General Counsel & COO

0001742998-22-000001.txt : 20220110 0001742998-22-000001.hdr.sgml : 20220110 20220110132019 ACCESSION NUMBER: 0001742998-22-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220110 DATE AS OF CHANGE: 20220110 EFFECTIVENESS DATE: 20220110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FNY Investment Advisers, LLC CENTRAL INDEX KEY: 0001742998 IRS NUMBER: 301042656 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18846 FILM NUMBER: 22520697 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 2123316461 MAIL ADDRESS: STREET 1: 90 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001742998 XXXXXXXX 12-31-2021 12-31-2021 FNY Investment Advisers, LLC

90 PARK AVENUE, 5TH FLOOR NEW YORK NY 10016

13F HOLDINGS REPORT 028-18846 N Shawn Fischman General Counsel & COO 212-331-6872 Shawn Fischman New York NY 01-10-2022 1 598 186782 false 1 0001589689 MYDA Advisors LLC INFORMATION TABLE 2 FNYIA.xml FNYIAQ42021 10X CAPITAL VENTURE ACQU II CL A ORD COM G87076108 178 18200 SH SOLE 18200 0 0 1LIFE HEALTHCARE ORD COM 68269G107 1 100 SH SOLE 100 0 0 22ND CENTURY GROUP ORD COM 90137F103 105 34300 SH SOLE 34300 0 0 26 CAPITAL ACQUISITION UNT COM 90138P209 1 100 SH SOLE 100 0 0 3D SYSTEMS ORD COM 88554D205 430 20000 SH SOLE 20000 0 0 3D SYSTEMS ORD COM 88554D205 21 1000 SH Call SOLE 1000 0 0 3D SYSTEMS ORD COM 88554D205 4 200 SH Put SOLE 200 0 0 ACCELERATE ACQUISITION UNT COM 00439D201 9 960 SH SOLE 960 0 0 ACTIVISION BLIZZARD ORD COM 00507V109 1995 30000 SH SOLE 30000 0 0 ACTIVISION BLIZZARD ORD COM 00507V109 39 600 SH Call SOLE 600 0 0 ADAPTIMMUNE THERAPEUTI ADR REP 6 ORD SPONSORED ADR 00653A107 22 6000 SH SOLE 6000 0 0 ADMA BIOLOGICS ORD COM 000899104 0 75 SH SOLE 75 0 0 ADVISORSHARES 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46090E103 9 25 SH Call SOLE 25 0 0 INVSC QQQ TRUST SRS 1 ETF COM 46090E103 121 305 SH Put SOLE 305 0 0 ION ACQUISITION CORP 3 CL A ORD COM G4940J114 0 100 SH SOLE 100 0 0 IONQ ORD COM 46222L108 0 40 SH SOLE 40 0 0 IONQ ORD COM 46222L108 0 1 SH Call SOLE 1 0 0 IOVANCE BIOTHERAPEUTICS ORD COM 462260100 24 1300 SH SOLE 1300 0 0 IPOWER ORD COM 46265P107 39 16749 SH SOLE 16749 0 0 IQIYI ADS REP 7 CL A ORD COM 46267X108 4 1000 SH SOLE 1000 0 0 IRON SPARK I CL A ORD COM 46301G103 368 37089 SH SOLE 37089 0 0 IRONSOURCE CL A ORD COM M5R75Y101 229 29632 SH SOLE 29632 0 0 ISHARES CHINA LARGE CAP ETF COM 464287184 173 4750 SH SOLE 4750 0 0 ISHARES MSCI BRAZIL ETF COM 464286400 12 450 SH SOLE 450 