0001085146-22-001758.txt : 20220506
0001085146-22-001758.hdr.sgml : 20220506
20220505191741
ACCESSION NUMBER: 0001085146-22-001758
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220331
FILED AS OF DATE: 20220506
DATE AS OF CHANGE: 20220505
EFFECTIVENESS DATE: 20220506
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Quad-Cities Investment Group, LLC
CENTRAL INDEX KEY: 0001741426
IRS NUMBER: 272935760
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-18795
FILM NUMBER: 22898309
BUSINESS ADDRESS:
STREET 1: 5177 UTICA RIDGE ROAD
CITY: DAVENPORT
STATE: IA
ZIP: 52807
BUSINESS PHONE: 563-484-5000
MAIL ADDRESS:
STREET 1: 5177 UTICA RIDGE ROAD
CITY: DAVENPORT
STATE: IA
ZIP: 52807
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001741426
XXXXXXXX
03-31-2022
03-31-2022
false
Quad-Cities Investment Group, LLC
5177 UTICA RIDGE ROAD
DAVENPORT
IA
52807
13F HOLDINGS REPORT
028-18795
N
Alex Butters
Regulatory Consultant
310-275-7300
/s/ Alex Butters
Beverly Hills
CA
05-05-2022
0
181
156391
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
3M CO
COM
88579Y101
374
2512
SH
SOLE
0
0
2512
ABBVIE INC
COM
00287Y109
603
3718
SH
SOLE
0
0
3718
ABERDEEN GLOBAL PREMIER PPTY
COM SH BEN INT
00302L108
771
119725
SH
SOLE
0
0
119725
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
361
1070
SH
SOLE
0
0
1070
ADAMS DIVERSIFIED EQUITY FD
COM
006212104
404
21934
SH
SOLE
0
0
21934
ADVENT CONV & INCOME FD
COM
00764C109
819
52317
SH
SOLE
0
0
52317
ALLIANCEBERNSTEIN GLOBAL HIG
COM
01879R106
1182
105730
SH
SOLE
0
0
105730
ALLIANT ENERGY CORP
COM
018802108
424
6785
SH
SOLE
0
0
6785
ALPHABET INC
CAP STK CL A
02079K305
434
156
SH
SOLE
0
0
156
ALPHABET INC
CAP STK CL C
02079K107
863
309
SH
SOLE
0
0
309
AMAZON COM INC
COM
023135106
3726
1143
SH
SOLE
0
0
1143
AMERICAN TOWER CORP NEW
COM
03027X100
416
1656
SH
SOLE
0
0
1656
APPLE INC
COM
037833100
15120
86593
SH
SOLE
0
0
86593
ARES CAPITAL CORP
COM
04010L103
626
29885
SH
SOLE
0
0
29885
BECTON DICKINSON & CO
COM
075887109
212
796
SH
SOLE
0
0
796
BLACKSTONE INC
COM
09260D107
716
5644
SH
SOLE
0
0
5644
BOEING CO
COM
097023105
346
1807
SH
SOLE
0
0
1807
BRISTOL-MYERS SQUIBB CO
COM
110122108
298
4077
SH
SOLE
0
0
4077
BROADCOM INC
COM
11135F101
208
330
SH
SOLE
0
0
330
CALAMOS DYNAMIC CONV & INCOM
COM
12811V105
1617
63056
SH
SOLE
0
0
63056
CALAMOS STRATEGIC TOTAL RETU
COM SH BEN INT
128125101
605
34512
SH
SOLE
0
0
34512
CANADIAN PAC RY LTD
COM
13645T100
1017
12320
SH
SOLE
0
0
12320
CATERPILLAR INC
COM
149123101
1017
4562
SH
SOLE
0
0
4562
CBRE GBL REAL ESTATE INC FD
COM
12504G100
183
20275
SH
SOLE
0
0
20275
CENTRAL SECS CORP
COM
155123102
579
13994
SH
SOLE
0
0
13994
CHEVRON CORP NEW
COM
166764100
268
1647
SH
SOLE
0
0
1647
CINTAS CORP
COM
