Regulatory Consultant

0001085146-21-002329.txt : 20210810 0001085146-21-002329.hdr.sgml : 20210810 20210810115637 ACCESSION NUMBER: 0001085146-21-002329 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210810 DATE AS OF CHANGE: 20210810 EFFECTIVENESS DATE: 20210810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Quad-Cities Investment Group, LLC CENTRAL INDEX KEY: 0001741426 IRS NUMBER: 272935760 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18795 FILM NUMBER: 211159068 BUSINESS ADDRESS: STREET 1: 5177 UTICA RIDGE ROAD CITY: DAVENPORT STATE: IA ZIP: 52807 BUSINESS PHONE: 563-484-5000 MAIL ADDRESS: STREET 1: 5177 UTICA RIDGE ROAD CITY: DAVENPORT STATE: IA ZIP: 52807 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001741426 XXXXXXXX 06-30-2021 06-30-2021 false Quad-Cities Investment Group, LLC

5177 UTICA RIDGE ROAD DAVENPORT IA 52807

13F HOLDINGS REPORT 028-18795 N Alex Butters Regulatory Consultant 310-275-7300 /s/ Alex Butters Beverly Hills CA 08-08-2021 0 182 147170 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 497 2504 SH SOLE 0 0 2504 ABBVIE INC COM 00287Y109 421 3742 SH SOLE 0 0 3742 ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 740 116398 SH SOLE 0 0 116398 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 315 1069 SH SOLE 0 0 1069 ADAMS DIVERSIFIED EQUITY FD COM 006212104 434 21943 SH SOLE 0 0 21943 ADVENT CONV & INCOME FD COM 00764C109 911 47297 SH SOLE 0 0 47297 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 303 1336 SH SOLE 0 0 1336 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 1236 98813 SH SOLE 0 0 98813 ALLIANT ENERGY CORP COM 018802108 374 6714 SH SOLE 0 0 6714 ALPHABET INC CAP STK CL A 02079K305 381 156 SH SOLE 0 0 156 ALPHABET INC CAP STK CL C 02079K107 697 278 SH SOLE 0 0 278 AMAZON COM INC COM 023135106 3757 1092 SH SOLE 0 0 1092 AMERICAN TOWER CORP NEW COM 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SOLE 0 0 2539 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 207 7988 SH SOLE 0 0 7988 FIRST TR EXCHANGE TRADED FD INDLS PROD DUR 33734X150 905 15350 SH SOLE 0 0 15350 FIRST TR EXCHANGE TRADED FD MATERIALS ALPH 33734X168 1012 17607 SH SOLE 0 0 17607 FIRST TR EXCHANGE TRADED FD TECH ALPHADEX 33734X176 612 4931 SH SOLE 0 0 4931 FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 33733E104 2280 30174 SH SOLE 0 0 30174 FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 33733E302 2487 10158 SH SOLE 0 0 10158 FIRST TR EXCHANGE-TRADED FD DORSEY WRT 5 ETF 33738R605 1052 22194 SH SOLE 0 0 22194 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2996 49981 SH SOLE 0 0 49981 FIRST TR EXCHANGE-TRADED FD FIRST TR TA HIYL 33738D408 1727 35603 SH SOLE 0 0 35603 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 539 10583 SH SOLE 0 0 10583 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 724 29617 SH SOLE 0 0 29617 FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 33733E203 1554 9002 SH SOLE 0 0 9002 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 602 12528 SH SOLE 0 0 12528 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 2466 51358 SH SOLE 0 0 51358 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 942 17563 SH SOLE 0 0 17563 FIRST TR MORNINGSTAR DIVID L SHS 336917109 1876 56544 SH SOLE 0 0 56544 FIRST TR NASDAQ 100 TECH IND SHS 337345102 821 5162 SH SOLE 0 0 5162 FIRST TR SPECIALTY FIN & FIN COM BEN INTR 33733G109 264 65231 SH SOLE 0 0 65231 FORD MTR CO DEL COM 345370860 333 22441 SH SOLE 0 0 22441 FREEPORT-MCMORAN INC CL B 35671D857 226 6094 SH SOLE 0 0 6094 GABELLI