COM
CEF
27828Y108
214
12800
SH
SOLE
0
0
12800
EDWARDS LIFESCIENCES CORP COM
Stock
28176E108
257
1986
SH
SOLE
0
0
1986
EMERSON ELEC CO COM
Stock
291011104
3656
39320
SH
SOLE
0
0
39320
ENBRIDGE INC COM
Stock
29250N105
244
6249
SH
SOLE
0
0
6249
ENTERPRISE PRODS PARTNERS L P COM
Stock
293792107
759
34576
SH
SOLE
0
0
34576
EVERSOURCE ENERGY COM
Stock
30040W108
1554
17082
SH
SOLE
0
0
17082
EXXON MOBIL CORP COM
Stock
30231G102
4277
69902
SH
SOLE
0
0
69902
FASTENAL CO COM
Stock
311900104
211
3300
SH
SOLE
0
0
3300
FIDELITY HIGH DIVIDEND ETF
ETF
316092840
2059
51101
SH
SOLE
0
0
51101
FIDELITY VALUE FACTOR ETF
ETF
316092782
289
5545
SH
SOLE
0
0
5545
FINANCIAL SELECT SECTOR SPDR FUND
ETF
81369Y605
2867
73411
SH
SOLE
0
0
73411
FIRST TRUST CAPITAL STRENGTH ETF
ETF
33733E104
444
5254
SH
SOLE
0
0
5254
FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF
ETF
33739Q200
483
9669
SH
SOLE
0
0
9669
FIRST TRUST MANAGED MUNICIPAL ETF
ETF
33739N108
295
5181
SH
SOLE
0
0
5181
FIRST TRUST MUNICIPAL HIGH INCOME ETF
ETF
33739P301
509
9067
SH
SOLE
0
0
9067
FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND
ETF
33738R506
5769
111390
SH
SOLE
0
0
111390
FIRST TRUST PREFERRED SECURITIES AND INCOME ETF
ETF
33739E108
1122
55217
SH
SOLE
0
0
55217
FIRST TRUST SHORT DURATION MANAGED MUNICIPAL ETF
ETF
33739P830
5968
286790
SH
SOLE
0
0
286790
FIRST TRUST TCW OPPORTUNISTIC FIXED INCOME ETF
ETF
33740F805
394
7396
SH
SOLE
0
0
7396
FISERV INC COM
Stock
337738108
416
4010
SH
SOLE
0
0
4010
FORD MTR CO DEL COM
Stock
345370860
263
12674
SH
SOLE
0
0
12674
FORTRESS TRANS INFRST INVS LLC COM REP LTD LIAB
Stock
34960P101
312
10799
SH
DFND
1
0
0
10799
FULTON FINL CORP PA COM
Stock
360271100
745
43846
SH
SOLE
0
0
43846
GENERAL DYNAMICS CORP COM
Stock
369550108
5501
26387
SH
SOLE
0
0
26387
GENERAL ELECTRIC CO COM NEW
Stock
369604301
2391
25309
SH
SOLE
0
0
25309
GENERAL MLS INC COM
Stock
370334104
3542
52560
SH
SOLE
0
0
52560
GENERAL MTRS CO COM
Stock
37045V100
507
8652
SH
SOLE
0
0
8652
GILEAD SCIENCES INC COM
Stock
375558103
268
3691
SH
SOLE
0
0
3691
GLADSTONE LD CORP COM
REIT
376549101
270
8000
SH
SOLE
0
0
8000
GLAXOSMITHKLINE PLC SPONSORED ADR
ADR
37733W105
1008
22853
SH
SOLE
0
0
22853
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
4720
12340
SH
SOLE
0
0
12340
GRAINGER W W INC COM
Stock
384802104
1727
3333
SH
SOLE
0
0
3333
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
3025
21474
SH
SOLE
0
0
21474
