General Counsel & CCO

0001742998-22-000006.txt : 20220712 0001742998-22-000006.hdr.sgml : 20220712 20220712135236 ACCESSION NUMBER: 0001742998-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220712 DATE AS OF CHANGE: 20220712 EFFECTIVENESS DATE: 20220712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Investment Advisers, LLC CENTRAL INDEX KEY: 0001742998 IRS NUMBER: 301042656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18846 FILM NUMBER: 221078876 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2123316461 MAIL ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001742998 XXXXXXXX 06-30-2022 06-30-2022 FNY Investment Advisers, LLC

90 PARK AVENUE, 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-18846 N Shawn Fischman General Counsel & CCO 212-331-6872 Shawn Fischman New York NY 07-12-2022 3 885 136019 false 1 0001589689 MYDA Advisors LLC 2 0001659380 Sender Co & Partners, Inc. 3 0001716476 Vazirani Asset Management LLC INFORMATION TABLE 2 FNYIA.xml FNYIAQ22022 10X CAPITAL VENTURE ACQU II CL A ORD COM G87076108 0 100 SH SOLE 100 0 0 1ST COLONIAL BANCORP ORD COM 319716106 162 14500 SH SOLE 14500 0 0 26 CAPITAL ACQUISITION UNT COM 90138P209 0 100 SH SOLE 100 0 0 ACCELERATE ACQUISITION UNT COM 00439D201 11 1203 SH SOLE 1203 0 0 ACTIVISION BLIZZARD ORD COM 00507V109 615 7910 SH SOLE 7910 0 0 ACTIVISION BLIZZARD ORD COM 00507V109 2 35 SH Call SOLE 35 0 0 ACTIVISION BLIZZARD ORD COM 00507V109 1 13 SH Put SOLE 13 0 0 ADAMIS PHARMACEUTICALS ORD (NMS) COM 00547W208 0 7 SH Call SOLE 7 0 0 ADDUS HOMECARE ORD COM 006739106 216 2599 SH SOLE 2599 0 0 ADECOAGRO ORD (NYS) COM L00849106 0 100 SH Call SOLE 100 0 0 ADMA BIOLOGICS ORD COM 000899104 0 75 SH SOLE 75 0 0 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COM 35803L108 2 1500 SH SOLE 1500 0 0 FRONTLINE ORD COM G3682E192 177 20000 SH SOLE 20000 0 0 FTAC HERA ACQUISITION CL A ORD COM G3728Y103 1 200 SH SOLE 200 0 0 FTAC HERA ACQUISITION UNT COM G3728Y129 24 2488 SH SOLE 2488 0 0 FTE NETWORKS ORD COM 30283R402 5 4000 SH SOLE 4000 0 0 FUBOTV ORD COM 35953D104 0 400 SH SOLE 400 0 0 FUBOTV ORD COM 35953D104 0 250 SH Call SOLE 250 0 0 FUELCELL ENERGY ORD COM 35952H601 0 100 SH SOLE 100 0 0 FULTON FINANCIAL ORD COM 360271100 144 10000 SH SOLE 10000 0 0 FUTU HOLDINGS ADR COM 36118L106 38 730 SH SOLE 730 0 0 GALAPAGOS ADR REP ORD SPONSORED ADR 36315X101 167 3000 SH SOLE 3000 0 0 GALERA THERAPEUTICS ORD COM 36338D108 1 1500 SH SOLE 1500 0 0 GALERA THERAPEUTICS ORD COM 36338D108 0 25 SH Put SOLE 25 0 0 GCP APPLIED TECHNOLOGIES ORD (NYS) COM 36164Y101 0 1 SH Put SOLE 1 0 0 GDS HOLDINGS ADR REP 8 ORD SPONSORED ADR 36165L108 67 2020 SH SOLE 2020 0 0 GENIUS BRANDS INTERNATIONAL ORD COM 37229T301 0 500 SH SOLE 500 0 0 GENIUS BRANDS INTERNATIONAL ORD COM 37229T301 0 15 SH Call SOLE 15 0 0 GENIUS PRODUCTS ORD COM 37229R305 0 122 SH SOLE 122 0 0 GENWORTH FINANCIAL CL A ORD COM 37247D106 1 500 SH SOLE 500 0 0 GINKGO BIOWORKS HOLD CL A ORD COM 37611X100 244 102680 SH SOLE 102680 0 0 GLDMN SCH DS RP 1/1000 SRS C CM PRF COM 38144X609 0 30 SH SOLE 30 0 0 GLOBALSTAR VTG ORD COM 378973408 21 17270 SH SOLE 17270 0 0 GO ACQUISITION CL A ORD COM 362019101 30 3100 SH SOLE 3100 0 0 GOLDEN ARROW MERGER UNT COM 380799205 1 200 SH SOLE 200 0 0 GOLDEN FALCON ACQUISITION CL A ORD COM 38102H109 21 2199 SH SOLE 2199 0 0 GOLDENBRIDGE ACQUISITION RTS COM G3970D138 0 5093 SH SOLE 5093 0 0 GOLDMAN SACHS DS RPT 1/1000 SR A PRF COM 38143Y665 1 100 SH SOLE 100 0 0 GOLDMAN SACHS GROUP ORD COM 38141G104 2 10 SH DFND 10 0 0 GOODRX HOLDINGS CL A ORD COM 38246G108 3 600 SH SOLE 600 0 0 GRAB HOLDINGS CL A ORD COM G4124C109 62 24800 SH SOLE 24800 0 0 GRAYSCALE BITCOIN UNT COM 389637109 1 100 SH SOLE 100 0 0 GREENLIGHT CAPITAL CL A ORD COM G4095J109 100 13000 SH SOLE 13000 0 0 GREIF CL B ORD COM 397624206 405 6502 SH SOLE 6502 0 0 GROCERY OUTLET HOLDING ORD COM 39874R101 74 1756 SH SOLE 1756 0 0 GROM SOCIAL ENTERPRISES ORD (NMS) COM 398541102 0 4 SH Call SOLE 4 0 0 GROWGENERATION ORD COM 39986L109 0 50 SH SOLE 50 0 0 GSK ADR REP 2 ORD SPONSORED ADR 37733W105 300 6900 SH SOLE 6900 0 0 HAEMONETICS ORD COM 405024100 75 1156 SH SOLE 1156 0 0 HALLIBURTON ORD COM 406216101 15 500 SH SOLE 500 0 0 HALOZYME THERAPEUTICS ORD COM 40637H109 50 1147 SH SOLE 1147 0 0 HARTFORD FINANCIAL SERVICES GRUP ORD COM 416515104 13 205 SH DFND 205 0 0 HAWTHORN BANCSHARES ORD COM 420476103 0 30 SH SOLE 30 0 0 HEADHUNTER GROUP ADR COM 42207L106 356 23700 SH SOLE 23700 0 0 HEALTHCAR TRST OF AM CL A REIT ORD COM 42225P501 4228 151500 SH DFND 151500 0 0 HEALTHCAR TRST OF AM CL A REIT ORD COM 42225P501 0 5 SH Call DFND 5 0 0 HECLA MINING ORD COM 422704106 98 25000 SH SOLE 25000 0 0 HEICO CL A ORD COM 422806208 557 5294 SH SOLE 5294 0 0 HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 1002 SH SOLE 1002 0 0 HENNESSY CAPITAL INVESTMENT CL A ORD COM 