Chief Operating Officer

0001144204-18-032642.txt : 20180703 0001144204-18-032642.hdr.sgml : 20180703 20180604155012 ACCESSION NUMBER: 0001144204-18-032642 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180604 DATE AS OF CHANGE: 20180604 EFFECTIVENESS DATE: 20180604 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EAM Global Investors LLC CENTRAL INDEX KEY: 0001741619 IRS NUMBER: 465455299 STATE OF INCORPORATION: DE FISCAL YEAR END: 0514 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18801 FILM NUMBER: 18878042 BUSINESS ADDRESS: STREET 1: 2533 S. COAST HWY 201 STREET 2: STE 240 CITY: CARDIFF BY THE SEA STATE: CA ZIP: 92007 BUSINESS PHONE: 760-479-5080 MAIL ADDRESS: STREET 1: 2533 S. COAST HWY 201 STREET 2: STE 240 CITY: CARDIFF BY THE SEA STATE: CA ZIP: 92007 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001741619 XXXXXXXX 03-31-2018 03-31-2018 false EAM Global Investors LLC

2533 S. Coast Hwy 201 Ste 240 Cardiff By The Sea CA 92007

13F HOLDINGS REPORT 028-18802 N Derek Gaertner Chief Operating Officer 760-479-5075 /s/ Derek Gaertner Cardiff by the Sea CA 06-04-2018 0 135 193015 INFORMATION TABLE 2 infotable.xml Abercrombie & Fitch Co. Common Stock 002896207 1016 41975 SH SOLE 41975 0 0 Addus HomeCare Corporation Common Stock 006739106 1341 27567 SH SOLE 27567 0 0 Alamo Group Inc. Common Stock 011311107 1536 13978 SH SOLE 13978 0 0 Allied Motion Technologies Inc. Common Stock 019330109 1238 31135 SH SOLE 31135 0 0 Ameresco, Inc. Common Stock 02361E108 1306 100489 SH SOLE 100489 0 0 American Securities LLC Common Stock 095306106 1223 51605 SH SOLE 51605 0 0 Anaptysbio, Inc. Common Stock 032724106 1996 19179 SH SOLE 19179 0 0 Apptio, Inc. Common Stock 03835C108 1612 56898 SH SOLE 56898 0 0 Aquantia Corp. Common Stock 03842Q108 1120 71335 SH SOLE 71335 0 0 Arena Pharmaceuticals, Inc. Common Stock 040047607 1985 50259 SH SOLE 50259 0 0 Assembly Biosciences, Inc. Common Stock 045396108 1176 23941 SH SOLE 23941 0 0 AVEO Pharmaceuticals, Inc. Common Stock 053588109 710 244768 SH SOLE 244768 0 0 Axogen Inc Common Stock 05463X106 1615 44245 SH SOLE 44245 0 0 Bandwidth Inc. Common Stock 05988J103 1190 36440 SH SOLE 36440 0 0 Baozun Hong Kong Holding Limited Common Stock 06684L103 1427 31104 SH SOLE 28831 0 2273 Barrett Business Services, Inc. Common Stock 068463108 1320 15922 SH SOLE 15922 0 0 Boingo Wireless, Inc. Common Stock 09739C102 1315 53103 SH SOLE 53103 0 0 Boot Barn Holdings, Inc. Common Stock 099406100 807 45536 SH SOLE 45536 0 0 Carbonite, Inc. Common Stock 141337105 1388 48197 SH SOLE 48197 0 0 Care.Com, Inc. Common Stock 141633107 763 46875 SH SOLE 46875 0 0 Caredx, Inc. Common Stock 14167L103 1211 151885 SH SOLE 151885 0 0 Career Education Corporation Common Stock 141665109 1169 88974 