HELIOS TECHNOLOGIES INC COM
Stock
42328H109
530
5043
SH
SOLE
0
0
5043
HERCULES CAPITAL INC COM
CEF
427096508
318
19190
SH
DFND
1
0
0
19190
HERSHEY CO COM
Stock
427866108
383
1977
SH
SOLE
0
0
1977
HOLOGIC INC COM
Stock
436440101
421
5500
SH
SOLE
0
0
5500
HOME DEPOT INC COM
Stock
437076102
15636
37675
SH
SOLE
0
0
37675
HONEYWELL INTL INC COM
Stock
438516106
1829
8770
SH
SOLE
0
0
8770
ILLINOIS TOOL WKS INC COM
Stock
452308109
1200
4862
SH
SOLE
0
0
4862
INDUSTRIAL SELECT SECTOR SPDR FUND
ETF
81369Y704
3676
34745
SH
SOLE
0
0
34745
INTEL CORP COM
Stock
458140100
11654
226292
SH
SOLE
0
0
226292
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
6026
45086
SH
SOLE
0
0
45086
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
316
2364
SH
DFND
1
0
0
2364
INTERNATIONAL FLAVORS&FRAGRANC COM
Stock
459506101
719
4773
SH
SOLE
0
0
4773
INTERNATIONAL PAPER CO COM
Stock
460146103
289
6162
SH
SOLE
0
0
6162
INTUIT COM
Stock
461202103
709
1102
SH
SOLE
0
0
1102
INTUITIVE SURGICAL INC COM NEW
Stock
46120E602
413
1149
SH
SOLE
0
0
1149
INVESCO DWA MOMENTUM ETF
ETF
46137V837
415
4395
SH
SOLE
0
0
4395
INVESCO FTSE RAFI US 1000 ETF
ETF
46137V613
1064
6194
SH
SOLE
0
0
6194
INVESCO FTSE RAFI US 1500A SMALL-MIDA ETF
ETF
46137V597
370
1931
SH
SOLE
0
0
1931
INVESCO PREFERRED ETF
ETF
46138E511
184
12237
SH
SOLE
0
0
12237
INVESCO QQQ TRUST
ETF
46090E103
4826
12129
SH
SOLE
0
0
12129
INVESCO S&P 500 EQUAL WEIGHT ETF
ETF
46137V357
795
4882
SH
SOLE
0
0
4882
INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF
ETF
46138E362
293
6465
SH
SOLE
0
0
6465
INVESCO S&P 500 LOW VOLATILITY ETF
ETF
46138E354
1219
17766
SH
SOLE
0
0
17766
INVESCO S&P 500 QUALITY ETF
ETF
46137V241
205
3857
SH
SOLE
0
0
3857
INVESCO WATER RESOURCES ETF
ETF
46137V142
215
3532
SH
SOLE
0
0
3532
IQVIA HLDGS INC COM
Stock
46266C105
542
1920
SH
SOLE
0
0
1920
IRON MTN INC NEW COM
REIT
46284V101
372
7110
SH
DFND
1
0
0
7110
ISHARES BIOTECHNOLOGY FUND
ETF
464287556
1403
9196
SH
SOLE
0
0
9196
ISHARES CORE DIVIDEND GROWTH ETF
ETF
46434V621
1463
26321
SH
SOLE
0
0
26321
ISHARES CORE S&P 500 ETF
ETF
464287200
561
1177
SH
SOLE
0
0
1177
ISHARES GENOMICS IMMUNOLOGY AND HEALTHCARE ETF
ETF
46435U192
1086
24778
SH
SOLE
0
0
24778
ISHARES GOLD TRUST
ETF
464285204
589
16927
SH
SOLE
0
0
16927
ISHARES MSCI EAFE ETF
ETF
464287465
243
3050
SH
SOLE
0
0
3050
ISHARES MSCI KLD 400 SOCIAL ETF
ETF
464288570
760
8177
SH
SOLE
0
0
8177
ISHARES MSCI USA MIN VOL FACTOR ETF