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 111 500 SH Put SOLE 500 0 0 ISHARES SILVER TRUST ETF COM 46428Q109 9 450 SH SOLE 450 0 0 ISORAY ORD COM 46489V104 0 810 SH SOLE 810 0 0 ISUN ORD COM 465246106 685 115000 SH SOLE 115000 0 0 IVANHOE CAPITAL ACQUISITION CL A ORD COM G4R87P114 1582 159000 SH SOLE 159000 0 0 JACKSON FINANCIAL CL A ORD COM 46817M107 54 1296 SH SOLE 1296 0 0 JAWS MUSTANG ACQUISITION CL A ORD COM G50737108 487 50000 SH SOLE 50000 0 0 JAWS MUSTANG ACQUISITION UNT COM G50737116 10 1000 SH SOLE 1000 0 0 JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 1571 22430 SH SOLE 22430 0 0 JOBY AVIATION CL A ORD COM G65163100 4 600 SH Call SOLE 600 0 0 JOFF FINTECH ACQUISITION UNT COM 46592C209 79 8000 SH SOLE 8000 0 0 JUST EAT TAKEAWAY COM N V SPONSO ADR COM 48214T305 1523 141544 SH SOLE 141544 0 0 KHOSLA VENTURES ACQUISITION CL A ORD COM 482504107 575 59300 SH SOLE 59300 0 0 KKR ACQUISITION HOLDINGS I CL A ORD COM 48253T109 13 1400 SH SOLE 1400 0 0 KKR ACQUISITION HOLDINGS I UNT COM 48253T208 20 2000 SH SOLE 2000 0 0 KONINKLIJKE PHILIPS ADR COM 500472303 552 15000 SH SOLE 15000 0 0 KRANESHARES CSI CHINA INTERNET ETF COM 500767306 1095 30015 SH SOLE 30015 0 0 KRANESHARES CSI CHINA INTERNET ETF COM 500767306 32 900 SH Call SOLE 900 0 0 KROGER ORD COM 501044101 98 2181 SH SOLE 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7500 SH SOLE 7500 0 0 LONGWEI PETROLEUM INVEST HOLDING ORD COM 543354104 0 5000 SH SOLE 5000 0 0 LUCID GROUP ORD COM 549498103 53 1405 SH SOLE 1405 0 0 LYFT CL A ORD COM 55087P104 640 15000 SH SOLE 15000 0 0 LYFT CL A ORD COM 55087P104 21 500 SH Call SOLE 500 0 0 M3-BRIGADE ACQUISITION II CORP COM 553800111 118 101995 SH SOLE 101995 0 0 MACQUARIE INFRASTRUCTURE HOLDING ORD COM 55608B105 45 12500 SH SOLE 12500 0 0 MAIDEN HOLDINGS LTD COM 560292302 225 10487 SH SOLE 10487 0 0 MARQETA CL A ORD COM 57142B104 4 250 SH SOLE 250 0 0 MARRONE BIO INNOVATIONS ORD COM 57165B106 90 125000 SH SOLE 125000 0 0 MARVELL TECHNOLOGY ORD COM 573874104 627 7170 SH SOLE 7170 0 0 MATCH GROUP ORD COM 57667L107 529 4000 SH SOLE 4000 0 0 MATRIX SERVICE ORD COM 576853105 347 46210 SH SOLE 46210 0 0 MICRON TECHNOLOGY ORD COM 595112103 165 1775 SH SOLE 1775 0 0 MICRON TECHNOLOGY ORD COM 595112103 0 5 SH Call SOLE 5 0 0 MICROSOFT ORD COM 594918104 4 14 SH SOLE 14 0 0 MICROVAST HOLDINGS ORD COM 59516C106 226 40000 SH SOLE 40000 0 0 MIRION TECHNOLOG COM 60471A119 1 600 SH SOLE 600 0 0 MIRION TECHNOLOGIES CL A ORD COM 60471A101 2 222 SH SOLE 