SH SOLE 88974 0 0 Carolina Financial Corporation Common Stock 143873107 1259 32054 SH SOLE 32054 0 0 Casella Waste Systems, Inc. Common Stock 147448104 1220 52184 SH SOLE 52184 0 0 Catalyst Biosciences, Inc. Common Stock 14888D208 644 24974 SH SOLE 24974 0 0 Cavco Industries, Inc. Common Stock 149568107 1214 6987 SH SOLE 6987 0 0 Chegg, Inc. Common Stock 163092109 1153 55818 SH SOLE 55818 0 0 Citi Trends, Inc. Common Stock 17306X102 1219 39423 SH SOLE 39423 0 0 Clearside Biomedical, Inc. Common Stock 185063104 903 84199 SH SOLE 84199 0 0 Codexis, Inc. Common Stock 192005106 1185 107743 SH SOLE 107743 0 0 Collegium Pharmaceutical, Inc. Common Stock 19459J104 1078 42193 SH SOLE 42193 0 0 Colliers International Group Inc. Common Stock 194693107 1167 16821 SH SOLE 15250 0 1571 Comtech Telecommunications Corp. Common Stock 205826209 1291 43201 SH SOLE 43201 0 0 CRA International, Inc. Common Stock 12618T105 1267 24232 SH SOLE 24232 0 0 CRISPR Common Stock H17182108 1089 23820 SH SOLE 21601 0 2219 Crocs, Inc. Common Stock 227046109 1710 105240 SH SOLE 105240 0 0 Cutera, Inc. Common Stock 232109108 1419 28242 SH SOLE 28242 0 0 Cymabay Therapeutics, Inc. Common Stock 23257D103 1186 91324 SH SOLE 91324 0 0 Cytomx Therapeutics, Inc. Common Stock 23284F105 1382 48575 SH SOLE 48575 0 0 Denny's Corporation Common Stock 24869P104 1442 93456 SH SOLE 93456 0 0 Digital Turbine, Inc. Common Stock 25400W102 785 390672 SH SOLE 390672 0 0 DMC Global Inc Common Stock 23291C103 1406 52566 SH SOLE 52566 0 0 DRIVE SHACK INC Common Stock 262077100 911 190562 SH SOLE 190562 0 0 DXP Enterprises, Inc. Common Stock 233377407 1221 31354 SH SOLE 31354 0 0 Egain Corporation Common Stock 28225C806 1340 168497 SH SOLE 168497 0 0 Enanta Pharmaceuticals, Inc. Common Stock 29251M106 925 11436 SH SOLE 11436 0 0 Enerplus Corporation Common Stock 292766102 1322 117607 SH SOLE 106749 0 10858 Enova International, Inc. Common Stock 29357K103 1174 53228 SH SOLE 53228 0 0 Enphase Energy, Inc. Common Stock 29355A107 1259 275543 SH SOLE 275543 0 0 Esperion Therapeutics, Inc. Common Stock 29664W105 1691 23376 SH SOLE 23376 0 0 Everbridge, Inc. Common Stock 29978A104 1372 37498 SH SOLE 37498 0 0 Fate Therapeutics, Inc. Common Stock 31189P102 760 77889 SH SOLE 77889 0 0 Five9, Inc. Common Stock 338307101 979 32860 SH SOLE 32860 0 0 G1 THERAPEUTICS IN Common Stock 3621LQ109 1064 28713 SH SOLE 28713 0 0 Gaia, Inc. Common Stock 36269P104 1098 70830 SH SOLE 70830 0 0 Galectin Therapeutics, Inc. Common Stock 363225202 1076 227063 SH SOLE 227063 0 0 Green Bancorp, Inc. Common Stock 39260X100 884 39714 SH SOLE 39714 0 0 Guaranty Bancorp Common Stock 40075T607 917 32354 SH SOLE 32354 0 0 Heron Therapeutics, Inc. Common Stock 427746102 1871 67801 SH SOLE 67801 0 0 