ETF
46429B697
208
2570
SH
SOLE
0
0
2570
ISHARES PREFERRED AND INCOME SECURITIES ETF
ETF
464288687
549
13924
SH
SOLE
0
0
13924
ISHARES RUSSELL 1000 ETF
ETF
464287622
295
1114
SH
SOLE
0
0
1114
ISHARES RUSSELL 1000 GROWTH ETF
ETF
464287614
316
1034
SH
SOLE
0
0
1034
ISHARES RUSSELL 1000 VALUE ETF
ETF
464287598
312
1857
SH
SOLE
0
0
1857
ISHARES RUSSELL 2000 ETF
ETF
464287655
460
2070
SH
SOLE
0
0
2070
ISHARES RUSSELL MID-CAP GROWTH ETF
ETF
464287481
551
4778
SH
SOLE
0
0
4778
ISHARES S&P 500 GROWTH ETF
ETF
464287309
445
5319
SH
SOLE
0
0
5319
ISHARES S&P GLOBAL CLEAN ENERGY INDEX FUND
ETF
464288224
705
33309
SH
SOLE
0
0
33309
ISHARES S&P MIDCAP FUND
ETF
464287507
999
3530
SH
SOLE
0
0
3530
ISHARES S&P SMALL-CAP 600 GROWTH ETF
ETF
464287887
617
4444
SH
SOLE
0
0
4444
ISHARES S&P SMALL-CAP FUND
ETF
464287804
393
3430
SH
SOLE
0
0
3430
ISHARES SELECT DIVIDEND ETF
ETF
464287168
3764
30704
SH
SOLE
0
0
30704
ISHARES SEMICONDUCTOR FUND
ETF
464287523
1416
2611
SH
SOLE
0
0
2611
ISHARES TIPS BOND ETF
ETF
464287176
236
1830
SH
SOLE
0
0
1830
ISHARES U.S. AEROSPACE & DEFENSE ETF
ETF
464288760
1279
12441
SH
SOLE
0
0
12441
ISHARES U.S. HEALTHCARE ETF
ETF
464287762
402
1340
SH
SOLE
0
0
1340
ISHARES U.S. TECHNOLOGY ETF
ETF
464287721
1450
12632
SH
SOLE
0
0
12632
JOHNSON & JOHNSON COM
Stock
478160104
18352
170276
SH
SOLE
0
0
170276
JPMORGAN CHASE & CO COM
Stock
46625H100
52998
334689
SH
SOLE
0
0
334689
JPMORGAN ULTRA-SHORT INCOME ETF
ETF
46641Q837
1261
24987
SH
SOLE
0
0
24987
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF
ETF
46641Q654
3802
74466
SH
SOLE
0
0
74466
KELLOGG CO COM
Stock
487836108
2628
40795
SH
SOLE
0
0
40795
KIMBERLY-CLARK CORP COM
Stock
494368103
5396
37754
SH
SOLE
0
0
37754
KINDER MORGAN INC DEL COM
Stock
49456B101
223
14080
SH
DFND
1
0
0
14080
KKR & CO INC COM
Stock
48251W104
659
8850
SH
SOLE
0
0
8850
LILLY ELI & CO COM
Stock
532457108
897
3247
SH
SOLE
0
0
3247
LINDE PLC SHS
Stock
G5494J103
376
1086
SH
SOLE
0
0
1086
LOCKHEED MARTIN CORP COM
Stock
539830109
2171
6107
SH
SOLE
0
0
6107
LOWES COS INC COM
Stock
548661107
4005
15495
SH
SOLE
0
0
15495
LUMEN TECHNOLOGIES INC COM
Stock
550241103
323
25720
SH
DFND
1
0
0
25720
M & T BK CORP COM
Stock
55261F104
430
2798
SH
SOLE
0
0
2798
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP
Stock
559080106
991
21335
SH
SOLE
0
0
21335
MARKEL CORP COM
Stock
570535104
909
737
SH
SOLE
0
0
737
MASTERCARD INCORPORATED CL A
Stock
57636Q104
1740