222 0 0 MODEL PERFORMANCE ACQU CL A ORD COM G6246M105 79 8000 SH SOLE 8000 0 0 MODEL PERFORMANCE ACQUISITION RTS COM G6246M121 2 7000 SH SOLE 7000 0 0 MONEYGRAM INTERNATIONAL ORD COM 60935Y208 94 12000 SH SOLE 12000 0 0 MOTIVE CAPITAL CL A ORD COM G6293A103 21 2200 SH SOLE 2200 0 0 MOTUS GI HOLDINGS ORD COM 62014P108 0 200 SH SOLE 200 0 0 MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 777 1295700 SH SOLE 1295700 0 0 MSC INDUSTRIAL CL A ORD COM 553530106 12 150 SH SOLE 150 0 0 MUDRICK CAPITAL ACQUISTN II CL A ORD COM 62477L107 11 1200 SH SOLE 1200 0 0 MULTIPLAN CL A ORD COM 62548M100 0 100 SH SOLE 100 0 0 NANO DIMENSION 1 ADR REP ORD SPONSORED ADR 63008G203 1 300 SH SOLE 300 0 0 NAUTILUS BIOTECHNOLGY ORD COM 63909J108 65 12600 SH SOLE 12600 0 0 NERVGEN PHARMA ORD COM 64082X203 6 3000 SH SOLE 3000 0 0 NEW FORTRESS ENERGY CL A ORD COM 644393100 24 1000 SH SOLE 1000 0 0 NEW YORK CITY REIT CL A ORD COM 649439205 1 105 SH Put SOLE 105 0 0 NEXTDOOR HOLDINGS CL A ORD COM 65345M108 7 1000 SH SOLE 1000 0 0 NEXTPOINT FINANCIAL ORD COM 65345F202 12 2400 SH SOLE 2400 0 0 NIO ADS REP 1 CL A ORD COM 62914V106 1 50 SH SOLE 50 0 0 NOKIA ADR REPSG 1 SER A ORD SPONSORED ADR 654902204 1244 200000 SH SOLE 200000 0 0 NORTH ATLANTIC ACQUISITION CL A ORD COM G66139109 290 29600 SH SOLE 29600 0 0 NORTH ATLANTIC ACQUISITION UNT COM G66139117 6 700 SH SOLE 700 0 0 NORTHERN STAR INVESTMENT CL A ORD COM 66573W107 262 27100 SH SOLE 27100 0 0 NORTHSHORE GLBL URNM MING ETF COM 301505715 28 400 SH SOLE 400 0 0 NORWEGIAN CRUISE LINE HOLDINGS ORD COM G66721104 10 500 SH Call SOLE 500 0 0 NOVAGOLD RESOURCES ORD COM 66987E206 2 430 SH SOLE 430 0 0 NOVARTIS ADR REPSG 1 ORD SPONSORED ADR 66987V109 874 10000 SH SOLE 10000 0 0 NU HOLDINGS CL A ORD COM G6683N103 9 1000 SH SOLE 1000 0 0 NUANCE COMMUNICATIONS ORD COM 67020Y100 344 6230 SH SOLE 6230 0 0 NVIDIA ORD COM 67066G104 14 50 SH Put SOLE 50 0 0 OATLY GROUP ADS REP ORD COM 67421J108 203 25600 SH SOLE 25600 0 0 OATLY GROUP ADS REP ORD COM 67421J108 0 50 SH Call SOLE 50 0 0 OLAPLEX HOLDINGS ORD COM 679369108 5 200 SH SOLE 200 0 0 ONE EQUITY PARTNR OPN WTR I CL A ORD COM 68237L105 243 25000 SH SOLE 25000 0 0 OPENDOOR TECHNOLOGIES ORD COM 683712103 1929 132100 SH SOLE 132100 0 0 OPENDOOR TECHNOLOGIES ORD COM 683712103 27 1873 SH Call SOLE 1873 0 0 ORACLE ORD COM 68389X105 446 5120 SH DFND 5120 0 0 ORIGIN AGRITECH ORD COM G67828205 325 45400 SH SOLE 45400 0 0 ORIGIN MATERIALS CL A ORD COM 68622D106 32 5100 SH SOLE 5100 0 0 ORIGIN