Chief Compliance Officer

0001085146-23-001800.txt : 20230421 0001085146-23-001800.hdr.sgml : 20230421 20230420213423 ACCESSION NUMBER: 0001085146-23-001800 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230421 DATE AS OF CHANGE: 20230420 EFFECTIVENESS DATE: 20230421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Quad-Cities Investment Group, LLC CENTRAL INDEX KEY: 0001741426 IRS NUMBER: 272935760 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18795 FILM NUMBER: 23834358 BUSINESS ADDRESS: STREET 1: 5177 UTICA RIDGE ROAD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 563-484-5000 MAIL ADDRESS: STREET 1: 5177 UTICA RIDGE ROAD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001741426 XXXXXXXX 03-31-2023 03-31-2023 false Quad-Cities Investment Group, LLC

5177 UTICA RIDGE ROAD DAVENPORT IA 52807

13F HOLDINGS REPORT 028-18795 N Christine McElvania Chief Compliance Officer 563-484-5000 /s/Christine McElvania Davenport IA 04-20-2023 0 168 144446450 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 BBG001S5T7X2 260865 2482 SH SOLE 0 0 2482 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 543805 3412 SH SOLE 0 0 3412 ABRDN GLOBAL PREMIER PPTYS F COM SH BEN INT 00302L108 BBG001SSZNJ6 150919 36631 SH SOLE 0 0 36631 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 BBG001SCXK90 302957 1060 SH SOLE 0 0 1060 ADAMS DIVERSIFIED EQUITY FD COM 006212104 BBG001S5NDV7 331284 21304 SH SOLE 0 0 21304 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 BBG001S6LJ53 906470 93258 SH SOLE 0 0 93258 ALLIANT ENERGY CORP COM 018802108 BBG001S8ZQ30 312624 5854 SH SOLE 0 0 5854 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 443964 4280 SH SOLE 0 0 4280 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 528112 5078 SH SOLE 0 0 5078 AMAZON COM INC COM 023135106 BBG001S5PQL7 2559526 24780 SH SOLE 0 0 24780 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 441985 2163 SH SOLE 0 0 2163 APPLE INC COM 037833100 BBG001S5N8V8 12897355 78213 SH SOLE 0 0 78213 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 592964 32447 SH SOLE 0 0 32447 AXON ENTERPRISE INC COM 05464C101 BBG001SB2HG5 415973 1850 SH SOLE 0 0 1850 BLACKROCK ENHANCED EQUITY DI COM 09251A104 BBG001SK5462 103204 12014 SH SOLE 0 0 12014 BLACKSTONE INC COM 09260D107 BBG001S7H949 558961 6363 SH SOLE 0 0 6363 BOEING CO COM 097023105 BBG001S5P0V3 354758 1670 SH SOLE 0 0 1670 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 261575 3774 SH SOLE 0 0 3774 BROADCOM INC COM 11135F101 BBG00KHY5SY8 484158 755 SH SOLE 0 0 755 CALAMOS STRATEGIC TOTAL RETU COM SH BEN INT 128125101 BBG001SC0HR3 522175 37298 SH SOLE 0 0 37298 CANADIAN PAC RY LTD COM 13645T100 BBG001S7F4Z8 935487 12159 SH SOLE 0 0 12159 CATERPILLAR INC COM 149123101 BBG001S5PJ06 919385 4018 SH SOLE 0 0 4018 CENTRAL SECS CORP COM 155123102 BBG001S5PP20 265223 7625 SH SOLE 0 0 7625 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 224671 1377 SH SOLE 0 0 1377 CINTAS CORP COM 172908105 BBG001S7CRG1 395519 855 SH SOLE 0 0 855 CLEVELAND-CLIFFS INC NEW COM 185899101 BBG001S5PW43 446336 24350 SH SOLE 0 0 24350 COHEN & STEERS INFRASTRUCTUR COM 19248A109 BBG001SJYNK5 604828 24788 SH SOLE 0 0 24788 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 2428916 203768 SH SOLE 0 0 203768 CUMMINS INC COM 231021106 BBG001S5Q9M3 233719 978 SH SOLE 0 0 978 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 256431 3451 SH SOLE 0 0 3451 DEERE & CO COM 244199105 BBG001S5QFF7 2769972 6709 SH SOLE 0 0 6709 DEVON ENERGY CORP NEW COM 25179M103 BBG001S63VG4 201207 3976 SH SOLE 0 0 3976 DIAGEO PLC SPON ADR NEW 25243Q205 BBG001S7V596 425758 2350 SH SOLE 0 0 2350 DIAMONDBACK ENERGY INC COM 25278X109 BBG002PHSZN7 432544 3200 SH SOLE 0 0 3200 DIMENSIONAL ETF TRUST EMERGING MKTS CO 25434V732 BBG017159MD8 462435 19603 SH SOLE 0 0 19603 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 