4842
SH
SOLE
0
0
4842
MCDONALDS CORP COM
Stock
580135101
7484
27919
SH
SOLE
0
0
27919
MEDICAL PPTYS TRUST INC COM
REIT
58463J304
315
13330
SH
DFND
1
0
0
13330
MEDTRONIC PLC SHS
Stock
G5960L103
499
4820
SH
SOLE
0
0
4820
MERCADOLIBRE INC COM
Stock
58733R102
216
161
SH
SOLE
0
0
161
MERCK & CO INC COM
Stock
58933Y105
6100
79595
SH
SOLE
0
0
79595
META PLATFORMS INC CL A
Stock
30303M102
4068
12094
SH
SOLE
0
0
12094
MGM RESORTS INTERNATIONAL COM
Stock
552953101
520
11580
SH
SOLE
0
0
11580
MICROSOFT CORP COM
Stock
594918104
34646
103015
SH
SOLE
0
0
103015
MODERNA INC COM
Stock
60770K107
695
2737
SH
SOLE
0
0
2737
MONDELEZ INTL INC CL A
Stock
609207105
532
8030
SH
SOLE
0
0
8030
MORGAN STANLEY COM NEW
Stock
617446448
1235
12585
SH
SOLE
0
0
12585
MOTOROLA SOLUTIONS INC COM NEW
Stock
620076307
2428
8937
SH
SOLE
0
0
8937
MSA SAFETY INC COM
Stock
553498106
383
2535
SH
DFND
1
0
0
2535
NATIONAL RETAIL PROPERTIES INC COM
REIT
637417106
303
6310
SH
DFND
1
0
0
6310
NAVIENT CORPORATION COM
Stock
63938C108
430
20280
SH
DFND
1
0
0
20280
NEKTAR THERAPEUTICS COM
Stock
640268108
203
15000
SH
SOLE
0
0
15000
NETFLIX INC COM
Stock
64110L106
2975
4939
SH
SOLE
0
0
4939
NEW YORK CMNTY BANCORP INC COM
Stock
649445103
324
26555
SH
DFND
1
0
0
26555
NEXTERA ENERGY INC COM
Stock
65339F101
2105
22542
SH
SOLE
0
0
22542
NEXTERA ENERGY INC UNIT 03/01/23
Stock
65339F770
205
3570
SH
DFND
1
0
0
3570
NIKE INC CL B
Stock
654106103
1810
10859
SH
SOLE
0
0
10859
NORFOLK SOUTHN CORP COM
Stock
655844108
4316
14497
SH
SOLE
0
0
14497
NORTHROP GRUMMAN CORP COM
Stock
666807102
835
2156
SH
SOLE
0
0
2156
NOVARTIS AG SPONSORED ADR
ADR
66987V109
529
6052
SH
SOLE
0
0
6052
NUVEEN ESG LARGE-CAP GROWTH ETF
ETF
67092P201
836
12197
SH
SOLE
0
0
12197
NUVEEN ESG MID-CAP GROWTH ETF
ETF
67092P409
281
5708
SH
SOLE
0
0
5708
NUVEEN ESG SMALL-CAP ETF
ETF
67092P607
406
9659
SH
SOLE
0
0
9659
NUVEEN MUN HIGH INCOME OPPORTU COM
CEF
670682103
441
29196
SH
SOLE
0
0
29196
NVIDIA CORPORATION COM
Stock
67066G104
3155
10727
SH
SOLE
0
0
10727
OLD DOMINION FREIGHT LINE INC COM
Stock
679580100
5533
15438
SH
SOLE
0
0
15438
OMEGA FLEX INC COM
Stock
682095104
34289
270097
SH
SOLE
0
0
270097
ORACLE CORP COM
Stock
68389X105
1490
17089
SH
SOLE
0
0
17089
OTIS WORLDWIDE CORP COM
Stock
68902V107
1013
11632
SH
SOLE
0
0
11632
PARKER-HANNIFIN CORP COM
Stock
701094104
875
2750
SH
SOLE
0
0
2750
PAYPAL HLDGS INC COM
Stock
70450Y103
672
3565
SH
SOLE
0
0
3565
PEPSICO INC COM