DIVID & INCOME TR COM 36242H104 359 13641 SH SOLE 0 0 13641 GABELLI EQUITY TR INC COM 362397101 173 25022 SH SOLE 0 0 25022 GOLDMAN SACHS GROUP INC COM 38141G104 219 576 SH SOLE 0 0 576 GUGGENHEIM STRATEGIC OPPORTU COM SBI 40167F101 333 15362 SH SOLE 0 0 15362 HARTFORD FDS EXCHANGE TRADED SHRT DURTN ETF 41653L602 234 5690 SH SOLE 0 0 5690 HOME DEPOT INC COM 437076102 594 1863 SH SOLE 0 0 1863 HONEYWELL 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ISHARES INC CORE MSCI EMKT 46434G103 1161 17330 SH SOLE 0 0 17330 ISHARES TR 0-5 YR TIPS ETF 46429B747 1199 11278 SH SOLE 0 0 11278 ISHARES TR CONV BD ETF 46435G102 546 5358 SH SOLE 0 0 5358 ISHARES TR CORE 1 5 YR USD 46432F859 389 7580 SH SOLE 0 0 7580 ISHARES TR CORE DIV GRWTH 46434V621 2615 51935 SH SOLE 0 0 51935 ISHARES TR CORE INTL AGGR 46435G672 983 17843 SH SOLE 0 0 17843 ISHARES TR CORE MSCI EAFE 46432F842 1877 25079 SH SOLE 0 0 25079 ISHARES TR CORE MSCI TOTAL 46432F834 744 10150 SH SOLE 0 0 10150 ISHARES TR CORE S&P MCP ETF 464287507 1702 6334 SH SOLE 0 0 6334 ISHARES TR CORE S&P SCP ETF 464287804 1493 13218 SH SOLE 0 0 13218 ISHARES TR CORE S&P TTL STK 464287150 2285 23132 SH SOLE 0 0 23132 ISHARES TR CORE S&P500 ETF 464287200 2241 5212 SH SOLE 0 0 5212 ISHARES TR CORE US AGGBD ET 464287226 1230 10667 SH SOLE 0 0 10667 ISHARES TR CRE U S REIT ETF 464288521 409 7006 SH SOLE 0 0 7006 ISHARES TR INTL SEL DIV ETF 464288448 245 7552 SH SOLE 0 0 7552 ISHARES TR JPMORGAN USD EMG 464288281 987 8779 SH SOLE 0 0 8779 ISHARES TR MORTGE REL ETF 46435G342 570 15356 SH SOLE 0 0 15356 ISHARES TR S&P 500 GRWT ETF 464287309 245 3367 SH SOLE 0 0 3367 ISHARES TR TIPS BD ETF 464287176 1922 15014 SH SOLE 0 0 15014 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 1306 26009 SH SOLE 0 0 26009 JANUS DETROIT STR TR HENDRSON AAA CL 47103U845 332 6589 SH SOLE 0 0 6589 JOHNSON & JOHNSON COM 478160104 498 3025 SH SOLE 0 0 3025 KANSAS CITY SOUTHERN COM NEW 485170302 1169 4126 SH SOLE 0 0 4126 KINDER MORGAN INC DEL COM 49456B101 619 33965 SH SOLE 0 0 33965 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 306 33837 SH SOLE 0 0 33837 LIBERTY ALL-STAR GROWTH FD I COM 529900102 582 65450 SH SOLE 0 0 65450 LOCKHEED MARTIN CORP COM 539830109 212 561 SH SOLE 0 0 561 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 338 6919 SH SOLE 0 0 6919 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 215 9617 SH SOLE 0 0 9617 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 2027 89947 SH SOLE 0 0 89947 MERCK & CO INC COM 58933Y105 240 3085 SH SOLE 0 0 3085 MICROSOFT CORP COM 594918104 3497 12907 SH SOLE 0 0 12907 MORGAN STANLEY EMKT DBT FD I COM 61744H105 1240 132600 SH SOLE 0 0 132600 NEWPARK RES INC COM PAR $.01NEW 651718504 97 28000 SH SOLE 0 0 28000 NORFOLK SOUTHN CORP COM 655844108 245 923 SH SOLE 0 0 923 NUVEEN AMT FREE MUN CR INC F COM 67071L106 184 10284 SH SOLE 0 0 10284 NUVEEN CR STRATEGIES INCOME COM SHS 67073D102 224 33246 SH SOLE 0 0 33246 NUVEEN MUN HIGH INCOME OPPOR COM 670682103 269 17469 SH SOLE 0 0 17469 NUVEEN QUALITY MUNCP INCOME COM 67066V101 350 21831 SH SOLE 0 0 21831 OMEROS CORP COM 682143102 201 13550 SH SOLE 0 0 13550 ONEOK INC NEW COM 682680103 266 4774 SH SOLE 0 0 4774 OWL ROCK CAPITAL CORPORATION COM 69121K104 173 12104 SH SOLE 0 0 12104 PENNANTPARK INVT CORP COM 708062104 96 14384 SH SOLE 0 0 14384 PEPSICO INC COM 713448108 1070 7218 SH SOLE 0 0 7218 PFIZER INC COM 717081103 983 25108 SH SOLE 0 0 25108 PROCTER AND GAMBLE CO COM 742718109 494 3660 SH SOLE 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