CHIEF COMPLIANCE OFFICER

0001743413-20-000004.txt : 20200814 0001743413-20-000004.hdr.sgml : 20200814 20200814144857 ACCESSION NUMBER: 0001743413-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Principle Wealth Partners LLC CENTRAL INDEX KEY: 0001743413 IRS NUMBER: 822283737 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19590 FILM NUMBER: 201104214 BUSINESS ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 2033188892 MAIL ADDRESS: STREET 1: 670 BOSTON POSTROAD CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001743413 XXXXXXXX 06-30-2020 06-30-2020 Principle Wealth Partners LLC

670 BOSTON POSTROAD MADISON CT 06443

13F HOLDINGS REPORT 028-19590 N Michael Castiello CHIEF COMPLIANCE OFFICER (203) 318-8892 Michael Castiello Madison CT 08-14-2020 1 511 340567 false 1 Gilman Hill INFORMATION TABLE 2 13F-PWPQ22020.xml 3M CO COM Stock 88579Y101 417 2676 SH SOLE 2676 0 0 3M CO COM Stock 88579Y101 25 161 SH DFND 1 0 161 0 ABBOTT LABS COM Stock 002824100 439 4798 SH SOLE 4798 0 0 ABBVIE INC COM Stock 00287Y109 106 1079 SH SOLE 1079 0 0 ABBVIE INC COM Stock 00287Y109 195 1990 SH DFND 1 0 1990 0 ADOBE INC COM Stock 00724F101 386 886 SH SOLE 886 0 0 AGILENT TECHNOLOGIES INC COM Stock 00846U101 12 132 SH SOLE 132 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 68 282 SH SOLE 282 0 0 ALEXION PHARMACEUTICALS INC COM Stock 015351109 188 1672 SH SOLE 1672 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 104 484 SH SOLE 484 0 0 ALLIANT ENERGY CORP COM Stock 018802108 64 1343 SH SOLE 1343 0 0 ALLSTATE CORP COM Stock 020002101 2432 25073 SH SOLE 25073 0 0 ALLY FINL INC COM Stock 02005N100 20 1000 SH SOLE 1000 0 0 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