General Counsel & CCO

0001742998-23-000001.txt : 20230110 0001742998-23-000001.hdr.sgml : 20230110 20230110160358 ACCESSION NUMBER: 0001742998-23-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230110 DATE AS OF CHANGE: 20230110 EFFECTIVENESS DATE: 20230110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Investment Advisers, LLC CENTRAL INDEX KEY: 0001742998 IRS NUMBER: 301042656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18846 FILM NUMBER: 23521151 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2123316461 MAIL ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001742998 XXXXXXXX 12-31-2022 12-31-2022 FNY Investment Advisers, LLC

90 PARK AVENUE, 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-18846 N Shawn Fischman General Counsel & CCO 212-331-6872 Shawn Fischman New York NY 01-10-2022 3 681 71916 false 1 0001589689 000168658 801-108431 MYDA Advisors LLC 2 0001659380 000282319 801-121846 Sender Co & Partners, Inc. 3 0001716476 000289186 801-117184 Vazirani Asset Management LLC INFORMATION TABLE 2 FNYIA.xml FNYIAQ42022 1LIFE HEALTHCARE ORD COM 68269G107 1 60 SH Put SOLE 60 0 0 1ST COLONIAL BANCORP ORD COM 319716106 7 500 SH SOLE 500 0 0 22ND CENTURY GROUP ORD COM 90137F103 6 7500 SH SOLE 7500 0 0 26 CAPITAL ACQUISITION UNT COM 90138P209 0 100 SH SOLE 100 0 0 3D SYSTEMS ORD COM 88554D205 233 31500 SH SOLE 31500 0 0 3D SYSTEMS ORD COM 88554D205 27 3704 SH Call SOLE 3704 0 0 3D SYSTEMS ORD COM 88554D205 1 262 SH Put SOLE 262 0 0 ABIOMED ORD (NMS) COM 003654100 0 20 SH Call DFND 20 0 0 ABIOMED ORD (NMS) COM 003654100 0 6 SH Call DFND 6 0 0 ABIOMED ORD (NMS) COM 003654100 0 21 SH Put DFND 21 0 0 ABIOMED ORD (NMS) COM 003654100 0 60 SH Put DFND 60 0 0 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458140100 3 150 SH Call SOLE 150 0 0 INTERNATIONAL BUSINESS MACHINES ORD COM 459200101 15 110 SH SOLE 110 0 0 INVITAE ORD COM 46185L103 7 4000 SH SOLE 4000 0 0 INVITAE ORD COM 46185L103 0 40 SH Put SOLE 40 0 0 INVSC CRNCYSH JAPANESE YEN ETF (PSE) COM 46138W107 7 105 SH Put SOLE 105 0 0 INVSC DB AGRICULTURE ETF COM 46140H106 20 1000 SH SOLE 1000 0 0 INVSC QQQ TRUST SRS 1 ETF COM 46090E103 0 1 SH Put DFND 1 0 0 IONQ ORD COM 46222L108 7 2030 SH SOLE 2030 0 0 IROBOT ORD COM 462726100 305 6350 SH SOLE 6350 0 0 IROBOT ORD COM 462726100 0 11 SH Put SOLE 11 0 0 IRONNET ORD COM 46323Q105 1 7464 SH SOLE 7464 0 0 ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 995 10000 SH SOLE 10000 0 0 ISHARES CHINA LARGE CAP ETF COM 464287184 7 257 SH Put DFND 257 0 0 ISHARES MSCI EMERGING MARKETS ETF COM 464287234 189 5000 SH SOLE 5000 0 0 ISHARES MSCI MEXICO ETF COM 464286822 296 6000 SH SOLE 6000 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 