The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
1ST COLONIAL BANCORP ORD COM 319716106 0 1 SH   DFND   1 0 0
3D SYSTEMS ORD (NYS) COM 88554D205 6 570 SH Call DFND   570 0 0
ABBOTT LABORATORIES ORD (NYS) COM 002824100 0 4 SH Call DFND   4 0 0
ACADIA HEALTHCARE COMPANY ORD COM 00404A109 1 40 SH   DFND   40 0 0
ACADIA PHARMACEUTICALS ORD (NMS) COM 004225108 0 12 SH Call DFND   12 0 0
ACCENTURE CL A ORD COM G1151C101 52 300 SH   SOLE   300 0 0
ACELRX PHARMACEUTICALS ORD (NMS) COM 00444T100 0 50 SH Call DFND   50 0 0
ADVANCE AUTO PARTS ORD COM 00751Y106 175 1,030 SH   DFND   1,030 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 659 25,825 SH   DFND   25,825 0 0
ADVANCED MICRO DEVICES ORD COM 007903107 2 85 SH Call DFND   85 0 0
AERCAP HOLDINGS ORD COM N00985106 232 5,000 SH   SOLE   5,000 0 0
AGEAGLE AERIAL SYS ORD COM 00848K101 2 6,500 SH   SOLE   6,500 0 0
AGNICO EAGLE ORD COM 008474108 368 8,464 SH   DFND   8,464 0 0
AIR LEASE CL A ORD COM 00912X302 300 8,750 SH   SOLE   8,750 0 0
AK STEEL HOLDING ORD COM 001547108 35 12,804 SH   DFND   12,804 0 0
AKORN ORD COM 009728106 17 5,000 SH   DFND   5,000 0 0
AKORN ORD COM 009728106 0 5 SH Call DFND   5 0 0
AKOUSTIS TECHNOLOGIE ORD COM 00973N102 457 78,739 SH   DFND   78,739 0 0
ALDER BIOPHARMACEUTICALS ORD COM 014339105 505 37,023 SH   DFND   37,023 0 0
ALIBABA GROUP HOLDING ADR REP 1 ORD SPONSORED ADR 01609W102 193 1,060 SH   DFND   1,060 0 0
ALIBABA GROUP HOLDING ADR REP 1 ORD SPONSORED ADR 01609W102 19 108 SH Call DFND   108 0 0
ALLIANZGI CVT INCOME FUND SRS A PRF COM 018828707 77 3,200 SH   SOLE   3,200 0 0
ALLON THERAPEUTICS ORD COM 019774108 0 30,000 SH   SOLE   30,000 0 0
ALPHABET CL A ORD COM 02079K305 4,180 3,552 SH   DFND   3,552 0 0
ALPS ALERIAN MLP ETF COM 00162Q866 404 40,280 SH   DFND   40,280 0 0
ALTA MESA RESOURCES CL A ORD COM 02133L109 16 62,500 SH   DFND   62,500 0 0
ALTRA INDUSTRIAL MOTION ORD COM 02208R106 0 1 SH   DFND   1 0 0
AMARIN ADR REP 1 ORD SPONSORED ADR 023111206 94 4,563 SH   DFND   4,563 0 0
AMAZON COM ORD COM 023135106 5,030 2,825 SH   DFND   2,825 0 0
AMBOW EDUCAT ADS REP 2 CL A ORD COM 02322P200 0 100 SH   SOLE   100 0 0
AMERICAN EAGLE OUTFITTERS ORD COM 02553E106 66 3,000 SH   DFND   3,000 0 0
AMERICAN OUTDOOR BRANDS ORD COM 02874P103 25 2,700 SH   DFND   2,700 0 0
ANADARKO PETROLEUM ORD COM 032511107 4 100 SH   DFND   100 0 0
ANGLOGOLD ASHANTI ADR REP 1 ORD SPONSORED ADR 035128206 518 39,575 SH   SOLE   39,575 0 0
APHRIA ORD (NYS) COM 03765K104 0 60 SH Call DFND   60 0 0
APOLLO INVESTMENT ORD COM 03761U502 90 6,000 SH   DFND   6,000 0 0
APOLLO TACTICAL INCOME CF COM 037638103 50 3,411 SH   DFND   3,411 0 0
APPLE ORD COM 037833100 7 37 SH Put DFND   37 0 0
APPLIED MATERIAL ORD COM 038222105 297 7,500 SH   DFND   7,500 0 0
AQUA AMERICA ORD COM 03836W103 4 126 SH   DFND   126 0 0
ARCONIC ORD COM 03965L100 64 3,350 SH   DFND   3,350 0 0
ARES DYNAMIC CREDIT ALLOCATION CF COM 04014F102 80 5,442 SH   DFND   5,442 0 0
ARGENX ADR REP ORD SPONSORED ADR 04016X101 374 3,000 SH   SOLE   3,000 0 0
ARRIS INTERNATIONAL ORD COM G0551A103 3,175 100,450 SH   SOLE   100,450 0 0
ARROWHEAD PHARMACEUTICALS ORD (NMS) COM 04280A100 0 5 SH Call DFND   5 0 0
ASCENA RETAIL GROUP ORD COM 04351G101 237 220,000 SH   SOLE   220,000 0 0
ASE INDUSTRIAL HOLDIN ADR REP 2 ORD SPONSORED ADR 00215W100 3,178 737,537 SH   DFND   737,537 0 0
ASHLAND GLOBAL ORD COM 044186104 39 500 SH   DFND   500 0 0
ASLAN PHARMACEUTICALS ADR REP 5 ORD SPONSORED ADR 04522R101 111 26,902 SH   SOLE   26,902 0 0
ASML HOLDING ADR REP ORD SPONSORED ADR N07059210 940 5,000 SH   SOLE   5,000 0 0
ASPEN GROUP ORD COM 04530L203 85 15,964 SH   DFND   15,964 0 0
ASSERTIO THERAPEUTICS ORD COM 04545L107 0 100 SH   DFND   100 0 0
ASTRONICS CL B ORD COM 046433207 2 67 SH   SOLE   67 0 0
ATHERSYS ORD COM 04744L106 2 1,500 SH   DFND   1,500 0 0
ATTIS INDUSTRIES ORD COM 049836208 4 1,500 SH   SOLE   1,500 0 0
ATTUNITY ORD COM M15332121 58 2,500 SH   SOLE   2,500 0 0
AU OPTRONICS ADR REP 10 ORD SPONSORED ADR 002255107 381 104,924 SH   SOLE   104,924 0 0
AURORA CANNABIS ORD COM 05156X108 0 100 SH   DFND   100 0 0
AURORA CANNABIS ORD COM 05156X108 0 40 SH Call DFND   40 0 0
AVALONBAY COMMUNITIES REIT ORD COM 053484101 27 138 SH   SOLE   138 0 0
AVANGRID ORD COM 05351W103 25 497 SH   DFND   497 0 0
AVEDRO ORD COM 05355N109 91 7,436 SH   DFND   7,436 0 0
AXOGEN ORD COM 05463X106 105 5,000 SH   SOLE   5,000 0 0
AXOGEN ORD COM 05463X106 2 100 SH Call SOLE   100 0 0
BAIDU ADR REP 1/10 CL A ORD SPONSORED ADR 056752108 16 100 SH Call DFND   100 0 0
BANC OF CALIFORNIA ORD COM 05990K106 2 213 SH   DFND   213 0 0
BANCO BILBAO VIZCAYA ARGENTARIA ADR COM 05946K101 229 40,000 SH   DFND   40,000 0 0
BANK OF AMERICA ORD COM 060505104 15 560 SH   DFND   560 0 0
BARCLAYS ADR REP 4 ORD SPONSORED ADR 06738E204 800 100,000 SH   DFND   100,000 0 0
BARINGS BDC ORD COM 06759L103 68 7,000 SH   DFND   7,000 0 0
BARINGS GLOBAL SHORT DURTN HY CF COM 06760L100 6 355 SH   DFND   355 0 0
BARNES AND NOBLE ORD COM 067774109 10 2,000 SH   DFND   2,000 0 0
BARRICK GOLD ORD COM 067901108 5 400 SH   DFND   400 0 0
BARRICK GOLD ORD COM 067901108 0 1 SH Call DFND   1 0 0
BAYER AKTIENGESELLSCHAFT EACH RE ADR COM 072730302 138 8,578 SH   DFND   8,578 0 0
BAYERISCHE MOTOREN WERKE ADR COM 072743305 0 1 SH   SOLE   1 0 0
BEACON ROOFING SUPPLY ORD COM 073685109 96 3,000 SH   SOLE   3,000 0 0
BEL FUSE CL A ORD COM 077347201 22 1,060 SH   SOLE   1,060 0 0
BELMOND CL A ORD COM G1154H107 7 300 SH   SOLE   300 0 0
BELMOND CL A ORD COM G1154H107 0 4 SH Call SOLE   4 0 0
BELMOND CL A ORD COM G1154H107 0 18 SH Put SOLE   18 0 0
BEMIS ORD COM 081437105 160 2,900 SH   DFND   2,900 0 0
BHP GROUP ADR COM 088606108 2,546 46,573 SH   DFND   46,573 0 0
BHP GROUP ADR REP 2 ORD SPONSORED ADR 05545E209 575 11,914 SH   DFND   11,914 0 0
BIGLARI HOLDINGS CL B ORD COM 08986R309 16 120 SH   SOLE   120 0 0
BIODELIVERY SCIENCE INTERNATIONL ORD COM 09060J106 2 500 SH   SOLE   500 0 0
BIOGEN ORD COM 09062X103 1 8 SH Call DFND   8 0 0
BIOSCRIP ORD COM 09069N108 50 25,000 SH   SOLE   25,000 0 0
BJS RESTAURANTS ORD COM 09180C106 34 720 SH   DFND   720 0 0
BLACKBERRY ORD COM 09228F103 5 500 SH   DFND   500 0 0
BLACKOCK MUNIHOLDINGS INV QUALITY CF COM 09254P108 2 213 SH   DFND   213 0 0
BLACKROCK CALIFORNIA MUNICPL INCM CF COM 09248E102 2 213 SH   DFND   213 0 0
BLACKROCK CORPORATE HIGH YIELD CF COM 09255P107 364 35,503 SH   DFND   35,503 0 0
BLACKROCK CREDIT ALLOCATION INCME CF COM 092508100 362 29,194 SH   DFND   29,194 0 0
BLACKROCK DEBT STRATEGIES CF COM 09255R202 220 20,587 SH   DFND   20,587 0 0
BLACKROCK INCOME CF COM 09247F100 141 23,810 SH   SOLE   23,810 0 0
BLACKROCK INVESTMENT QLTY MUNICPL CF COM 09247D105 242 17,142 SH   DFND   17,142 0 0
BLACKROCK LIMITED DURATION INCOME CF COM 09249W101 183 12,480 SH   DFND   12,480 0 0
BLACKROCK LONG TERM MUNICIPL ADV CF COM 09250B103 1 142 SH   DFND   142 0 0
BLACKROCK MULTI SECTOR INCOME CF COM 09258A107 299 18,049 SH   DFND   18,049 0 0