42589T107 227 23189 SH SOLE 23189 0 0 HERITAGE CRYSTAL CLEAN ORD COM 42726M106 158 5887 SH SOLE 5887 0 0 HEXO ORD (NYS) COM 428304307 0 10 SH Call SOLE 10 0 0 HOEGH LNG PARTNERS UNT COM Y3262R100 1 196 SH SOLE 196 0 0 HOME PLATE ACQUISITION UNT COM 43734R202 0 100 SH SOLE 100 0 0 HP ORD COM 40434L105 0 2 SH Put DFND 2 0 0 HUMACYTE ORD COM 44486Q103 1 400 SH SOLE 400 0 0 HUMANIGEN ORD (NMS) COM 444863203 0 3 SH Call SOLE 3 0 0 HUNTINGTON BANCSHARES ORD COM 446150104 144 12000 SH SOLE 12000 0 0 HYCROFT MINING HOLDING CL A ORD COM 44862P109 83 75300 SH SOLE 75300 0 0 HYCROFT MINING HOLDING CL A ORD COM 44862P109 0 18 SH Call SOLE 18 0 0 HYZON MOTORS CL A ORD COM 44951Y102 249 85000 SH SOLE 85000 0 0 IDEANOMICS ORD COM 45166V106 0 500 SH SOLE 500 0 0 IDEANOMICS ORD COM 45166V106 0 10 SH Call SOLE 10 0 0 IG ACQUISITION ORD COM 449534106 29 3000 SH SOLE 3000 0 0 IMMUNITYBIO ORD (NMS) COM 45256X103 0 179 SH Call SOLE 179 0 0 IMPALA PLATINUM HOLDINGS ADR (PNK) SPONSORED ADR 452553308 138 12500 SH SOLE 12500 0 0 IMPERIAL PETROLEUM ORD (NMS) COM Y3894J104 0 9 SH Call SOLE 9 0 0 IMPERIAL PETROLEUM ORD (NMS) COM Y3894J104 0 99 SH Call SOLE 99 0 0 INDIA GLOBALIZATION CAPITAL ORD (ASE) COM 45408X308 0 23 SH Call SOLE 23 0 0 INFLARX ORD COM N44821101 116 80000 SH SOLE 80000 0 0 INMUNE BIO ORD COM 45782T105 2 250 SH SOLE 250 0 0 INPHONIC ORD (OTC) COM 45772G105 0 14472 SH SOLE 14472 0 0 INSU ACQUISITION III CL A ORD COM 457817104 4 500 SH SOLE 500 0 0 INTEGRAL ACQUISITION 1 UNT COM 45827K200 30 3120 SH SOLE 3120 0 0 INTEL ORD COM 458140100 12 341 SH DFND 341 0 0 INTEL ORD COM 458140100 0 10 SH Call DFND 10 0 0 INTEL ORD COM 458140100 0 14 SH Put DFND 14 0 0 INTER AND CO CL A ORD COM G4R20B107 0 200 SH SOLE 200 0 0 INTERNATIONAL BUSINESS MACHINES ORD COM 459200101 19 140 SH DFND 140 0 0 INVSC DB AGRICULTURE ETF COM 46140H106 20 992 SH DFND 992 0 0 INVSC QQQ TRUST SRS 1 ETF COM 46090E103 95 342 SH Call DFND 342 0 0 ION ACQUISITION CORP 3 CL A ORD COM G4940J114 0 100 SH SOLE 100 0 0 IONQ ORD COM 46222L108 0 30 SH SOLE 30 0 0 IPG PHOTONICS ORD (NMS) COM 44980X109 0 10 SH Call SOLE 10 0 0 IRON SPARK I CL A ORD COM 46301G103 16 1670 SH SOLE 1670 0 0 IRONSOURCE CL A ORD COM M5R75Y101 211 88952 SH SOLE 88952 0 0 ISHARES 20 PLS YEAR TREASURY BND ETF COM 464287432 209 1822 SH SOLE 1822 0 0 ISHARES 7-10 YEAR TRSURY BOND ETF COM 464287440 415 4065 SH SOLE 4065 0 0 ISHARES CHINA LARGE CAP ETF (PSE) COM 464287184 6 205 SH Call DFND 205 0 0 ISHARES SEMICONDUCTOR ETF COM 464287523 209 600 SH SOLE 600 0 0 ISHARES SILVER TRUST ETF COM 46428Q109 109 5888 SH DFND 5888 0 0 ISUN ORD COM 465246106 130 40143 SH SOLE 40143 0 0 IVERIC BIO ORD (NMS) COM 46583P102 0 30 SH Call SOLE 30 0 0 IVERIC BIO ORD (NMS) COM 46583P102 0 35 SH Put SOLE 35 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 64 1000 SH SOLE 1000 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 25 400 SH Call SOLE 400 0 0 JINKOSOLAR HLDG ADR REP 4 ORD SPONSORED ADR 47759T100 46 666 SH SOLE 666 0 0 JOFF FINTECH ACQUISITION UNT COM 46592C209 78 8000 SH SOLE 8000 0 0 JOHNSON CONTROLS INTERNATIONAL ORD COM G51502105 42 892 SH SOLE 892 0 0 KELLY SERVICES CL B ORD COM 488152307 235 12101 SH SOLE 12101 0 0 KHIRON LIFE SCIENCES ORD COM 49374L306 0 1000 SH SOLE 1000 0 0 KHOSLA VENTURES ACQUISITION CL A ORD COM 482504107 1323 135699 SH SOLE 135699 0 0 KKR ACQUISITION HOLDINGS I CL A ORD COM 48253T109 16 1665 SH SOLE 1665 0 0 KKR ACQUISITION HOLDINGS I UNT COM 48253T208 24 2530 SH SOLE 2530 0 0 KOHL'S ORD COM 500255104 12 340 SH DFND 340 0 0 KOHL'S ORD COM 500255104 1 36 SH Call DFND 36 0 0 KRANESHARES CSI CHINA INTERNET ETF COM 500767306 311 9510 SH DFND 9510 0 0 KRONOS WORLDWIDE ORD COM 50105F105 296 16087 SH SOLE 16087 0 0 KYNDRYL HOLDINGS ORD COM 50155Q100 10 1040 SH SOLE 1040 0 0 LAS VEGAS SANDS ORD (NYS) COM 517834107 1 31 SH Call SOLE 31 0 0 LATTICE SEMICONDUCTOR ORD (NMS) COM 518415104 0 2 SH Call SOLE 2 0 0 LAZARD GROWTH ACQUISITION UNT COM G54035129 117 12000 SH SOLE 12000 0 0 LEAFLY HOLDINGS ORD COM 52178J105 0 200 SH SOLE 200 0 0 LEAR ORD COM 521865204 33 268 SH DFND 268 0 0 LEFTERIS ACQUISITION CL A ORD COM 52470X109 12 1300 SH SOLE 1300 0 0 LEGEND BIOTECH 2 ADR REP ORD SPONSORED ADR 52490G102 56 1034 SH SOLE 1034 0 0 LENDINGTREE ORD COM 52603B107 0 20 SH SOLE 20 0 0 LHC GROUP ORD COM 50187A107 261 1678 SH SOLE 1678 0 0 LI AUTO ADR 2 ORD SPONSORED ADR 50202M102 10325 269515 SH SOLE 269515 0 0 LI AUTO ADR 2 ORD SPONSORED ADR 50202M102 3 100 SH Put SOLE 100 0 0 LIBERTY GLOBAL CL B ORD COM G5480U112 128 5879 SH SOLE 5879 0 0 LIBERTY MEDIA ACQUISITION SRS A ORD COM 53073L104 1318 134000 SH SOLE 134000 0 0 LIBERTY MEDIA FORMULA ONE SRS A ORD COM 531229870 67 1160 SH SOLE 1160 0 0 LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 20 560 SH SOLE 560 0 0 LIONS GATE ENTERTANMNT VTNG CL A ORD COM 535919401 1 120 