2 16 SH Put SOLE 16 0 0 ISHARES SILVER TRUST ETF COM 46428Q109 19 900 SH DFND 900 0 0 ISUN ORD COM 465246106 9 7200 SH SOLE 7200 0 0 JFROG ORD COM M6191J100 54 2550 SH SOLE 2550 0 0 KELLY SERVICES CL B ORD COM 488152307 180 10718 SH SOLE 10718 0 0 KHIRON LIFE SCIENCES ORD COM 49374L306 0 1000 SH SOLE 1000 0 0 KHOSLA VENTURES ACQUISITION CL A ORD COM 482504107 1353 135648 SH SOLE 135648 0 0 KINGSTONE COMPANIES ORD COM 496719105 8 6515 SH SOLE 6515 0 0 KINROSS GOLD ORD COM 496902404 0 200 SH SOLE 200 0 0 KNOWBE4 CL A ORD (NMS) COM 49926T104 0 12 SH Call SOLE 12 0 0 KOHL'S ORD COM 500255104 6 240 SH SOLE 240 0 0 KRISPY KREME ORD COM 50101L106 30 3000 SH SOLE 3000 0 0 KYNDRYL HOLDINGS ORD COM 50155Q100 9 840 SH SOLE 840 0 0 LAZARD GROWTH ACQUISITION ORD COM G54035103 121 12000 SH SOLE 12000 0 0 LENDINGTREE ORD COM 52603B107 0 35 SH SOLE 35 0 0 LHC GROUP ORD COM 50187A107 824 5099 SH DFND 5099 0 0 LI AUTO ADR 2 ORD SPONSORED ADR 50202M102 1499 73500 SH SOLE 73500 0 0 LIBERTY ALL STAR EQUITY CF COM 530158104 5 1000 SH SOLE 1000 0 0 LIBERTY GLOBAL CL B ORD COM G5480U112 110 5875 SH SOLE 5875 0 0 LIBERTY MEDIA FORMULA ONE SRS A ORD COM 531229870 87 1640 SH SOLE 1640 0 0 LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 16 410 SH SOLE 410 0 0 LIFE ELECTRIC VEHICLES HOLDINGS ORD (PNK) COM 53185P100 0 20 SH SOLE 20 0 0 LIONS GATE ENTERTANMNT VTNG CL A ORD COM 535919401 0 120 SH SOLE 120 0 0 LL FLOORING HOLDINGS ORD COM 55003T107 1 200 SH SOLE 200 0 0 LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5000 SH SOLE 5000 0 0 LUCID GROUP ORD COM 549498103 187 27500 SH SOLE 27500 0 0 LUCID GROUP ORD COM 549498103 3 550 SH Call SOLE 550 0 0 LULULEMON ATHLETICA ORD COM 550021109 3 10 SH SOLE 10 0 0 LYFT CL A ORD COM 55087P104 1 100 SH SOLE 100 0 0 M3-BRIGADE ACQUISITION II CORP COM 553800111 5 101995 SH SOLE 101995 0 0 MAIDEN HOLDINGS LTD COM 560292302 317 18227 SH SOLE 18227 0 0 MAIDEN HOLDINGS ORD COM G5753U112 1242 588709 SH SOLE 588709 0 0 MAIN STREET CAPITAL ORD COM 56035L104 11 300 SH SOLE 300 0 0 MARATHON PATENT GROUP ORD (NMS) COM 565788106 0 12 SH Call SOLE 12 0 0 MARATHON PATENT GROUP ORD (NMS) COM 565788106 0 11 SH Put SOLE 11 0 0 MARSH & MCLENNAN ORD COM 571748102 19 120 SH DFND 120 0 0 MATCH GROUP ORD COM 57667L107 140 3387 SH DFND 3387 0 0 MAXAR TECHNOLOGIES ORD COM 57778K105 0 6 SH Call DFND 6 0 0 MERIDIAN BIOSCIENCE ORD COM 589584101 1693 51000 SH DFND 51000 0 0 MERIDIAN BIOSCIENCE ORD COM 589584101 0 4 SH Call DFND 4 0 0 MERIDIAN MINING UK SOCIETAS ORD COM N5626P102 48 190000 SH SOLE 190000 0 0 META MATERIALS ORD (NMS) COM 59134N104 0 10 SH Call SOLE 10 0 0 META PLATFORMS CL A ORD COM 30303M102 4 35 SH SOLE 35 0 0 META PLATFORMS