0001415889-24-007240.txt : 20240307
0001415889-24-007240.hdr.sgml : 20240307
20240307211412
ACCESSION NUMBER: 0001415889-24-007240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240305
FILED AS OF DATE: 20240307
DATE AS OF CHANGE: 20240307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Unterseher Loren A
CENTRAL INDEX KEY: 0001741560
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 24732137
MAIL ADDRESS:
STREET 1: 8799 BROOKLYN BLVD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55445
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oxbow Industries, LLC
CENTRAL INDEX KEY: 0001857514
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 24732135
BUSINESS ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: 4450 EXCELSIOR BOULEVARD
STREET 2: SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CMI Oxbow Partners, LLC
CENTRAL INDEX KEY: 0001857392
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40345
FILM NUMBER: 24732136
BUSINESS ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
BUSINESS PHONE: 612-850-9481
MAIL ADDRESS:
STREET 1: C/O OXBOW INDUSTRIES, LLC
STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SkyWater Technology, Inc
CENTRAL INDEX KEY: 0001819974
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 371839853
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
BUSINESS PHONE: 952-851-5200
MAIL ADDRESS:
STREET 1: 2401 EAST 86TH STREET
CITY: BLOOMINGTON
STATE: MN
ZIP: 55425
FORMER COMPANY:
FORMER CONFORMED NAME: CMI Acquisition, LLC
DATE OF NAME CHANGE: 20200803
4
1
form4-03082024_020305.xml
X0508
4
2024-03-05
0001819974
SkyWater Technology, Inc
SKYT
0001741560
Unterseher Loren A
4450 EXCELSIOR BLVD
SUITE 440
MINNEAPOLIS
MN
55416
true
false
true
false
0001857392
CMI Oxbow Partners, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0001857514
Oxbow Industries, LLC
4450 EXCELSIOR BOULEVARD
SUITE 440
MINNEAPOLIS
MN
55416
1
0
1
0
0
Common Stock
2024-03-05
4
S
0
10520
11.5038
D
13441773
D
Common Stock
2024-03-06
4
S
0
50771
11.565
D
13391002
D
Common Stock
2024-03-07
4
S
0
360181
12.1295
D
13030821
D
Common Stock
2024-03-07
4
S
0
8528
12.5047
D
13022293
D
Common Stock
32150
D
Common Stock
3
D
Common Stock
3710610
I
By 2023 grantor retained annuity trust
Common Stock
184891
I
By trust for benefit of son
Common Stock
184891
I
By trust for benefit of son
Common Stock
184890
I
By trust for benefit of daughter
Common Stock
184890
I
By trust for benefit of daughter
Common Stock
50904
I
By spouse
Common Stock
229451
I
By revocable trust
Common Stock
363670
I
By family irrevocable trust
Reflects the weighted average price of 10,520 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average price of 50,771 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2024 with sale prices ranging from $11.50 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Reflects the weighted average price of 360,181 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 7, 2024 with sale prices ranging from $11.50 to $12.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Reflects the weighted average price of 8,528 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $12.50 to $12.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price
Shares owned directly by Mr. Unterseher.
Oxbow directly holds the shares reported in Column 5.
/s/ Loren A. Unterseher
2024-03-07