Hortonworks, Inc. Common Stock 440894103 1024 50290 SH SOLE 50290 0 0 HTG Molecular Diagnostics, Inc. Common Stock 40434H104 684 188947 SH SOLE 188947 0 0 ImmunoGen, Inc. Common Stock 45253H101 1491 141737 SH SOLE 141737 0 0 Immunomedics, Inc. Common Stock 452907108 837 57287 SH SOLE 57287 0 0 Inogen, Inc. Common Stock 45780L104 730 5939 SH SOLE 5939 0 0 Instructure, Inc. Common Stock 45781U103 1522 36108 SH SOLE 36108 0 0 Intersect ENT, Inc. Common Stock 46071F103 1401 35645 SH SOLE 35645 0 0 IntriCon Corporation Common Stock 46121H109 978 48902 SH SOLE 48902 0 0 Invacare Corporation Common Stock 461203101 1177 67672 SH SOLE 67672 0 0 IOVANCE Common Stock 462260100 1091 64545 SH SOLE 64545 0 0 Irhythm Technologies, Inc. Common Stock 450056106 1789 28419 SH SOLE 28419 0 0 Kadant Inc. Common Stock 48282T104 1492 15790 SH SOLE 15790 0 0 Kinsale Capital Group, Inc. Common Stock 49714P108 1295 25236 SH SOLE 25236 0 0 KMG Chemicals, Inc. Common Stock 482564101 1162 19390 SH SOLE 19390 0 0 Kura Operations, Inc. Common Stock 50127T109 992 52885 SH SOLE 52885 0 0 LivaNova PLC Common Stock G5509L101 1106 12501 SH SOLE 11349 0 1152 MADRIGAL PHARMACEU Common Stock 558868105 946 8100 SH SOLE 8100 0 0 Malibu Boats, Inc. Common Stock 56117J100 891 26818 SH SOLE 26818 0 0 Mammoth Energy Partners LLC Common Stock 56155L108 1384 43164 SH SOLE 43164 0 0 MAZOR Robotics Ltd. Common Stock 57886P103 3963 64582 SH SOLE 64582 0 0 McGrath RentCorp Common Stock 580589109 1292 24073 SH SOLE 24073 0 0 Medifast, Inc. Common Stock 58470H101 1525 16316 SH SOLE 16316 0 0 Meta Financial Group, Inc. Common Stock 59100U108 1155 10573 SH SOLE 10573 0 0 MGP Ingredients, Inc. Common Stock 55303J106 1161 12956 SH SOLE 12956 0 0 Mirati Therapeutics, Inc. Common Stock 60468T105 1115 36335 SH SOLE 36335 0 0 Model N, Inc. Common Stock 607525102 1251 69301 SH SOLE 69301 0 0 Modine Manufacturing Company Common Stock 607828100 1048 49546 SH SOLE 49546 0 0 Monarch Casino & Resort, Inc. Common Stock 609027107 1077 25477 SH SOLE 25477 0 0 Myokardia, Inc. Common Stock 62857M105 1135 23255 SH SOLE 23255 0 0 Nomad Holdings Limited Common Stock G6564A105 988 62783 SH SOLE 56659 0 6124 NOVANTA INC Common Stock 67000B104 697 13370 SH SOLE 13370 0 0 Novavax, Inc. Common Stock 670002104 1021 486292 SH SOLE 486292 0 0 Perficient, Inc. Common Stock 71375U101 1112 48511 SH SOLE 48511 0 0 PGT Innovations, Inc. Common Stock 69336V101 1535 82329 SH SOLE 82329 0 0 Pieris Pharmaceuticals, Inc. Common Stock 720795103 857 125635 SH SOLE 125635 0 0 Preferred Bank Common Stock 740367404 1491 23232 SH SOLE 23232 0 0 PROS Holdings, Inc. Common Stock 74346Y103 1524 46157 SH SOLE 46157 0 0 QuinStreet, Inc. Common Stock 74874Q100 1547 121119 SH SOLE 121119 0 0 Quorum Health Corporation Common