CL A ORD COM 30303M102 0 8 SH Call SOLE 8 0 0 METALS ACQUISITION CL A ORD COM G60405100 2098 209712 SH SOLE 209712 0 0 METHANEX ORD COM 59151K108 18 500 SH SOLE 500 0 0 MICRON TECHNOLOGY ORD COM 595112103 2 50 SH SOLE 50 0 0 MICROSOFT ORD COM 594918104 549 2292 SH DFND 2292 0 0 MILLICOM INTERNATIONAL CELLULAR ORD COM L6388F110 183 14551 SH SOLE 14551 0 0 MIRATI THERAPEUTICS ORD (NMS) COM 60468T105 1 25 SH Call SOLE 25 0 0 MIRION TECHNOLOG COM 60471A119 0 600 SH SOLE 600 0 0 MIRION TECHNOLOGIES CL A ORD COM 60471A101 1 202 SH SOLE 202 0 0 MIZUHO FINANCIAL GROUP 5 ADR REP ORD SPONSORED ADR 60687Y109 130 46000 SH SOLE 46000 0 0 MONEYGRAM INTERNATIONAL ORD COM 60935Y208 449 41254 SH SOLE 41254 0 0 MONSTER BEVERAGE ORD COM 61174X109 69 686 SH SOLE 686 0 0 MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 364 951750 SH SOLE 951750 0 0 MP MATERIALS CL A ORD COM 553368101 24 994 SH DFND 994 0 0 MSC INDUSTRIAL CL A ORD COM 553530106 5 66 SH SOLE 66 0 0 MULLEN AUTOMOTIVE ORD COM 62526P109 15 54500 SH SOLE 54500 0 0 NANO DIMENSION 1 ADR REP ORD SPONSORED ADR 63008G203 0 200 SH SOLE 200 0 0 NEOGEN ORD COM 640491106 72 4750 SH SOLE 4750 0 0 NERVGEN PHARMA ORD COM 64082X203 4 3400 SH SOLE 3400 0 0 NETEASE ADR COM 64110W102 72 1000 SH SOLE 1000 0 0 NETFLIX ORD COM 64110L106 220 747 SH DFND 747 0 0 NEW ORIENTL EDUCTN GRP ADR REP 1 ORD (NYS) COM 647581206 1 48 SH Put SOLE 48 0 0 NEWMARKET ORD COM 651587107 9 30 SH SOLE 30 0 0 NEWTEK SERVICES ORD COM 652526203 5 315 SH Put SOLE 315 0 0 NEXGEN ENERGY ORD COM 65340P106 39 9000 SH SOLE 9000 0 0 NEXTDOOR HOLDINGS CL A ORD COM 65345M108 4 2000 SH SOLE 2000 0 0 NEXTPOINT FINANCIAL ORD COM 65345F202 19 6600 SH SOLE 6600 0 0 NIKE CL B ORD (NYS) COM 654106103 11 100 SH Put SOLE 100 0 0 NIO ADS REP 1 CL A ORD COM 62914V106 292 30000 SH SOLE 30000 0 0 NJ RESOURCES ORD COM 646025106 19 400 SH SOLE 400 0 0 NORDSON ORD COM 655663102 23 100 SH SOLE 100 0 0 NORWEGIAN CRUISE LINE HOLDINGS ORD COM G66721104 156 12749 SH SOLE 12749 0 0 NOVAGOLD RESOURCES ORD COM 66987E206 0 30 SH SOLE 30 0 0 NOVELSTEM INTERNATIONAL ORD (PNK) COM 67001V109 4 25000 SH SOLE 25000 0 0 NUSCALE POWER CL A ORD COM 67079K100 153 15000 SH SOLE 15000 0 0 NUTANIX CL A ORD COM 67059N108 1 50 SH DFND 50 0 0 NUTANIX CL A ORD COM 67059N108 0 27 SH Call DFND 27 0 0 NVIDIA ORD COM 67066G104 152 1046 SH DFND 1046 0 0 OATLY GROUP ADS REP ORD COM 67421J108 0 250 SH SOLE 250 0 0 OCCIDENTAL PETROLEUM ORD COM 674599105 69 1100 SH SOLE 1100 0 0 ODYSSEY MARINE EXPLORATION ORD COM 676118201 6 1800 SH SOLE 1800 0 0 OLYMPUS ADR (PNK) SPONSORED ADR 68163W109 441 24700 SH SOLE 24700 0 0 OPGEN ORD COM 68373L406 232 82500 SH SOLE 82500 0 0 ORACLE ORD COM 68389X105 71 870 SH