0001743413-21-000004.txt : 20211116 0001743413-21-000004.hdr.sgml : 20211116 20211115175849 ACCESSION NUMBER: 0001743413-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211116 DATE AS OF CHANGE: 20211115 EFFECTIVENESS DATE: 20211116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Principle Wealth Partners LLC CENTRAL INDEX KEY: 0001743413 IRS NUMBER: 822283737 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19590 FILM NUMBER: 211413065 BUSINESS ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 2033188892 MAIL ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001743413 XXXXXXXX 09-30-2021 09-30-2021 Principle Wealth Partners LLC

670 BOSTON POSTROAD MADISON CT 06443

13F HOLDINGS REPORT 028-19590 N MICHAEL J. CASTIELLO 203-318-8892 MICHAEL J. CASTIELLO Madison CT 11-15-2021 1 342 866100 false 1 Gilman Hill INFORMATION TABLE 2 13F-PWPQ32021.xml 22ND CENTY GROUP INC COM Stock 90137F103 30 10000 SH SOLE 10000 0 0 3M CO COM Stock 88579Y101 5060 28846 SH SOLE 28846 0 0 3M CO COM Stock 88579Y101 28 161 SH DFND 1 0 161 0 ABBOTT LABS COM Stock 002824100 984 8332 SH SOLE 8332 0 0 ABBVIE INC COM Stock 00287Y109 369 3420 SH DFND 1 0 3420 0 ABBVIE INC COM Stock 00287Y109 3720 34488 SH SOLE 34488 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 274 857 SH SOLE 857 0 0 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 1032 1793 SH SOLE 1793 0 0 AFLAC INC COM Stock 001055102 721 13832 SH SOLE 13831 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 729 2847 SH SOLE 2847 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 511 3452 SH SOLE 3452 0 0 ALLSTATE CORP COM Stock 020002101 3205 25178 SH SOLE 25178 0 0 ALLY FINL INC COM Stock 02005N100 181 3550 SH DFND 1 0 3550 0 ALLY FINL INC COM Stock 02005N100 82 1600 SH SOLE 1600 0 0 ALPHABET 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