MATERIALS CL A ORD COM 68622D106 3 600 SH Call SOLE 600 0 0 OSCAR HEALTH CL A ORD COM 687793109 5 700 SH SOLE 700 0 0 PAE CL A ORD COM 69290Y109 5 600 SH SOLE 600 0 0 PAYONEER GLOBAL ORD COM 70451X104 19 2600 SH SOLE 2600 0 0 PAYPAL HOLDINGS ORD COM 70450Y103 2177 11545 SH SOLE 11545 0 0 PAYPAL HOLDINGS ORD COM 70450Y103 66 350 SH Call SOLE 350 0 0 PAYSAFE ORD COM G6964L107 32 8400 SH SOLE 8400 0 0 PELOTON INTERACTIVE ORD COM 70614W100 4673 130700 SH SOLE 130700 0 0 PELOTON INTERACTIVE ORD COM 70614W100 46 1300 SH Call SOLE 1300 0 0 PENN NATIONAL GAMING ORD COM 707569109 1555 30000 SH SOLE 30000 0 0 PENN NATIONAL GAMING ORD COM 707569109 12 250 SH Call SOLE 250 0 0 PEOPLES UNITED FINANCIAL ORD COM 712704105 356 20000 SH SOLE 20000 0 0 PERSHING SQUARE TONTINE HLD CL A ORD COM 71531R109 6534 331381 SH SOLE 331381 0 0 PETROLEO BRASILEIRO ADR REPSTG 2 PRF SPONSORED ADR 71654V101 1 100 SH SOLE 100 0 0 PILGRIMS PRIDE ORD COM 72147K108 42 1500 SH SOLE 1500 0 0 PINDUODUO ADR REP 4 ORD SPONSORED ADR 722304102 1 20 SH SOLE 20 0 0 PINTEREST CL A ORD COM 72352L106 1090 30000 SH SOLE 30000 0 0 PINTEREST CL A ORD COM 72352L106 18 500 SH Call SOLE 500 0 0 PLANET LABS PBC CL A ORD COM 72703X106 133 21720 SH SOLE 21720 0 0 PLANET LABS PBC CL A ORD COM 72703X106 1 254 SH Call SOLE 254 0 0 PLAYSTUDIOS CL A ORD COM 72815G108 0 100 SH SOLE 100 0 0 PLUG POWER ORD COM 72919P202 0 35 SH SOLE 35 0 0 PMV CONSUMER ACQUISITION UNT COM 693486201 6 600 SH SOLE 600 0 0 POEMA GLOBAL HOLDINGS CL A ORD COM G7154B107 197 20000 SH SOLE 20000 0 0 POWER DIGITAL INFRASTRUCTUR CL A ORD COM 739190106 2 200 SH SOLE 200 0 0 POWERED BRANDS UNT COM G7209M124 22 2260 SH SOLE 2260 0 0 PRIME IMPACT ACQUISITION I CL A ORD COM G61074103 514 52312 SH SOLE 52312 0 0 PRIME IMPACT ACQUISITION I UNT COM G61074111 6 600 SH SOLE 600 0 0 PROCAPS GROUP ORD COM L7756P102 31 3200 SH SOLE 3200 0 0 PROPERTY SOLUT ACQ II CL A ORD COM 74350A108 11 1170 SH SOLE 1170 0 0 PROSHARES SHORT VIX SHORT TERM ETF COM 74347W130 30 497 SH SOLE 497 0 0 PROSHARES ULTRA BLOM NAT GAS ETF COM 74347Y870 36 1400 SH SOLE 1400 0 0 PROSHARES ULTRA S&P 500 ETF COM 74347R107 22 152 SH SOLE 152 0 0 PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 8 500 SH SOLE 500 0 0 PROTAGENIC THERAPEUTICS ORD COM 74365N103 103 74800 SH SOLE 74800 0 0 QUANTUMSCAPE CL A ORD COM 74767V109 11 500 SH Call SOLE 500 0 0 QUIDEL ORD COM 74838J101 404 3000 SH SOLE 3000 0 0 QUOTIENT ORD COM G73268107 9 3645 SH SOLE 3645 0 0 QURATE RETAIL 8 0 PRF COM 