SOLE 870 0 0 ORGANIGRAM HOLDINGS ORD COM 68620P101 0 500 SH SOLE 500 0 0 ORGANIGRAM HOLDINGS ORD COM 68620P101 0 10 SH Call SOLE 10 0 0 ORIGIN MATERIALS CL A ORD COM 68622D106 152 33143 SH SOLE 33143 0 0 ORIGIN MATERIALS CL A ORD COM 68622D106 17 3735 SH Call SOLE 3735 0 0 OUSTER CL A ORD COM 68989M103 0 1000 SH SOLE 1000 0 0 PALANTIR TECHNOLOGIES CL A ORD COM 69608A108 232 36250 SH SOLE 36250 0 0 PALANTIR TECHNOLOGIES CL A ORD COM 69608A108 37 5823 SH Call SOLE 5823 0 0 PALANTIR TECHNOLOGIES CL A ORD COM 69608A108 1 262 SH Put SOLE 262 0 0 PAN AMER SILVER ORD COM 697900108 4 250 SH SOLE 250 0 0 PAN AMERICAN SILVER RTS COM 697900132 47 83500 SH SOLE 83500 0 0 PARAMOUNT GLOBAL CL B ORD COM 92556H206 172 10219 SH DFND 10219 0 0 PARAMOUNT GLOBAL CL B ORD COM 92556H206 0 14 SH Call DFND 14 0 0 PAYPAL HOLDINGS ORD COM 70450Y103 850 11943 SH DFND 11943 0 0 PAYPAL HOLDINGS ORD COM 70450Y103 0 1 SH Call DFND 1 0 0 PCM FUND CF COM 69323T101 2 300 SH SOLE 300 0 0 PDS BIOTECHNOLOGY ORD COM 70465T107 13 993 SH SOLE 993 0 0 PEABODY ENERGY ORD COM 704551100 145 5500 SH SOLE 5500 0 0 PELOTON INTERACTIVE ORD (NMS) COM 70614W100 1 200 SH Call SOLE 200 0 0 PENNANTPARK FLOATING RATE CAPITA ORD COM 70806A106 13 1200 SH SOLE 1200 0 0 PENNANTPARK INVESTMENT ORD COM 708062104 18 3300 SH SOLE 3300 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 PRF SPONSORED ADR 71654V101 1 170 SH SOLE 170 0 0 PHARMACYTE BIOTECH ORD COM 71715X203 90 31100 SH SOLE 31100 0 0 PHARVARIS N V ORD COM N69605108 9 880 SH SOLE 880 0 0 PIEDMONT LITHIUM ORD COM 72016P105 43 997 SH DFND 997 0 0 PIEDMONT OFFICE REIT CL A ORD COM 720190206 3 400 SH SOLE 400 0 0 PILGRIMS PRIDE ORD (NMS) COM 72147K108 0 5 SH Call SOLE 5 0 0 PIMCO CALIFOR MUNI INCM III CF COM 72201C109 2 300 SH SOLE 300 0 0 PIMCO CALIFORNIA MUNICI INCOME II CF COM 72200M108 4 600 SH SOLE 600 0 0 PIMCO CORPORATE OPPORTUNITY CF COM 72201B101 38 3200 SH SOLE 3200 0 0 PIMCO ENRG TCTCL CRT OPPO CF COM 69346N107 47 3200 SH SOLE 3200 0 0 PIMCO GLOBAL STOCKSPLUS INCOME CF COM 722011103 2 300 SH SOLE 300 0 0 PIMCO HIGH INCOME CF COM 722014107 12 2600 SH SOLE 2600 0 0 PIMCO INCOME STRATEGY CF COM 72201H108 4 500 SH SOLE 500 0 0 PIMCO INCOME STRATEGY II CF COM 72201J104 8 1200 SH SOLE 1200 0 0 PIMCO MUNICIPAL INCOME CF COM 72200R107 6 600 SH SOLE 600 0 0 PIMCO MUNICIPAL INCOME II CF COM 72200W106 9 1000 SH SOLE 1000 0 0 PIMCO MUNICIPAL INCOME III CF COM 72201A103 6 700 SH SOLE 700 0 0 PIMCO NEW YORK MUN INCOME III CF COM 72201E105 0 100 SH SOLE 100 0 0 PIMCO NEW YORK MUNICI INCOME II CF COM 72200Y102 1 200 SH SOLE 200 0 0 PIMCO NEW YORK MUNICIPAL INCOME CF COM 72200T103 0 100 SH SOLE 100 0 0 PIMCO STRATEGIC INCOME CF COM 72200X104 2 500 SH SOLE 