172908105
498
1171
SH
SOLE
0
0
1171
CLEVELAND-CLIFFS INC NEW
COM
185899101
389
12080
SH
SOLE
0
0
12080
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
699
24141
SH
SOLE
0
0
24141
COHEN & STEERS QUALITY INCOM
COM
19247L106
2207
131914
SH
SOLE
0
0
131914
CVS HEALTH CORP
COM
126650100
419
4139
SH
SOLE
0
0
4139
DEERE & CO
COM
244199105
3087
7431
SH
SOLE
0
0
7431
DIAGEO PLC
SPON ADR NEW
25243Q205
341
1678
SH
SOLE
0
0
1678
DIAMONDBACK ENERGY INC
COM
25278X109
435
3170
SH
SOLE
0
0
3170
DIMENSIONAL ETF TRUST
EMGR CRE EQT MNG
25434V302
557
21225
SH
SOLE
0
0
21225
DIMENSIONAL ETF TRUST
INTL CORE EQT MK
25434V203
655
23271
SH
SOLE
0
0
23271
DISNEY WALT CO
COM
254687106
343
2499
SH
SOLE
0
0
2499
DOW INC
COM
260557103
237
3721
SH
SOLE
0
0
3721
DTF TAX-FREE INCOME 2028 TER
COM
23334J107
133
10224
SH
SOLE
0
0
10224
DUKE ENERGY CORP NEW
COM NEW
26441C204
468
4193
SH
SOLE
0
0
4193
EATON VANCE LTD DURATION INC
COM
27828H105
446
38124
SH
SOLE
0
0
38124
EATON VANCE TAX-MANAGED GLOB
COM
27829F108
118
12147
SH
SOLE
0
0
12147
EATON VANCE TAX-MANAGED GLOB
COM
27829C105
179
17553
SH
SOLE
0
0
17553
ENTERPRISE PRODS PARTNERS L
COM
293792107
705
27331
SH
SOLE
0
0
27331
EVERI HLDGS INC
COM
30034T103
345
16437
SH
SOLE
0
0
16437
EXXON MOBIL CORP
COM
30231G102
472
5720
SH
SOLE
0
0
5720
FERRARI N V
COM
N3167Y103
221
1015
SH
SOLE
0
0
1015
FIRST TR DYNAMIC EUROPE EQUI
COM SHS
33740D107
167
13238
SH
SOLE
0
0
13238
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
704
13269
SH
SOLE
0
0
13269
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
7471
392805
SH
SOLE
0
0
392805
FIRST TR EXCH TRADED FD III
RIVRFRNT DYN DEV
33739P608
631
9652
SH
SOLE
0
0
9652
FIRST TR EXCH TRD ALPHDX FD
EM SML CP ALPH
33737J307
376
9246
SH
SOLE
0
0
9246
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
3514
123616
SH
SOLE
0
0
123616
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
232
2559
SH
SOLE
0
0
2559
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
346
7543
SH
SOLE
0
0
7543
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
739
13080
SH
SOLE
0
0
13080
FIRST TR EXCHANGE TRADED FD
MATERIALS ALPH
33734X168
1220
17032
SH
SOLE
0
0
17032
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
483
4159
SH
SOLE
0
0
4159
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
2264
28950
SH
SOLE
0
0
28950
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
1891
10066
SH
SOLE
0
0
10066
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
1040
21817
SH
SOLE
0
0
21817
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
2369
39792
SH
SOLE
0
0
39792
FIRST TR EXCHANGE-TRADED FD
FIRST TR TA HIYL
33738D408
1383
30216
SH
SOLE
0
0
30216
FIRST TR EXCHANGE-TRADED FD
NO AMER ENERGY
33738D101
839
30305
SH