SH SOLE 120 0 0 LIVEONE ORD COM 53814X102 90 106000 SH SOLE 106000 0 0 LMP CAPITAL & INCM CF COM 50208A102 18 1500 SH SOLE 1500 0 0 LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5000 SH SOLE 5000 0 0 M3-BRIGADE ACQUISITION II CORP COM 553800111 12 126995 SH DFND 126995 0 0 MACQUARIE INFRASTRUCTURE HOLDING ORD COM 55608B105 80 20501 SH SOLE 20501 0 0 MACYS ORD COM 55616P104 18 1000 SH SOLE 1000 0 0 MADISON SQUARE GARDEN ENTER CL A ORD (NYS) COM 55826T102 0 15 SH Call SOLE 15 0 0 MAGNITE ORD (NMS) COM 55955D100 0 50 SH Call SOLE 50 0 0 MAIDEN HOLDINGS LTD COM 560292302 180 11087 SH SOLE 11087 0 0 MALVERN BANCORP ORD COM 561409103 419 26100 SH SOLE 26100 0 0 MANDIANT ORD COM 562662106 68 3129 SH SOLE 3129 0 0 MARATHON PATENT GROUP ORD (NMS) COM 565788106 0 12 SH Call SOLE 12 0 0 MARATHON PATENT GROUP ORD (NMS) COM 565788106 0 11 SH Put SOLE 11 0 0 MARRIOTT INTERNATIONAL CL A ORD COM 571903202 132 975 SH DFND 975 0 0 MARRIOTT VACATIONS WORLDWIDE ORD COM 57164Y107 139 1200 SH DFND 1200 0 0 MARRONE BIO INNOVATIONS ORD COM 57165B106 23 20000 SH SOLE 20000 0 0 MARSH & MCLENNAN ORD COM 571748102 15 98 SH DFND 98 0 0 MASTERCARD CL A ORD COM 57636Q104 4 15 SH SOLE 15 0 0 MATIV HOLDINGS ORD COM 808541106 68 2716 SH SOLE 2716 0 0 MAYFAIR GOLD ORD COM 57808L107 10 10000 SH SOLE 10000 0 0 MEDAVAIL HOLDINGS ORD COM 58406B103 4 3000 SH SOLE 3000 0 0 MEDAVAIL HOLDINGS ORD COM 58406B103 0 50 SH Call SOLE 50 0 0 MEDAVAIL HOLDINGS ORD COM 58406B103 0 30 SH Put SOLE 30 0 0 MEDICAL PROPERTIES REIT ORD COM 58463J304 0 35 SH Put SOLE 35 0 0 MERIDIAN MINING UK SOCIETAS ORD COM N5626P102 44 110000 SH SOLE 110000 0 0 MERITOR ORD COM 59001K100 291 8030 SH SOLE 8030 0 0 META MATERIALS PFD SER A COM 59134N203 0 100 SH SOLE 100 0 0 META PLATFORMS CL A ORD COM 30303M102 79 493 SH DFND 493 0 0 METALS ACQUISITION CL A ORD COM G60405100 1711 174780 SH SOLE 174780 0 0 MFA FINANCIAL RT CUM RED SRS C PRF COM 55272X508 17 964 SH SOLE 964 0 0 MICRON TECHNOLOGY ORD COM 595112103 2 50 SH Call DFND 50 0 0 MIRION TECHNOLOG COM 60471A119 0 600 SH SOLE 600 0 0 MIRION TECHNOLOGIES CL A ORD COM 60471A101 1 202 SH SOLE 202 0 0 MIZUHO FINANCIAL GROUP 5 ADR REP ORD SPONSORED ADR 60687Y109 2692 1202000 SH SOLE 1202000 0 0 MONEYGRAM INTERNATIONAL ORD COM 60935Y208 150 15000 SH SOLE 15000 0 0 MONGODB CL A ORD COM 60937P106 41 160 SH DFND 160 0 0 MOSAIC ORD COM 61945C103 6 148 SH Call SOLE 148 0 0 MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 550 1297050 SH SOLE 1297050 0 0 MP MATERIALS CL A ORD COM 553368101 14 447 SH DFND 447 0 0 MSC INDUSTRIAL CL A ORD COM 553530106 9 130 SH SOLE 130 0 0 MUDRICK CAPITAL ACQUISTN II CL A ORD COM 62477L107 1 146 SH SOLE 146 0 0 MULLEN AUTOMOTIVE ORD COM 62526P109 1 1100 SH SOLE 1100 0 0 NANO DIMENSION 1 ADR REP ORD SPONSORED ADR 63008G203 0 200 SH SOLE 200 0 0 NATIONAL RETAIL PROPERTIES REIT ORD COM 637417106 45 1051 SH SOLE 1051 0 0 NAUTILUS BIOTECHNOLGY ORD COM 63909J108 68 25600 SH SOLE 25600 0 0 NCR ORD COM 62886E108 16 516 SH DFND 516 0 0 NCR ORD COM 62886E108 0 3 SH Call DFND 3 0 0 NERVGEN PHARMA ORD COM 64082X203 5 3400 SH SOLE 3400 0 0 NETEASE ADR COM 64110W102 7 75 SH Call SOLE 75 0 0 NETFLIX ORD COM 64110L106 1 10 SH SOLE 10 0 0 NEURONETICS ORD COM 64131A105 175 54747 SH SOLE 54747 0 0 NEW ORIENTL EDUCTN GRP ADR REP 1 ORD SPONSORED ADR 647581206 0 28 SH Put SOLE 28 0 0 NEW YORK COMMUNITY BANCORP ORD COM 649445103 366 40151 SH SOLE 40151 0 0 NEWMARKET ORD COM 651587107 9 30 SH SOLE 30 0 0 NEXTDOOR HOLDINGS CL A ORD COM 65345M108 6 2000 SH SOLE 2000 0 0 NEXTERA ENERGY ORD COM 65339F101 23 300 SH SOLE 300 0 0 NEXTPOINT FINANCIAL ORD COM 65345F202 19 6600 SH SOLE 6600 0 0 NIELSEN HOLDINGS ORD COM G6518L108 873 37630 SH SOLE 37630 0 0 NIKE CL B ORD COM 654106103 20 200 SH DFND 200 0 0 NIO ADS REP 1 CL A ORD COM 62914V106 996 45900 SH SOLE 45900 0 0 NISOURCE ORD (NYS) COM 65473P105 0 5 SH Call SOLE 5 0 0 NJ RESOURCES ORD COM 646025106 13 300 SH SOLE 300 0 0 NOKIA ADR REPSG 1 SER A ORD SPONSORED ADR 654902204 230 50001 SH SOLE 50001 0 0 NOMURA HOLDINGS ADR REPTG ONE ORD SPONSORED ADR 65535H208 537 150000 SH SOLE 150000 0 0 NORTHERN STAR INVESTMENT CL A ORD COM 66573W107 7 800 SH SOLE 800 0 0 NORWEGIAN CRUISE LINE HOLDINGS ORD COM G66721104 55 5000 SH SOLE 5000 0 0 NORWEGIAN CRUISE LINE HOLDINGS ORD COM G66721104 7 630 SH Call SOLE 630 0 0 NOVAGOLD RESOURCES ORD COM 66987E206 1 330 SH SOLE 330 0 0 NOVELSTEM INTERNATIONAL ORD (PNK) COM 67001V109 4 25000 SH SOLE 25000 0 0 NRG ENERGY ORD COM 629377508 17 446 SH DFND 446 0 0 NU HOLDINGS CL A ORD COM G6683N103 0 1 SH Call SOLE 1 0 0 NUTANIX CL A ORD COM 67059N108 31 2180 SH DFND 2180 0 0 NUTANIX CL A ORD COM 67059N108 2 157 SH Call DFND 157 0 0 NUVEEN AMT FREE MNCPL CRDT INCM CF COM 67071L106 49 3800 SH SOLE 3800 0 0 NUVEEN AMT FREE MUNICIPAL CF COM 670695105 1 100 SH SOLE 100 0 0 NUVEEN AMT FREE