1175908 51082 SH SOLE 0 0 51082 DIMENSIONAL ETF TRUST INTL CORE EQT MK 25434V203 BBG00Y2PGDN6 3247232 120491 SH SOLE 0 0 120491 DIMENSIONAL ETF TRUST INTL CORE EQUITY 25434V799 BBG01631TNW2 571808 23761 SH SOLE 0 0 23761 DIMENSIONAL ETF TRUST US CORE EQT MKT 25434V104 BBG00Y2JG0C0 1228874 42714 SH SOLE 0 0 42714 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 772059 30301 SH SOLE 0 0 30301 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 BBG011DXXVM0 245855 4665 SH SOLE 0 0 4665 DIMENSIONAL ETF TRUST WORLD EX US CORE 25434V880 BBG012G2PD33 1323216 57381 SH SOLE 0 0 57381 DOW INC COM 260557103 BBG00BN96931 203189 3706 SH SOLE 0 0 3706 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 418093 4334 SH SOLE 0 0 4334 EATON VANCE LTD DURATION INC COM 27828H105 BBG001S9B8R8 356021 36144 SH SOLE 0 0 36144 EATON VANCE TAX-MANAGED GLOB COM 27829F108 BBG001SPXHX1 86016 11014 SH SOLE 0 0 11014 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 757795 29258 SH SOLE 0 0 29258 EXELON CORP COM 30161N101 BBG001SBJMT2 257475 6146 SH SOLE 0 0 6146 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 633024 5773 SH SOLE 0 0 5773 FERRARI N V COM N3167Y103 BBG009PH3Q95 276468 1020 SH SOLE 0 0 1020 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 354304 7702 SH SOLE 0 0 7702 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 BBG009LMBNV1 171518 13463 SH SOLE 0 0 13463 FIRST TR EXCH TRADED FD III MANAGD MUN ETF 33739N108 BBG006H1W526 300628 5902 SH SOLE 0 0 5902 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 BBG0043NRZR1 6664019 417545 SH SOLE 0 0 417545 FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 BBG002NCPYS1 1556797 41838 SH SOLE 0 0 41838 FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 33739H101 BBG005GHHC44 3585032 152620 SH SOLE 0 0 152620 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 BBG001S7RKF1 364897 6569 SH SOLE 0 0 6569 FIRST TR EXCHANGE TRADED FD INDXX NAT RE ETF 33734X838 BBG001T71BV0 661992 49924 SH SOLE 0 0 49924 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 BBG001ST68N4 899902 13777 SH SOLE 0 0 13777 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 BBG001SQ1882 2177225 29850 SH SOLE 0 0 29850 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 BBG001SN9872 688316 4656 SH SOLE 0 0 4656 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 BBG005YW3DQ0 983824 21824 SH SOLE 0 0 21824 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 BBG006XT8631 2020092 33945 SH SOLE 0 0 33945 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 BBG00465XS41 1580293 39746 SH SOLE 0 0 39746 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 BBG0034YTRP6 801628 30102 SH SOLE 0 0 30102 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 BBG001SQ1891 1176199 7587 SH SOLE 0 0 7587 FIRST TR EXCHANGE-TRADED FD RBA INDL ETF 33738R704 BBG0063G4FX3 246005 5123 SH SOLE 0 0 5123 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 BBG005SW6WS0 931126 20752 SH SOLE 0 0 20752 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 BBG004HQLXB7 3305016 73055 SH SOLE 0 0 73055 FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 33741X102 BBG00J3TCS97 243964 9154 SH SOLE 0 0 9154 FIRST TR EXCHNG TRADED FD VI CBOE VEST BUFERD 33740U760 BBG0133TT4G8 292583 15391 SH SOLE 0 0 15391 FIRST TR EXCHNG TRADED FD VI CBOE VEST FD DEP 33740U703 BBG00YXMQXB7 249021 12189 SH SOLE 0 0 12189 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQ 33740F730 BBG00TSG2748 229052 7013 SH SOLE 0 0 7013 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 BBG00FZ4KG74 202069 4484 SH SOLE 0 0 4484 FIRST TR EXCHNG TRADED FD VI TCW UNCONSTRAI 33740F888 BBG00L2NXWJ3 426724 17626 SH SOLE 0 0 17626 FIRST TR MORNINGSTAR DIVID L SHS 336917109 BBG001SP68G0 2321436 65393 SH SOLE 0 0 65393 FIRST TR MULTI CP VAL ALPHA SHS ISSUED FRST 33733C108 BBG001ST6934 497676 7142 SH SOLE 0 0 7142 FIRST