SOLE
0
0
30305
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
1231
8252
SH
SOLE
0
0
8252
FIRST TR EXCHANGE-TRADED FD
RBA INDL ETF
33738R704
201
4753
SH
SOLE
0
0
4753
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
826
16851
SH
SOLE
0
0
16851
FIRST TR EXCHANGE-TRADED FD
SENIOR LN FD
33738D309
3595
76400
SH
SOLE
0
0
76400
FIRST TR EXCHANGE-TRADED FD
SMID RISNG ETF
33741X102
356
12772
SH
SOLE
0
0
12772
FIRST TR EXCHNG TRADED FD VI
CBOE VEST FD DEP
33740U703
297
13980
SH
SOLE
0
0
13980
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
1888
38082
SH
SOLE
0
0
38082
FIRST TR EXCHNG TRADED FD VI
TCW UNCONSTRAI
33740F888
966
37822
SH
SOLE
0
0
37822
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
2000
53422
SH
SOLE
0
0
53422
FIRST TR NASDAQ 100 TECH IND
SHS
337345102
600
3932
SH
SOLE
0
0
3932
FIRST TR SPECIALTY FIN & FIN
COM BEN INTR
33733G109
246
58877
SH
SOLE
0
0
58877
FORD MTR CO DEL
COM
345370860
1173
69371
SH
SOLE
0
0
69371
FREEPORT-MCMORAN INC
CL B
35671D857
310
6228
SH
SOLE
0
0
6228
GABELLI DIVID & INCOME TR
COM
36242H104
315
12795
SH
SOLE
0
0
12795
GABELLI EQUITY TR INC
COM
362397101
185
26675
SH
SOLE
0
0
26675
GENERAL AMERN INVS CO INC
COM
368802104
209
4927
SH
SOLE
0
0
4927
GOLDMAN SACHS ETF TR
ACCESS INFLATI
381430362
473
8398
SH
SOLE
0
0
8398
GOLDMAN SACHS ETF TR
EQUAL WEIGHT US
381430438
350
5210
SH
SOLE
0
0
5210
GUGGENHEIM STRATEGIC OPPORTU
COM SBI
40167F101
401
21108
SH
SOLE
0
0
21108
HARTFORD FDS EXCHANGE TRADED
SHRT DURTN ETF
41653L602
515
13131
SH
SOLE
0
0
13131
HOME DEPOT INC
COM
437076102
649
2167
SH
SOLE
0
0
2167
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
241
1825
SH
SOLE
0
0
1825
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
283
10868
SH
SOLE
0
0
10868
INVESCO DB MULTI-SECTOR COMM
AGRICULTURE FD
46140H106
251
11490
SH
SOLE
0
0
11490
INVESCO EXCH TRADED FD TR II
FTSE RAFI SML
46138E735
339
9833
SH
SOLE
0
0
9833
INVESCO EXCH TRADED FD TR II
PFD ETF
46138E511
273
20119
SH
SOLE
0
0
20119
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 HY
46138J858
287
11712
SH
SOLE
0
0
11712
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 HY
46138J833
257
10774
SH
SOLE
0
0
10774
INVESCO EXCH TRD SLF IDX FD
BULSHS 2025 HY
46138J817
244
10269
SH
SOLE
0
0
10269
INVESCO EXCH TRD SLF IDX FD
INVSCO BLSH 26
46138J635
264
10800
SH
SOLE
0
0
10800
INVESCO EXCHANGE TRADED FD T
RYMND JMS SB 1
46137V522
222
3639
SH
SOLE
0
0
3639
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1233
7820
SH
SOLE
0
0
7820
INVESCO MUN OPPORTUNITY TR
COM
46132C107
450
39279
SH
SOLE
0
0
39279
IRON MTN INC NEW
COM
46284V101
271
4886
SH
SOLE
0
0
4886
ISHARES INC
CORE MSCI EMKT
46434G103
950
17109
SH
SOLE
0
0
17109
ISHARES SILVER TR
ISHARES