BLACKROCK MUNCPL 2030 TARGET TERM CF COM 09257P105 276 12,432 SH   DFND   12,432 0 0
BLACKROCK MUNIASSETS CF COM 09254J102 4 284 SH   DFND   284 0 0
BLACKROCK MUNICIP INC INV QUALITY CF COM 09250G102 1 142 SH   DFND   142 0 0
BLACKROCK MUNICIPAL BOND CF COM 09249H104 2 142 SH   DFND   142 0 0
BLACKROCK MUNICIPAL INCOM QUALITY CF COM 092479104 2 213 SH   DFND   213 0 0
BLACKROCK MUNICIPAL INCOME CF COM 09248F109 5 426 SH   DFND   426 0 0
BLACKROCK MUNICIPAL INCOME II CF COM 09249N101 3 213 SH   DFND   213 0 0
BLACKROCK MUNICIPAL INCOME INV CF COM 09248H105 1 142 SH   DFND   142 0 0
BLACKROCK MUNIENHANCED CF COM 09253Y100 1 142 SH   DFND   142 0 0
BLACKROCK MUNIHOLDINGS CF COM 09253N104 2 142 SH   DFND   142 0 0
BLACKROCK MUNIHOLDINGS II CF COM 09253P109 2 142 SH   DFND   142 0 0
BLACKROCK MUNIHOLDINGS QUALITY CF COM 09254A101 1 142 SH   DFND   142 0 0
BLACKROCK MUNIHOLDINGS QUALITY II CF COM 09254C107 1 142 SH   DFND   142 0 0
BLACKROCK MUNIVEST CF COM 09253R105 3 355 SH   DFND   355 0 0
BLACKROCK MUNIVEST II CF COM 09253T101 2 142 SH   DFND   142 0 0
BLACKROCK MUNIY MICHIGAN QUALITY CF COM 09254V105 1 142 SH   DFND   142 0 0
BLACKROCK MUNIYIELD CALIF QUALITY CF COM 09254N103 4 355 SH   DFND   355 0 0
BLACKROCK MUNIYIELD CALIFORNIA CF COM 09254M105 2 213 SH   DFND   213 0 0
BLACKROCK MUNIYIELD CF COM 09253W104 2 213 SH   DFND   213 0 0
BLACKROCK MUNIYIELD INVESTMENT CF COM 09254R104 3 213 SH   DFND   213 0 0
BLACKROCK MUNIYIELD NEWJERSEY CF COM 09254Y109 2 142 SH   DFND   142 0 0
BLACKROCK MUNIYIELD PENNS QUALITY CF COM 09255G107 1 142 SH   DFND   142 0 0
BLACKROCK MUNIYIELD QUALITY III CF COM 09254E103 356 27,537 SH   DFND   27,537 0 0
BLACKROCK MUNIYLD QUALITY FUND CF COM 09254F100 15 1,080 SH   DFND   1,080 0 0
BLACKROCK MUNIYLD QUALITY FUND II CF COM 09254G108 2 213 SH   DFND   213 0 0
BLACKROCK TAXABL MUNI BND CF COM 09248X100 246 11,000 SH   DFND   11,000 0 0
BOEING ORD COM 097023105 94 249 SH   DFND   249 0 0
BOOZ ALLEN HAMILTON HOLDING CL A ORD COM 099502106 17 300 SH   SOLE   300 0 0
BOXWOOD MERGER UNT COM 10319T200 9 900 SH   SOLE   900 0 0
BP ADR EACH REPSTNG SIX ORD SPONSORED ADR 055622104 0 2 SH   DFND   2 0 0
BP PRUDHOE BAY ROYALTY UNT COM 055630107 0 4 SH Put DFND   4 0 0
BRANDYWINE GLOBAL INCM OPRTNTS CF COM 10537L104 239 21,484 SH   DFND   21,484 0 0
BRIGHTHOUSE FINANCIAL ORD COM 10922N103 1,684 46,405 SH   DFND   46,405 0 0
BRIGHTHOUSE FINANCIAL ORD COM 10922N103 19 550 SH Put DFND   550 0 0
BRINK'S ORD COM 109696104 150 2,000 SH   DFND   2,000 0 0
BRINKER INTERNATIONAL ORD COM 109641100 5 135 SH   DFND   135 0 0
BRISTOL MYERS SQUIBB ORD COM 110122108 2 45 SH Call DFND   45 0 0
BRITISH AMERICAN TOBACCO ADR REP ORD SPONSORED ADR 110448107 812 19,474 SH   SOLE   19,474 0 0
BROADRIDGE FINANCIAL SOLUTIONS ORD COM 11133T103 186 1,800 SH   SOLE   1,800 0 0
BROOKFIELD PROPERTY REIT CL A ORD COM 11282X103 5,085 248,180 SH   DFND   248,180 0 0
BROOKFIELD PROPERTY REIT CL A ORD COM 11282X103 1 61 SH Put DFND   61 0 0
BROOKFIELD REAL ASSETS INCOME CF COM 112830104 294 13,622 SH   SOLE   13,622 0 0
BROWN FORMAN CL A ORD COM 115637100 18 353 SH   DFND   353 0 0
BROWN FORMAN CL B ORD COM 115637209 20 386 SH   DFND   386 0 0
BRUNSWICK ORD COM 117043109 25 500 SH   DFND   500 0 0
BUNGE ORD COM G16962105 42 800 SH   SOLE   800 0 0
BUNGE ORD COM G16962105 1 30 SH Call SOLE   30 0 0
CABCO FLO RA CALL SR 2004-101 CERT COM 12679N203 2 100 SH   SOLE   100 0 0
CAESARS ENTERTAINMENT ORD COM 127686103 338 39,000 SH   DFND   39,000 0 0
CAESARS ENTERTAINMENT ORD COM 127686103 0 15 SH Call DFND   15 0 0
CALAMOS CONVERTIBLE AND HIGH INC CF COM 12811P108 123 11,380 SH   DFND   11,380 0 0
CALAMOS CONVERTIBLE OPPO AND INCM CF COM 128117108 133 13,171 SH   DFND   13,171 0 0
CALAMOS DYNAMIC CONVERTIBLE CF COM 12811V105 99 4,914 SH   SOLE   4,914 0 0
CANADIAN PACIFIC RAILWAY ORD COM 13645T100 139 675 SH   SOLE   675 0 0
CANON ADR REP ORD SPONSORED ADR 138006309 203 7,000 SH   DFND   7,000 0 0
CANOPY GROWTH ORD COM 138035100 1 39 SH Call DFND   39 0 0
CAPRI HOLDINGS ORD COM G1890L107 251 5,500 SH   SOLE   5,500 0 0
CARMAX ORD COM 143130102 0 9 SH Put DFND   9 0 0
CARNIVAL ADR REP 1ORD SPONSORED ADR 14365C103 59 1,200 SH   SOLE   1,200 0 0
CARS.COM ORD COM 14575E105 4 200 SH   DFND   200 0 0
CARVANA CL A ORD COM 146869102 0 10 SH   DFND   10 0 0
CARVER BANCORP ORD COM 146875604 7 2,000 SH   SOLE   2,000 0 0
CAS MEDICAL SYSTEMS ORD COM 124769209 10 4,270 SH   SOLE   4,270 0 0
CASTLE BRANDS ORD COM 148435100 40 58,240 SH   DFND   58,240 0 0
CATABASIS PHARMACEUTICALS ORD COM 14875P206 1 200 SH   SOLE   200 0 0
CATALYST PHARMACEUTICALS ORD COM 14888U101 104 20,500 SH   DFND   20,500 0 0
CATASYS ORD COM 149049504 47 3,895 SH   SOLE   3,895 0 0
CBS CL A ORD COM 124857103 12 254 SH   SOLE   254 0 0
CEDAR REALTY REIT ORD COM 150602209 0 200 SH   SOLE   200 0 0
CELGENE ORD COM 151020104 12,325 130,655 SH   DFND   130,655 0 0
CENTENE ORD COM 15135B101 252 4,750 SH   DFND   4,750 0 0
CENTRAL GARDEN AND PET CL A ORD COM 153527205 67 2,900 SH   DFND   2,900 0 0
CHARLES SCHWAB ORD COM 808513105 4 100 SH   DFND   100 0 0
CHARTER COMMUNICATIONS CL A ORD COM 16119P108 138 399 SH   DFND   399 0 0
CHICKEN SOUP FOR SOUL ENTR CL A ORD COM 16842Q100 1 100 SH   SOLE   100 0 0
CHINA INDUSTRIAL GROUP ORD COM 169396108 3 1,397,637 SH   SOLE   1,397,637 0 0
CHINA LIFE INSURNCE ADR REP 5 H ORD SPONSORED ADR 16939P106 0 1 SH   SOLE   1 0 0
CHINA PETRO & CHEM ADR REP 100 H ORD SPONSORED ADR 16941R108 7 99 SH   SOLE   99 0 0
CHUNGHWA TELECOM CO LTD COM 17133Q502 124 3,500 SH   DFND   3,500 0 0
CIGNA ORD COM 125523100 603 3,754 SH   DFND   3,754 0 0
CK HUTCHISON HOLDINGS ADR COM 12562Y100 96 9,250 SH   SOLE   9,250 0 0
CL SB DS REP 1 40 NON CUM SRS D PRF COM 808513600 5 200 SH   SOLE   200 0 0
CLOUDERA ORD COM 18914U100 242 22,164 SH   SOLE   22,164 0 0
CLOUGH GLOBAL EQUITY CF COM 18914C100 0 2 SH   DFND   2 0 0
CO DIAGNOSTICS ORD COM 189763105 3 3,500 SH   DFND   3,500 0 0
COCA-COLA ORD COM 191216100 2,278 48,620 SH   DFND   48,620 0 0
COHEN & STEERS LTD DUR PRFD INCM CF COM 19248C105 157 6,666 SH   DFND   6,666 0 0
COHEN AND STEERS INFRASTRUCTURE CF COM 19248A109 210 8,569 SH   DFND   8,569 0 0
COMMSCOPE HOLDING ORD COM 20337X109 7 366 SH   SOLE   366 0 0
COMMUNICATIONS SYSTEMS ORD COM 203900105 0 71 SH   DFND   71 0 0
COMMUNITY TRUST BANCORP ORD COM 204149108 2 71 SH   DFND   71 0 0
CONAGRA BRANDS ORD COM 205887102 201 7,250 SH   DFND   7,250 0 0
CONNECTONE BANCORP INC COM 20786W107 49 2,500 SH   DFND   2,500 0 0
CONSTELLATION BRANDS CL A ORD COM 21036P108 17 100 SH   DFND   100 0 0
COTY CL A ORD COM 222070203 24,259 2,109,499 SH   DFND   2,109,499 0 0
COTY CL A ORD COM 222070203 108 9,398 SH Put DFND   9,398 0 0
COUPA SOFTWARE ORD COM 22266L106 70 774 SH   DFND   774 0 0
CRAWFORD CL B ORD COM 224633107 386 42,357 SH   DFND   42,357 0 0
CREDIT SUISSE ASSET MANAGMNT INCM CF COM 224916106 52 17,068 SH   SOLE   17,068 0 0