QLTY MNCPL INCM CF COM 670657105 64 5500 SH SOLE 5500 0 0 NUVEEN ARIZONA QLTY MNCPL INCM CF COM 67061W104 1 100 SH SOLE 100 0 0 NUVEEN CALIF SELECT TAX-FREE INCM CF COM 67063R103 1 100 SH SOLE 100 0 0 NUVEEN CALIFORNIA MUNICIPAL VALUE CF COM 67062C107 4 500 SH SOLE 500 0 0 NUVEEN CLIFORNIA QULTY MNCPL INCM CF COM 67066Y105 24 2000 SH SOLE 2000 0 0 NUVEEN CORE EQUITY ALPHA CF COM 67090X107 26 2000 SH SOLE 2000 0 0 NUVEEN CORP INCM 2023 TRGT TRM CF COM 67079F101 0 50 SH SOLE 50 0 0 NUVEEN CREDIT STRATEGIES INCOME CF COM 67073D102 5 1000 SH SOLE 1000 0 0 NUVEEN DOW 30SM DYNAMIC OVRWRT CF COM 67075F105 42 2800 SH SOLE 2800 0 0 NUVEEN DYNAMIC MUNICI OPPORT CF COM 67079X102 6 600 SH SOLE 600 0 0 NUVEEN EMERGING MKTS DEBT 2022 CF COM 67077P101 0 100 SH SOLE 100 0 0 NUVEEN FLOATING RATE INCOME CF COM 67072T108 1 200 SH SOLE 200 0 0 NUVEEN GEORGIA QLTY MNCPL INCM CF COM 67072B107 2 200 SH SOLE 200 0 0 NUVEEN GLOBAL HIGH INCOME CF COM 67075G103 5 500 SH SOLE 500 0 0 NUVEEN INTER DUR QLTY MUNI TRM CF COM 670677103 1 100 SH SOLE 100 0 0 NUVEEN INTERMEDIATE DURATION MUNI CF COM 670671106 6 500 SH SOLE 500 0 0 NUVEEN MASACHUSET QLTY MNCPL INCM CF COM 67061E104 1 100 SH SOLE 100 0 0 NUVEEN MNESOTA QLTY MNCPL INCM CF COM 670734102 0 50 SH SOLE 50 0 0 NUVEEN MORTGAGE AND INCOME CF COM 670735109 1 100 SH SOLE 100 0 0 NUVEEN MULTI MARKET INCOME CF COM 67075J107 0 50 SH SOLE 50 0 0 NUVEEN MUNICIPAL CREDIT INCOME CF COM 67070X101 20 1600 SH SOLE 1600 0 0 NUVEEN MUNICIPAL CREDIT OPPORTUN CF COM 670663103 9 800 SH SOLE 800 0 0 NUVEEN MUNICIPAL VALUE CF COM 670928100 3 400 SH SOLE 400 0 0 NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF COM 670699107 82 3800 SH SOLE 3800 0 0 NUVEEN NEW JERSEY QLTY MNCPL INCM CF COM 67069Y102 6 500 SH SOLE 500 0 0 NUVEEN NEW YORK MUNICIPAL VALUE CF COM 67062M105 1 200 SH SOLE 200 0 0 NUVEEN NEW YORK QLTY MNCPL INCM CF COM 67066X107 7 600 SH SOLE 600 0 0 NUVEEN NY AMT FREE QLT MNCPL INCM CF COM 670656107 12 1100 SH SOLE 1100 0 0 NUVEEN NY SELECT TAX-FREE INCM CF COM 67063V104 1 100 SH SOLE 100 0 0 NUVEEN OHIO QLTY MNCPL INCM CF COM 670980101 1 100 SH SOLE 100 0 0 NUVEEN PNSYLVANIA QLTY MNCPL INCM CF COM 670972108 7 600 SH SOLE 600 0 0 NUVEEN PREF AND INCM SECURITIES CF COM 67072C105 41 5700 SH SOLE 5700 0 0 NUVEEN PREFERRED AND INCM OPP CF COM 67073B106 15 2000 SH SOLE 2000 0 0 NUVEEN PREFERRED AND INCOME CF COM 67075T105 3 200 SH SOLE 200 0 0 NUVEEN PREFERRED AND INCOME TERM CF COM 67075A106 11 600 SH SOLE 600 0 0 NUVEEN QUALITY MUNICIPAL INCM CF COM 67066V101 22 1800 SH SOLE 1800 0 0 NUVEEN REAL ASSET INCOME AND GRO CF COM 67074Y105 9 700 SH SOLE 700 0 0 NUVEEN REAL ESTATE INCOME CF COM 67071B108 22 2400 SH SOLE 2400 0 0 NUVEEN S P 500 BUY WRITE INC CF COM 6706ER101 61 5000 SH SOLE 5000 0 0 NUVEEN S P 500 DYNAMIC OVRWRT CF COM 6706EW100 31 2000 SH SOLE 2000 0 0 NUVEEN SELECT MATURITY MUNICIPAL CF COM 67061T101 0 100 SH SOLE 100 0 0 NUVEEN SELECT TAX-FREE INCOME CF COM 67062F100 2 200 SH SOLE 200 0 0 NUVEEN TAXABLE MUNICIPAL INCM NAV CF COM 67074C103 17 1000 SH SOLE 1000 0 0 NUVEEN VIRGINIA QLTY MNCPL INCM CF COM 67064R102 3 300 SH SOLE 300 0 0 NUVEN CALIFOR AMT FREE QLT MNCPL CF COM 670651108 11 900 SH SOLE 900 0 0 NVIDIA ORD COM 67066G104 60 400 SH DFND 400 0 0 NXP SEMICONDUCTORS ORD COM N6596X109 20 139 SH Call SOLE 139 0 0 OATLY GROUP ADS REP ORD COM 67421J108 0 250 SH SOLE 250 0 0 OCCIDENTAL PETROLEUM ORD COM 674599105 9 156 SH DFND 156 0 0 OCCIDENTAL PETROLEUM ORD COM 674599105 8 142 SH Call DFND 142 0 0 OLIN ORD COM 680665205 32 712 SH DFND 712 0 0 OLLIES BARGAIN OUTLET HLDG ORD COM 681116109 30 512 SH SOLE 512 0 0 OMNICELL ORD COM 68213N109 3128 27500 SH SOLE 27500 0 0 OPPFI CL A ORD (NYS) COM 68386H103 0 25 SH Call SOLE 25 0 0 ORACLE ORD COM 68389X105 11 160 SH SOLE 160 0 0 ORBITAL ENERGY GROUP ORD COM 68559A109 0 500 SH SOLE 500 0 0 ORGANIGRAM HOLDINGS ORD (NMS) COM 68620P101 0 10 SH Call SOLE 10 0 0 ORIGIN MATERIALS CL A ORD COM 68622D106 541 105817 SH SOLE 105817 0 0 ORIGIN MATERIALS CL A ORD COM 68622D106 8 1700 SH Call SOLE 1700 0 0 OSCAR HEALTH CL A ORD COM 687793109 4 1000 SH SOLE 1000 0 0 OUSTER CL A ORD COM 68989M103 1 1000 SH SOLE 1000 0 0 PAGAYA TECH CL A ORD COM M7S64L115 8 2070 SH SOLE 2070 0 0 PAGSEGURO DIGITAL CL A ORD (NYS) COM G68707101 1 100 SH Call SOLE 100 0 0 PAN AMERICAN SILVER RTS COM 697900132 59 83500 SH SOLE 83500 0 0 PARAMOUNT GLOBAL CL B ORD COM 92556H206 5 219 SH SOLE 219 0 0 PARAMOUNT GROUP REIT ORD (NYS) COM 69924R108 0 125 SH Call SOLE 125 0 0 PATRIOT NATIONAL BANCORP ORD COM 70336F203 284 23416 SH SOLE 23416 0 0 PAYONEER GLOBAL ORD COM 70451X104 0 100 SH SOLE 100 0 0 PAYPAL HOLDINGS ORD COM 70450Y103 220 3159 SH DFND 3159 0 0 PAYPAL HOLDINGS ORD COM 70450Y103 0 4 SH Call DFND 4 0 0 PCM FUND CF COM 69323T101 2 300 SH SOLE 300 0 0 PDS BIOTECHNOLOGY ORD (NMS) COM 70465T107 0 15 SH Call