500 0 0 PINTEREST CL A ORD COM 72352L106 131 5425 SH DFND 5425 0 0 PINTEREST CL A ORD COM 72352L106 1 73 SH Call DFND 73 0 0 PLANET LABS PBC CL A ORD COM 72703X106 21 4940 SH SOLE 4940 0 0 PLUG POWER ORD COM 72919P202 411 33227 SH DFND 33227 0 0 PNC FINANCIAL SERVICES GROUP ORD COM 693475105 23 150 SH DFND 150 0 0 POSHMARK CL A ORD COM 73739W104 12 700 SH SOLE 700 0 0 POSHMARK CL A ORD COM 73739W104 0 38 SH Put SOLE 38 0 0 POTNETWORK ORD COM 737636209 0 3000 SH SOLE 3000 0 0 PPL ORD COM 69351T106 233 8000 SH SOLE 8000 0 0 PRELUDE THERAPEUTICS ORD COM 74065P101 1 200 SH SOLE 200 0 0 PROCAPS GROUP ORD COM L7756P102 2 500 SH SOLE 500 0 0 PROGRESSIVE ORD COM 743315103 23 179 SH DFND 179 0 0 PROSHARES ULTRA VIX SHORT TERM ETF COM 74347Y839 147 21500 SH SOLE 21500 0 0 PROTAGENIC THERAPEUTICS ORD COM 74365N103 31 75000 SH SOLE 75000 0 0 PS BUSINESS PARKS INC COM 69360J552 16 1500 SH SOLE 1500 0 0 PULTEGROUP ORD COM 745867101 9 200 SH SOLE 200 0 0 PUTNAM MANAGED MUNICIPAL INCOME CF COM 746823103 3 600 SH SOLE 600 0 0 PUTNAM MASTER INTERMEDIATE INCOME CF COM 746909100 1 500 SH SOLE 500 0 0 PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 7 700 SH SOLE 700 0 0 QUALCOMM ORD COM 747525103 0 1 SH Put DFND 1 0 0 QUOTIENT ORD COM G73268149 0 5 SH SOLE 5 0 0 RADIUS GLOBAL INFRASTRUCT CL A ORD COM 750481103 195 16500 SH SOLE 16500 0 0 RAFAEL HOLDINGS CL B ORD COM 75062E106 0 240 SH SOLE 240 0 0 REALTY INCOME REIT ORD COM 756109104 8 140 SH SOLE 140 0 0 RECRUITER.COM GROUP ORD COM 75630B303 3 7430 SH SOLE 7430 0 0 REGIONS FINANCIAL ORD COM 7591EP100 64 3000 SH SOLE 3000 0 0 RELMADA THERAPEUTICS ORD (NMS) COM 75955J402 0 2 SH Put SOLE 2 0 0 RENASANT ORD COM 75970E107 7 200 SH SOLE 200 0 0 RENEW ENERGY GLOBAL CL A ORD COM G7500M104 46 8500 SH SOLE 8500 0 0 RENT THE RUNWAY CL A ORD (NMS) COM 76010Y103 0 10 SH Put SOLE 10 0 0 RESOLUTE FOREST PRODUCTS ORD COM 76117W109 21 1000 SH SOLE 1000 0 0 RESOLUTE FOREST PRODUCTS ORD COM 76117W109 0 19 SH Call SOLE 19 0 0 RESOLUTE FOREST PRODUCTS ORD COM 76117W109 0 3 SH Put SOLE 3 0 0 REVLON ORD (PNK) COM 761525609 0 19 SH Call SOLE 19 0 0 REVLON ORD (PNK) COM 761525609 0 20 SH Put SOLE 20 0 0 REWALK ROBOTICS LTD COM M8216Q200 0 120 SH SOLE 120 0 0 RIO TINTO ADR REP ONE ORD SPONSORED ADR 767204100 356 5000 SH SOLE 5000 0 0 RIVIAN AUTOMOTIVE CL A ORD COM 76954A103 222 12050 SH SOLE 12050 0 0 RIVIAN AUTOMOTIVE CL A ORD COM 76954A103 4 250 SH Call SOLE 250 0 0 ROBLOX CL A ORD COM 771049103 114 4025 SH SOLE 4025 0 0 ROBLOX CL A ORD COM 771049103 2 105 SH Call SOLE 105 0 0 ROGERS COMMUNICATIONS CL B ORD COM 775109200 4 100 SH SOLE 100 0 0 ROGERS ORD COM 775133101 227 1904 SH SOLE 1904 0 0 ROGERS ORD COM 775133101 1 10 SH Call SOLE 