CREDIT SUISSE HIGH YIELD BOND CF COM 22544F103 108 43,800 SH   SOLE   43,800 0 0
CREE ORD COM 225447101 42 750 SH   DFND   750 0 0
CRISPR THERAPEUTICS ORD COM H17182108 0 25 SH Call SOLE   25 0 0
CRITEO ADR REP ORD SPONSORED ADR 226718104 0 25 SH Call DFND   25 0 0
CRYOPORT INC COM 229050307 167 13,000 SH   SOLE   13,000 0 0
CTRIP.COM INTRNTL 8 ADR REP 1 ORD SPONSORED ADR 22943F100 554 12,700 SH   DFND   12,700 0 0
CURIS ORD COM 231269200 3 2,000 SH   SOLE   2,000 0 0
CV SCIENCES ORD COM 126654102 540 91,356 SH   SOLE   91,356 0 0
CVS HEALTH ORD COM 126650100 2,011 37,300 SH   DFND   37,300 0 0
CVS HEALTH ORD COM 126650100 6 120 SH Put DFND   120 0 0
CYPRESS SEMICONDUCTOR ORD COM 232806109 0 35 SH Put DFND   35 0 0
DAVE BUSTERS ENTERTAINMENT ORD COM 238337109 17 360 SH   DFND   360 0 0
DAVITA ORD (NYS) COM 23918K108 8 160 SH Call SOLE   160 0 0
DELL TECHNOLOGIES CL C ORD COM 24703L202 0 1 SH   DFND   1 0 0
DELL TECHNOLOGIES CL C ORD COM 24703L202 0 1 SH Put DFND   1 0 0
DELPHI TECHNOLOGIES ORD COM G27823106 1 100 SH   SOLE   100 0 0
DENBURY RESOURCES ORD COM 247916208 0 20 SH Call SOLE   20 0 0
DEUTSCHE BANK N ORD COM D18190898 917 113,000 SH   SOLE   113,000 0 0
DEXCOM ORD COM 252131107 5 50 SH   SOLE   50 0 0
DIAGEO ADR REP 4 ORD SPONSORED ADR 25243Q205 818 5,000 SH   DFND   5,000 0 0
DIGIRAD ORD COM 253827109 5 6,000 SH   DFND   6,000 0 0
DIREXION DLY HGH YLD BEAR 2X SHR ETF COM 25490K190 127 7,395 SH   SOLE   7,395 0 0
DISCOVERY SRS B ORD COM 25470F203 1 38 SH   SOLE   38 0 0
DIVIDEND AND INCOME CF COM 25538A204 26 2,300 SH   DFND   2,300 0 0
DOUBLELINE INCOME SOLUTIONS CF COM 258622109 41 2,064 SH   DFND   2,064 0 0
DOUBLELINE OPPORTUNISTIC CF COM 258623107 331 16,403 SH   DFND   16,403 0 0
DOW ORD COM 260557103 768 14,886 SH   DFND   14,886 0 0
DOWDUPONT ORD COM 26078J100 16,548 461,718 SH   DFND   461,718 0 0
DOWDUPONT ORD COM 26078J100 508 14,182 SH Call DFND   14,182 0 0
DRAGON VICTORY INTERNATIONAL ORD COM G28365107 18 12,900 SH   SOLE   12,900 0 0
DREYFUS MUNICIPAL BOND INFRASTRUC CF COM 26203D101 1 142 SH   DFND   142 0 0
DRXN DLY GLD MNS INX BR 3X SH ETF COM 25490K133 59 3,300 SH   DFND   3,300 0 0
DUFF & PHELPS GLOBAL UTILITY INCM CF COM 26433C105 208 13,980 SH   DFND   13,980 0 0
DYNAGAS LNG PARTNERS COM UNT COM Y2188B108 33 14,722 SH   SOLE   14,722 0 0
DYNAGAS LNG PARTNERS SRS B PRF COM Y2188B124 6 347 SH   SOLE   347 0 0
DYNAVAX TECHNOLOGIES ORD (NMS) COM 268158201 0 5 SH Call SOLE   5 0 0
DYNEX CAPITAL REIT ORD COM 26817Q506 2 426 SH   DFND   426 0 0
E TRADE FINANCIAL ORD COM 269246401 23 500 SH   DFND   500 0 0
EASTSIDE DISTILLING ORD COM 277802302 454 78,148 SH   DFND   78,148 0 0
EATON VANCE LIMITED DURATION INCM CF COM 27828H105 203 16,102 SH   DFND   16,102 0 0
EATON VANCE MUNICIPAL BND CF COM 27827X101 75 6,053 SH   DFND   6,053 0 0
EBAY ORD COM 278642103 129 3,500 SH   DFND   3,500 0 0
EHI CAR SERVICES ADS REP 2 CL A ORD COM 26853A100 94 8,000 SH   SOLE   8,000 0 0
ELANCO ANIMAL HEALTH ORD COM 28414H103 393 12,283 SH   DFND   12,283 0 0
ELBIT IMAGING ORD COM M37605124 44 44,276 SH   SOLE   44,276 0 0
ELDORADO RESORTS ORD COM 28470R102 21 451 SH   DFND   451 0 0
ELDORADO RESORTS ORD COM 28470R102 3 70 SH Call DFND   70 0 0
ELECTRONIC ARTS ORD COM 285512109 457 4,500 SH   DFND   4,500 0 0
ELLIE MAE ORD COM 28849P100 49 500 SH   DFND   500 0 0
EMPIRE BANCORP ORD COM 291883106 312 25,000 SH   DFND   25,000 0 0
ENCANA ORD COM 292505104 208 28,858 SH   DFND   28,858 0 0
ENERGOUS ORD COM 29272C103 85 13,500 SH   DFND   13,500 0 0
ENERGY SELECT SECTOR SPDR ETF (PSE) COM 81369Y506 4 75 SH Put DFND   75 0 0
ENERTECK ORD COM 29275X104 0 7,500 SH   SOLE   7,500 0 0
ETFMG ALTERNATIVE HARVEST ETF (PSE) COM 26924G508 0 10 SH Call DFND   10 0 0
ETFMG PRIME CYBER SECURITY ETF COM 26924G201 4 106 SH Put DFND   106 0 0
EXELIXIS ORD COM 30161Q104 71 3,000 SH   DFND   3,000 0 0
EXXON MOBIL ORD COM 30231G102 4 60 SH   DFND   60 0 0
F5 NETWORKS ORD COM 315616102 1,066 6,797 SH   DFND   6,797 0 0
FABRINET ORD COM G3323L100 196 3,750 SH   SOLE   3,750 0 0
FAR POINT ACQUISITION CL A ORD COM 30734W109 4 500 SH   SOLE   500 0 0
FARFETCH CL A ORD COM 30744W107 228 8,500 SH   SOLE   8,500 0 0
FEDERAL NATIONAL MORTGAGE ORD COM 313586109 61 22,002 SH   DFND   22,002 0 0
FEDERATED PREMIER MUNICIPL INCOME CF COM 31423P108 1 142 SH   DFND   142 0 0
FEDEX ORD COM 31428X106 678 3,740 SH   DFND   3,740 0 0
FERRARI ORD COM N3167Y103 227 1,699 SH   SOLE   1,699 0 0
FIDELITY NATIONAL INFORMATN SVCS ORD COM 31620M106 175 1,550 SH   SOLE   1,550 0 0
FIDELITY NATIONAL INFORMATN SVCS ORD COM 31620M106 2 20 SH Call SOLE   20 0 0
FIFTH THIRD BANCORP ORD COM 316773100 1,008 40,000 SH   DFND   40,000 0 0
FIREEYE ORD COM 31816Q101 1 95 SH   DFND   95 0 0
FIRST CITIZENS BANCSHARES CL A ORD COM 31946M103 8 21 SH   DFND   21 0 0
FIRST DATA CL A ORD COM 32008D106 97 3,700 SH   DFND   3,700 0 0
FIRST DATA CL A ORD COM 32008D106 1 55 SH Put DFND   55 0 0
FIRST FINANCIAL BANKSHARES ORD COM 32020R109 16 284 SH   DFND   284 0 0
FIRST NBC BANK HOLDING ORD COM 32115D106 0 20,000 SH   SOLE   20,000 0 0
FIRST TRUST INT DUR PRF INCOME CF COM 33718W103 7 361 SH   DFND   361 0 0
FLUOR ORD COM 343412102 3 100 SH   DFND   100 0 0
FONAR ORD COM 344437405 31 1,537 SH   SOLE   1,537 0 0
FORTIVE ORD COM 34959J108 25 299 SH   DFND   299 0 0
FOX CL A ORD COM 35137L105 4,067 110,795 SH   DFND   110,795 0 0
FOX CL B ORD COM 35137L204 59 1,650 SH   DFND   1,650 0 0
FRANKLIN UNIVERSAL CF COM 355145103 266 37,800 SH   DFND   37,800 0 0
FRESENIUS MEDICAL ADR REPTG 0.5 ORD SPONSORED ADR 358029106 405 10,000 SH   DFND   10,000 0 0
FS KKR CAPITAL ORD COM 302635107 90 15,000 SH   DFND   15,000 0 0
GAIA CL A ORD COM 36269P104 43 4,781 SH   DFND   4,781 0 0
GARMIN ORD COM H2906T109 535 6,200 SH   SOLE   6,200 0 0
GDS HOLDINGS LIMITED ADR COM 36165L108 124 3,500 SH   DFND   3,500 0 0
GENERAL ELECTRIC ORD COM 369604103 24 2,493 SH   DFND   2,493 0 0
GENERAL MOTORS ORD COM 37045V100 46 1,245 SH   DFND   1,245 0 0
GENIUS PRODUCTS ORD COM 37229R305 0 122 SH   SOLE   122 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 91 24,000 SH   DFND   24,000 0 0
GENWORTH FINANCIAL CL A ORD COM 37247D106 3 860 SH Call DFND   860 0 0
GERON ORD (NMS) COM 374163103 0 50 SH Call DFND   50 0 0
GLOBALSTAR VTG ORD COM 378973408 0 110 SH   SOLE   110 0 0
GNC HOLDINGS CL A ORD COM 36191G107 68 25,000 SH   SOLE   25,000 0 0
GOLDCORP ORD COM 380956409 1,939 169,494 SH   DFND   169,494 0 0
GOLDMAN SACHS GROUP ORD COM 38141G104 32 170 SH   DFND   170 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 75 4,137 SH   DFND   4,137 0 0
GOODYEAR TIRE AND RUBBER ORD COM 382550101 0 38 SH Call DFND   38 0 0
GRAF INDUSTRIAL RED UNT COM 384278206 7 700 SH   DFND   700 0 0
GRANA Y MONTERO ADS REP 5 ORD COM 38500P208 556 159,084 SH   SOLE   159,084 0 0
GREEN DOT CL A ORD COM 39304D102 66 1,100 SH   DFND   1,100 0 0
GREIF CL A ORD COM 397624107 40 984 SH   DFND   984 0 0
GRIFFIN INDUSTRIAL REALTY ORD COM 398231100 38 1,100 SH   SOLE   1,100 0 0
