The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN RIVIERA BANCORP | COM | 02933K103 | 8,371,593 | 380,700 | SH | DFND | 1 | 0 | 380,700 | 0 | ||
| ATLANTIC UN BANKSHARES CORP | COM | 04911A107 | 2,611,460 | 74,000 | SH | DFND | 1 | 0 | 74,000 | 0 | ||
| AXOS FINANCIAL INC | COM | 05465C100 | 11,879,950 | 140,342 | SH | DFND | 1 | 0 | 140,342 | 0 | ||
| BEACON FINANCIAL CORP. | COM | 084680107 | 2,323,580 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | |||
| BEACON FINANCIAL CORP. | COM | 084680107 | 9,149,784 | 385,904 | SH | DFND | 1 | 0 | 385,904 | 0 | ||
| BOEING CO | COM | 097023105 | 2,525,211 | 11,700 | SH | SOLE | 11,700 | 0 | 0 | |||
| C & F FINL CORP | COM | 12466Q104 | 1,106,918 | 16,472 | SH | DFND | 1 | 0 | 16,472 | 0 | ||
| CAPITAL BANCORP INC MD | COM | 139737100 | 7,377,066 | 231,256 | SH | DFND | 1 | 0 | 231,256 | 0 | ||
| CITIZENS FINL GROUP INC | COM | 174610105 | 8,027,532 | 151,007 | SH | DFND | 1 | 0 | 151,007 | 0 | ||
| CITIZENS FINL GROUP INC | COM | 174610105 | 2,870,640 | 54,000 | SH | SOLE | 54,000 | 0 | 0 | |||
| EAGLE BANCORP INC MD | COM | 268948106 | 799,741 | 39,552 | SH | DFND | 1 | 0 | 39,552 | 0 | ||
| FINANCIAL INSTNS INC | COM | 317585404 | 11,879,818 | 436,758 | SH | DFND | 1 | 0 | 436,758 | 0 | ||
| FINANCIAL INSTNS INC | COM | 317585404 | 3,680,622 | 135,317 | SH | SOLE | 135,317 | 0 | 0 | |||
| FVCBANKCORP INC | COM | 36120Q101 | 4,781,170 | 368,633 | SH | DFND | 1 | 0 | 368,633 | 0 | ||
| HAWTHORN BANCSHARES INC | COM | 420476103 | 10,627,786 | 342,390 | SH | DFND | 1 | 0 | 342,390 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 12,007,400 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | ||
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,509,260 | 15,839 | SH | SOLE | 15,839 | 0 | 0 | |||
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | 1,180,737 | 6,678 | SH | SOLE | 6,678 | 0 | 0 | |||
| MERIDIAN CORPORATION | COM | 58958P104 | 6,425,583 | 406,940 | SH | DFND | 1 | 0 | 406,940 | 0 | ||
| MVB FINL CORP | COM | 553810102 | 1,374,666 | 54,855 | SH | DFND | 1 | 0 | 54,855 | 0 | ||
| PARKE BANCORP INC | COM | 700885106 | 9,489,047 | 440,327 | SH | DFND | 1 | 0 | 440,327 | 0 | ||
| PFIZER INC | COM | 717081103 | 1,783,600 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | |||
| ROYAL BK CDA | COM | 780087102 | 1,473,200 | 10,000 | SH | Put | DFND | 1 | 0 | 10,000 | 0 | |
| SHORE BANCSHARES INC | COM | 825107105 | 934,369 | 56,939 | SH | DFND | 1 | 0 | 56,939 | 0 | ||
| THIRD COAST BANCSHARES INC | COM | 88422P109 | 6,917,451 | 182,182 | SH | DFND | 1 | 0 | 182,182 | 0 | ||
| TRUIST FINL CORP | COM | 89832Q109 | 6,858,000 | 150,000 | SH | Call | DFND | 1 | 0 | 150,000 | 0 | |
| TRUIST FINL CORP | COM | 89832Q109 | 4,352,544 | 95,200 | SH | SOLE | 95,200 | 0 | 0 | |||
| TRUIST FINL CORP | COM | 89832Q109 | 10,169,042 | 222,420 | SH | DFND | 1 | 0 | 222,420 | 0 | ||
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 9,016,683 | 14,724 | SH | SOLE | 14,724 | 0 | 0 | |||