10 0 0 ROYAL CARIBBEAN GROUP ORD COM V7780T103 1 30 SH Put SOLE 30 0 0 RPT REALTY ORD COM 74971D101 3 300 SH SOLE 300 0 0 RUBICON TECHNOLOGIES CL A ORD (NYS) COM 78112J109 0 12 SH Put SOLE 12 0 0 RUSH ENTERPRISES CL A ORD COM 781846209 110 2110 SH SOLE 2110 0 0 SABA CAPITAL INCOME OPPORTUNITIES CF COM 78518H202 0 100 SH SOLE 100 0 0 SALESFORCE ORD COM 79466L302 66 500 SH SOLE 500 0 0 SAP ADR REP 1 ORD SPONSORED ADR 803054204 58 570 SH SOLE 570 0 0 SASOL ADR REP 1 ORD SPONSORED ADR 803866300 250 15942 SH SOLE 15942 0 0 SCPHARMACEUTICALS ORD COM 810648105 154 21500 SH SOLE 21500 0 0 SEA ADS REP CL A ORD COM 81141R100 1 20 SH SOLE 20 0 0 SEASPINE HOLDINGS ORD COM 81255T108 66 8000 SH SOLE 8000 0 0 SECUREWORKS CL A ORD COM 81374A105 74 11716 SH SOLE 11716 0 0 SEELOS THERAPEUTICS ORD COM 81577F109 2 3000 SH SOLE 3000 0 0 SENECA FOODS CL B ORD COM 817070105 27 450 SH SOLE 450 0 0 SENTINELONE CL A ORD COM 81730H109 98 6773 SH DFND 6773 0 0 SENTINELONE CL A ORD COM 81730H109 0 3 SH Call DFND 3 0 0 SERITAGE GROWTH PROPERTIES CL A ORD COM 81752R100 835 70598 SH DFND 70598 0 0 SHAW COMMUNICATIONS CL B ORD COM 82028K200 345 12000 SH SOLE 12000 0 0 SHF HOLDINGS CL A ORD COM 824430102 3 2000 SH SOLE 2000 0 0 SHIFT4 PAYMENTS CL A ORD COM 82452J109 47 850 SH SOLE 850 0 0 SHOPIFY CL A SUB VTG ORD COM 82509L107 139 4020 SH SOLE 4020 0 0 SHOPIFY CL A SUB VTG ORD COM 82509L107 27 787 SH Call SOLE 787 0 0 SIBANYE STILLWATER ADR REP 4 ORD SPONSORED ADR 82575P107 106 10000 SH SOLE 10000 0 0 SIERRA WIRELESS ORD COM 826516106 115 4000 SH SOLE 4000 0 0 SIERRA WIRELESS ORD COM 826516106 1 54 SH Call SOLE 54 0 0 SIERRA WIRELESS ORD COM 826516106 1 46 SH Put SOLE 46 0 0 SIGNIFY HEALTH CL A ORD COM 82671G100 200 7000 SH SOLE 7000 0 0 SILICON MOTION TECHNO ADR REP 4 ORD SPONSORED ADR 82706C108 1072 16500 SH DFND 16500 0 0 SILVERCREST METALS ORD COM 828363101 246 41000 SH SOLE 41000 0 0 SILVERCREST METALS ORD COM 828363101 7 1206 SH Call SOLE 1206 0 0 SILVERGATE CAPITAL CL A ORD COM 82837P408 2 120 SH Put DFND 120 0 0 SIMMONS FIRST NATIONAL CL A ORD COM 828730200 17 800 SH SOLE 800 0 0 SINCLAIR BROADCAST GROUP CL A ORD COM 829226109 116 7500 SH SOLE 7500 0 0 SITIO ROYALTIES CL A ORD COM 82983N108 0 1 SH SOLE 1 0 0 SMITH MIDLAND ORD COM 832156103 102 5000 SH SOLE 5000 0 0 SNAP CL A ORD COM 83304A106 85 9500 SH SOLE 9500 0 0 SNDL ORD COM 83307B101 0 60 SH SOLE 60 0 0 SNOWFLAKE CL A ORD COM 833445109 218 1519 SH DFND 1519 0 0 SOCIAL LEVERAGE ACQUISI UNT COM 83363K201 9 1000 SH SOLE 1000 0 0 SOFI TECHNOLOGIES ORD COM 83406F102 372 80741 SH DFND 80741 0 0 SOFI TECHNOLOGIES ORD COM 83406F102 11 2437 SH Call DFND 2437 0 0 SOFI TECHNOLOGIES ORD COM 83406F102 3 787 SH Put DFND 787 0 0 