GRUBHUB ORD COM 400110102 0 2 SH   DFND   2 0 0
GRUPO AVL ACIONS Y VL ADR REP 20 PRF SPONSORED ADR 40053W101 579 74,451 SH   SOLE   74,451 0 0
GRUPO FINANCIERO ADR REP 10 CL B ORD SPONSORED ADR 399909100 127 5,000 SH   SOLE   5,000 0 0
GRUPO TELVISA ADS REP 5 ORD PTG CERT COM 40049J206 553 50,000 SH   SOLE   50,000 0 0
GS ACQUISITION HOLDINGS CL A ORD COM 36255F102 12 1,200 SH   SOLE   1,200 0 0
GS DS REP INT SRS N NON CUM PRF COM 38148B504 127 4,900 SH   SOLE   4,900 0 0
GUARDANT HEALTH ORD COM 40131M109 0 7 SH   DFND   7 0 0
GUARDANT HEALTH ORD COM 40131M109 0 5 SH Call DFND   5 0 0
GW PHARMACEUTICALS ADR REP 12 ORD SPONSORED ADR 36197T103 449 2,664 SH   DFND   2,664 0 0
HANCOCK JAFFE COM 41015N106 7 5,000 SH   SOLE   5,000 0 0
HARLEY DAVIDSON ORD COM 412822108 0 11 SH Put DFND   11 0 0
HARTFORD FINANCIAL SERVICES GRUP ORD COM 416515104 49 994 SH   DFND   994 0 0
HC2 HOLDINGS ORD COM 404139107 208 84,915 SH   SOLE   84,915 0 0
HC2 HOLDINGS ORD COM 404139107 0 100 SH Call SOLE   100 0 0
HCA HEALTHCARE ORD COM 40412C101 143 1,100 SH   DFND   1,100 0 0
HEICO ORD COM 422806109 1,210 12,762 SH   DFND   12,762 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 13,004 SH   DFND   13,004 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Call DFND   2 0 0
HELIOS AND MATHESON ANALYTICS ORD COM 42327L309 0 2 SH Put DFND   2 0 0
HENRY SCHEIN ORD COM 806407102 225 3,750 SH   DFND   3,750 0 0
HERSHEY FOODS ORD COM 427866108 16 140 SH Put DFND   140 0 0
HERTZ GLOBAL HOLDINGS ORD COM 42806J106 175 10,085 SH   DFND   10,085 0 0
HEWLETT PACKARD ENTERPRISE ORD COM 42824C109 9 586 SH   DFND   586 0 0
HIBBETT SPORTS ORD (NMS) COM 428567101 0 5 SH Call DFND   5 0 0
HIMAX TECHNOLOGIES ADR REP 2 ORD SPONSORED ADR 43289P106 1 600 SH Put SOLE   600 0 0
HORIZON TECHNOLOGY FINANCE ORD COM 44045A102 57 4,885 SH   DFND   4,885 0 0
HORMEL FOODS ORD COM 440452100 4 100 SH Call SOLE   100 0 0
HORMEL FOODS ORD COM 440452100 4 100 SH Put SOLE   100 0 0
HOTH THERAPEUTICS ORD COM 44148G105 1 300 SH   SOLE   300 0 0
HOVNANIAN ENTERPRISES CL B ORD COM 442487500 0 12 SH   SOLE   12 0 0
HUBSPOT ORD COM 443573100 249 1,504 SH   DFND   1,504 0 0
IANTHUS CAPITAL ORD COM 45074T102 142 25,575 SH   SOLE   25,575 0 0
IBERIABANK DS REP SRS C PRF COM 450828504 13 500 SH   SOLE   500 0 0
IBRBK 400 DS REP 1 SRS B FLT PRP PRF COM 450828207 10 400 SH   SOLE   400 0 0
II VI ORD COM 902104108 184 4,958 SH   DFND   4,958 0 0
INFINERA ORD (NMS) COM 45667G103 0 200 SH Call SOLE   200 0 0
INFOSYS ADR REP ONE ORD SPONSORED ADR 456788108 54 5,000 SH   SOLE   5,000 0 0
INMUNE BIO ORD COM 45782T105 1 200 SH   SOLE   200 0 0
INNOVATE BIOPHARMACEUTICALS ORD (NMS) COM 45782F105 0 4 SH Call SOLE   4 0 0
INOGEN ORD (NMS) COM 45780L104 1 20 SH Put DFND   20 0 0
INOVALON HOLDINGS CL A ORD COM 45781D101 37 3,000 SH   SOLE   3,000 0 0
INPHONIC ORD (OTC) COM 45772G105 0 14,472 SH   SOLE   14,472 0 0
INSEEGO ORD COM 45782B104 42 9,000 SH   SOLE   9,000 0 0
INTELSAT ORD (NYS) COM L5140P101 0 50 SH Call SOLE   50 0 0
INTERNATIONAL BUSINESS MACHINES ORD COM 459200101 554 3,932 SH   DFND   3,932 0 0
INTERNATIONAL CONSOLIDATED AIRLI ADR COM 459348108 311 23,626 SH   SOLE   23,626 0 0
INTERNATIONAL SPEEDWAY CL A ORD COM 460335201 436 10,000 SH   DFND   10,000 0 0
INVESCO CREDIT DYNAMIC OPP CF COM 46132R104 73 6,800 SH   DFND   6,800 0 0
INVESCO HGH INCM 2023 TARGET TERM CF COM 46135X108 173 16,839 SH   SOLE   16,839 0 0
INVESCO HIGH INCM 2024 TRGT TERM CF COM 46136K105 254 25,700 SH   SOLE   25,700 0 0
INVESCO SNR INCOME CF COM 46131H107 71 17,000 SH   SOLE   17,000 0 0
INVSC CRNCYSH EURO CURRENCY ETF COM 46138K103 10 100 SH   DFND   100 0 0
INVSC DB AGRICULTURE ETF COM 46140H106 123 7,500 SH   DFND   7,500 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 817 4,552 SH   DFND   4,552 0 0
INVSC QQQ TRUST SRS 1 ETF COM 46090E103 6 38 SH Put DFND   38 0 0
INVSC SENIOR LOAN ETF COM 46138G508 96 4,268 SH Put SOLE   4,268 0 0
IROBOT ORD COM 462726100 64 550 SH   DFND   550 0 0
IROBOT ORD COM 462726100 1 10 SH Call DFND   10 0 0
ISHARES CHINA LARGE CAP ETF (PSE) COM 464287184 2 50 SH Call DFND   50 0 0
ISHARES EUROPE ETF COM 464287861 24 570 SH   SOLE   570 0 0
ISHARES EXPANDED TECH STW SCTR ETF COM 464287515 4 22 SH Put DFND   22 0 0
ISHARES IBOXX HIGH YIELD BOND ETF COM 464288513 36 420 SH Put DFND   420 0 0
ISHARES RUSSELL 2000 ETF COM 464287655 7 52 SH Put DFND   52 0 0
ISHARES US HOME CONSTRUCT ETF COM 464288752 1,057 30,000 SH   DFND   30,000 0 0
IVY HIGH INCOME OPPORTUNITIES CF COM 465893105 264 19,567 SH   DFND   19,567 0 0
JD.COM ADR REP 2 CL A ORD SPONSORED ADR 47215P106 301 10,000 SH   DFND   10,000 0 0
K12 ORD COM 48273U102 92 2,700 SH   DFND   2,700 0 0
KALEIDO BIOSCIENCES ORD COM 483347100 14 1,000 SH   SOLE   1,000 0 0
KAR AUCTION SERVICES ORD COM 48238T109 403 7,864 SH   SOLE   7,864 0 0
KARYOPHARM THERAPEUTICS ORD COM 48576U106 5 1,000 SH   DFND   1,000 0 0
KB FINANCIAL GROUP ADR REP ONE ORD SPONSORED ADR 48241A105 2,844 76,758 SH   SOLE   76,758 0 0
KELLY SERVICES CL B ORD COM 488152307 29 1,380 SH   SOLE   1,380 0 0
KIRKLAND LAKE GOLD ORD COM 49741E100 1 34 SH Call DFND   34 0 0
KKR INCOME OPPORTUNITIES CF COM 48249T106 181 11,700 SH   DFND   11,700 0 0
KNOT OFFSHORE PARTNERS COM UNT COM Y48125101 20 1,100 SH   SOLE   1,100 0 0
KOREA ELECTRIC POWER ADR REP 1/2 ORD SPONSORED ADR 500631106 119 9,150 SH   SOLE   9,150 0 0
KRATOS DEFENSE AND SECURITY SOLS ORD COM 50077B207 429 27,500 SH   SOLE   27,500 0 0
KT ADR REP 1/2 ORD SPONSORED ADR 48268K101 3,073 247,026 SH   SOLE   247,026 0 0
KUSHCO HOLDINGS ORD COM 50133S103 2 500 SH   SOLE   500 0 0
LADDER CAPITAL CL A ORD COM 505743104 7 426 SH   DFND   426 0 0
LENNAR CL A ORD COM 526057104 62 1,272 SH   DFND   1,272 0 0
LENNAR CL B ORD COM 526057302 23 599 SH   SOLE   599 0 0
LIBERTY LATIN AMERICA CL C ORD COM G5480U153 91 4,700 SH   SOLE   4,700 0 0
LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD COM 531229607 79 2,090 SH   SOLE   2,090 0 0
LILIS ENERGY ORD COM 532403201 14 12,800 SH   SOLE   12,800 0 0
LIQTECH INTERNATIONAL ORD COM 53632A102 320 149,276 SH   SOLE   149,276 0 0
LIVENT ORD COM 53814L108 63 5,206 SH   DFND   5,206 0 0
LLOYDS BANKING GROUP ADR 4 ORD SPONSORED ADR 539439109 8,330 2,595,250 SH   SOLE   2,595,250 0 0
LMP CAPITAL & INCM CF COM 50208A102 10 852 SH   DFND   852 0 0
LOUISIANA PACIFIC ORD COM 546347105 2 100 SH   SOLE   100 0 0
LOVESAC COMPANY ORD COM 54738L109 100 3,610 SH   DFND   3,610 0 0
LULULEMON ATHLETICA ORD COM 550021109 1,573 9,600 SH   DFND   9,600 0 0
LUMENTUM HOLDINGS ORD COM 55024U109 630 11,150 SH   SOLE   11,150 0 0
LUXOFT HOLDING CL A ORD COM G57279104 282 4,807 SH   SOLE   4,807 0 0
LYFT CL A ORD COM 55087P104 700 8,950 SH   DFND   8,950 0 0
MACOM TECHNOLOGY SOLUTIONS ORD COM 55405Y100 125 7,500 SH   SOLE   7,500 0 0
MACYS ORD COM 55616P104 11 472 SH   DFND   472 0 0
MAGELLAN HEALTH ORD COM 559079207 52 800 SH   SOLE   800 0 0
MAIDEN HLDNG 7.125 SRS C NON CUM PRF COM G5753U138 48 10,000 SH   SOLE   10,000 0 0