SOLE 15 0 0 PELOTON INTERACTIVE ORD COM 70614W100 0 50 SH SOLE 50 0 0 PENN NATIONAL GAMING ORD COM 707569109 76 2500 SH SOLE 2500 0 0 PENNANTPARK FLOATING RATE CAPITA ORD COM 70806A106 13 1200 SH SOLE 1200 0 0 PENNANTPARK INVESTMENT ORD COM 708062104 14 2400 SH SOLE 2400 0 0 PERSHING SQUARE TONTINE HLD CL A ORD COM 71531R109 4897 245225 SH SOLE 245225 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 PRF SPONSORED ADR 71654V101 2 200 SH SOLE 200 0 0 PETVIVO HOLDINGS ORD COM 716817408 13 8574 SH SOLE 8574 0 0 PFIZER ORD COM 717081103 13 265 SH Put SOLE 265 0 0 PFSWEB ORD COM 717098206 41 3500 SH SOLE 3500 0 0 PHARMACYTE BIOTECH ORD COM 71715X203 34 15290 SH SOLE 15290 0 0 PHARMACYTE BIOTECH ORD COM 71715X203 0 1 SH Call SOLE 1 0 0 PHIO PHARMACEUTICALS ORD (NMS) COM 71880W303 0 10 SH Call SOLE 10 0 0 PILGRIMS PRIDE ORD (NMS) COM 72147K108 0 5 SH Call SOLE 5 0 0 PIMCO CALIFOR MUNI INCM III CF COM 72201C109 2 300 SH SOLE 300 0 0 PIMCO CALIFORNIA MUNICI INCOME II CF COM 72200M108 4 600 SH SOLE 600 0 0 PIMCO CALIFORNIA MUNICIPAL INCOME CF COM 72200N106 3 200 SH SOLE 200 0 0 PIMCO CORP INCOME CF COM 72200U100 8 700 SH SOLE 700 0 0 PIMCO CORPORATE OPPORTUNITY CF COM 72201B101 40 3200 SH SOLE 3200 0 0 PIMCO DYNAMIC INCOME CF COM 72201Y101 106 5100 SH SOLE 5100 0 0 PIMCO DYNAMIC INCOME OPPORT CF COM 69355M107 16 1200 SH SOLE 1200 0 0 PIMCO ENRG TCTCL CRT OPPO CF COM 69346N107 41 3200 SH SOLE 3200 0 0 PIMCO GLOBAL STOCKSPLUS INCOME CF COM 722011103 2 300 SH SOLE 300 0 0 PIMCO HIGH INCOME CF COM 722014107 13 2600 SH SOLE 2600 0 0 PIMCO INCOME STRATEGY CF COM 72201H108 4 500 SH SOLE 500 0 0 PIMCO INCOME STRATEGY II CF COM 72201J104 9 1200 SH SOLE 1200 0 0 PIMCO MUNICIPAL INCOME CF COM 72200R107 6 600 SH SOLE 600 0 0 PIMCO MUNICIPAL INCOME II CF COM 72200W106 10 1000 SH SOLE 1000 0 0 PIMCO MUNICIPAL INCOME III CF COM 72201A103 6 700 SH SOLE 700 0 0 PIMCO NEW YORK MUN INCOME III CF COM 72201E105 0 100 SH SOLE 100 0 0 PIMCO NEW YORK MUNICI INCOME II CF COM 72200Y102 1 200 SH SOLE 200 0 0 PIMCO NEW YORK MUNICIPAL INCOME CF COM 72200T103 0 100 SH SOLE 100 0 0 PIMCO STRATEGIC INCOME CF COM 72200X104 2 500 SH SOLE 500 0 0 PLANET LABS PBC CL A ORD COM 72703X106 54 12590 SH SOLE 12590 0 0 PLBY GROUP ORD (NMS) COM 72814P109 1 175 SH Call SOLE 175 0 0 PLUG POWER ORD COM 72919P202 22 1362 SH DFND 1362 0 0 PNC FINANCIAL SERVICES GROUP ORD COM 693475105 11 71 SH DFND 71 0 0 POTNETWORK ORD COM 737636209 0 3000 SH SOLE 3000 0 0 POWER REIT ORD COM 73933H101 34 2686 SH SOLE 2686 0 0 POWERED BRANDS UNT COM G7209M124 24 2460 SH SOLE 2460 0 0 PPL ORD COM 69351T106 54 2000 SH SOLE 2000 0 0 PRECISION BIOSCIENCES ORD (NMS) COM 74019P108 0 20 SH Call SOLE 20 0 0 PRIME IMPACT ACQUISITION I CL A ORD COM G61074103 67 6700 SH SOLE 6700 0 0 PRIME IMPACT ACQUISITION I UNT COM G61074111 2 300 SH SOLE 300 0 0 PROCAPS GROUP ORD COM L7756P102 6 700 SH SOLE 700 0 0 PROPERTY SOLUT ACQ II CL A ORD COM 74350A108 11 1167 SH SOLE 1167 0 0 PROSHARES BITCOIN STRATEGY ETF COM 74347G440 1 120 SH Put DFND 120 0 0 PROSHARES SHORT BITCOIN STRATEGY ETF COM 74347G291 140 3200 SH SOLE 3200 0 0 PROSHARES ULTRA BLOM NAT GAS ETF COM 74347Y870 21 500 SH SOLE 500 0 0 PROSHARES ULTRA VIX SHORT TERM ETF COM 74347Y839 355 24500 SH SOLE 24500 0 0 PROSHARES ULTRAPRO QQQ ETF COM 74347X831 18 750 SH SOLE 750 0 0 PROTAGENIC THERAPEUTICS ORD COM 74365N103 54 75000 SH SOLE 75000 0 0 PUTNAM MANAGED MUNICIPAL INCOME CF COM 746823103 3 600 SH SOLE 600 0 0 PUTNAM MASTER INTERMEDIATE INCOME CF COM 746909100 1 300 SH SOLE 300 0 0 PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 4 400 SH SOLE 400 0 0 QUALCOMM ORD COM 747525103 12 100 SH Call DFND 100 0 0 QUOTIENT ORD COM G73268107 0 200 SH SOLE 200 0 0 RADIUS HEALTH INC (NMS) COM 750469207 0 10 SH Call SOLE 10 0 0 RADIUS HEALTH INC (NMS) COM 750469207 0 60 SH Put SOLE 60 0 0 RECHARGE ACQUISITION CL A ORD COM 756229100 16 1670 SH SOLE 1670 0 0 RECRUITER.COM GROUP ORD COM 75630B303 39 38930 SH SOLE 38930 0 0 REDBALL ACQUISITION CL A ORD COM G7417R105 201 20195 SH SOLE 20195 0 0 REDFIN ORD COM 75737F108 0 100 SH SOLE 100 0 0 RENEW ENERGY GLOBAL CL A ORD COM G7500M104 42 6500 SH SOLE 6500 0 0 RETAIL VALUE ORD COM 76133Q102 268 216662 SH DFND 216662 0 0 REWALK ROBOTICS LTD COM M8216Q200 0 120 SH SOLE 120 0 0 RH ORD COM 74967X103 106 500 SH SOLE 500 0 0 RICEBRAN TECHNOLOGIES ORD COM 762831204 71 106000 SH SOLE 106000 0 0 RING ENERGY ORD COM 76680V108 39 15000 SH SOLE 15000 0 0 RIVIAN AUTOMOTIVE CL A ORD COM 76954A103 1 50 SH SOLE 50 0 0 ROBINHOOD MARKETS CL A ORD COM 770700102 1 200 SH SOLE 200 0 0 ROGERS ORD COM 775133101 1000 3816 SH SOLE 3816 0 0 ROGERS ORD COM 775133101 2 8 SH Call SOLE 8 0 0 ROGERS ORD COM 775133101 4 17 SH Put SOLE 17 0 0 ROKU CL A ORD COM 77543R102 1 15 SH SOLE 15 0 0 ROOT CL A ORD COM 77664L108 0 300 SH SOLE 300 0 0 ROSECLIFF ACQUISITION I CL A ORD