SOLID POWER CL A ORD COM 83422N105 567 223350 SH SOLE 223350 0 0 SONOS ORD (NMS) COM 83570H108 5 312 SH Call SOLE 312 0 0 SOUTHERN SRS B JNR SUB NTS COM 842587404 16 800 SH SOLE 800 0 0 SPDR FUND CONSUMER STAPLES ETF COM 81369Y308 31 420 SH Put SOLE 420 0 0 SPDR GOLD SHARES ETF COM 78463V107 5 33 SH Call SOLE 33 0 0 SPDR S&P 500 ETF COM 78462F103 76 200 SH Call DFND 200 0 0 SPDR S&P 500 ETF COM 78462F103 125 327 SH Put DFND 327 0 0 SPDR S&P BIOTECH ETF COM 78464A870 8 100 SH SOLE 100 0 0 SPLUNK ORD COM 848637104 172 2000 SH DFND 2000 0 0 SPLUNK ORD COM 848637104 1 13 SH Call DFND 13 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 43 4600 SH SOLE 4600 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 0 25 SH Call SOLE 25 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 0 50 SH Put SOLE 50 0 0 SPROUTS FARMERS MARKET ORD COM 85208M102 45 1418 SH SOLE 1418 0 0 STORE CAPITAL ORD COM 862121100 480 15000 SH SOLE 15000 0 0 SUMMIT THERAPEUTICS ADR REP 5 ORD (NMS) COM 86627T108 0 26 SH Call SOLE 26 0 0 SUMMIT THERAPEUTICS ORD (NMS) COM 86627T108 0 15 SH Call SOLE 15 0 0 SUMO LOGIC ORD COM 86646P103 0 1 SH SOLE 1 0 0 SUNLIGHT FINANCIAL HOLD CL A ORD (NYS) COM 86738J106 0 51 SH Call SOLE 51 0 0 SUNRUN ORD COM 86771W105 0 30 SH SOLE 30 0 0 SUPER GROUP ORD COM G8588X103 6 2000 SH SOLE 2000 0 0 SUPERCOM ORD COM M87095119 0 100 SH SOLE 100 0 0 SURGEPAYS ORD COM 86882L204 57 8800 SH DFND 8800 0 0 SVF INVESTMENT 2 CL A ORD COM G8601M100 104 10392 SH SOLE 10392 0 0 SVF INVESTMENT CL A ORD COM G8601L102 2 219 SH SOLE 219 0 0 SWEETGREEN CL A ORD COM 87043Q108 1 150 SH SOLE 150 0 0 SYNOVUS FINANCIAL ORD COM 87161C501 15 400 SH SOLE 400 0 0 T2 BIOSYSTEMS ORD (NMS) COM 89853L203 0 10 SH Call SOLE 10 0 0 TAILWIND ACQUISITION CL A ORD (NYS) COM 87403Q102 0 56 SH Call SOLE 56 0 0 TAILWIND ACQUISITION CL A ORD (NYS) COM 87403Q102 0 59 SH Put SOLE 59 0 0 TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD SPONSORED ADR 874039100 155 2092 SH DFND 2092 0 0 TAKEDA PHARMA ADR REP 0.5 ORD SPONSORED ADR 874060205 312 20000 SH SOLE 20000 0 0 TALKSPACE ORD COM 87427V103 98 160902 SH SOLE 160902 0 0 TALKSPACE ORD COM 87427V103 0 3 SH Call SOLE 3 0 0 TECK RESOURCES CL B ORD COM 878742204 0 20 SH SOLE 20 0 0 TEGNA ORD COM 87901J105 1503 70950 SH DFND 70950 0 0 TEGNA ORD COM 87901J105 2 100 SH Put DFND 100 0 0 TEKLA HEALTHCARE INVESTORS CF COM 87911J103 16 900 SH SOLE 900 0 0 TELADOC HEALTH ORD COM 87918A105 1 50 SH SOLE 50 0 0 TENCENT HOLDINGS ADR COM 88032Q109 732 17300 SH SOLE 17300 0 0 TESLA ORD COM 88160R101 729 5922 SH DFND 5922 0 0 TESLA ORD COM 88160R101 11 96 SH Call DFND 96 0 0 TESLA ORD COM 88160R101 2 17 SH 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