MAIDEN HOLDINGS LTD COM 560292302 215 13,307 SH   SOLE   13,307 0 0
MAIDEN HOLDINGS ORD COM G5753U112 0 400 SH   SOLE   400 0 0
MARKER THERAPEUTICS ORD COM 57055L107 214 32,480 SH   DFND   32,480 0 0
MARRIOTT INTERNATIONAL CL A ORD COM 571903202 100 800 SH   DFND   800 0 0
MARVELL TECHNOLOGY GROUP ORD COM G5876H105 220 11,096 SH   SOLE   11,096 0 0
MARVELL TECHNOLOGY GROUP ORD COM G5876H105 0 50 SH Call SOLE   50 0 0
MAXIM INTEGRATED PRODUCTS ORD COM 57772K101 733 13,800 SH   DFND   13,800 0 0
MAXWELL TECHNOLOGIES ORD COM 577767106 3,214 719,235 SH   DFND   719,235 0 0
MAXWELL TECHNOLOGIES ORD COM 577767106 0 65 SH Put DFND   65 0 0
MCKESSON ORD COM 58155Q103 350 2,992 SH   DFND   2,992 0 0
MDU RESOURCES GROUP ORD COM 552690109 12 497 SH   DFND   497 0 0
MEDICINES ORD COM 584688105 335 12,000 SH   SOLE   12,000 0 0
MEDIGUS ADR REP 20 ORD SPONSORED ADR 58471G300 5 1,790 SH   SOLE   1,790 0 0
MEGALITH FINANCIAL ACQUISITION UNT COM 58518F208 79 7,800 SH   SOLE   7,800 0 0
MELLANOX TECHNOLOGIES ORD COM M51363113 967 8,170 SH   SOLE   8,170 0 0
MERCK & CO ORD COM 58933Y105 0 5 SH Call DFND   5 0 0
MFS CHARTER INCOME CF COM 552727109 170 21,553 SH   DFND   21,553 0 0
MGM RESORTS INTERNATIONAL ORD COM 552953101 128 5,000 SH   DFND   5,000 0 0
MICRO FOCUS INTERNATIONAL ADR COM 594837304 515 19,998 SH   SOLE   19,998 0 0
MICROCHIP TECHNOLOGY ORD COM 595017104 180 2,180 SH   DFND   2,180 0 0
MICRON SOLUTIONS ORD COM 59511X105 269 95,971 SH   SOLE   95,971 0 0
MICROSOFT ORD COM 594918104 191 1,622 SH   DFND   1,622 0 0
MITEK SYSTEMS ORD COM 606710200 58 4,750 SH   DFND   4,750 0 0
MONEYGRAM INTERNATIONAL ORD COM 60935Y208 0 300 SH   SOLE   300 0 0
MONGODB CL A ORD COM 60937P106 1 13 SH Put DFND   13 0 0
MORGAN STANL DS REP 1/1000 SRS E PRF COM 61762V200 2 92 SH   SOLE   92 0 0
MORGAN STANLEY EMERGING MKT DEBT CF COM 61744H105 154 17,180 SH   DFND   17,180 0 0
MOUNTAIN PROVINCE DIAMONDS ORD COM 62426E402 6 7,400 SH   SOLE   7,400 0 0
MSB FINANCIAL ORD COM 55352L101 0 1 SH   DFND   1 0 0
MSC INDUSTRIAL CL A ORD COM 553530106 24 300 SH   DFND   300 0 0
MTECH ACQUISITION CL A ORD COM 55378W107 59 5,882 SH   DFND   5,882 0 0
MYLAN ORD COM N59465109 181 6,419 SH   SOLE   6,419 0 0
MYLAN ORD COM N59465109 6 220 SH Call SOLE   220 0 0
NASPERS SPON 5 ADR REP CL N ORD SPONSORED ADR 631512209 0 4 SH   SOLE   4 0 0
NATIONAL RETAIL PROPERTIES REIT ORD COM 637417106 57 1,045 SH   DFND   1,045 0 0
NAVIGANT CONSULTING ORD COM 63935N107 2 145 SH Call SOLE   145 0 0
NETFLIX ORD COM 64110L106 755 2,118 SH   DFND   2,118 0 0
NETFLIX ORD COM 64110L106 1 5 SH Call DFND   5 0 0
NETFLIX ORD COM 64110L106 6 19 SH Put DFND   19 0 0
NETSHOES CAYMAN ORD COM G6455X107 3 1,900 SH   SOLE   1,900 0 0
NEUBERGER BERMAN HGH YLD STRATGS CF COM 64128C106 216 19,200 SH   DFND   19,200 0 0
NEUROTROPE ORD COM 64129T207 11 2,114 SH   DFND   2,114 0 0
NEVADA GOLD AND CASINOS ORD COM 64126Q206 124 50,000 SH   SOLE   50,000 0 0
NEW AGE BEVERAGES ORD (NMS) COM 64157V108 0 81 SH Call DFND   81 0 0
NEWS CL B ORD COM 65249B208 80 6,424 SH   DFND   6,424 0 0
NEXTERA ENERGY CAPITAL SERIES N PFD COM 65339K860 126 5,000 SH   SOLE   5,000 0 0
NIELSEN HOLDINGS ORD COM G6518L108 47 2,000 SH   SOLE   2,000 0 0
NIELSEN HOLDINGS ORD COM G6518L108 0 5 SH Put SOLE   5 0 0
NIKE CL B ORD COM 654106103 393 4,675 SH   DFND   4,675 0 0
NINTENDO ADR COM 654445303 0 4 SH   DFND   4 0 0
NIO ADS REP 1 CL A ORD COM 62914V106 149 29,300 SH   DFND   29,300 0 0
NJ RESOURCES ORD COM 646025106 21 426 SH   DFND   426 0 0
NOKIA ADR REPSG 1 SER A ORD SPONSORED ADR 654902204 487 85,200 SH   DFND   85,200 0 0
NORDIC AMERICAN OFFSHORE ORD COM G65772207 0 100 SH   SOLE   100 0 0
NORTHERN DYNASTY MINERALS ORD COM 66510M204 12 20,000 SH   SOLE   20,000 0 0
NORTHSTAR REALTY EUROPE ORD COM 66706L101 86 5,000 SH   DFND   5,000 0 0
NOVARTIS ADR REPSG 1 ORD SPONSORED ADR 66987V109 1,282 13,340 SH   DFND   13,340 0 0
NRTN TR 1000 DS REP 1 SRS C PREP PRF COM 665859872 50 2,000 SH   SOLE   2,000 0 0
NTNL GN 40 DS REP 1 7.5 SRS C PRF COM 636220857 70 3,216 SH   SOLE   3,216 0 0
NUTANIX CL A ORD COM 67059N108 0 25 SH Call DFND   25 0 0
NUVEEN AMT FREE MNCPL CRDT INCM CF COM 67071L106 213 14,128 SH   DFND   14,128 0 0
NUVEEN AMT FREE MUNICIPAL CF COM 670695105 2 142 SH   DFND   142 0 0
NUVEEN AMT FREE QLTY MNCPL INCM CF COM 670657105 215 16,126 SH   DFND   16,126 0 0
NUVEEN ARIZONA QLTY MNCPL INCM CF COM 67061W104 1 142 SH   DFND   142 0 0
NUVEEN CALIF SELECT TAX-FREE INCM CF COM 67063R103 0 71 SH   DFND   71 0 0
NUVEEN CALIFORNIA MUNICIPAL VALUE CF COM 67062C107 2 213 SH   DFND   213 0 0
NUVEEN CALIFORNIA MUNICIPL VAL 2 CF COM 6706EB106 1 71 SH   DFND   71 0 0
NUVEEN CLIFORNIA QULTY MNCPL INCM CF COM 67066Y105 7 568 SH   DFND   568 0 0
NUVEEN CORE EQUITY ALPHA CF COM 67090X107 15 1,136 SH   DFND   1,136 0 0
NUVEEN CREDIT STRATEGIES INCOME CF COM 67073D102 299 38,710 SH   DFND   38,710 0 0
NUVEEN DIVERSIFIED DIVIDEND INCM CF COM 6706EP105 9 923 SH   DFND   923 0 0
NUVEEN DOW 30SM DYNAMIC OVRWRT CF COM 67075F105 31 1,775 SH   DFND   1,775 0 0
NUVEEN ENHANCED MUNICIPAL VALUE CF COM 67074M101 1 142 SH   DFND   142 0 0
NUVEEN FLOATG RATE INCM OPPORTNTY CF COM 6706EN100 10 1,139 SH   DFND   1,139 0 0
NUVEEN FLOATING RATE INCOME CF COM 67072T108 1 142 SH   DFND   142 0 0
NUVEEN GEORGIA QLTY MNCPL INCM CF COM 67072B107 1 142 SH   DFND   142 0 0
NUVEEN GLOBAL HIGH INCOME CF COM 67075G103 4 284 SH   DFND   284 0 0
NUVEEN HG INCM NOV 2021 TRGT NAV CF COM 67077N106 2 284 SH   SOLE   284 0 0
NUVEEN HIGH INCOME 2020 CF COM 67075L102 1 142 SH   DFND   142 0 0
NUVEEN INTERMEDIATE DURATION MUNI CF COM 670671106 146 11,144 SH   DFND   11,144 0 0
NUVEEN MARYLAND QLTY MNCPL INCM CF COM 67061Q107 1 142 SH   DFND   142 0 0
NUVEEN MASACHUSET QLTY MNCPL INCM CF COM 67061E104 0 71 SH   DFND   71 0 0
NUVEEN MICHIGAN QLTY MNCPL INCM CF COM 670979103 1 142 SH   DFND   142 0 0
NUVEEN MORTGAGE OPPORTUNITY TERM CF COM 670735109 3 142 SH   DFND   142 0 0
NUVEEN MUNI HIGH INC OPPORTUNITY CF COM 670682103 5 426 SH   DFND   426 0 0
NUVEEN MUNICIPAL CREDIT INCOME CF COM 67070X101 23 1,562 SH   DFND   1,562 0 0
NUVEEN MUNICIPAL INCOME CF COM 67062J102 1 142 SH   DFND   142 0 0
NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF COM 670699107 34 1,562 SH   DFND   1,562 0 0
NUVEEN NEW JERSEY QLTY MNCPL INCM CF COM 67069Y102 4 355 SH   DFND   355 0 0
NUVEEN NEW YORK QLTY MNCPL INCM CF COM 67066X107 1 142 SH   DFND   142 0 0
NUVEEN NY SELECT TAX-FREE INCM CF COM 67063V104 0 71 SH   DFND   71 0 0
NUVEEN OHIO QLTY MNCPL INCM CF COM 670980101 2 142 SH   DFND   142 0 0
NUVEEN PNSYLVANIA QLTY MNCPL INCM CF COM 670972108 4 355 SH   DFND   355 0 0
NUVEEN PREF AND INCM SECURITIES CF COM 67072C105 15 1,775 SH   DFND   1,775 0 0
NUVEEN PREFERRED AND INCM OPP CF COM 67073B106 5 568 SH   DFND   568 0 0
NUVEEN PREFERRED AND INCOME TERM CF COM 67075A106 4 213 SH   DFND   213 0 0
NUVEEN QUALITY MUNICIPAL INCM CF COM 67066V101 242 17,883 SH   DFND   17,883 0 0