74915M308 1548 15000 SH SOLE 15000 0 0 REALTY INCOME REIT ORD COM 756109104 0 1 SH SOLE 1 0 0 RECHARGE ACQUISITION CL A ORD COM 756229100 22 2248 SH SOLE 2248 0 0 RECRUITER.COM GROUP ORD COM 75630B303 19 7350 SH SOLE 7350 0 0 REDBALL ACQUISITION CL A ORD COM G7417R105 474 47800 SH SOLE 47800 0 0 REVANCE THERAPEUTICS ORD COM 761330109 0 15 SH SOLE 15 0 0 REWALK ROBOTICS LTD COM M8216Q200 0 120 SH SOLE 120 0 0 ROBINHOOD MARKETS CL A ORD COM 770700102 2675 150631 SH SOLE 150631 0 0 ROBINHOOD MARKETS CL A ORD COM 770700102 17 1000 SH Call SOLE 1000 0 0 ROBLOX CL A ORD COM 771049103 206 2000 SH SOLE 2000 0 0 ROMEO POWER CL A ORD COM 776153108 27 7500 SH SOLE 7500 0 0 ROOT CL A ORD COM 77664L108 3 1000 SH SOLE 1000 0 0 ROSECLIFF ACQUISITION I CL A ORD COM 77732R103 0 100 SH SOLE 100 0 0 ROYAL CARIBBEAN GROUP ORD COM V7780T103 7 100 SH Call SOLE 100 0 0 ROYAL DUTCH SHELL ADR REP 2 CL A ORD SPONSORED ADR 780259206 1525 35150 SH SOLE 35150 0 0 RR DONNELLEY AND SONS ORD COM 257867200 112 10000 SH SOLE 10000 0 0 RUSH ENTERPRISES CL B ORD COM 781846308 5 100 SH SOLE 100 0 0 SANDERSON FARMS ORD COM 800013104 156 819 SH SOLE 819 0 0 SAP ADR REP 1 ORD SPONSORED ADR 803054204 1120 8000 SH SOLE 8000 0 0 SASOL ADR REP 1 ORD SPONSORED ADR 803866300 1257 76647 SH SOLE 76647 0 0 SCIPLAY CL A ORD COM 809087109 82 6000 SH SOLE 6000 0 0 SCOTTS MIRACLE GRO ORD COM 810186106 32 200 SH SOLE 200 0 0 SCVX CL A ORD COM G79448208 50 5100 SH SOLE 5100 0 0 SEA ADS REP CL A ORD COM 81141R100 4 20 SH SOLE 20 0 0 SEACHANGE INTERNATIONAL ORD COM 811699107 16 10228 SH SOLE 10228 0 0 SHAKE SHACK CL A ORD (NYS) COM 819047101 0 1 SH Call SOLE 1 0 0 SILVERBOX ENGAGED MERGER I CL A ORD COM 82836L101 806 79422 SH SOLE 79422 0 0 SILVERBOX ENGAGED MERGER I UNT COM 82836L200 1 100 SH SOLE 100 0 0 SIMON PROPERTY GROUP ACQUISITION UNT COM 82880R202 31 3137 SH SOLE 3137 0 0 SINGULAR GENOMICS SYSTEMS ORD COM 82933R100 57 5000 SH SOLE 5000 0 0 SKILLZ CL A ORD COM 83067L109 25 3400 SH SOLE 3400 0 0 SKILLZ CL A ORD COM 83067L109 3 500 SH Call SOLE 500 0 0 SKYLIGHT HEALTH GROUP ORD COM 83086L205 10 7873 SH SOLE 7873 0 0 SMART GLOBAL HOLDINGS ORD COM G8232Y101 440 6200 SH SOLE 6200 0 0 SMITH NEPHEW ADR REP 2 ORD SPONSORED ADR 83175M205 346 10000 SH SOLE 10000 0 0 SOCIAL CAP HEDOSOP HOLD IV CL A ORD COM G82514103 718 70300 SH SOLE 70300 0 0 SOCIAL CAP HEDOSOP HOLD VI CL A ORD COM G8251L105 677 66500 SH SOLE 66500 0 0 SOCIAL CAP SUVRETTA HLD II CL A ORD COM G8253U103 352 35680 SH SOLE 35680 0 0 SOCIAL