Stock 74909E106 956 116834 SH SOLE 116834 0 0 R1 RCM Inc. Common Stock 749397105 1443 202067 SH SOLE 202067 0 0 RadNet, Inc. Common Stock 750491102 1445 100362 SH SOLE 100362 0 0 Rapid7, Inc. Common Stock 753422104 1300 50852 SH SOLE 50852 0 0 Red Lion Hotels Corporation Common Stock 756764106 960 98433 SH SOLE 98433 0 0 Regional Management Corp. Common Stock 75902K106 994 31225 SH SOLE 31225 0 0 Revance Therapeutics, Inc. Common Stock 761330109 1383 44898 SH SOLE 44898 0 0 Rosetta Stone Inc. Common Stock 777780107 1090 82885 SH SOLE 82885 0 0 Rudolph Technologies, Inc. Common Stock 781270103 1435 51806 SH SOLE 51806 0 0 Sangamo Therapeutics, Inc. Common Stock 800677106 1670 87878 SH SOLE 87878 0 0 SendGrid, Inc. Common Stock 816883102 1020 36251 SH SOLE 36251 0 0 SMART GLOBAL HLDGS Common Stock G8232Y101 1211 24290 SH SOLE 24290 0 0 SodaStream International Ltd. Common Stock M9068E105 6097 66396 SH SOLE 64858 0 1538 SolarEdge Technologies, Inc. Common Stock 83417M104 938 17829 SH SOLE 17829 0 0 Spartan Motors, Inc. Common Stock 846819100 962 55950 SH SOLE 55950 0 0 Stoneridge, Inc. Common Stock 86183P102 1528 55366 SH SOLE 55366 0 0 SunRun Inc. Common Stock 86771W105 1300 145610 SH SOLE 145610 0 0 Surmodics, Inc. Common Stock 868873100 1378 36219 SH SOLE 36219 0 0 Systemax Inc. Common Stock 871851101 769 26936 SH SOLE 26936 0 0 Tabula Rasa Healthcare, Inc. Common Stock 873379101 1592 41039 SH SOLE 41039 0 0 Talend Common Stock 874224207 1201 24957 SH SOLE 22650 0 2307 TechTarget, Inc. Common Stock 87874R100 1325 66646 SH SOLE 66646 0 0 TheStreet, Inc. Common Stock 88368Q103 21 11683 SH SOLE 11683 0 0 Titan Machinery Inc. Common Stock 88830R101 1366 57995 SH SOLE 57995 0 0 Triumph Consolidated Cos., LLC Common Stock 89679E300 1418 34425 SH SOLE 34425 0 0 Trupanion, Inc. Common Stock 898202106 1090 36470 SH SOLE 36470 0 0 Upland Software, Inc. Common Stock 91544A109 1184 41113 SH SOLE 41113 0 0 USA Technologies, Inc. Common Stock 90328S500 1350 150020 SH SOLE 150020 0 0 USA Truck, Inc. Common Stock 902925106 1186 46534 SH SOLE 46534 0 0 VanEck Vectors ETF Trust Funds - Equities ETF 92189F767 25124 439155 SH SOLE 434268 0 4887 Varonis Systems, Inc. Common Stock 922280102 1793 29632 SH SOLE 29632 0 0 Vericel Corporation Common Stock 92346J108 984 98926 SH SOLE 98926 0 0 Viking Therapeutics, Inc. Common Stock 92686J106 929 212545 SH SOLE 212545 0 0 Vishay Precision Group, Inc. Common Stock 92835K103 1229 39463 SH SOLE 39463 0 0 Voyager Therapeutics, Inc. Common Stock 92915B106 677 36037 SH SOLE 36037 0 0 VSS-Cambium Holdings III, LLC Common Stock 13201A107 357 31852 SH SOLE 31852 0 0 Xcerra Corporation Common Stock 98400J108 1302 111726 SH SOLE 111726 0 0 Zogenix, Inc. Common Stock 98978L204 1175 29350 SH SOLE 29350 0 0