0001415889-24-007240.txt : 20240307 0001415889-24-007240.hdr.sgml : 20240307 20240307211412 ACCESSION NUMBER: 0001415889-24-007240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240305 FILED AS OF DATE: 20240307 DATE AS OF CHANGE: 20240307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unterseher Loren A CENTRAL INDEX KEY: 0001741560 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 24732137 MAIL ADDRESS: STREET 1: 8799 BROOKLYN BLVD CITY: MINNEAPOLIS STATE: MN ZIP: 55445 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oxbow Industries, LLC CENTRAL INDEX KEY: 0001857514 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 24732135 BUSINESS ADDRESS: STREET 1: 4450 EXCELSIOR BOULEVARD STREET 2: SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-850-9481 MAIL ADDRESS: STREET 1: 4450 EXCELSIOR BOULEVARD STREET 2: SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CMI Oxbow Partners, LLC CENTRAL INDEX KEY: 0001857392 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40345 FILM NUMBER: 24732136 BUSINESS ADDRESS: STREET 1: C/O OXBOW INDUSTRIES, LLC STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 612-850-9481 MAIL ADDRESS: STREET 1: C/O OXBOW INDUSTRIES, LLC STREET 2: 4450 EXCELSIOR BOULEVARD, SUITE 440 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SkyWater Technology, Inc CENTRAL INDEX KEY: 0001819974 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 371839853 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 BUSINESS PHONE: 952-851-5200 MAIL ADDRESS: STREET 1: 2401 EAST 86TH STREET CITY: BLOOMINGTON STATE: MN ZIP: 55425 FORMER COMPANY: FORMER CONFORMED NAME: CMI Acquisition, LLC DATE OF NAME CHANGE: 20200803 4 1 form4-03082024_020305.xml X0508 4 2024-03-05 0001819974 SkyWater Technology, Inc SKYT 0001741560 Unterseher Loren A 4450 EXCELSIOR BLVD SUITE 440 MINNEAPOLIS MN 55416 true false true false 0001857392 CMI Oxbow Partners, LLC 4450 EXCELSIOR BOULEVARD SUITE 440 MINNEAPOLIS MN 55416 1 0 1 0 0001857514 Oxbow Industries, LLC 4450 EXCELSIOR BOULEVARD SUITE 440 MINNEAPOLIS MN 55416 1 0 1 0 0 Common Stock 2024-03-05 4 S 0 10520 11.5038 D 13441773 D Common Stock 2024-03-06 4 S 0 50771 11.565 D 13391002 D Common Stock 2024-03-07 4 S 0 360181 12.1295 D 13030821 D Common Stock 2024-03-07 4 S 0 8528 12.5047 D 13022293 D Common Stock 32150 D Common Stock 3 D Common Stock 3710610 I By 2023 grantor retained annuity trust Common Stock 184891 I By trust for benefit of son Common Stock 184891 I By trust for benefit of son Common Stock 184890 I By trust for benefit of daughter Common Stock 184890 I By trust for benefit of daughter Common Stock 50904 I By spouse Common Stock 229451 I By revocable trust Common Stock 363670 I By family irrevocable trust Reflects the weighted average price of 10,520 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $11.50 to $11.52 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Reflects the weighted average price of 50,771 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 6, 2024 with sale prices ranging from $11.50 to $11.75 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Reflects the weighted average price of 360,181 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 7, 2024 with sale prices ranging from $11.50 to $12.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Reflects the weighted average price of 8,528 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on March 5, 2024 with sale prices ranging from $12.50 to $12.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price Shares owned directly by Mr. Unterseher. Oxbow directly holds the shares reported in Column 5. /s/ Loren A. Unterseher 2024-03-07