CAP SUVRETTA HLD IV CL A ORD COM G8253Y105 186 19000 SH SOLE 19000 0 0 SOCIAL CAPITAL HEDOSOPHIA VI UNT COM G8251L121 1 100 SH SOLE 100 0 0 SOCIAL CAPITAL SUVRETTA CL A ORD COM G8253T106 175 17660 SH SOLE 17660 0 0 SOCIAL CAPITAL SUVRETTA HOLDINGS CORP III COM G8253W109 409 41328 SH SOLE 41328 0 0 SOCIAL LEVERAGE ACQUISI UNT COM 83363K201 9 900 SH SOLE 900 0 0 SOFI TECHNOLOGIES ORD COM 83406F102 79 5000 SH SOLE 5000 0 0 SOFTBANK GROUP UNSPONSORED ADR (PNK) SPONSORED ADR 83404D109 4 200 SH SOLE 200 0 0 SOLID POWER CL A ORD COM 83422N105 568 65000 SH SOLE 65000 0 0 SPARTAN ACQUISITION III UNT COM 84677R205 5 500 SH SOLE 500 0 0 SPDR GOLD SHARES ETF COM 78463V107 3 20 SH SOLE 20 0 0 SPDR S&P 500 ETF COM 78462F103 42 90 SH Call SOLE 90 0 0 SPDR S&P 500 ETF COM 78462F103 237 500 SH Put SOLE 500 0 0 SPLASH BEVERAGE GROUP ORD COM 84862C203 68 58873 SH SOLE 58873 0 0 SPORTS ENTERTAINMENT ACQ CL A ORD COM 84918M106 2 230 SH SOLE 230 0 0 SPORTS VENTURES ACQUISITION CORP COM G8372A111 4 444 SH SOLE 444 0 0 SPRING VALLEY ACQUISITION CL A ORD COM G8377A108 503 50200 SH SOLE 50200 0 0 STMICROELECTRONICS ADR COM 861012102 855 17500 SH SOLE 17500 0 0 STONECO CL A ORD COM G85158106 98 5850 SH SOLE 5850 0 0 STRONGHOLD DIGITAL MINING CL A ORD COM 86337R103 3 300 SH SOLE 300 0 0 SUNRUN ORD COM 86771W105 14 430 SH SOLE 430 0 0 SUPERCOM ORD COM M87095119 0 1700 SH SOLE 1700 0 0 SUPERNOVA PARTNERS ACQUISITION II CO LTD COM G8T86C105 116 11360 SH SOLE 11360 0 0 SVF INVESTMENT 2 CL A ORD COM G8601M100 720 72493 SH SOLE 72493 0 0 SVF INVESTMENT 3 CL A ORD COM G8601N108 357 35760 SH SOLE 35760 0 0 SVF INVESTMENT CL A ORD COM G8601L102 39 3900 SH SOLE 3900 0 0 SWEETGREEN CL A ORD COM 87043Q108 0 25 SH SOLE 25 0 0 T MOBILE US ORD COM 872590104 2319 20000 SH SOLE 20000 0 0 TAILWIND ACQUISITION CL A ORD COM 87403Q102 290 29559 SH SOLE 29559 0 0 TAILWIND TWO ACQUISITION CL A ORD COM G86613109 247 25000 SH SOLE 25000 0 0 TAKEDA PHARMA ADR REP 0.5 ORD SPONSORED ADR 874060205 2310 169500 SH SOLE 169500 0 0 TANDEM DIABETES CARE ORD COM 875372203 62 414 SH SOLE 414 0 0 TCV ACQUISITION CL A ORD COM G8704C124 246 25000 SH SOLE 25000 0 0 TECK RESOURCES CL B ORD COM 878742204 0 20 SH SOLE 20 0 0 TELADOC HEALTH ORD COM 87918A105 1515 16500 SH SOLE 16500 0 0 TELKONET ORD (PNK) COM 879604106 1 77000 SH SOLE 77000 0 0 TENCENT MUSC ENT ADR REP 2 CL A ORD SPONSORED ADR 88034P109 501 73200 SH SOLE 73200 0 0 TENCENT MUSC ENT ADR REP 2 CL A ORD SPONSORED ADR 88034P109 5 750 SH Call SOLE 750 0 