Stock
713448108
5210
29994
SH
SOLE
0
0
29994
PFIZER INC COM
Stock
717081103
24644
417341
SH
SOLE
0
0
417341
PFIZER INC COM
Stock
717081103
548
9280
SH
DFND
0
0
9280
PHILIP MORRIS INTL INC COM
Stock
718172109
3461
36432
SH
SOLE
0
0
36432
PHILLIPS 66 COM
Stock
718546104
1913
26405
SH
SOLE
0
0
26405
PJT PARTNERS INC COM CL A
Stock
69343T107
201
2712
SH
SOLE
0
0
2712
PNC FINL SVCS GROUP INC COM
Stock
693475105
1414
7054
SH
SOLE
0
0
7054
PPL CORP COM
Stock
69351T106
244
8115
SH
DFND
1
0
0
8115
PROCTER AND GAMBLE CO COM
Stock
742718109
12577
76885
SH
SOLE
0
0
76885
PROLOGIS INC. COM
REIT
74340W103
439
2608
SH
SOLE
0
0
2608
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF
ETF
74348A467
559
5694
SH
SOLE
0
0
5694
QUALCOMM INC COM
Stock
747525103
6186
33825
SH
SOLE
0
0
33825
RAYMOND JAMES FINL INC COM
Stock
754730109
264
2625
SH
SOLE
0
0
2625
RAYTHEON TECHNOLOGIES CORP COM
Stock
75513E101
11089
128853
SH
SOLE
0
0
128853
REAL ESTATE SELECT SECTOR SPDR FUND
ETF
81369Y860
1082
20881
SH
SOLE
0
0
20881
REALTY INCOME CORP COM
REIT
756109104
287
4005
SH
SOLE
0
0
4005
S&P GLOBAL INC COM
Stock
78409V104
619
1311
SH
SOLE
0
0
1311
SABRA HEALTH CARE REIT INC COM
REIT
78573L106
239
17675
SH
DFND
1
0
0
17675
SALESFORCE COM INC COM
Stock
79466L302
1039
4087
SH
SOLE
0
0
4087
SCHWAB CHARLES CORP COM
Stock
808513105
476
5664
SH
SOLE
0
0
5664
SCHWAB US DIVIDEND EQUITY ETF
ETF
808524797
4978
61589
SH
SOLE
0
0
61589
SERVICENOW INC COM
Stock
81762P102
1659
2556
SH
SOLE
0
0
2556
SHELL PLC SPONS ADR A
ADR
780259206
225
5177
SH
SOLE
0
0
5177
SL GREEN RLTY CORP COM
REIT
78440X804
236
3289
SH
DFND
1
0
0
3289
SOUTHERN CO COM
Stock
842587107
6863
100068
SH
SOLE
0
0
100068
SPDR GOLD SHARES
ETF
78463V107
881
5152
SH
SOLE
0
0
5152
SPDR NUVEEN BLOOMBERG MUNICIPAL BOND ETF
ETF
78468R721
242
4680
SH
SOLE
0
0
4680
SPDR PORTFOLIO S&P 500 GROWTH ETF
ETF
78464A409
314
4329
SH
SOLE
0
0
4329
SPDR PORTFOLIO S&P 500 HIGH DIVIDEND ETF
ETF
78468R788
668
15896
SH
SOLE
0
0
15896
SPDR S&P 500 ETF
ETF
78462F103
6364
13399
SH
SOLE
0
0
13399
SPDR S&P AEROSPACE & DEFENSE ETF
ETF
78464A631
226
1944
SH
SOLE
0
0
1944
SPDR S&P BIOTECH ETF
ETF
78464A870
257
2295
SH
SOLE
0
0
2295
SPDR S&P DIVIDEND ETF
ETF
78464A763
2292
17750
SH
SOLE
0
0
17750
STANLEY BLACK & DECKER INC COM
Stock
854502101
658
3490
SH
SOLE
0
0
3490
STAR BULK CARRIERS CORP. SHS PAR
Stock
Y8162K204
315
13892
SH
DFND
1
0
0
13892
STARBUCKS CORP COM
Stock
855244109