NUVEEN REAL ASSET INCOME AND GRO CF COM 67074Y105 4 284 SH   DFND   284 0 0
NUVEEN REAL ESTATE INCOME CF COM 67071B108 6 639 SH   DFND   639 0 0
NUVEEN S P 500 BUY WRITE INC CF COM 6706ER101 23 1,775 SH   DFND   1,775 0 0
NUVEEN S P 500 DYNAMIC OVRWRT CF COM 6706EW100 16 1,065 SH   DFND   1,065 0 0
NUVEEN SELECT TAX FREE INCOME 2 CF COM 67063C106 1 142 SH   DFND   142 0 0
NUVEEN SELECT TAX-FREE INCOME 3 CF COM 67063X100 2 142 SH   DFND   142 0 0
NUVEEN SELECT TAX-FREE INCOME CF COM 67062F100 2 142 SH   DFND   142 0 0
NUVEEN SENIOR INCOME CF COM 67067Y104 1 284 SH   DFND   284 0 0
NUVEEN SHORT DURATION CREDIT CF COM 67074X107 4 284 SH   DFND   284 0 0
NUVEEN TAX ADVNTGD DIVDND GRWTH CF COM 67073G105 9 568 SH   DFND   568 0 0
NUVEEN TAX-ADVANTAGED TOTAL RETN CF COM 67090H102 4 426 SH   DFND   426 0 0
NUVEEN TAXABLE MUNICIPAL INCM NAV CF COM 67074C103 158 7,713 SH   DFND   7,713 0 0
NUVEEN VIRGINIA QLTY MNCPL INCM CF COM 67064R102 1 142 SH   DFND   142 0 0
NUVEN CALIFOR AMT FREE QLT MNCPL CF COM 670651108 100 7,206 SH   DFND   7,206 0 0
NVIDIA ORD COM 67066G104 332 1,850 SH   DFND   1,850 0 0
NXCHAIN ORD COM 629471103 1 800 SH   SOLE   800 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 75 850 SH   SOLE   850 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 13 148 SH Call SOLE   148 0 0
NXP SEMICONDUCTORS ORD COM N6596X109 3 39 SH Put SOLE   39 0 0
O'REILLY AUTOMOTIVE ORD COM 67103H107 406 1,048 SH   DFND   1,048 0 0
OAKTREE CAPITAL GROUP CL A UNT (NYS) COM 674001201 0 6 SH Call SOLE   6 0 0
OAKTREE CAPITAL GROUP CL A UNT (NYS) COM 674001201 0 2 SH Put SOLE   2 0 0
OMEROS ORD (NMS) COM 682143102 0 5 SH Call SOLE   5 0 0
ONEOK ORD COM 682680103 0 6 SH   DFND   6 0 0
ONESPAWORLD HOLDINGS LTD WRT 03/19/2024 COM P73684113 1,393 102,000 SH   SOLE   102,000 0 0
ONESPAWORLD HOLDINGS ORD COM P73684113 635 46,543 SH   SOLE   46,543 0 0
OPKO HEALTH ORD COM 68375N103 0 200 SH   SOLE   200 0 0
OUTFRONT MEDIA ORD COM 69007J106 3 147 SH   DFND   147 0 0
OVERSTOCK COM ORD COM 690370101 166 10,000 SH   DFND   10,000 0 0
OVERSTOCK COM ORD COM 690370101 0 20 SH Call DFND   20 0 0
OWENS ILLINOIS ORD COM 690768403 2 145 SH   SOLE   145 0 0
PACIFIC BIOSCIENCES OF CALIFRNIA ORD COM 69404D108 26 3,600 SH   DFND   3,600 0 0
PALO ALTO NETWORKS ORD COM 697435105 874 3,600 SH   DFND   3,600 0 0
PAN AMER SILVER ORD COM 697900108 16 1,270 SH   DFND   1,270 0 0
PAN AMER SILVER ORD COM 697900108 0 16 SH Put DFND   16 0 0
PARATEK PHARMACEUTICALS ORD COM 699374302 2 500 SH   SOLE   500 0 0
PCM FUND CF COM 69323T101 1 142 SH   DFND   142 0 0
PDL COMMUNITY BANCORP ORD COM 69290X101 2 200 SH   DFND   200 0 0
PDS BIOTECHNOLOGY ORD COM 70465T107 1 200 SH   SOLE   200 0 0
PDVWIRELESS ORD COM 69290R104 70 2,000 SH   SOLE   2,000 0 0
PENNANTPARK FLOATING RATE CAPITA ORD COM 70806A106 3 284 SH   DFND   284 0 0
PENNANTPARK INVESTMENT ORD COM 708062104 264 38,210 SH   DFND   38,210 0 0
PENNYMAC MORTGAGE INVEST REIT ORD COM 70931T103 5 258 SH   DFND   258 0 0
PEOPLES UTD FINL SRS A PRF COM 712704204 74 3,000 SH   SOLE   3,000 0 0
PERSHING GOLD ORD COM 715302204 244 210,995 SH   SOLE   210,995 0 0
PERSHING SQR HLDNGS REG S CL USD ORD (PNK) COM G7016V101 274 15,860 SH   SOLE   15,860 0 0
PERSPECTA ORD COM 715347100 53 2,650 SH   SOLE   2,650 0 0
PETIQ CL A ORD COM 71639T106 56 1,800 SH   DFND   1,800 0 0
PG&E ORD COM 69331C108 0 43 SH Call DFND   43 0 0
PGIM GLOBAL HIGH YIELD CF COM 69346J106 350 25,110 SH   DFND   25,110 0 0
PGIM HIGH YIELD BOND CF COM 69346H100 320 22,577 SH   DFND   22,577 0 0
PHI NON-VOTING ORD COM 69336T205 6 14,549 SH   SOLE   14,549 0 0
PHIBRO ANIMAL HEALTH CL A ORD COM 71742Q106 19 600 SH   SOLE   600 0 0
PILGRIMS PRIDE ORD COM 72147K108 508 22,800 SH   SOLE   22,800 0 0
PILGRIMS PRIDE ORD COM 72147K108 17 800 SH Call SOLE   800 0 0
PIMCO CALIFOR MUNI INCM III CF COM 72201C109 3 284 SH   DFND   284 0 0
PIMCO CALIFORNIA MUNICI INCOME II CF COM 72200M108 2 284 SH   DFND   284 0 0
PIMCO CALIFORNIA MUNICIPAL INCOME CF COM 72200N106 2 142 SH   DFND   142 0 0
PIMCO CORP INCOME CF COM 72200U100 4 284 SH   DFND   284 0 0
PIMCO CORPORATE OPPORTUNITY CF COM 72201B101 19 1,136 SH   DFND   1,136 0 0
PIMCO DYNAMIC INCOME CF COM 72201Y101 13 426 SH   DFND   426 0 0
PIMCO DYNMC CRDT AND MRTG INCM CF COM 72202D106 225 9,635 SH   DFND   9,635 0 0
PIMCO ENRG TCTCL CRT OPPO CF COM 69346N107 61 3,000 SH   SOLE   3,000 0 0
PIMCO GLOBAL STOCKSPLUS INCOME CF COM 722011103 2 142 SH   DFND   142 0 0
PIMCO HIGH INCOME CF COM 722014107 16 1,775 SH   DFND   1,775 0 0
PIMCO INCOME OPPORTUNITY CF COM 72202B100 3 142 SH   DFND   142 0 0
PIMCO INCOME STRATEGY CF COM 72201H108 2 213 SH   DFND   213 0 0
PIMCO INCOME STRATEGY II CF COM 72201J104 2 213 SH   DFND   213 0 0
PIMCO MUNICIPAL INCOME CF COM 72200R107 5 355 SH   DFND   355 0 0
PIMCO MUNICIPAL INCOME II CF COM 72200W106 9 639 SH   DFND   639 0 0
PIMCO MUNICIPAL INCOME III CF COM 72201A103 3 284 SH   DFND   284 0 0
PIMCO NEW YORK MUN INCOME III CF COM 72201E105 0 71 SH   DFND   71 0 0
PIMCO NEW YORK MUNICI INCOME II CF COM 72200Y102 1 142 SH   DFND   142 0 0
PIMCO NEW YORK MUNICIPAL INCOME CF COM 72200T103 1 142 SH   DFND   142 0 0
PIMCO STRATEGIC INCOME CF COM 72200X104 4 426 SH   DFND   426 0 0
PINTEC TECHNOLOGY HOLD ADR REP 7 ORD SPONSORED ADR 72352G107 1 100 SH   SOLE   100 0 0
PIONEER DIVERSIFIED HIGH INCM CF COM 723653101 315 22,162 SH   DFND   22,162 0 0
PIONEER HIGH INCOME CF COM 72369H106 198 22,195 SH   DFND   22,195 0 0
PIONEER MUNICIPAL HIGH INCOME ADV CF COM 723762100 103 9,600 SH   DFND   9,600 0 0
PIONEER MUNICIPAL HIGH INCOME CF COM 723763108 204 17,100 SH   DFND   17,100 0 0
PITNEY BOWES ORD COM 724479100 1 250 SH Call DFND   250 0 0
PIVOTAL ACQUISITION CL A ORD COM 72583A101 4 500 SH   DFND   500 0 0
PIVOTAL ACQUISITION CL A RED UNT COM 72583A200 290 28,500 SH   DFND   28,500 0 0
PIVOTAL SOFTWARE CL A ORD COM 72582H107 30 1,450 SH   SOLE   1,450 0 0
PNC FIN SRS P DS REP 1/4000TH PR PRF COM 693475857 26 1,000 SH   SOLE   1,000 0 0
POINTER TELOCATION ORD COM M7946T104 28 1,800 SH   SOLE   1,800 0 0
POLYMET MINING ORD COM 731916102 2 3,700 SH   SOLE   3,700 0 0
PORTMAN RIDGE FINANCE ORD COM 73688F102 3 1,020 SH   DFND   1,020 0 0
POSCO ADR REPSG 1/4 ORD SPONSORED ADR 693483109 1,749 31,682 SH   SOLE   31,682 0 0
POTNETWORK HOLDINGS INC COM 737636209 0 3,000 SH   SOLE   3,000 0 0
POWELL INDUSTRIES ORD COM 739128106 57 2,172 SH   SOLE   2,172 0 0
PPL ORD COM 69351T106 593 18,700 SH   DFND   18,700 0 0
PRECISION BIOSCIENCES ORD COM 74019P108 2 150 SH   SOLE   150 0 0
PROFIRE ENERGY ORD COM 74316X101 15 8,660 SH   DFND   8,660 0 0
PROSHARES SHORT HIGH YIELD ETF (PSE) COM 74347R131 69 3,162 SH Call SOLE   3,162 0 0
PROSHARES ULTRA S&P 500 ETF COM 74347R107 55 475 SH   DFND   475 0 0
PROSHARES ULTRASHORT S&P 500 ETF COM 74347B383 54 1,650 SH   DFND   1,650 0 0
PROSHRES ULTRASHT 20 PLS YR TRSY ETF COM 74347B201 12 400 SH   DFND   400 0 0
PUTNAM MASTER INTERMEDIATE INCOME CF COM 746909100 0 213 SH   DFND   213 0 0