0 TERMINIX GLOBAL HOLDINGS ORD COM 88087E100 20634 456216 SH SOLE 456216 0 0 TEUCRIUM CORN ETF COM 88166A102 193 9000 SH SOLE 9000 0 0 TEUCRIUM WHEAT ETF COM 88166A508 103 14000 SH SOLE 14000 0 0 TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 2 300 SH SOLE 300 0 0 TEVA PHARMA IND ADR REP 1 ORD SPONSORED ADR 881624209 1 200 SH Call SOLE 200 0 0 THUNDER BRIDGE CAPITAL PARTNERS UNT COM 88605T209 39 4000 SH SOLE 4000 0 0 TIANRONG INTERNET PRODUCTS SER ORD COM 886307107 0 200 SH SOLE 200 0 0 TIDELANDS OIL AND GAS ORD COM 886405109 0 526323 SH SOLE 526323 0 0 TIGA ACQUISITION CL A ORD COM G88672103 1922 189727 SH SOLE 189727 0 0 TILRAY CL 2 ORD COM 88688T100 212 30260 SH SOLE 30260 0 0 TILRAY CL 2 ORD COM 88688T100 23 3388 SH Call SOLE 3388 0 0 TOAST CL A ORD COM 888787108 86 2500 SH SOLE 2500 0 0 TORTOISE PIPELINE AND ENERGY CF COM 89148H207 0 1 SH SOLE 1 0 0 TPG PACE BENEFICIAL FIN CL A ORD COM G8990D125 0 100 SH SOLE 100 0 0 TRANSCONTINENTAL REALTY INVESTO ORD COM 893617209 19 500 SH SOLE 500 0 0 TRUPANION ORD COM 898202106 28 217 SH SOLE 217 0 0 TSAKOS ENRG NVGT CM RD PRP SRS F PRF COM G9108L165 58 2439 SH SOLE 2439 0 0 TURTLE BEACH ORD COM 900450206 22 1000 SH SOLE 1000 0 0 TWITTER ORD COM 90184L102 1080 25000 SH SOLE 25000 0 0 TWITTER ORD COM 90184L102 21 500 SH Call SOLE 500 0 0 TWO CL A ORD COM G9152V101 544 55950 SH SOLE 55950 0 0 TZP STRATEGIES ACQUISITION UNT COM G91595127 0 100 SH SOLE 100 0 0 UNDER ARMOUR CL A ORD COM 904311107 27 1320 SH SOLE 1320 0 0 UNDER ARMOUR CL C ORD COM 904311206 12 680 SH SOLE 680 0 0 UNILEVER ADR REP 1 ORD SPONSORED ADR 904767704 10 200 SH SOLE 200 0 0 UNITED COMMUNITY BANKS ORD COM 90984P303 3 99 SH SOLE 99 0 0 UNITED STATES OIL ETF COM 91232N207 16 300 SH SOLE 300 0 0 UPSTART HOLDINGS ORD COM 91680M107 756 5000 SH SOLE 5000 0 0 UPSTART HOLDINGS ORD COM 91680M107 37 250 SH Call SOLE 250 0 0 UWM HOLDINGS CL A ORD COM 91823B109 1 200 SH SOLE 200 0 0 UWM HOLDINGS CORP COM 91823B117 2 4800 SH SOLE 4800 0 0 VANECK GOLD MINERS ETF COM 92189F106 127 3994 SH SOLE 3994 0 0 VAXXINITY CL A ORD COM 92244V104 27 4847 SH SOLE 4847 0 0 VBI VACCINES ORD COM 91822J103 30 13000 SH SOLE 13000 0 0 VECTOIQ ACQUISITION II CL A ORD COM 92244F109 143 14701 SH SOLE 14701 0 0 VECTOIQ ACQUISITION II UNT COM 92244F208 209 21144 SH SOLE 21144 0 0 VECTOR ACQUISITION II CL A ORD COM G9460A104 78 8000 SH SOLE 8000 0 0 VEONEER ORD COM 92336X109 7 200 SH SOLE 200 0 0 VERB TECHNOLOGY COMPANY ORD COM 92337U104 0 110 SH SOLE 110 0 0 VERIZON