COM 77732R103 0 100 SH SOLE 100 0 0 ROYAL CARIBBEAN GROUP ORD COM V7780T103 11 325 SH Call SOLE 325 0 0 RUSH ENTERPRISES CL A ORD COM 781846209 22 470 SH SOLE 470 0 0 RYANAIR HOLDINGS ORD COM 783513203 1345 20000 SH SOLE 20000 0 0 RYDER SYSTEM ORD (NYS) COM 783549108 2 40 SH Call SOLE 40 0 0 SAILPOINT TECHNOLOGIES HOLDINGS ORD COM 78781P105 2263 36115 SH DFND 36115 0 0 SALESFORCE ORD COM 79466L302 45 278 SH DFND 278 0 0 SANDERSON FARMS ORD COM 800013104 64 300 SH SOLE 300 0 0 SANDERSON FARMS ORD COM 800013104 0 3 SH Put SOLE 3 0 0 SASOL ADR REP 1 ORD SPONSORED ADR 803866300 788 34200 SH SOLE 34200 0 0 SCHLUMBERGER ORD COM 806857108 122 3435 SH SOLE 3435 0 0 SCHLUMBERGER ORD COM 806857108 53 1500 SH Call SOLE 1500 0 0 SCHLUMBERGER ORD COM 806857108 0 25 SH Put SOLE 25 0 0 SEA ADS REP CL A ORD COM 81141R100 0 10 SH SOLE 10 0 0 SECOND STREET CAPITAL ORD (PNK) COM 813630100 0 20 SH SOLE 20 0 0 SECUREWORKS CL A ORD COM 81374A105 126 11616 SH SOLE 11616 0 0 SEELOS THERAPEUTICS ORD COM 81577F109 3 5500 SH SOLE 5500 0 0 SENECA FOODS CL B ORD COM 817070105 25 450 SH SOLE 450 0 0 SENTI BIOSCIENCES ORD COM 81726A100 6 3500 SH SOLE 3500 0 0 SHELL MIDSTREAM PARTNERS UNT COM 822634101 70 5000 SH SOLE 5000 0 0 SHOPIFY CL A SUB VTG ORD COM 82509L107 641 20520 SH DFND 20520 0 0 SHOPIFY CL A SUB VTG ORD COM 82509L107 7 250 SH Call DFND 250 0 0 SHOPIFY CL A SUB VTG ORD COM 82509L107 7 245 SH Put DFND 245 0 0 SIBANYE STILLWATER ADR REP 4 ORD SPONSORED ADR 82575P107 129 13000 SH SOLE 13000 0 0 SIERRA ONCOLOGY ORD COM 82640U404 14 269 SH SOLE 269 0 0 SIERRA ONCOLOGY ORD COM 82640U404 0 5 SH Put SOLE 5 0 0 SIGMA LITHIUM ORD COM 826599102 179 11637 SH SOLE 11637 0 0 SILVERCREST METALS ORD COM 828363101 183 30000 SH SOLE 30000 0 0 SILVERCREST METALS ORD COM 828363101 4 743 SH Call SOLE 743 0 0 SIMON PROPERTY GROUP ACQUISITION UNT COM 82880R202 30 3137 SH SOLE 3137 0 0 SINGPOINT ORD (PNK) COM 82932V201 7 100000 SH SOLE 100000 0 0 SINGULAR GENOMICS SYSTEMS ORD COM 82933R100 89 23500 SH SOLE 23500 0 0 SKEENA RESOURCES ORD COM 83056P715 86 16300 SH SOLE 16300 0 0 SMITH NEPHEW ADR REP 2 ORD SPONSORED ADR 83175M205 279 10000 SH SOLE 10000 0 0 SNAP CL A ORD COM 83304A106 66 5046 SH DFND 5046 0 0 SNOWFLAKE CL A ORD COM 833445109 84 609 SH DFND 609 0 0 SOCIAL CAP HEDOSOP HOLD IV CL A ORD COM G82514103 1862 187580 SH SOLE 187580 0 0 SOCIAL CAP HEDOSOP HOLD VI CL A ORD COM G8251L105 2328 234500 SH SOLE 234500 0 0 SOCIAL CAP HEDOSOP HOLD VI CL A ORD COM G8251L105 19 1995 SH Call SOLE 1995 0 0 SOCIAL CAP SUVRETTA HLD II CL A ORD COM G8253U103 1 200 SH SOLE 200 0 0 SOCIAL CAPITAL HEDOSOPHIA VI UNT COM G8251L121 1 100 SH SOLE 100 0 0 SOCIAL CAPITAL SUVRETTA CL A ORD COM G8253T106 29 2979 SH SOLE 2979 0 0 SOCIAL LEVERAGE ACQUISI UNT COM 83363K201 97 9920 SH DFND 9920 0 0 SOFI TECHNOLOGIES ORD COM 83406F102 9 1750 SH Call DFND 1750 0 0 SOLID POWER CL A ORD COM 83422N105 457 85010 SH SOLE 85010 0 0 SOLO BRANDS CL A ORD COM 83425V104 16 4000 SH DFND 4000 0 0 SOLUNA HOLDIN 9 0 SRS A CUM PREP PRF COM 583543202 21 1900 SH SOLE 1900 0 0 SONOS ORD (NMS) COM 83570H108 1 100 SH Call SOLE 100 0 0 SONY GROUP ADR REP ORD SPONSORED ADR 835699307 498 6100 SH SOLE 6100 0 0 SOUTHERN COPPER ORD COM 84265V105 1398 28074 SH SOLE 28074 0 0 SOUTHWSTN ENER ORD COM 845467109 2437 390000 SH SOLE 390000 0 0 SPDR GOLD SHARES ETF COM 78463V107 14 85 SH SOLE 85 0 0 SPDR GOLD SHARES ETF COM 78463V107 23 142 SH Call SOLE 142 0 0 SPDR S&P 500 ETF COM 78462F103 156 416 SH Call DFND 416 0 0 SPDR S&P 500 ETF COM 78462F103 0 1 SH Put DFND 1 0 0 SPDR S&P BIOTECH ETF COM 78464A870 148 2000 SH DFND 2000 0 0 SPIRIT AIRLINES ORD COM 848577102 625 26250 SH DFND 26250 0 0 SPLUNK ORD COM 848637104 166 1886 SH DFND 1886 0 0 SPLUNK ORD COM 848637104 3 34 SH Call DFND 34 0 0 SPORTS VENTURES ACQUISITION CORP COM G8372A111 3 340 SH SOLE 340 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 5 600 SH SOLE 600 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 0 25 SH Call SOLE 25 0 0 SPORTSMANS WAREHOUSE HOLDINGS ORD COM 84920Y106 0 10 SH Put SOLE 10 0 0 SPROTT URANIUM MINERS ETF COM 85208P303 34 600 SH SOLE 600 0 0 STEEL CONNECT ORD COM 858098106 13 10300 SH SOLE 10300 0 0 STMICROELECTRONICS ADR COM 861012102 12 400 SH SOLE 400 0 0 STOCK YARDS BANCORP ORD COM 861025104 11 200 SH SOLE 200 0 0 STONECO CL A ORD COM G85158106 0 50 SH SOLE 50 0 0 STRATA SKIN SCIENCES ORD COM 86272A206 49 51205 SH SOLE 51205 0 0 STRATASYS ORD (NMS) COM M85548101 4 257 SH Call SOLE 257 0 0 STRONGHOLD DIGITAL MINING CL A ORD COM 86337R103 0 100 SH SOLE 100 0 0 SUNDIAL GROWERS ORD COM 86730L109 0 600 SH SOLE 600 0 0 SUNLIGHT FINANCIAL HOLD CL A ORD (NYS) COM 86738J106 0 51 SH Call SOLE 51 0 0 SUNRUN ORD COM 86771W105 9 400 SH SOLE 400 0 0 SUPER GROUP ORD COM G8588X103 8 2000 SH SOLE 2000 0 0 SUPERCOM ORD COM M87095119 0 1000 SH SOLE 1000 0 0 SVF