TR SPECIALTY FIN & FIN COM BEN INTR 33733G109 BBG001SRJR07 91130 29022 SH SOLE 0 0 29022 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 789227 18662 SH SOLE 0 0 18662 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 398460 31624 SH SOLE 0 0 31624 FREEPORT-MCMORAN INC CL B 35671D857 BBG001S5R3F3 366772 8965 SH SOLE 0 0 8965 GABELLI DIVID & INCOME TR COM 36242H104 BBG001SDC273 245696 11818 SH SOLE 0 0 11818 GABELLI EQUITY TR INC COM 362397101 BBG001S5RFR3 148308 25838 SH SOLE 0 0 25838 GOLDMAN SACHS ETF TR EQUAL WEIGHT US 381430438 BBG00H2DR5N5 301692 5014 SH SOLE 0 0 5014 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 BBG001STTSL7 372832 23057 SH SOLE 0 0 23057 HARTFORD FDS EXCHANGE TRADED SHRT DURTN ETF 41653L602 BBG00L15X9R5 411113 10769 SH SOLE 0 0 10769 HOME DEPOT INC COM 437076102 BBG001S5RTW7 551476 1869 SH SOLE 0 0 1869 HONEYWELL INTL INC COM 438516106 BBG001S5X1N1 218497 1143 SH SOLE 0 0 1143 INVESCO EXCH TRADED FD TR II FTSE RAFI SML 46138E735 BBG001SSH3K8 422680 13630 SH SOLE 0 0 13630 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 HY 46138J858 BBG00KJR0Z89 460295 19541 SH SOLE 0 0 19541 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 HY 46138J833 BBG00KJR2H78 428107 19066 SH SOLE 0 0 19066 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 46138J817 BBG00KXH4WB4 398371 17721 SH SOLE 0 0 17721 INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 26 46138J635 BBG00LNJYDS0 290033 12685 SH SOLE 0 0 12685 INVESCO EXCHANGE TRADED FD T RYMND JMS SB 1 46137V522 BBG00KXH4N60 201913 3645 SH SOLE 0 0 3645 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 2507194 17336 SH SOLE 0 0 17336 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 2307479 7190 SH SOLE 0 0 7190 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 299656 6142 SH SOLE 0 0 6142 ISHARES TR 0-5 YR TIPS ETF 46429B747 BBG001TG5H89 2084884 21011 SH SOLE 0 0 21011 ISHARES TR CONV BD ETF 46435G102 BBG009BKDMM6 528783 7282 SH SOLE 0 0 7282 ISHARES TR CORE 1 5 YR USD 46432F859 BBG003HC6JD6 705293 14957 SH SOLE 0 0 14957 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 3990093 79818 SH SOLE 0 0 79818 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 742454 11106 SH SOLE 0 0 11106 ISHARES TR CORE MSCI TOTAL 46432F834 BBG003H6TMV7 291993 4713 SH SOLE 0 0 4713 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 2575427 10295 SH SOLE 0 0 10295 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 2349336 24295 SH SOLE 0 0 24295 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 1939818 21423 SH SOLE 0 0 21423 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 3447827 8387 SH SOLE 0 0 8387 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 1055035 22861 SH SOLE 0 0 22861 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 453957 4556 SH SOLE 0 0 4556 ISHARES TR CRE U S REIT ETF 464288521 BBG001ST7G55 361938 7181 SH SOLE 0 0 7181 ISHARES TR EAFE SML CP ETF 464288273 BBG001SYVWS7 213700 3591 SH SOLE 0 0 3591 ISHARES TR FALN ANGLS USD 46435G474 BBG00D332C84 221234 8755 SH SOLE 0 0 8755 ISHARES TR FLTG RATE NT ETF 46429B655 BBG001V1QYX1 270162 5361 SH SOLE 0 0 5361 ISHARES TR IBONDS 23 TRM HG 46435U150 BBG00P3CWH01 345535 14635 SH SOLE 0 0 14635 ISHARES TR JPMORGAN USD EMG 464288281 BBG001SQS9Y2 453290 5254 SH SOLE 0 0 5254 J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF 46641Q670 BBG00N6W8XF5 469919 9916 SH SOLE 0 0 9916 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 BBG00TSG0SK6 204157 3739 SH SOLE 0 0 3739 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 BBG00F7XD8R5 627447 13140 SH SOLE 0 0 13140 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 BBG00B2MF4T8 356993 7456 SH SOLE 0 0 7456 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 443455 2861 SH SOLE 0 0 2861 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 633094 36156 SH SOLE 0 0 36156 