46428Q109
288
12588
SH
SOLE
0
0
12588
ISHARES TR
0-5 YR TIPS ETF
46429B747
1525
14529
SH
SOLE
0
0
14529
ISHARES TR
CONV BD ETF
46435G102
704
8452
SH
SOLE
0
0
8452
ISHARES TR
CORE 1 5 YR USD
46432F859
439
9060
SH
SOLE
0
0
9060
ISHARES TR
CORE DIV GRWTH
46434V621
3252
60896
SH
SOLE
0
0
60896
ISHARES TR
CORE INTL AGGR
46435G672
233
4463
SH
SOLE
0
0
4463
ISHARES TR
CORE MSCI EAFE
46432F842
1998
28738
SH
SOLE
0
0
28738
ISHARES TR
CORE MSCI TOTAL
46432F834
838
12587
SH
SOLE
0
0
12587
ISHARES TR
CORE S&P MCP ETF
464287507
2218
8265
SH
SOLE
0
0
8265
ISHARES TR
CORE S&P SCP ETF
464287804
1780
16500
SH
SOLE
0
0
16500
ISHARES TR
CORE S&P TTL STK
464287150
2485
24617
SH
SOLE
0
0
24617
ISHARES TR
CORE S&P500 ETF
464287200
2966
6537
SH
SOLE
0
0
6537
ISHARES TR
CORE US AGGBD ET
464287226
1105
10318
SH
SOLE
0
0
10318
ISHARES TR
CRE U S REIT ETF
464288521
607
9383
SH
SOLE
0
0
9383
ISHARES TR
FALN ANGLS USD
46435G474
413
14862
SH
SOLE
0
0
14862
ISHARES TR
JPMORGAN USD EMG
464288281
1111
11363
SH
SOLE
0
0
11363
ISHARES TR
MORTGE REL ETF
46435G342
273
8364
SH
SOLE
0
0
8364
ISHARES TR
S&P 500 GRWT ETF
464287309
287
3763
SH
SOLE
0
0
3763
ISHARES TR
SP SMCP600VL ETF
464287879
273
2670
SH
SOLE
0
0
2670
ISHARES TR
TIPS BD ETF
464287176
1350
10839
SH
SOLE
0
0
10839
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
891
18154
SH
SOLE
0
0
18154
JOHNSON & JOHNSON
COM
478160104
535
3021
SH
SOLE
0
0
3021
KINDER MORGAN INC DEL
COM
49456B101
681
36010
SH
SOLE
0
0
36010
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
215
26600
SH
SOLE
0
0
26600
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
171
22614
SH
SOLE
0
0
22614
LOCKHEED MARTIN CORP
COM
539830109
246
558
SH
SOLE
0
0
558
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
257
5235
SH
SOLE
0
0
5235
MANAGED PORTFOLIO SERIES
TORTOISE NRAM PI
56167N720
3122
117864
SH
SOLE
0
0
117864
MERCK & CO INC
COM
58933Y105
252
3070
SH
SOLE
0
0
3070
META PLATFORMS INC
CL A
30303M102
547
2459
SH
SOLE
0
0
2459
MICROSOFT CORP
COM
594918104
3809
12353
SH
SOLE
0
0
12353
MORGAN STANLEY EMKT DBT FD I
COM
61744H105
865
111221
SH
SOLE
0
0
111221
NEWPARK RES INC
COM PAR $.01NEW
651718504
102
28000
SH
SOLE
0
0
28000
NOVARTIS AG
SPONSORED ADR
66987V109
205
2336
SH
SOLE
0
0
2336
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
158
10673
SH
SOLE
0
0
10673
NUVEEN CR STRATEGIES INCOME
COM SHS
67073D102
202
32750
SH
SOLE
0
0
32750
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
233
17890
SH
SOLE
0
0
17890
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
298
22281
SH
SOLE
0
0
22281
NVIDIA CORPORATION
COM
67066G104
327
1200
SH
SOLE
0
0
1200
OMEROS CORP
COM
682143102
61
10200
SH
SOLE
0
0
10200
ONEOK INC NEW
COM
682680103
284
4027
SH
SOLE
0
0