1112
9507
SH
SOLE
0
0
9507
STRYKER CORPORATION COM
Stock
863667101
598
2238
SH
SOLE
0
0
2238
SYNDAX PHARMACEUTICALS INC COM
Stock
87164F105
449
20500
SH
SOLE
0
0
20500
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
ADR
874039100
549
4565
SH
SOLE
0
0
4565
TARGET CORP COM
Stock
87612E106
633
2733
SH
SOLE
0
0
2733
TE CONNECTIVITY LTD SHS
Stock
H84989104
443
2748
SH
SOLE
0
0
2748
TECHNOLOGY SELECT SECTOR SPDR FUND
ETF
81369Y803
1409
8105
SH
SOLE
0
0
8105
TEREX CORP NEW COM
Stock
880779103
202
4591
SH
SOLE
0
0
4591
TESLA INC COM
Stock
88160R101
6073
5747
SH
SOLE
0
0
5747
TEXAS INSTRS INC COM
Stock
882508104
4480
23772
SH
SOLE
0
0
23772
THE TRADE DESK INC COM CL A
Stock
88339J105
221
2410
SH
SOLE
0
0
2410
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
1875
2810
SH
SOLE
0
0
2810
TJX COS INC NEW COM
Stock
872540109
1163
15322
SH
SOLE
0
0
15322
TRAVELERS COMPANIES INC COM
Stock
89417E109
2481
15860
SH
SOLE
0
0
15860
TRUIST FINL CORP COM
Stock
89832Q109
240
4094
SH
SOLE
0
0
4094
UMPQUA HLDGS CORP COM
Stock
904214103
358
18625
SH
DFND
1
0
0
18625
UNILEVER PLC SPON ADR NEW
ADR
904767704
1159
21552
SH
SOLE
0
0
21552
UNION PAC CORP COM
Stock
907818108
1483
5887
SH
SOLE
0
0
5887
UNITED PARCEL SERVICE INC CL B
Stock
911312106
549
2563
SH
SOLE
0
0
2563
UNITED PARCEL SERVICE INC CL B
Stock
911312106
406
1893
SH
DFND
1
0
0
1893
UNITEDHEALTH GROUP INC COM
Stock
91324P102
3438
6847
SH
SOLE
0
0
6847
UNUM GROUP COM
Stock
91529Y106
230
9355
SH
DFND
1
0
0
9355
US BANCORP DEL COM NEW
Stock
902973304
855
15224
SH
SOLE
0
0
15224
UTILITIES SELECT SECTOR SPDR FUND
ETF
81369Y886
226
3164
SH
SOLE
0
0
3164
VANECK SEMICONDUCTOR ETF
ETF
92189F676
499
1615
SH
SOLE
0
0
1615
VANGUARD CONSUMER STAPLES INDEX FUND
ETF
92204A207
705
3528
SH
SOLE
0
0
3528
VANGUARD DIVIDEND APPRECIATION INDEX FUND
ETF
921908844
47532
276754
SH
SOLE
0
0
276754
VANGUARD ESG U.S. STOCK ETF
ETF
921910733
859
9771
SH
SOLE
0
0
9771
VANGUARD FINANCIALS INDEX FUND
ETF
92204A405
2853
29547
SH
SOLE
0
0
29547
VANGUARD FTSE EMERGING MARKETS ETF
ETF
922042858
287
5810
SH
SOLE
0
0
5810
VANGUARD GROWTH INDEX FUND
ETF
922908736
59981
186915
SH
SOLE
0
0
186915
VANGUARD HEALTH CARE INDEX FUND
ETF
92204A504
2813
10558
SH
SOLE
0
0
10558
VANGUARD HIGH DIVIDEND YIELD ETF
ETF
921946406
15421
137554
SH
SOLE
0
0
137554
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
ETF
92204A702
6098
13310
SH
SOLE
0
0
13310
VANGUARD INTERMEDIATE-TERM CORPORATE BOND ETF