INVESTMENT 2 CL A ORD COM G8601M100 113 11600 SH SOLE 11600 0 0 SVF INVESTMENT CL A ORD COM G8601L102 42 4300 SH SOLE 4300 0 0 SWEETGREEN CL A ORD COM 87043Q108 8 750 SH SOLE 750 0 0 T2 BIOSYSTEMS ORD (NMS) COM 89853L104 0 10 SH Call SOLE 10 0 0 TAILWIND ACQUISITION CL A ORD COM 87403Q102 6 699 SH SOLE 699 0 0 TAKE TWO INTERACTIVE SOFTWARE ORD (NMS) COM 874054109 21 177 SH Put SOLE 177 0 0 TALKSPACE ORD COM 87427V103 168 99000 SH DFND 99000 0 0 TALKSPACE ORD COM 87427V103 0 503 SH Call DFND 503 0 0 TARGET ORD COM 87612E106 14 100 SH SOLE 100 0 0 TECK RESOURCES CL B ORD COM 878742204 0 20 SH SOLE 20 0 0 TEGNA ORD COM 87901J105 1331 63500 SH DFND 63500 0 0 TELADOC HEALTH ORD COM 87918A105 3 100 SH SOLE 100 0 0 TELKONET ORD (PNK) COM 879604106 2 77000 SH SOLE 77000 0 0 TENCENT HOLDINGS ADR (PNK) SPONSORED ADR 88032Q109 223 4925 SH SOLE 4925 0 0 TENCENT MUSC ENT ADR REP 2 CL A ORD SPONSORED ADR 88034P109 1 300 SH SOLE 300 0 0 TENNECO CL A ORD COM 880349105 162 9470 SH DFND 9470 0 0 TENNECO CL A ORD COM 880349105 0 50 SH Call DFND 50 0 0 TERNIUM ADR REPRESENTING TEN ORD SPONSORED ADR 880890108 0 16 SH SOLE 16 0 0 TESLA ORD COM 88160R101 49 73 SH DFND 73 0 0 TEUCRIUM CORN ETF COM 88166A102 2 100 SH SOLE 100 0 0 TEUCRIUM WHEAT ETF COM 88166A508 0 100 SH SOLE 100 0 0 TFI INTERNATIONAL ORD COM 87241L109 21 267 SH DFND 267 0 0 THE REALREAL ORD COM 88339P101 49 20000 SH SOLE 20000 0 0 THE REALREAL ORD COM 88339P101 1 551 SH Call SOLE 551 0 0 THUNDER BRIDGE CAPITAL PARTNERS UNT COM 88605T209 39 4000 SH SOLE 4000 0 0 TIANRONG INTERNET PRODUCTS SER ORD COM 886307107 0 200 SH SOLE 200 0 0 TIDELANDS OIL AND GAS ORD COM 886405109 0 526323 SH SOLE 526323 0 0 TIGA ACQUISITION CL A ORD COM G88672103 61 6000 SH SOLE 6000 0 0 TILRAY BRANDS CL 2 ORD COM 88688T100 2 860 SH SOLE 860 0 0 TILRAY BRANDS CL 2 ORD COM 88688T100 0 3 SH Call SOLE 3 0 0 TOAST CL A ORD COM 888787108 0 50 SH SOLE 50 0 0 TOWER SEMICONDUCTOR ORD COM M87915274 9 210 SH SOLE 210 0 0 TOWER SEMICONDUCTOR ORD COM M87915274 0 2 SH Put SOLE 2 0 0 TPG PACE BENEFICIAL FIN CL A ORD COM G8990D125 0 100 SH SOLE 100 0 0 TRADE DESK CL A ORD COM 88339J105 3 89 SH DFND 89 0 0 TRANSMEDICS GROUP ORD COM 89377M109 31 990 SH SOLE 990 0 0 TREVI THERAPEUTICS ORD COM 89532M101 22 7986 SH SOLE 7986 0 0 TRIP COM GROUP ADR REP ORD SPONSORED ADR 89677Q107 274 10000 SH SOLE 10000 0 0 TRITIUM DCFC ORD COM Q9225T108 243 40000 SH SOLE 40000 0 0 TRIVAGO ADR REP ORD SPONSORED ADR 89686D105 0 100 SH SOLE 100 0 0 TRONOX HOLDINGS ORD COM Q9235V101 16 1000 SH SOLE 1000 0 0 TRUIST FINANCIAL ORD COM 89832Q109 20 437 SH DFND 437 0 0 TRUSTCO BANK ORD COM 898349204 9 300 SH SOLE 300 0 0 TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 59 2439 SH SOLE 2439 0 0 TUFIN SOFTWARE TECHNOLOGIES ORD COM M8893U102 125 10000 SH SOLE 10000 0 0 TURNING POINT THERAPEUTICS ORD COM 90041T108 130 1730 SH SOLE 1730 0 0 TURNING POINT THERAPEUTICS ORD COM 90041T108 0 5 SH Call SOLE 5 0 0 TURQUOISE HILL RESOURCES ORD COM 900435207 167 6250 SH SOLE 6250 0 0 TURTLE BEACH ORD COM 900450206 214 17500 SH SOLE 17500 0 0 TURTLE BEACH ORD COM 900450206 2 188 SH Call SOLE 188 0 0 TUSCAN HOLDINGS II ORD COM 90070A103 10 1000 SH SOLE 1000 0 0 TUSCAN HOLDINGS II ORD COM 90070A103 1 107 SH Call SOLE 107 0 0 TUSCAN HOLDINGS II ORD COM 90070A103 0 30 SH Put SOLE 30 0 0 TUSIMPLE HOLDINGS CL A ORD COM 90089L108 1 200 SH SOLE 200 0 0 TWELVE SEAS INVESTMENT COMPANY I UNT COM 90118T205 9 1000 SH SOLE 1000 0 0 TWITTER ORD COM 90184L102 1906 51000 SH DFND 51000 0 0 TWITTER ORD COM 90184L102 7 190 SH Call DFND 190 0 0 TWO CL A ORD COM G9152V101 282 28950 SH SOLE 28950 0 0 TZP STRATEGIES ACQUISITION UNT COM G91595127 0 100 SH SOLE 100 0 0 UBER TECHNOLOGIES INC COM 90353T100 165 8075 SH SOLE 8075 0 0 UBER TECHNOLOGIES INC COM 90353T100 4 225 SH Call SOLE 225 0 0 UGI ORD COM 902681105 15 400 SH SOLE 400 0 0 UNDER ARMOUR CL A ORD COM 904311107 0 100 SH SOLE 100 0 0 UNITED BANKSHARES ORD COM 909907107 101 2900 SH SOLE 2900 0 0 UNITED STATES OIL ETF COM 91232N207 4 50 SH Call SOLE 50 0 0 UNITED STATES OIL ETF COM 91232N207 9 120 SH Put SOLE 120 0 0 UNITI GROUP ORD COM 91325V108 15 1600 SH SOLE 1600 0 0 UNITY SOFTWARE ORD COM 91332U101 0 20 SH SOLE 20 0 0 UNITY SOFTWARE ORD COM 91332U101 1 50 SH Call SOLE 50 0 0 UNUM ORD (NYS) COM 91529Y106 0 5 SH Call SOLE 5 0 0 UPSTART HOLDINGS ORD COM 91680M107 0 20 SH DFND 20 0 0 UPWORK ORD COM 91688F104 27 1319 SH SOLE 1319 0 0 URSTADT BIDDLE CL A REIT ORD COM 917286205 6 399 SH SOLE 399 0 0 USHG ACQUISITION CL A ORD COM 91748P100 1127 115000 SH SOLE 115000 0 0 UWM HOLDINGS CL A ORD COM 91823B109 0 200 SH SOLE 200 0 0 UWM HOLDINGS CORP COM 91823B117 0 3800 SH SOLE 3800 0 0 VALERO ENERGY ORD COM 91913Y100 0 5 SH Put SOLE 5 0 0 VALLEY NATIONAL ORD COM 919794107 33 3200 SH SOLE 3200 0 0 VANECK GOLD MINERS ETF COM 92189F106 81 2994 SH SOLE 2994 0 