PUTNAM MUNICIPAL OPPORTUNITIES CF COM 746922103 5 426 SH   DFND   426 0 0
PUTNAM PREMIER INCOME CF COM 746853100 4 852 SH   DFND   852 0 0
PUYI ADR COM 69373Y109 1 200 SH   SOLE   200 0 0
PVH ORD COM 693656100 365 3,000 SH   SOLE   3,000 0 0
PYXUS INTERNATIONAL ORD COM 74737V106 2 92 SH   DFND   92 0 0
QEP RESOURCES ORD (NYS) COM 74733V100 0 32 SH Call DFND   32 0 0
QORVO ORD COM 74736K101 201 2,810 SH   DFND   2,810 0 0
QUALCOMM ORD COM 747525103 230 4,040 SH   DFND   4,040 0 0
QUALCOMM ORD COM 747525103 12 225 SH Call DFND   225 0 0
QUALCOMM ORD COM 747525103 2 50 SH Put DFND   50 0 0
QUEST DIAGNOSTICS ORD COM 74834L100 89 1,000 SH   SOLE   1,000 0 0
QUORUM HEALTH ORD COM 74909E106 10 7,500 SH   SOLE   7,500 0 0
RA MEDICAL SYSTEMS ORD COM 74933X104 22 6,500 SH   SOLE   6,500 0 0
RAFAEL HOLDINGS CL B ORD COM 75062E106 3 262 SH   SOLE   262 0 0
READY CAPITAL ORD COM 75574U101 0 2 SH   DFND   2 0 0
REALM THERAPEUTICS PLC COM 75606L103 138 35,242 SH   SOLE   35,242 0 0
REAVES UTILITY INCOME CF COM 756158101 212 6,313 SH   DFND   6,313 0 0
RED HAT ORD COM 756577102 15,945 87,278 SH   DFND   87,278 0 0
REDFIN ORD COM 75737F108 36 1,800 SH   DFND   1,800 0 0
REEDS ORD COM 758338107 0 325 SH   DFND   325 0 0
REGULUS RESOURCES ORD COM 75915G100 3 2,500 SH   DFND   2,500 0 0
RESMED ORD COM 761152107 1,807 17,384 SH   SOLE   17,384 0 0
REWALK ROBOTICS LTD COM M8216Q200 8 1,600 SH   SOLE   1,600 0 0
RIO TINTO ADR REP ONE ORD SPONSORED ADR 767204100 6,994 118,859 SH   DFND   118,859 0 0
RITE AID ORD COM 767754104 2 4,100 SH   DFND   4,100 0 0
RIVERNORTH DOUBLLINE STRTGC OPTY CF COM 76882G107 165 10,080 SH   SOLE   10,080 0 0
RIVERNORTH OPPORTUNI MUN INC NAV CF COM 76883F108 99 4,800 SH   SOLE   4,800 0 0
ROSETTA STONE ORD COM 777780107 336 15,381 SH   SOLE   15,381 0 0
ROWAN COMPANIES CL A ORD COM G7665A101 16 1,494 SH   SOLE   1,494 0 0
RUSH ENTERPRISES CL A ORD COM 781846209 27 650 SH   SOLE   650 0 0
RYANAIR HOLDINGS ADR REP 5 ORD SPONSORED ADR 783513203 2,530 33,762 SH   SOLE   33,762 0 0
SABRA HEALTH CARE REIT ORD COM 78573L106 11 598 SH   DFND   598 0 0
SAFEGUARD SCIENTIFICS ORD COM 786449207 86 8,000 SH   SOLE   8,000 0 0
SAILPOINT TECHNOLOGIES HOLDINGS ORD COM 78781P105 0 21 SH Call DFND   21 0 0
SALESFORCE.COM ORD (NYS) COM 79466L302 1 10 SH Call DFND   10 0 0
SAMSUNG ELECTRONICS REG S GDR COM 796050888 0 1 SH   SOLE   1 0 0
SANDERSON FARMS ORD COM 800013104 407 3,088 SH   DFND   3,088 0 0
SAREPTA THERAPEUTICS ORD COM 803607100 357 3,000 SH   DFND   3,000 0 0
SB ONE BANCORP ORD COM 78413T103 262 12,065 SH   DFND   12,065 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI ORD COM 80821R109 0 62 SH   DFND   62 0 0
SCHULTZE SPECIAL PURPOSE ACQUISI UNT COM 80821R208 11 1,150 SH   DFND   1,150 0 0
SEA ADS REP CL A ORD COM 81141R100 0 42 SH Call DFND   42 0 0
SEABRIDGE GOLD ORD COM 811916105 0 40 SH Call DFND   40 0 0
SECOND STREET CAPITAL ORD COM 813630100 0 20 SH   SOLE   20 0 0
SECURITY DEVICES INTL ORD COM 814196101 39 261,000 SH   SOLE   261,000 0 0
SELECT SECTOR HEALTH CARE SPDR ETF COM 81369Y209 367 4,000 SH   DFND   4,000 0 0
SELECT SECTOR UTI SELECT SPDR ETF COM 81369Y886 712 12,254 SH   DFND   12,254 0 0
SELECT STR FINANCIAL SELECT SPDR ETF COM 81369Y605 13 544 SH   DFND   544 0 0
SELECTA BIOSCIENCES ORD COM 816212104 2 1,000 SH   SOLE   1,000 0 0
SENECA FOODS CL B ORD COM 817070105 36 1,489 SH   SOLE   1,489 0 0
SHIFTPIXY ORD COM 82452L104 4 3,500 SH   DFND   3,500 0 0
SHINHAN FINANCIAL ADR REPSG 1 ORD SPONSORED ADR 824596100 1,869 50,319 SH   SOLE   50,319 0 0
SHOE CARNIVAL ORD COM 824889109 302 8,900 SH   DFND   8,900 0 0
SHORE COMMUNITY BANK TOMS RIVER ORD COM 825112105 33 2,400 SH   DFND   2,400 0 0
SIBANYE STILLWATER ADR REP 4 ORD SPONSORED ADR 825724206 168 40,800 SH   DFND   40,800 0 0
SIGMA DESIGNS ORD COM 826565103 1 6,300 SH   SOLE   6,300 0 0
SILICON LABORATORIES ORD COM 826919102 161 2,000 SH   SOLE   2,000 0 0
SKECHERS USA CL A ORD COM 830566105 33 1,000 SH   SOLE   1,000 0 0
SMART GLOBAL HOLDINGS ORD COM G8232Y101 288 15,000 SH   SOLE   15,000 0 0
SMITH MICRO SOFTWARE ORD COM 832154207 106 37,991 SH   SOLE   37,991 0 0
SNAP CL A ORD COM 83304A106 1,349 122,500 SH   DFND   122,500 0 0
SNAP CL A ORD COM 83304A106 3 275 SH Call DFND   275 0 0
SORL AUTO PARTS ORD (NMS) COM 78461U101 0 10 SH Call SOLE   10 0 0
SOUTHERN MISSOURI BANCORP ORD COM 843380106 9 300 SH   DFND   300 0 0
SPARK THERAPEUTICS ORD COM 84652J103 31,885 279,993 SH   DFND   279,993 0 0
SPARTAN ENERGY ACQUISITION CL A ORD COM 846784106 17 1,800 SH   SOLE   1,800 0 0
SPARTAN ENERGY ACQUISITION CL A UNT COM 846784114 14 1,400 SH   SOLE   1,400 0 0
SPDR BLMBERG BRCLY CONV SECRT ETF COM 78464A359 365 7,000 SH   DFND   7,000 0 0
SPDR FUND CONSUMER DISCRE SELECT ETF (PSE) COM 81369Y407 4 36 SH Put DFND   36 0 0
SPDR FUND CONSUMER STAPLES ETF COM 81369Y308 17 320 SH Put DFND   320 0 0
SPDR FUND MATERIALS SELECT SECTR ETF COM 81369Y100 166 3,002 SH Put DFND   3,002 0 0
SPDR GOLD SHARES ETF COM 78463V107 365 2,996 SH   DFND   2,996 0 0
SPDR GOLD SHARES ETF COM 78463V107 4 33 SH Call DFND   33 0 0
SPDR S&P 500 ETF COM 78462F103 1,398 4,951 SH Put DFND   4,951 0 0
SPDR S&P HOMEBUILDERS ETF COM 78464A888 255 6,622 SH   DFND   6,622 0 0
SPDR S&P RETAIL ETF (PSE) COM 78464A714 2 63 SH Put DFND   63 0 0
SPRINT ORD COM 85207U105 3 668 SH Call DFND   668 0 0
SSR MINING ORD COM 784730103 3 250 SH   DFND   250 0 0
STITCH FIX CL A ORD COM 860897107 141 5,000 SH   DFND   5,000 0 0
STOCK YARDS BANCORP ORD COM 861025104 4 142 SH   DFND   142 0 0
STURM RUGER ORD COM 864159108 47 900 SH   DFND   900 0 0
SUNNYSIDE BANCORP ORD COM 867475105 95 7,500 SH   SOLE   7,500 0 0
SYNAPTICS ORD COM 87157D109 473 11,900 SH   DFND   11,900 0 0
SYNAPTICS ORD COM 87157D109 6 165 SH Call DFND   165 0 0
SYNOVUS FINANCIAL ORD COM 87161C501 9 284 SH   DFND   284 0 0
SYNTHETIC BIOLOGICS ORD COM 87164U201 4 7,000 SH   SOLE   7,000 0 0
T MOBILE US ORD COM 872590104 495 7,178 SH   DFND   7,178 0 0
TABLEAU SOFTWARE CL A ORD COM 87336U105 190 1,500 SH   DFND   1,500 0 0
TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORD SPONSORED ADR 874039100 327 8,000 SH   SOLE   8,000 0 0
TAKE TWO INTERACTIVE SOFTWARE ORD (NMS) COM 874054109 0 5 SH Call DFND   5 0 0
TAKEDA PHARMACEUTICL ADR REP 0.5 ORD SPONSORED ADR 874060205 1,714 84,146 SH   DFND   84,146 0 0
TECHNOLOGY SELECT SECTOR SPDR ETF (PSE) COM 81369Y803 49 668 SH Put DFND   668 0 0
TESLA ORD COM 88160R101 68 243 SH Call DFND   243 0 0
TESLA ORD COM 88160R101 52 189 SH Put DFND   189 0 0
THERAPEUTICSMD ORD (ASE) COM 88338N107 0 50 SH Call DFND   50 0 0
THESTREET ORD COM 88368Q103 18 8,106 SH   SOLE   8,106 0 0
THL CREDIT ORD COM 872438106 150 23,000 SH   DFND   23,000 0 0
THL CREDIT SENIOR LOAN CF COM 87244R103 151 9,877 SH   SOLE   9,877 0 0
TIDELANDS OIL AND GAS ORD COM 886405109 0 526,323 SH   SOLE   526,323 0 0
TIDEWATER ORD COM 88642R109 76 3,300 SH   DFND   3,300 0 0
TIDEWATER ORD COM 88642R109 0 40 SH Call DFND   40 0 0