ETF
92206C870
306
3299
SH
SOLE
0
0
3299
VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETF
ETF
921946810
16778
196416
SH
SOLE
0
0
196416
VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF
ETF
921946794
576
8569
SH
SOLE
0
0
8569
VANGUARD LARGE-CAP INDEX FUND
ETF
922908637
414
1874
SH
SOLE
0
0
1874
VANGUARD MEGA CAP VALUE ETF
ETF
921910840
1493
13975
SH
SOLE
0
0
13975
VANGUARD MID-CAP INDEX FUND
ETF
922908629
2473
9705
SH
SOLE
0
0
9705
VANGUARD REAL ESTATE ETF
ETF
922908553
252
2176
SH
SOLE
0
0
2176
VANGUARD S&P 500 ETF
ETF
922908363
2106
4824
SH
SOLE
0
0
4824
VANGUARD S&P 500 GROWTH ETF
ETF
921932505
8510
28202
SH
SOLE
0
0
28202
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
ETF
92206C409
302
3720
SH
SOLE
0
0
3720
VANGUARD SMALL-CAP GROWTH INDEX FUND
ETF
922908595
574
2036
SH
SOLE
0
0
2036
VANGUARD SMALL-CAP INDEX FUND
ETF
922908751
5547
24542
SH
SOLE
0
0
24542
VANGUARD TOTAL STOCK MARKET INDEX FUND
ETF
922908769
1992
8249
SH
SOLE
0
0
8249
VANGUARD TOTAL WORLD STOCK INDEX FUND
ETF
922042742
1791
16671
SH
SOLE
0
0
16671
VANGUARD VALUE INDEX FUND
ETF
922908744
1794
12194
SH
SOLE
0
0
12194
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
4086
78640
SH
SOLE
0
0
78640
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
369
7094
SH
DFND
1
0
0
7094
VIACOMCBS INC CL B
Stock
92556H206
218
7230
SH
DFND
1
0
0
7230
VIATRIS INC COM
Stock
92556V106
471
34804
SH
SOLE
0
0
34804
VISA INC COM CL A
Stock
92826C839
8063
37207
SH
SOLE
0
0
37207
WALMART INC COM
Stock
931142103
1051
7263
SH
SOLE
0
0
7263
WASHINGTON TR BANCORP INC COM
Stock
940610108
672
11913
SH
SOLE
0
0
11913
WASTE MGMT INC DEL COM
Stock
94106L109
4488
26890
SH
SOLE
0
0
26890
WEC ENERGY GROUP INC COM
Stock
92939U106
260
2681
SH
SOLE
0
0
2681
WELLS FARGO CO NEW COM
Stock
949746101
934
19470
SH
SOLE
0
0
19470
WELLS FARGO CO NEW PERP PFD CNV A
Convertible Preferred
949746804
605
406
SH
SOLE
0
0
406
WESTERN UN CO COM
Stock
959802109
275
15430
SH
DFND
1
0
0
15430
WISDOMTREE EMERGING MARKETS HIGH DIVIDEND FUND
ETF
97717W315
2216
51165
SH
SOLE
0
0
51165
WISDOMTREE U.S. MIDCAP DIVIDEND FUND
ETF
97717W505
1369
30855
SH
SOLE
0
0
30855
WISDOMTREE U.S. SMALLCAP DIVIDEND FUND
ETF
97717W604
806
24515
SH
SOLE
0
0
24515
XCEL ENERGY INC COM
Stock
98389B100
269
3980
SH
SOLE
0
0
3980
YUM BRANDS INC COM
Stock
988498101
294
2120
SH
SOLE
0
0
2120
ZOETIS INC CL A
Stock
98978V103
1472
6030
SH
SOLE
0
0
6030