COMMUNICATIONS ORD COM 92343V104 7 150 SH SOLE 150 0 0 VERSO CL A ORD COM 92531L207 67 2500 SH SOLE 2500 0 0 VIACOMCBS CL B ORD COM 92556H206 691 22919 SH SOLE 22919 0 0 VIACOMCBS CL B ORD COM 92556H206 12 400 SH Call SOLE 400 0 0 VIKING THERAPEUTICS ORD COM 92686J106 0 180 SH SOLE 180 0 0 VILLAGE FARMS INTERNATIONAL ORD (NMS) COM 92707Y108 0 78 SH Call SOLE 78 0 0 VINCE HOLDING ORD COM 92719W207 542 68092 SH SOLE 68092 0 0 VIPSHOP HOLDGS SPON ADS REP 0.20 ORD (NYS) COM 92763W103 4 500 SH Call SOLE 500 0 0 VISA CL A ORD COM 92826C839 1083 5000 SH SOLE 5000 0 0 VISTA OIL GAS ADR REP SRS A ORD SPONSORED ADR 92837L109 350 65797 SH SOLE 65797 0 0 VISTAS MEDIA ACQUISITION CL A ORD COM 92840T107 1 100 SH SOLE 100 0 0 VIVOPOWER INTERNATIO ORD COM G9376R100 388 127534 SH SOLE 127534 0 0 VIVOPOWER INTERNATIO ORD COM G9376R100 2 763 SH Call SOLE 763 0 0 VMWARE CL A ORD COM 928563402 3244 28000 SH SOLE 28000 0 0 VMWARE CL A ORD COM 928563402 28 250 SH Call SOLE 250 0 0 VOCERA COMMUNICATIONS ORD COM 92857F107 56 873 SH SOLE 873 0 0 VODAFONE GROUP ADR REP 10 ORD SPONSORED ADR 92857W308 298 20000 SH SOLE 20000 0 0 VPC IMPACT ACQUISIT HOLD II CL A ORD COM G9460L126 14 1500 SH SOLE 1500 0 0 VROOM ORD COM 92918V109 25 2400 SH SOLE 2400 0 0 VYNE THERAPEUTICS ORD COM 92941V209 0 25 SH SOLE 25 0 0 WALT DISNEY ORD COM 254687106 1548 10000 SH SOLE 10000 0 0 WEIBO ADR REP 1 CL A ORD SPONSORED ADR 948596101 0 25 SH SOLE 25 0 0 WESCO INTERL 1000 DS RP 1 SRS A PRF COM 95082P303 532 17384 SH SOLE 17384 0 0 WILLIS TOWERS WATSON ORD COM G96629103 49 210 SH SOLE 210 0 0 WM TECHNOLOGY CL A ORD COM 92971A109 195 32750 SH SOLE 32750 0 0 WM TECHNOLOGY CL A ORD COM 92971A109 2 368 SH Call SOLE 368 0 0 XERIS BIOPHARMA HOLDINGS ORD COM 98422E103 143 49088 SH SOLE 49088 0 0 XIAOMI UNSPON ADR REP 5 ORD SPONSORED ADR 98421U108 1 100 SH SOLE 100 0 0 XILINX ORD COM 983919101 8577 40456 SH SOLE 40456 0 0 XL FLEET CL A ORD COM 9837FR100 0 20 SH SOLE 20 0 0 XP CL A ORD COM G98239109 431 15000 SH SOLE 15000 0 0 XP CL A ORD COM G98239109 35 1250 SH Call SOLE 1250 0 0 XPAC ACQUISITION UNT COM G9831X114 490 50000 SH SOLE 50000 0 0 YEXT ORD (NYS) COM 98585N106 0 67 SH Call SOLE 67 0 0 YUM CHINA ORD COM 98850P109 1 28 SH SOLE 28 0 0 ZANITE ACQUISITION CL A ORD COM 98907K103 4 478 SH SOLE 478 0 0 ZILLOW GROUP CL A ORD COM 98954M101 15 250 SH SOLE 250 0 0 ZILLOW GROUP CL C ORD COM 98954M200 9 150 SH SOLE 150 0 0 ZOOM VIDEO COMMUNICATIONS CL A 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