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 BBG001S5X3D8 224502 36210 SH SOLE 0 0 36210 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 471470 997 SH SOLE 0 0 997 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 BBG001S731Q7 287353 5296 SH SOLE 0 0 5296 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 BBG009HYWYH9 2993441 123086 SH SOLE 0 0 123086 MERCK & CO INC COM 58933Y105 BBG001S5TC52 287633 2704 SH SOLE 0 0 2704 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 317274 1497 SH SOLE 0 0 1497 MICROSOFT CORP COM 594918104 BBG001S5TD05 3508536 12170 SH SOLE 0 0 12170 MORGAN STANLEY EMKT DBT FD I COM 61744H105 BBG001S6S574 282744 43904 SH SOLE 0 0 43904 NEWPARK RES INC COM PAR $.01NEW 651718504 BBG001S6CQY5 61600 16000 SH SOLE 0 0 16000 NOVARTIS AG SPONSORED ADR 66987V109 BBG001SF5LW6 289432 3146 SH SOLE 0 0 3146 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 BBG001SLL7N6 159084 31132 SH SOLE 0 0 31132 NUVEEN QUALITY MUNCP INCOME COM 67066V101 BBG001SCTFM1 212346 18417 SH SOLE 0 0 18417 ONEOK INC NEW COM 682680103 BBG001S5TWK1 242396 3815 SH SOLE 0 0 3815 PEPSICO INC COM 713448108 BBG001S695T1 1265589 6942 SH SOLE 0 0 6942 PFIZER INC COM 717081103 BBG001S5V466 974537 23886 SH SOLE 0 0 23886 PIONEER NAT RES CO COM 723787107 BBG001S7V1J4 424480 2078 SH SOLE 0 0 2078 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 540573 3636 SH SOLE 0 0 3636 PROSHARES TR S&P MDCP 400 DIV 74347B680 BBG0081VJCK3 1580817 22344 SH SOLE 0 0 22344 PUTNAM MANAGED MUN INCOME TR COM 746823103 BBG001S662R3 77000 12561 SH SOLE 0 0 12561 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 BBG001S5VCG7 1737907 488176 SH SOLE 0 0 488176 RAYMOND JAMES FINL INC COM 754730109 BBG001S5VQ03 294096 3153 SH SOLE 0 0 3153 REALTY INCOME CORP COM 756109104 BBG001S884K0 596635 9423 SH SOLE 0 0 9423 RLJ LODGING TR CUM CONV PFD A 74965L200 290329 11585 SH SOLE 0 0 11585 SIRIUS XM HOLDINGS INC COM 82968B103 BBG001S70ZY6 91310 23000 SH SOLE 0 0 23000 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 231115 565 SH SOLE 0 0 565 SPDR SER TR BBG CONV SEC ETF 78464A359 BBG001T2PMD1 236068 3520 SH SOLE 0 0 3520 SPDR SER TR PORTFLI TIPS ETF 78464A656 BBG001STKCZ6 882735 33098 SH SOLE 0 0 33098 STRYKER CORPORATION COM 863667101 BBG001S8FR03 285470 1000 SH SOLE 0 0 1000 SUNOCO LP/SUNOCO FIN CORP COM UT REP LP 86765K109 BBG00358K8T9 789189 17981 SH SOLE 0 0 17981 TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 BBG001S6TBF1 141210 10137 SH SOLE 0 0 10137 TESLA INC COM 88160R101 BBG001SQKGD7 996223 4802 SH SOLE 0 0 4802 TRITON INTL LTD CL A G9078F107 BBG00BS054X4 673886 10659 SH SOLE 0 0 10659 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 382429 12064 SH SOLE 0 0 12064 UNITED PARCEL SERVICE INC CL B 911312106 BBG001SDGSH1 271706 1401 SH SOLE 0 0 1401 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 773178 21447 SH SOLE 0 0 21447 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 692770 4963 SH SOLE 0 0 4963 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 370211 1484 SH SOLE 0 0 1484 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 BBG001SRN7W1 376713 2810 SH SOLE 0 0 2810 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 239728 2887 SH SOLE 0 0 2887 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 418212 10754 SH SOLE 0 0 10754 VISA INC COM CL A 92826C839 BBG001SRCFY3 487855 2164 SH SOLE 0 0 2164 WALGREENS BOOTS ALLIANCE INC COM 931427108 BBG001S5XBY7 450741 13035 SH SOLE 0 0 13035 WALMART INC COM 931142103 BBG001S5XH92 1580867 10721 SH SOLE 0 0 10721 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 1548151 41417 SH SOLE 0 0 41417 WESTERN ASSET MTG DEFINED OP COM 95790B109 BBG001T0VQ03 140210 13417 SH SOLE 0 0 13417 WESTERN ASSET MUN HIGH INCOM COM 95766N103 BBG001S645R8 349295 52368 SH SOLE 0 0 52368 ZOETIS INC CL A 98978V103 BBG0039320P7 480213 2885 SH SOLE 0 0 2885