0 VANECK GOLD MINERS ETF COM 92189F106 6 250 SH Call SOLE 250 0 0 VANECK GOLD MINERS ETF COM 92189F106 6 225 SH Put SOLE 225 0 0 VANECK SEMICONDUCTOR ETF COM 92189F676 407 2000 SH DFND 2000 0 0 VANECK SEMICONDUCTOR ETF COM 92189F676 2 10 SH Put DFND 10 0 0 VANECK VECTOR JUNR GOLD MNRS ETF (PSE) COM 92189F791 0 30 SH Call SOLE 30 0 0 VAXXINITY CL A ORD COM 92244V104 17 11000 SH SOLE 11000 0 0 VECTOIQ ACQUISITION II CL A ORD COM 92244F109 38 3899 SH SOLE 3899 0 0 VECTOIQ ACQUISITION II UNT COM 92244F208 115 11755 SH SOLE 11755 0 0 VECTOR ACQUISITION II CL A ORD COM G9460A104 78 8000 SH SOLE 8000 0 0 VELODYNE LIDAR ORD COM 92259F101 2 3000 SH SOLE 3000 0 0 VENATOR MATERIALS ORD COM G9329Z100 44 21552 SH SOLE 21552 0 0 VERU ORD COM 92536C103 39 3500 SH SOLE 3500 0 0 VERU ORD COM 92536C103 3 280 SH Call SOLE 280 0 0 VERU ORD COM 92536C103 1 160 SH Put SOLE 160 0 0 VIKING THERAPEUTICS ORD COM 92686J106 0 180 SH SOLE 180 0 0 VILLAGE FARMS INTERNATIONAL ORD (NMS) COM 92707Y108 0 24 SH Call SOLE 24 0 0 VINCE HOLDING ORD COM 92719W207 519 66199 SH SOLE 66199 0 0 VINCO VENTURES ORD COM 927330100 1 778 SH Call SOLE 778 0 0 VIRGIN GALACTIC HOLDINGS CL A ORD COM 92766K106 0 100 SH SOLE 100 0 0 VIRTUS ARTL INTLG TECGY OPTNS FD CF COM 92838Y100 80 5000 SH SOLE 5000 0 0 VIRTUS CNVTBL INC 2024 TRGT TM FD CF COM 92838R105 4 500 SH SOLE 500 0 0 VIRTUS CONVERTIBLE AND INC FUND CF COM 92838X102 9 2500 SH SOLE 2500 0 0 VIRTUS CONVERTIBLE AND INCM FD II CF COM 92838U108 2 800 SH SOLE 800 0 0 VIRTUS DIVERSIFD INC CNVRTBL FD CF COM 92840N100 17 900 SH SOLE 900 0 0 VISTAGEN THERAPEUTICS ORD COM 92840H202 0 1000 SH SOLE 1000 0 0 VIVOPOWER INTERNATIO ORD COM G9376R100 0 614 SH Call SOLE 614 0 0 VIZSLA SILVER ORD COM 92859G202 61 60000 SH SOLE 60000 0 0 VONAGE HOLDINGS ORD COM 92886T201 1936 102800 SH DFND 102800 0 0 VONAGE HOLDINGS ORD COM 92886T201 9 528 SH Call DFND 528 0 0 VPC IMPACT ACQUISIT HOLD II CL A ORD COM G9460L126 22 2309 SH SOLE 2309 0 0 VROOM ORD COM 92918V109 3 2400 SH SOLE 2400 0 0 VROOM ORD COM 92918V109 0 23 SH Call SOLE 23 0 0 VROOM ORD COM 92918V109 0 13 SH Put SOLE 13 0 0 WAITR HOLDINGS ORD (NMS) COM 930752100 0 20 SH Call SOLE 20 0 0 WALMART ORD COM 931142103 498 4100 SH DFND 4100 0 0 WALT DISNEY ORD COM 254687106 1 20 SH DFND 20 0 0 WARNER BROS. DISCOVERY SRS A ORD WI COM 934423104 0 42 SH SOLE 42 0 0 WARNER BROS. DISCOVERY SRS A ORD WI COM 934423104 2 214 SH Call SOLE 214 0 0 WAYFAIR CL A ORD COM 94419L101 0 10 SH SOLE 10 0 0 WELLS FARGO ORD COM 949746101 1 35 SH SOLE 35 0 0 WENDYS ORD COM 95058W100 4 260 SH Call SOLE 260 0 0 WESBANCO ORD COM 950810101 19 600 SH SOLE 600 0 0 WESDOME GOLD MINES ORD (PNK) COM 95083R100 43 5000 SH SOLE 5000 0 0 WESTERN ASSET DIVERSIFIED INCOME CF COM 95790K109 11 800 SH SOLE 800 0 0 WESTERN ASSET EMERGING MRKTS DEBT CF COM 95766A101 7 800 SH SOLE 800 0 0 WESTERN ASSET HIGH YLD DFD OPPTY CF COM 95768B107 6 500 SH SOLE 500 0 0 WESTERN ASSET INVEST GR DEF OPP CF COM 95790A101 3 200 SH SOLE 200 0 0 WESTERN ASSET MORTGAGE OP CF COM 95790B109 2 200 SH SOLE 200 0 0 WESTERN ASSET MUNICIPAL HGH INCM CF COM 95766N103 1 200 SH SOLE 200 0 0 WESTERN ASSET MUNICIPAL PARTNERS CF COM 95766P108 1 100 SH SOLE 100 0 0 WESTERN ASSET PREMIER BOND CF COM 957664105 3 300 SH SOLE 300 0 0 WESTERN ASST GLBAL HIGH INCOME CF COM 95766B109 4 700 SH SOLE 700 0 0 WESTERN ASST MNGD MUNCPLS CF COM 95766M105 2 200 SH SOLE 200 0 0 WESTERN AST GLB CORP DEFIND OPPTY CF COM 95790C107 12 900 SH SOLE 900 0 0 WESTWOOD HOLDINGS GROUP ORD COM 961765104 0 50 SH SOLE 50 0 0 WHERE FOOD COMES FROM ORD COM 96327X200 2 261 SH SOLE 261 0 0 WILLIS TOWERS WATSON ORD COM 948626106 49 252 SH SOLE 252 0 0 WOODSIDE ENERGY GROUP ADR COM 980228308 1251 58035 SH SOLE 58035 0 0 WPP ADR REP 5 ORD SPONSORED ADR 92937A102 85 1686 SH SOLE 1686 0 0 WW INTERNATIONAL ORD COM 98262P101 1 250 SH SOLE 250 0 0 WYNN RESORTS ORD COM 983134107 76 1350 SH DFND 1350 0 0 WYNN RESORTS ORD COM 983134107 1 30 SH Call DFND 30 0 0 XAI OCTGON FLOAT RTE ALTRNTV NAV CF COM 98400T106 1 200 SH SOLE 200 0 0 XPRESSPA GROUP ORD COM 98420U703 1 1600 SH SOLE 1600 0 0 XPRESSPA GROUP ORD COM 98420U703 0 10 SH Call SOLE 10 0 0 XTRACKERS MSCI EAFE HDGD EQY ETF COM 233051200 27 800 SH SOLE 800 0 0 XTRACKERS MSCI EURPE HDGD EQY ETF COM 233051853 12 400 SH SOLE 400 0 0 XTRACKERS MSCI JAP HDGD EQY ETF COM 233051507 9 200 SH SOLE 200 0 0 XTRCKR MSCI AL WRLD EX US HDGD ETF COM 233051820 1 50 SH SOLE 50 0 0 XTRCKRS MSCI EMRG MRKT HDGD EQY ETF COM 233051101 2 100 SH SOLE 100 0 0 YANDEX CL A ORD COM N97284108 29 1580 SH SOLE 1580 0 0 YEXT ORD (NYS) COM 98585N106 0 67 SH Call SOLE 67 0 0 ZENDESK ORD COM 98936J101 2339 31580 SH DFND 31580 0 0 ZENDESK ORD COM 98936J101 0 7 SH Call DFND 7 0 0 ZILLOW GROUP CL A ORD COM 98954M101 5 170 SH SOLE 170 0 0 ZOOM VIDEO COMMUNICATIONS CL A ORD COM 98980L101 226 2100 SH SOLE 2100 0 0