4027
OWL ROCK CAPITAL CORPORATION
COM
69121K104
181
12273
SH
SOLE
0
0
12273
PEPSICO INC
COM
713448108
1201
7173
SH
SOLE
0
0
7173
PFIZER INC
COM
717081103
1279
24713
SH
SOLE
0
0
24713
PROCTER AND GAMBLE CO
COM
742718109
536
3508
SH
SOLE
0
0
3508
PROSHARES TR
S&P MDCP 400 DIV
74347B680
321
4445
SH
SOLE
0
0
4445
PUTNAM MANAGED MUN INCOME TR
COM
746823103
298
42128
SH
SOLE
0
0
42128
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
1342
336384
SH
SOLE
0
0
336384
REALTY INCOME CORP
COM
756109104
709
10224
SH
SOLE
0
0
10224
RLJ LODGING TR
CUM CONV PFD A
74965L200
307
11156
SH
SOLE
0
0
11156
SALESFORCE COM INC
COM
79466L302
319
1502
SH
SOLE
0
0
1502
SELECT SECTOR SPDR TR
FINANCIAL
81369Y605
489
12767
SH
SOLE
0
0
12767
SHOPIFY INC
CL A
82509L107
243
360
SH
SOLE
0
0
360
SIRIUS XM HOLDINGS INC
COM
82968B103
152
23000
SH
SOLE
0
0
23000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
251
556
SH
SOLE
0
0
556
SPDR SER TR
BLOOMBERG CONV
78464A359
360
4676
SH
SOLE
0
0
4676
SPDR SER TR
PORTFLI TIPS ETF
78464A656
3235
106896
SH
SOLE
0
0
106896
STRYKER CORPORATION
COM
863667101
267
1000
SH
SOLE
0
0
1000
SUNOCO LP/SUNOCO FIN CORP
COM UT REP LP
86765K109
686
16790
SH
SOLE
0
0
16790
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
176
10621
SH
SOLE
0
0
10621
TESLA INC
COM
88160R101
803
745
SH
SOLE
0
0
745
TRI CONTL CORP
COM
895436103
282
9137
SH
SOLE
0
0
9137
TRITON INTL LTD
CL A
G9078F107
944
13456
SH
SOLE
0
0
13456
UBER TECHNOLOGIES INC
COM
90353T100
586
16434
SH
SOLE
0
0
16434
UNITED PARCEL SERVICE INC
CL B
911312106
462
2155
SH
SOLE
0
0
2155
US BANCORP DEL
COM NEW
902973304
1139
21421
SH
SOLE
0
0
21421
VALERO ENERGY CORP
COM
91913Y100
514
5065
SH
SOLE
0
0
5065
VANECK ETF TRUST
HIGH YLD MUNIETF
92189H409
213
3709
SH
SOLE
0
0
3709
VANGUARD INDEX FDS
GROWTH ETF
922908736
360
1253
SH
SOLE
0
0
1253
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
284
1898
SH
SOLE
0
0
1898
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
302
2790
SH
SOLE
0
0
2790
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
469
9151
SH
SOLE
0
0
9151
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
575
11972
SH
SOLE
0
0
11972
VEON LTD
SPONSORED ADR
91822M106
21
30512
SH
SOLE
0
0
30512
VERIZON COMMUNICATIONS INC
COM
92343V104
590
11586
SH
SOLE
0
0
11586
VIRTUS DIVIDEND INTEREST & P
COM
92840R101
241
16757
SH
SOLE
0
0
16757
VISA INC
COM CL A
92826C839
441
1988
SH
SOLE
0
0
1988
WALMART INC
COM
931142103
1631
10955
SH
SOLE
0
0
10955
WELLS FARGO CO NEW
COM
949746101
1174
24236
SH
SOLE
0
0
24236
WESTERN ASSET EMERGING MKTS
COM
95766A101
210
19566
SH
SOLE
0
0
19566
WESTERN ASSET MTG DEFINED OP
COM
95790B109
449
33550
SH
SOLE
0
0
33550
ZOETIS INC
CL A
98978V103
580
3075
SH
SOLE
0
0
3075