TIVITY HEALTH ORD (NMS) COM 88870R102 0 38 SH Put DFND   38 0 0
TOLL BROTHERS ORD COM 889478103 25 700 SH   DFND   700 0 0
TORONTO DOMINION ORD COM 891160509 119 2,205 SH   SOLE   2,205 0 0
TOUGHBUILT INDUSTRIES ORD COM 89157G207 3 2,000 SH   DFND   2,000 0 0
TRADE DESK CL A ORD COM 88339J105 811 4,100 SH   DFND   4,100 0 0
TRADE DESK CL A ORD COM 88339J105 3 17 SH Put DFND   17 0 0
TRANSDIGM GROUP ORD COM 893641100 0 1 SH   DFND   1 0 0
TRANSOCEAN ORD (NYS) COM H8817H100 17 2,000 SH Call SOLE   2,000 0 0
TRAVELPORT WORLDWIDE ORD COM G9019D104 210 13,400 SH   SOLE   13,400 0 0
TREX ORD COM 89531P105 1,234 20,065 SH   DFND   20,065 0 0
TREX ORD COM 89531P105 25 410 SH Call DFND   410 0 0
TRIBUNE MEDIA CL A ORD COM 896047503 9 200 SH   DFND   200 0 0
TRIBUNE MEDIA CL A ORD COM 896047503 0 10 SH Put DFND   10 0 0
TRIBUNE PUBLISHING ORD COM 89609W107 206 17,500 SH   SOLE   17,500 0 0
TRIBUNE PUBLISHING ORD COM 89609W107 1 157 SH Call SOLE   157 0 0
TRINE ACQUISITION CL A RED UNT COM 89628U207 723 72,181 SH   DFND   72,181 0 0
TRINITY MERGER CL A ORD COM 89653L106 2 285 SH   SOLE   285 0 0
TROVAGENE ORD COM 897238606 7 2,000 SH   DFND   2,000 0 0
TRUSTCO BANK ORD COM 898349105 5 710 SH   DFND   710 0 0
TSAKOS ENR NVG CUM RED PRP SRS E PRF COM G9108L157 44 2,000 SH   SOLE   2,000 0 0
TUANCHE ADR COM 89856T104 10 1,500 SH   SOLE   1,500 0 0
TWIN RIVER WORLDWIDE HOLDINGS ORD COM 90171V204 20 700 SH   SOLE   700 0 0
TWITTER ORD COM 90184L102 65 2,000 SH   DFND   2,000 0 0
TYSON FOODS CL A ORD COM 902494103 124 1,800 SH   DFND   1,800 0 0
TYSON FOODS CL A ORD COM 902494103 6 100 SH Call DFND   100 0 0
UBS GROUP N ORD COM H42097107 2,422 200,000 SH   SOLE   200,000 0 0
UGI ORD COM 902681105 43 781 SH   DFND   781 0 0
ULTIMATE SOFTWARE GROUP ORD COM 90385D107 1,980 6,000 SH   SOLE   6,000 0 0
ULTIMATE SOFTWARE GROUP ORD COM 90385D107 8 26 SH Put SOLE   26 0 0
UNDER ARMOUR CL C ORD COM 904311206 331 17,572 SH   DFND   17,572 0 0
UNITED BANKSHARES ORD COM 909907107 66 1,846 SH   DFND   1,846 0 0
UNITED MICR ELCTRNS ADR REP 5 ORD SPONSORED ADR 910873405 470 250,000 SH   DFND   250,000 0 0
UNIVEST FINANCIAL ORD COM 915271100 5 213 SH   DFND   213 0 0
UQM TECHNOLOGIES ORD COM 903213106 2,068 1,253,526 SH   SOLE   1,253,526 0 0
URSTADT BIDDLE REIT ORD COM 917286106 33 1,988 SH   SOLE   1,988 0 0
US DS REP 1/1000 SR B NON CUM PR PRF COM 902973155 144 7,700 SH   SOLE   7,700 0 0
US STEEL ORD COM 912909108 13 681 SH   DFND   681 0 0
USG ORD COM 903293405 0 11 SH Call DFND   11 0 0
VANECK VECTOR JUNR GOLD MNRS ETF COM 92189F791 121 3,831 SH   DFND   3,831 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 1,275 56,900 SH   DFND   56,900 0 0
VANECK VECTORS GOLD MINERS ETF COM 92189F106 4 200 SH Call DFND   200 0 0
VANECK VECTORS OIL SERVICES ETF COM 92189F718 51 3,000 SH   DFND   3,000 0 0
VANECK VECTORS SEMICONDUCTOR ETF COM 92189F676 23 225 SH Put DFND   225 0 0
VANECK VECTR HG YLD MCPL INDX ETF COM 92189H409 941 15,000 SH   DFND   15,000 0 0
VANECK VECTR HG YLD MCPL INDX ETF COM 92189H409 52 842 SH Put DFND   842 0 0
VANGUARD DIVIDEND APPRECIATION ETF COM 921908844 0 2 SH   DFND   2 0 0
VEEVA SYSTEMS CL A ORD COM 922475108 0 2 SH   DFND   2 0 0
VERSUM MATERIALS ORD COM 92532W103 822 16,351 SH   DFND   16,351 0 0
VERSUM MATERIALS ORD COM 92532W103 1 20 SH Put DFND   20 0 0
VIACOM CL B ORD COM 92553P201 11 410 SH   DFND   410 0 0
VIACOM CL B ORD COM 92553P201 0 30 SH Call DFND   30 0 0
VIKING THERAPEUTICS ORD COM 92686J106 52 5,300 SH   DFND   5,300 0 0
VIKING THERAPEUTICS ORD COM 92686J106 5 530 SH Call DFND   530 0 0
VILLAGE FARMS INTERNATIONAL ORD COM 92707Y108 7 500 SH   SOLE   500 0 0
VOYA FINANCIAL ORD COM 929089100 74 1,500 SH   DFND   1,500 0 0
VOYA PRIME RATE CF COM 92913A100 0 200 SH   SOLE   200 0 0
VUZIX ORD (NMS) COM 92921W300 0 50 SH Call DFND   50 0 0
WABCO HOLDINGS ORD COM 92927K102 9 75 SH Call DFND   75 0 0
WALGREEN BOOTS ALLIANCE ORD COM 931427108 0 15 SH   DFND   15 0 0
WALMART ORD COM 931142103 53 544 SH   DFND   544 0 0
WALT DISNEY ORD COM 254687106 22,699 204,444 SH   DFND   204,444 0 0
WATFORD HOLDINGS ORD COM G94787101 79 2,979 SH   SOLE   2,979 0 0
WEIGHT WATCHERS INTERNATIONAL ORD COM 948626106 4 200 SH   DFND   200 0 0
WELLCARE HEALTH ORD COM 94946T106 229 850 SH   SOLE   850 0 0
WELLCARE HEALTH ORD COM 94946T106 2 9 SH Put SOLE   9 0 0
WELLS FARGO GLOBAL DIVIDEND OPPO CF COM 94987C103 9 1,775 SH   DFND   1,775 0 0
WELLS FARGO INCOME OPPORTUNITS CF COM 94987B105 187 23,826 SH   DFND   23,826 0 0
WELLS FARGO MULTI SECTOR INCOME CF COM 94987D101 12 1,065 SH   DFND   1,065 0 0
WELLS FARGO ORD COM 949746101 60 1,250 SH   DFND   1,250 0 0
WELLS FARGO UTLTS AND HGH INCM CF COM 94987E109 1 142 SH   DFND   142 0 0
WESBANCO ORD COM 950810101 14 355 SH   DFND   355 0 0
WESDOME GOLD MINES ORD COM 95083R100 442 139,001 SH   DFND   139,001 0 0
WESTERN ASSET CORPORATE LOAN CF COM 95790J102 1 142 SH   DFND   142 0 0
WESTERN ASSET EMERGING MRKTS DEBT CF COM 95766A101 120 8,852 SH   DFND   8,852 0 0
WESTERN ASSET HIGH YLD DFD OPPTY CF COM 95768B107 2 142 SH   DFND   142 0 0
WESTERN ASSET INVEST GR DEF OPP CF COM 95790A101 2 142 SH   DFND   142 0 0
WESTERN ASSET INVSTMNT GRADE INCM CF COM 95766T100 2 142 SH   DFND   142 0 0
WESTERN ASSET MRTG DEFINED OPPTY CF COM 95790B109 163 7,862 SH   DFND   7,862 0 0
WESTERN ASSET MUNICIPAL HGH INCM CF COM 95766N103 1 142 SH   DFND   142 0 0
WESTERN ASSET MUNICIPAL PARTNERS CF COM 95766P108 2 142 SH   DFND   142 0 0
WESTERN ASSET PREMIER BOND CF COM 957664105 2 215 SH   DFND   215 0 0
WESTERN ASST GLBAL HIGH INCOME CF COM 95766B109 184 19,645 SH   DFND   19,645 0 0
WESTERN ASST HIGH INCM II CF COM 95766J102 178 27,527 SH   DFND   27,527 0 0
WESTERN ASST MNGD MUNCPLS CF COM 95766M105 2 213 SH   DFND   213 0 0
WESTERN AST GLB CORP DEFIND OPPTY CF COM 95790C107 4 284 SH   DFND   284 0 0
WESTERN DIGITAL ORD COM 958102105 122 2,550 SH   DFND   2,550 0 0
WESTWOOD HOLDINGS GROUP ORD COM 961765104 2 71 SH   DFND   71 0 0
WORLD WRESTLING ENTERTAINM CL A ORD COM 98156Q108 86 1,000 SH   DFND   1,000 0 0
WORLDPAY CL A ORD COM 981558109 70 625 SH   DFND   625 0 0
WRAP TECHNOLOGIES ORD COM 98212N107 35 5,000 SH   SOLE   5,000 0 0
XPO LOGISTICS ORD COM 983793100 698 13,000 SH   DFND   13,000 0 0
XPO LOGISTICS ORD COM 983793100 1 20 SH Call DFND   20 0 0
YANDEX CL A ORD COM N97284108 103 3,000 SH   SOLE   3,000 0 0
YATRA ONLINE ORD COM G98338109 12 2,500 SH   SOLE   2,500 0 0
ZAYO GROUP HOLDINGS ORD COM 98919V105 2,557 89,997 SH   DFND   89,997 0 0
ZAYO GROUP HOLDINGS ORD COM 98919V105 49 1,744 SH Call DFND   1,744 0 0
ZILLOW GROUP CL A ORD COM 98954M101 0 9 SH Put DFND   9 0 0
ZILLOW GROUP CL C ORD COM 98954M200 2 65 SH Put DFND   65 0 0
ZIMMER BIOMET HOLDINGS ORD COM 98956P102 54 425 SH   DFND   425 0 0
ZIOPHARM ONCOLGY ORD (NMS) COM 98973P101 0 5 SH Call DFND   5 0 0
ZUORA CL A ORD COM 98983V106 100 5,000 SH   DFND   5,000 0 0
ZYNERBA PHARMACEUTICALS ORD COM 98986X109 2 500 SH   DFND   500 0 0